@inproceedings{kim-jung-2026-penalty,
title = "Penalty-Framed No-Valid-Option {MCQA}: Analyzing {LLM} Abstention under Invalid Choices",
author = "Kim, Jinhyeok and
Jung, Hye-Young",
editor = "Zhang, Yue and
Xu, Ruifeng and
Purwarianti, Ayu and
Rong, Tong and
Suzuki, Jun",
booktitle = "Proceedings of the 15th International Joint Conference on Natural Language Processing and the 5th Conference of the {A}sia-Pacific Chapter of the {A}ssociation for {C}omputational {L}inguistics (Volume 2: Short Papers)",
month = nov,
year = "2026",
address = "Hengqin, China",
publisher = "Association for Computational Linguistics",
url = "https://aclanthology.org/2026.aacl-short.24/",
pages = "308--326",
ISBN = "979-8-89176-440-8",
abstract = "Multiple-choice question answering (MCQA) is commonly used to evaluate large language models under the assumption that one of the provided options is correct, typically using answer-selection accuracy. However, in real deployments, users or retrieval systems may provide invalid option sets in which none of the listed choices is correct, and selecting one of them may incur downstream cost. We study this setting as penalty-framed no-valid-option MCQA. Using the mathematics subset of MMLU-Pro, we remove the labeled correct option, allow models to either choose a remaining option or output ABSTAIN, and penalize invalid forced-choice responses. We further introduce correct-conditioned analysis, evaluating abstention only on instances that the model originally answered correctly. Experiments show that high MCQA accuracy does not fully guarantee abstention reliability: even under explicit no-valid-option-aware instructions and penalty-based scoring, models still produce invalid forced-choice responses for a subset of originally correct instances. These results show that penalty-framed no-valid-option MCQA reveals an aspect of model reliability not captured by standard answer-selection accuracy."
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<abstract>Multiple-choice question answering (MCQA) is commonly used to evaluate large language models under the assumption that one of the provided options is correct, typically using answer-selection accuracy. However, in real deployments, users or retrieval systems may provide invalid option sets in which none of the listed choices is correct, and selecting one of them may incur downstream cost. We study this setting as penalty-framed no-valid-option MCQA. Using the mathematics subset of MMLU-Pro, we remove the labeled correct option, allow models to either choose a remaining option or output ABSTAIN, and penalize invalid forced-choice responses. We further introduce correct-conditioned analysis, evaluating abstention only on instances that the model originally answered correctly. Experiments show that high MCQA accuracy does not fully guarantee abstention reliability: even under explicit no-valid-option-aware instructions and penalty-based scoring, models still produce invalid forced-choice responses for a subset of originally correct instances. These results show that penalty-framed no-valid-option MCQA reveals an aspect of model reliability not captured by standard answer-selection accuracy.</abstract>
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%0 Conference Proceedings
%T Penalty-Framed No-Valid-Option MCQA: Analyzing LLM Abstention under Invalid Choices
%A Kim, Jinhyeok
%A Jung, Hye-Young
%Y Zhang, Yue
%Y Xu, Ruifeng
%Y Purwarianti, Ayu
%Y Rong, Tong
%Y Suzuki, Jun
%S Proceedings of the 15th International Joint Conference on Natural Language Processing and the 5th Conference of the Asia-Pacific Chapter of the Association for Computational Linguistics (Volume 2: Short Papers)
%D 2026
%8 November
%I Association for Computational Linguistics
%C Hengqin, China
%@ 979-8-89176-440-8
%F kim-jung-2026-penalty
%X Multiple-choice question answering (MCQA) is commonly used to evaluate large language models under the assumption that one of the provided options is correct, typically using answer-selection accuracy. However, in real deployments, users or retrieval systems may provide invalid option sets in which none of the listed choices is correct, and selecting one of them may incur downstream cost. We study this setting as penalty-framed no-valid-option MCQA. Using the mathematics subset of MMLU-Pro, we remove the labeled correct option, allow models to either choose a remaining option or output ABSTAIN, and penalize invalid forced-choice responses. We further introduce correct-conditioned analysis, evaluating abstention only on instances that the model originally answered correctly. Experiments show that high MCQA accuracy does not fully guarantee abstention reliability: even under explicit no-valid-option-aware instructions and penalty-based scoring, models still produce invalid forced-choice responses for a subset of originally correct instances. These results show that penalty-framed no-valid-option MCQA reveals an aspect of model reliability not captured by standard answer-selection accuracy.
%U https://aclanthology.org/2026.aacl-short.24/
%P 308-326
Markdown (Informal)
[Penalty-Framed No-Valid-Option MCQA: Analyzing LLM Abstention under Invalid Choices](https://aclanthology.org/2026.aacl-short.24/) (Kim & Jung, AACL-IJCNLP 2026)
ACL