Beyond Static Grounding: Behavioral Contracts for Trustworthy Retrieval-Augmented Generation

Weiqing Zeng, Zida Yang, Guquan You, Haoran Yang, Yu Zheng


Abstract
Current RAG evaluation measures answer quality under fixed evidence but cannot detect systems that ignore evidence changes or fall back to parametric knowledge. We introduce Dynamic Evidence Contracts, a behavioral evaluation paradigm that specifies expected RAG behavior under four evidence interventions (deletion, conflict, distraction, permutation), and the Intervention Compliance Score (ICS) to quantify compliance. Evaluation on five datasets reveals that all evaluated open-source RAG pipelines achieve moderate conflict detection (CDR=0.283–0.847) via passive NLI-detected refutation signals, but lack explicit conflict acknowledgment. We further present DOVE-RAG, a minimal reference instantiation showing that explicit conflict acknowledgment yields higher CDR (0.505–0.999), up to 1.6× ICS improvement, and 2.0× citation recall gains. Ablation reveals that verification without structured output reorganization yields negligible improvement, suggesting that evidence compliance requires an integrated pipeline.
Anthology ID:
2026.emnlp-main.1494
Volume:
Proceedings of the 2026 Conference on Empirical Methods in Natural Language Processing
Month:
October
Year:
2026
Address:
Budapest, Hungary
Editors:
Hung-Yi Lee, Sunipa Dev, Jessy Li, Desmond Elliott
Venue:
EMNLP
SIG:
SIGDAT
Publisher:
Association for Computational Linguistics
Note:
Pages:
34136–34152
Language:
URL:
https://aclanthology.org/2026.emnlp-main.1494/
DOI:
Bibkey:
Cite (ACL):
Weiqing Zeng, Zida Yang, Guquan You, Haoran Yang, and Yu Zheng. 2026. Beyond Static Grounding: Behavioral Contracts for Trustworthy Retrieval-Augmented Generation. In Proceedings of the 2026 Conference on Empirical Methods in Natural Language Processing, pages 34136–34152, Budapest, Hungary. Association for Computational Linguistics.
Cite (Informal):
Beyond Static Grounding: Behavioral Contracts for Trustworthy Retrieval-Augmented Generation (Zeng et al., EMNLP 2026)
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PDF:
https://aclanthology.org/2026.emnlp-main.1494.pdf