@inproceedings{ozaki-etal-2026-first,
title = "First-Stage Groundwork Shapes Downstream {RL} Outcomes: Two-Stage Post-Training for {LLM} Personality Acquisition",
author = "Ozaki, Taisei and
Hashimoto, Tetsuya and
Ota, Miki and
Hori, Keisuke and
He, Zhenyu and
Mabuchi, Mitsuhiro",
editor = "Lee, Hung-Yi and
Dev, Sunipa and
Li, Jessy and
Elliott, Desmond",
booktitle = "Proceedings of the 2026 Conference on Empirical Methods in Natural Language Processing",
month = oct,
year = "2026",
address = "Budapest, Hungary",
publisher = "Association for Computational Linguistics",
url = "https://aclanthology.org/2026.emnlp-main.1983/",
pages = "45104--45131",
ISBN = "979-8-89176-459-0",
abstract = "Stable personality is a key requirement for personal AI assistants, yet how reasoning models acquire such traits remains underexplored. Existing work largely treats personality as role-play and inherits the standard reasoning-model recipe: SFT warm-up followed by RLVR. We ask whether this recipe is appropriate for natural personality acquisition, where a trait should shape both final answers and intermediate reasoning, persist under prompt variation, and preserve general capability. Holding Stage 2 fixed as rubric-based GRPO, we vary Stage 1 on Qwen3-8B across four Big Five trait directions and compare standard SFT with MCQ-GRPO, a simple on-policy warm-up over the model{'}s trait-relevant choices and reasoning traces. We evaluate each endpoint using an LLM-judged Rubric for stylistic expression and TRAIT for introspective disposition. We find that SFT-then-GRPO achieves high stylistic scores but is weaker on the introspective probe. In contrast, MCQ-GRPO-then-GRPO yields stronger introspective acquisition at a smaller mathematical-reasoning cost. Weight- and activation-space analyses further support this finding, suggesting that personality acquisition is not only a question of how much trait is displayed, but where it is carried."
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<abstract>Stable personality is a key requirement for personal AI assistants, yet how reasoning models acquire such traits remains underexplored. Existing work largely treats personality as role-play and inherits the standard reasoning-model recipe: SFT warm-up followed by RLVR. We ask whether this recipe is appropriate for natural personality acquisition, where a trait should shape both final answers and intermediate reasoning, persist under prompt variation, and preserve general capability. Holding Stage 2 fixed as rubric-based GRPO, we vary Stage 1 on Qwen3-8B across four Big Five trait directions and compare standard SFT with MCQ-GRPO, a simple on-policy warm-up over the model’s trait-relevant choices and reasoning traces. We evaluate each endpoint using an LLM-judged Rubric for stylistic expression and TRAIT for introspective disposition. We find that SFT-then-GRPO achieves high stylistic scores but is weaker on the introspective probe. In contrast, MCQ-GRPO-then-GRPO yields stronger introspective acquisition at a smaller mathematical-reasoning cost. Weight- and activation-space analyses further support this finding, suggesting that personality acquisition is not only a question of how much trait is displayed, but where it is carried.</abstract>
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%0 Conference Proceedings
%T First-Stage Groundwork Shapes Downstream RL Outcomes: Two-Stage Post-Training for LLM Personality Acquisition
%A Ozaki, Taisei
%A Hashimoto, Tetsuya
%A Ota, Miki
%A Hori, Keisuke
%A He, Zhenyu
%A Mabuchi, Mitsuhiro
%Y Lee, Hung-Yi
%Y Dev, Sunipa
%Y Li, Jessy
%Y Elliott, Desmond
%S Proceedings of the 2026 Conference on Empirical Methods in Natural Language Processing
%D 2026
%8 October
%I Association for Computational Linguistics
%C Budapest, Hungary
%@ 979-8-89176-459-0
%F ozaki-etal-2026-first
%X Stable personality is a key requirement for personal AI assistants, yet how reasoning models acquire such traits remains underexplored. Existing work largely treats personality as role-play and inherits the standard reasoning-model recipe: SFT warm-up followed by RLVR. We ask whether this recipe is appropriate for natural personality acquisition, where a trait should shape both final answers and intermediate reasoning, persist under prompt variation, and preserve general capability. Holding Stage 2 fixed as rubric-based GRPO, we vary Stage 1 on Qwen3-8B across four Big Five trait directions and compare standard SFT with MCQ-GRPO, a simple on-policy warm-up over the model’s trait-relevant choices and reasoning traces. We evaluate each endpoint using an LLM-judged Rubric for stylistic expression and TRAIT for introspective disposition. We find that SFT-then-GRPO achieves high stylistic scores but is weaker on the introspective probe. In contrast, MCQ-GRPO-then-GRPO yields stronger introspective acquisition at a smaller mathematical-reasoning cost. Weight- and activation-space analyses further support this finding, suggesting that personality acquisition is not only a question of how much trait is displayed, but where it is carried.
%U https://aclanthology.org/2026.emnlp-main.1983/
%P 45104-45131
Markdown (Informal)
[First-Stage Groundwork Shapes Downstream RL Outcomes: Two-Stage Post-Training for LLM Personality Acquisition](https://aclanthology.org/2026.emnlp-main.1983/) (Ozaki et al., EMNLP 2026)
ACL