OptiSet: Unified Optimizing Set Selection and Ranking for Retrieval-Augmented Generation

Yi Jiang, Sendong Zhao, Jianbo Li, Haochun Wang, Bairui Hu, Yanrui Du, Bing Qin


Abstract
Retrieval-Augmented Generation (RAG) improves generation quality by incorporating evidence retrieved from large external corpora. However, most existing methods rely on statically selecting top-k passages based on individual relevance, which fails to exploit combinatorial gains among passages and often introduces substantial redundancy. To address this limitation, we propose OptiSet, a set-centric framework that unifies set selection and set-level ranking for RAG. OptiSet adopts an “Expand-then-Refine” paradigm: it first expands a query into multiple perspectives to enable a diverse candidate pool and then refines the candidate pool via re-selection to form a compact evidence set. We then devise a self-synthesis strategy without strong LLM supervision to derive preference labels from the set conditional utility changes of the generator, thereby identifying complementary and redundant evidence. Finally, we introduce a set-list wise training strategy that jointly optimizes set selection and set-level ranking, enabling the model to favor compact, high-gain evidence sets. Extensive experiments demonstrate that OptiSet improves performance on complex combinatorial problems and makes generation more efficient.
Anthology ID:
2026.findings-emnlp.339
Volume:
Findings of the Association for Computational Linguistics: EMNLP 2026
Month:
October
Year:
2026
Address:
Budapest, Hungary
Editors:
Hung-Yi Lee, Sunipa Dev, Jessy Li, Desmond Elliott
Venue:
Findings
SIG:
SIGDAT
Publisher:
Association for Computational Linguistics
Note:
Pages:
7125–7139
Language:
URL:
https://aclanthology.org/2026.findings-emnlp.339/
DOI:
Bibkey:
Cite (ACL):
Yi Jiang, Sendong Zhao, Jianbo Li, Haochun Wang, Bairui Hu, Yanrui Du, and Bing Qin. 2026. OptiSet: Unified Optimizing Set Selection and Ranking for Retrieval-Augmented Generation. In Findings of the Association for Computational Linguistics: EMNLP 2026, pages 7125–7139, Budapest, Hungary. Association for Computational Linguistics.
Cite (Informal):
OptiSet: Unified Optimizing Set Selection and Ranking for Retrieval-Augmented Generation (Jiang et al., Findings 2026)
Copy Citation:
PDF:
https://aclanthology.org/2026.findings-emnlp.339.pdf