First-Stage Groundwork Shapes Downstream RL Outcomes: Two-Stage Post-Training for LLM Personality Acquisition

Taisei Ozaki, Tetsuya Hashimoto, Miki Ota, Keisuke Hori, Zhenyu He, Mitsuhiro Mabuchi


Abstract
Stable personality is a key requirement for personal AI assistants, yet how reasoning models acquire such traits remains underexplored. Existing work largely treats personality as role-play and inherits the standard reasoning-model recipe: SFT warm-up followed by RLVR. We ask whether this recipe is appropriate for natural personality acquisition, where a trait should shape both final answers and intermediate reasoning, persist under prompt variation, and preserve general capability. Holding Stage 2 fixed as rubric-based GRPO, we vary Stage 1 on Qwen3-8B across four Big Five trait directions and compare standard SFT with MCQ-GRPO, a simple on-policy warm-up over the model’s trait-relevant choices and reasoning traces. We evaluate each endpoint using an LLM-judged Rubric for stylistic expression and TRAIT for introspective disposition. We find that SFT-then-GRPO achieves high stylistic scores but is weaker on the introspective probe. In contrast, MCQ-GRPO-then-GRPO yields stronger introspective acquisition at a smaller mathematical-reasoning cost. Weight- and activation-space analyses further support this finding, suggesting that personality acquisition is not only a question of how much trait is displayed, but where it is carried.
Anthology ID:
2026.emnlp-main.1983
Volume:
Proceedings of the 2026 Conference on Empirical Methods in Natural Language Processing
Month:
October
Year:
2026
Address:
Budapest, Hungary
Editors:
Hung-Yi Lee, Sunipa Dev, Jessy Li, Desmond Elliott
Venue:
EMNLP
SIG:
SIGDAT
Publisher:
Association for Computational Linguistics
Note:
Pages:
45104–45131
Language:
URL:
https://aclanthology.org/2026.emnlp-main.1983/
DOI:
Bibkey:
Cite (ACL):
Taisei Ozaki, Tetsuya Hashimoto, Miki Ota, Keisuke Hori, Zhenyu He, and Mitsuhiro Mabuchi. 2026. First-Stage Groundwork Shapes Downstream RL Outcomes: Two-Stage Post-Training for LLM Personality Acquisition. In Proceedings of the 2026 Conference on Empirical Methods in Natural Language Processing, pages 45104–45131, Budapest, Hungary. Association for Computational Linguistics.
Cite (Informal):
First-Stage Groundwork Shapes Downstream RL Outcomes: Two-Stage Post-Training for LLM Personality Acquisition (Ozaki et al., EMNLP 2026)
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PDF:
https://aclanthology.org/2026.emnlp-main.1983.pdf