Annual Meeting of the Association for Computational Linguistics (2023)

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bib (full) Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

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Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)
Anna Rogers | Jordan Boyd-Graber | Naoaki Okazaki

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Program Chairs’ Report on Peer Review at ACL 2023
Anna Rogers | Marzena Karpinska | Jordan Boyd-Graber | Naoaki Okazaki

We present a summary of the efforts to improve conference peer review that were implemented at ACL’23. This includes work with the goal of improving review quality, clearer workflow and decision support for the area chairs, as well as our efforts to improve paper-reviewer matching for various kinds of non- mainstream NLP work, and improve the overall incentives for all participants of the peer review process. We present analysis of the factors affecting peer review, identify the most problematic issues that the authors complained about, and provide suggestions for the future chairs. We hope that publishing such reports would (a) improve transparency in decision-making, (b) help the people new to the field to understand how the *ACL conferences work, (c) provide useful data for the future chairs and workshop organizers, and also academic work on peer review, and (d) provide useful context for the final program, as a source of information for meta-research on the structure and trajectory of the field of NLP.

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One Cannot Stand for Everyone! Leveraging Multiple User Simulators to train Task-oriented Dialogue Systems
Yajiao Liu | Xin Jiang | Yichun Yin | Yasheng Wang | Fei Mi | Qun Liu | Xiang Wan | Benyou Wang

User simulators are agents designed to imitate human users; recent advances have found that Task-oriented Dialogue (ToD) systems optimized toward a user simulator could better satisfy the need of human users. However, this might result in a sub-optimal ToD system if it is tailored to only one ad hoc user simulator, since human users can behave differently. In this paper, we propose a framework called MUST to optimize ToD systems via leveraging Multiple User SimulaTors. The main challenges of implementing MUST fall in 1) how to adaptively determine which user simulator to interact with the ToD system at each optimization step, since the ToD system might be over-fitted to some specific user simulators, and simultaneously under-fitted to some others; 2) how to avoid catastrophic forgetting of the adaption for a simulator that is not selected for several consecutive optimization steps.To tackle these challenges, we formulate MUST as a Multi-armed bandits (MAB) problem and provide a method called MUSTadaptive that balances i) the boosting adaption for adaptive interactions between different user simulators and the ToD system andii) the uniform adaption to avoid the catastrophic forgetting issue.With both automatic evaluations and human evaluations, our experimental results on MultiWOZ show that the dialogue system trained by MUST achieves a better performance than those trained by a single user simulator. It also has a better generalization ability when testing with unseen user simulators.

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SafeConv: Explaining and Correcting Conversational Unsafe Behavior
Mian Zhang | Lifeng Jin | Linfeng Song | Haitao Mi | Wenliang Chen | Dong Yu

One of the main challenges open-domain end-to-end dialogue systems, or chatbots, face is the prevalence of unsafe behavior, such as toxic languages and harmful suggestions. However, existing dialogue datasets do not provide enough annotation to explain and correct such unsafe behavior. In this work, we construct a new dataset called SafeConv for the research of conversational safety: (1) Besides the utterance-level safety labels, SafeConv also provides unsafe spans in an utterance, information able to indicate which words contribute to the detected unsafe behavior; (2) SafeConv provides safe alternative responses to continue the conversation when unsafe behavior detected, guiding the conversation to a gentle trajectory. By virtue of the comprehensive annotation of SafeConv, we benchmark three powerful models for the mitigation of conversational unsafe behavior, including a checker to detect unsafe utterances, a tagger to extract unsafe spans, and a rewriter to convert an unsafe response to a safe version. Moreover, we explore the huge benefits brought by combining the models for explaining the emergence of unsafe behavior and detoxifying chatbots. Experiments show that the detected unsafe behavior could be well explained with unsafe spans and popular chatbots could be detoxified by a huge extent. The dataset is available at https://github.com/mianzhang/SafeConv.

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Detecting and Mitigating Hallucinations in Machine Translation: Model Internal Workings Alone Do Well, Sentence Similarity Even Better
David Dale | Elena Voita | Loic Barrault | Marta R. Costa-jussà

While the problem of hallucinations in neural machine translation has long been recognized, so far the progress on its alleviation is very little. Indeed, recently it turned out that without artificially encouraging models to hallucinate, previously existing methods fall short and even the standard sequence log-probability is more informative. It means that internal characteristics of the model can give much more information than we expect, and before using external models and measures, we first need to ask: how far can we go if we use nothing but the translation model itself ? We propose to use a method that evaluates the percentage of the source contribution to a generated translation. Intuitively, hallucinations are translations “detached” from the source, hence they can be identified by low source contribution. This method improves detection accuracy for the most severe hallucinations by a factor of 2 and is able to alleviate hallucinations at test time on par with the previous best approach that relies on external models. Next, if we move away from internal model characteristics and allow external tools, we show that using sentence similarity from cross-lingual embeddings further improves these results. We release the code of our experiments.

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Explainable Recommendation with Personalized Review Retrieval and Aspect Learning
Hao Cheng | Shuo Wang | Wensheng Lu | Wei Zhang | Mingyang Zhou | Kezhong Lu | Hao Liao

Explainable recommendation is a technique that combines prediction and generation tasks to produce more persuasive results. Among these tasks, textual generation demands large amounts of data to achieve satisfactory accuracy. However, historical user reviews of items are often insufficient, making it challenging to ensure the precision of generated explanation text. To address this issue, we propose a novel model, ERRA (Explainable Recommendation by personalized Review retrieval and Aspect learning). With retrieval enhancement, ERRA can obtain additional information from the training sets. With this additional information, we can generate more accurate and informative explanations. Furthermore, to better capture users’ preferences, we incorporate an aspect enhancement component into our model. By selecting the top-n aspects that users are most concerned about for different items, we can model user representation with more relevant details, making the explanation more persuasive. To verify the effectiveness of our model, extensive experiments on three datasets show that our model outperforms state-of-the-art baselines (for example, 3.4% improvement in prediction and 15.8% improvement in explanation for TripAdvisor).

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Binary and Ternary Natural Language Generation
Zechun Liu | Barlas Oguz | Aasish Pappu | Yangyang Shi | Raghuraman Krishnamoorthi

Ternary and binary neural networks enable multiplication-free computation and promise multiple orders of magnitude efficiency gains over full-precision networks if implemented on specialized hardware. However, since both the parameter and the output space are highly discretized, such networks have proven very difficult to optimize. The difficulties are compounded for the class of transformer text generation models due to the sensitivity of the attention operation to quantization and the noise-compounding effects of autoregressive decoding in the high-cardinality output space. We approach the problem with a mix of statistics-based quantization for the weights and elastic quantization of the activations and demonstrate the first ternary and binary transformer models on the downstream tasks of summarization and machine translation. Our ternary BART base achieves an R1 score of 41 on the CNN/DailyMail benchmark, which is merely 3.9 points behind the full model while being 16x more efficient. Our binary model, while less accurate, achieves a highly non-trivial score of 35.6. For machine translation, we achieved BLEU scores of 21.7 and 17.6 on the WMT16 En-Ro benchmark, compared with a full precision mBART model score of 26.8. We also compare our approach in the 8-bit activation setting, where our ternary and even binary weight models can match or outperform the best existing 8-bit weight models in the literature. Our code and models are available at: https://github.com/facebookresearch/Ternary_Binary_Transformer.

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Span-Selective Linear Attention Transformers for Effective and Robust Schema-Guided Dialogue State Tracking
Björn Bebensee | Haejun Lee

In schema-guided dialogue state tracking models estimate the current state of a conversation using natural language descriptions of the service schema for generalization to unseen services. Prior generative approaches which decode slot values sequentially do not generalize well to variations in schema, while discriminative approaches separately encode history and schema and fail to account for inter-slot and intent-slot dependencies. We introduce SPLAT, a novel architecture which achieves better generalization and efficiency than prior approaches by constraining outputs to a limited prediction space. At the same time, our model allows for rich attention among descriptions and history while keeping computation costs constrained by incorporating linear-time attention. We demonstrate the effectiveness of our model on the Schema-Guided Dialogue (SGD) and MultiWOZ datasets. Our approach significantly improves upon existing models achieving 85.3 JGA on the SGD dataset. Further, we show increased robustness on the SGD-X benchmark: our model outperforms the more than 30x larger D3ST-XXL model by 5.0 points.

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EM Pre-training for Multi-party Dialogue Response Generation
Yiyang Li | Hai Zhao

Dialogue response generation requires an agent to generate a response according to the current dialogue history, in terms of which two-party dialogues have been well studied, but leaving a great gap for multi-party dialogues at the same time. Different from two-party dialogues where each response is a direct reply to its previous utterance, the addressee of a response utterance should be specified before it is generated in the multi-party scenario. Thanks to the huge amount of two-party conversational data, various pre-trained language models for two-party dialogue response generation have been proposed. However, due to the lack of annotated addressee labels in multi-party dialogue datasets, it is hard to use them to pre-train a response generation model for multi-party dialogues. To tackle this obstacle, we propose an Expectation-Maximization (EM) approach that iteratively performs the expectation steps to generate addressee labels, and the maximization steps to optimize a response generation model. Theoretical analyses and extensive experiments have justified the feasibility and effectiveness of our proposed method. The official implementation of this paper is available at https://github.com/EricLee8/MPDRG.

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ACLM: A Selective-Denoising based Generative Data Augmentation Approach for Low-Resource Complex NER
Sreyan Ghosh | Utkarsh Tyagi | Manan Suri | Sonal Kumar | Ramaneswaran S | Dinesh Manocha

Complex Named Entity Recognition (NER) is the task of detecting linguistically complex named entities in low-context text. In this paper, we present ACLM Attention-map aware keyword selection for Conditional Language Model fine-tuning), a novel data augmentation approach based on conditional generation, to address the data scarcity problem in low-resource complex NER. ACLM alleviates the context-entity mismatch issue, a problem existing NER data augmentation techniques suffer from and often generates incoherent augmentations by placing complex named entities in the wrong context. ACLM builds on BART and is optimized on a novel text reconstruction or denoising task - we use selective masking (aided by attention maps) to retain the named entities and certain keywords in the input sentence that provide contextually relevant additional knowledge or hints about the named entities. Compared with other data augmentation strategies, ACLM can generate more diverse and coherent augmentations preserving the true word sense of complex entities in the sentence. We demonstrate the effectiveness of ACLM both qualitatively and quantitatively on monolingual, cross-lingual, and multilingual complex NER across various low-resource settings. ACLM outperforms all our neural baselines by a significant margin (1%-36%). In addition, we demonstrate the application of ACLM to other domains that suffer from data scarcity (e.g., biomedical). In practice, ACLM generates more effective and factual augmentations for these domains than prior methods.

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Natural Language to Code Generation in Interactive Data Science Notebooks
Pengcheng Yin | Wen-Ding Li | Kefan Xiao | Abhishek Rao | Yeming Wen | Kensen Shi | Joshua Howland | Paige Bailey | Michele Catasta | Henryk Michalewski | Oleksandr Polozov | Charles Sutton

Computational notebooks, such as Jupyter notebooks, are interactive computing environments that are ubiquitous among data scientists to perform data wrangling and analytic tasks. To measure the performance of AI pair programmers that automatically synthesize programs for those tasks given natural language (NL) intents from users, we build ARCADE, a benchmark of 1078 code generation problems using the pandas data analysis framework in data science notebooks. ARCADE features multiple rounds of NL-to-code problems from the same notebook. It requires a model to understand rich multi-modal contexts, such as existing notebook cells and their execution states as well as previous turns of interaction. To establish a strong baseline on this challenging task, we develop PaChiNCo, a 62B code language model (LM) for Python computational notebooks, which significantly outperforms public code LMs. Finally, we explore few-shot prompting strategies to elicit better code with step-by-step decomposition and NL explanation, showing the potential to improve the diversity and explainability of model predictions. Arcade is publicly available at https://github.com/google-research/arcade-nl2code/.

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Subset Retrieval Nearest Neighbor Machine Translation
Hiroyuki Deguchi | Taro Watanabe | Yusuke Matsui | Masao Utiyama | Hideki Tanaka | Eiichiro Sumita

k-nearest-neighbor machine translation (kNN-MT) (Khandelwal et al., 2021) boosts the translation performance of trained neural machine translation (NMT) models by incorporating example-search into the decoding algorithm. However, decoding is seriously time-consuming, i.e., roughly 100 to 1,000 times slower than standard NMT, because neighbor tokens are retrieved from all target tokens of parallel data in each timestep. In this paper, we propose “Subset kNN-MT”, which improves the decoding speed of kNN-MT by two methods: (1) retrieving neighbor target tokens from a subset that is the set of neighbor sentences of the input sentence, not from all sentences, and (2) efficient distance computation technique that is suitable for subset neighbor search using a look-up table. Our proposed method achieved a speed-up of up to 132.2 times and an improvement in BLEU score of up to 1.6 compared with kNN-MT in the WMT’19 De-En translation task and the domain adaptation tasks in De-En and En-Ja.

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MIL-Decoding: Detoxifying Language Models at Token-Level via Multiple Instance Learning
Xu Zhang | Xiaojun Wan

Despite advances in large pre-trained neural language models, they are prone to generating toxic language, which brings security risks to their applications. We introduce MIL-Decoding, which detoxifies language models at token-level by interpolating it with a trained multiple instance learning (MIL) network.MIL model is trained on a corpus with a toxicity label for each text to predict the overall toxicity and the toxicity of each token in its context. Intuitively, the MIL network computes a toxicity distribution over next tokens according to the generated context which supplements the original language model to avoid toxicity. We evaluate MIL-Decoding with automatic metrics and human evaluation, where MIL-Decoding outperforms other baselines in detoxification while it only hurts generation fluency a little bit.

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Dependency resolution at the syntax-semantics interface: psycholinguistic and computational insights on control dependencies
Iria de-Dios-Flores | Juan Garcia Amboage | Marcos Garcia

Using psycholinguistic and computational experiments we compare the ability of humans and several pre-trained masked language models to correctly identify control dependencies in Spanish sentences such as ‘José le prometió/ordenó a María ser ordenado/a’ (‘Joseph promised/ordered Mary to be tidy’). These structures underlie complex anaphoric and agreement relations at the interface of syntax and semantics, allowing us to study lexically-guided antecedent retrieval processes. Our results show that while humans correctly identify the (un)acceptability of the strings, language models often fail to identify the correct antecedent in non-adjacent dependencies, showing their reliance on linearity. Additional experiments on Galician reinforce these conclusions. Our findings are equally valuable for the evaluation of language models’ ability to capture linguistic generalizations, as well as for psycholinguistic theories of anaphor resolution.

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Open-ended Long Text Generation via Masked Language Modeling
Xiaobo Liang | Zecheng Tang | Juntao Li | Min Zhang

Pre-trained autoregressive (AR) language models such as BART and GPTs have dominated OPen-ended Long Text Generation (Open-LTG).However, the AR nature will decrease the inference efficiency along with the increase of generation length, which hinder their application in Open-LTG.To improve inference efficiency, we alternatively explore the potential of the pre-trained masked language models (MLMs) along with a representative iterative non-autoregressive (NAR) decoding strategy for Open-LTG.Our preliminary study shows that pre-trained MLMs can merely generate short text and will collapse for long text modeling. To enhance the long text generation capability of MLMs, we introduce two simple yet effective strategies for the iterative NAR model: dynamic sliding window attention (DSWA) and linear temperature decay (LTD). It can alleviate long-distance collapse problems and achieve longer text generation with a flexible trade-off between performance and inference speedup. Experiments on the storytelling and multi-paragraph opinionated article writing tasks show that pre-trained MLMs can achieve more than 3 × → 13 × speedup with better performance than strong AR models.

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A Method for Studying Semantic Construal in Grammatical Constructions with Interpretable Contextual Embedding Spaces
Gabriella Chronis | Kyle Mahowald | Katrin Erk

We study semantic construal in grammatical constructions using large language models. First, we project contextual word embeddings into three interpretable semantic spaces, each defined by a different set of psycholinguistic feature norms. We validate these interpretable spaces and then use them to automatically derive semantic characterizations of lexical items in two grammatical constructions: nouns in subject or object position within the same sentence, and the AANN construction (e.g., ‘a beautiful three days’). We show that a word in subject position is interpreted as more agentive than the very same word in object position, and that the nouns in the AANN construction are interpreted as more measurement-like than when in the canonical alternation. Our method can probe the distributional meaning of syntactic constructions at a templatic level, abstracted away from specific lexemes.

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Holographic CCG Parsing
Ryosuke Yamaki | Tadahiro Taniguchi | Daichi Mochihashi

We propose a method for formulating CCG as a recursive composition in a continuous vector space. Recent CCG supertagging and parsing models generally demonstrate high performance, yet rely on black-box neural architectures to implicitly model phrase structure dependencies. Instead, we leverage the method of holographic embeddings as a compositional operator to explicitly model the dependencies between words and phrase structures in the embedding space. Experimental results revealed that holographic composition effectively improves the supertagging accuracy to achieve state-of-the-art parsing performance when using a C&C parser. The proposed span-based parsing algorithm using holographic composition achieves performance comparable to state-of-the-art neural parsing with Transformers. Furthermore, our model can semantically and syntactically infill text at the phrase level due to the decomposability of holographic composition.

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Prompts Can Play Lottery Tickets Well: Achieving Lifelong Information Extraction via Lottery Prompt Tuning
Zujie Liang | Feng Wei | Yin Jie | Yuxi Qian | Zhenghong Hao | Bing Han

Thanks to the recent success of Pre-trained Language Models (PLMs), it has become a promising research direction to develop a universal model (UIE) that can solve all typical information extraction tasks within one generative framework. Nonetheless, in real-world scenarios of UIE applications, new data of different IE tasks and domains usually come in a stream over time. A desirable UIE system should be capable of continually learning new tasks without forgetting old ones, thereby allowing knowledge and functionalities expansion without re-training the whole system. In this paper, we study the UIE system under a more challenging yet practical scenario, i.e., “lifelong learning” settings, to evaluate its abilities in three aspects, including knowledge sharing and expansion, catastrophic forgetting prevention, and rapid generalization on few-shot and unseen tasks. To achieve these three goals, we present a novel parameter- and deployment-efficient prompt tuning method namely Lottery Prompt Tuning (LPT).LPT freezes the PLM’s parameters and sequentially learns compact pruned prompt vectors for each task leveraging a binary prompt mask, while keeping the prompt parameters selected by the previous tasks insusceptible. Furthermore, we use a simple yet effective method to perform mask selection and show the powerful transferability of Lottery Prompts to novel tasks. Extensive experiments demonstrate that LPT consistently sets state-of-the-art performance on multiple lifelong learning settings of UIE, including task-incremental setting on seen tasks, few-shot adaptation, and zero-shot generalization on novel tasks.

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Retrieve-and-Sample: Document-level Event Argument Extraction via Hybrid Retrieval Augmentation
Yubing Ren | Yanan Cao | Ping Guo | Fang Fang | Wei Ma | Zheng Lin

Recent studies have shown the effectiveness of retrieval augmentation in many generative NLP tasks. These retrieval-augmented methods allow models to explicitly acquire prior external knowledge in a non-parametric manner and regard the retrieved reference instances as cues to augment text generation. These methods use similarity-based retrieval, which is based on a simple hypothesis: the more the retrieved demonstration resembles the original input, the more likely the demonstration label resembles the input label. However, due to the complexity of event labels and sparsity of event arguments, this hypothesis does not always hold in document-level EAE. This raises an interesting question: How do we design the retrieval strategy for document-level EAE? We investigate various retrieval settings from the input and label distribution views in this paper. We further augment document-level EAE with pseudo demonstrations sampled from event semantic regions that can cover adequate alternatives in the same context and event schema. Through extensive experiments on RAMS and WikiEvents, we demonstrate the validity of our newly introduced retrieval-augmented methods and analyze why they work.

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WeCheck: Strong Factual Consistency Checker via Weakly Supervised Learning
Wenhao Wu | Wei Li | Xinyan Xiao | Jiachen Liu | Sujian Li | Yajuan Lyu

A crucial issue of current text generation models is that they often uncontrollably generate text that is factually inconsistent with inputs. Due to lack of annotated data, existing factual consistency metrics usually train evaluation models on synthetic texts or directly transfer from other related tasks, such as question answering (QA) and natural language inference (NLI).Bias in synthetic text or upstream tasks makes them perform poorly on text actually generated by language models, especially for general evaluation for various tasks. To alleviate this problem, we propose a weakly supervised framework named WeCheck that is directly trained on actual generated samples from language models with weakly annotated labels.WeCheck first utilizes a generative model to infer the factual labels of generated samples by aggregating weak labels from multiple resources.Next, we train a simple noise-aware classification model as the target metric using the inferred weakly supervised information.Comprehensive experiments on various tasks demonstrate the strong performance of WeCheck, achieving an average absolute improvement of 3.3% on the TRUE benchmark over 11B state-of-the-art methods using only 435M parameters.Furthermore, it is up to 30 times faster than previous evaluation methods, greatly improving the accuracy and efficiency of factual consistency evaluation.

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AMR-based Network for Aspect-based Sentiment Analysis
Fukun Ma | Xuming Hu | Aiwei Liu | Yawen Yang | Shuang Li | Philip S. Yu | Lijie Wen

Aspect-based sentiment analysis (ABSA) is a fine-grained sentiment classification task. Many recent works have used dependency trees to extract the relation between aspects and contexts and have achieved significant improvements. However, further improvement is limited due to the potential mismatch between the dependency tree as a syntactic structure and the sentiment classification as a semantic task. To alleviate this gap, we replace the syntactic dependency tree with the semantic structure named Abstract Meaning Representation (AMR) and propose a model called AMR-based Path Aggregation Relational Network (APARN) to take full advantage of semantic structures. In particular, we design the path aggregator and the relation-enhanced self-attention mechanism that complement each other. The path aggregator extracts semantic features from AMRs under the guidance of sentence information, while the relation-enhanced self-attention mechanism in turn improves sentence features with refined semantic information. Experimental results on four public datasets demonstrate 1.13% average F1 improvement of APARN in ABSA when compared with state-of-the-art baselines.

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Text Adversarial Purification as Defense against Adversarial Attacks
Linyang Li | Demin Song | Xipeng Qiu

Adversarial purification is a successful defense mechanism against adversarial attacks without requiring knowledge of the form of the incoming attack. Generally, adversarial purification aims to remove the adversarial perturbations therefore can make correct predictions based on the recovered clean samples. Despite the success of adversarial purification in the computer vision field that incorporates generative models such as energy-based models and diffusion models,using purification as a defense strategy against textual adversarial attacks is rarely explored. In this work, we introduce a novel adversarial purification method that focuses on defending against textual adversarial attacks. With the help of language models, we can inject noise by masking input texts and reconstructing the masked texts based on the masked language models. In this way, we construct an adversarial purification process for textual models against the most widely used word-substitution adversarial attacks. We test our proposed adversarial purification method on several strong adversarial attack methods including Textfooler and BERT-Attack and experimental results indicate that the purification algorithm can successfully defend against strong word-substitution attacks.

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SPEECH: Structured Prediction with Energy-Based Event-Centric Hyperspheres
Shumin Deng | Shengyu Mao | Ningyu Zhang | Bryan Hooi

Event-centric structured prediction involves predicting structured outputs of events. In most NLP cases, event structures are complex with manifold dependency, and it is challenging to effectively represent these complicated structured events. To address these issues, we propose Structured Prediction with Energy-based Event-Centric Hyperspheres (SPEECH). SPEECH models complex dependency among event structured components with energy-based modeling, and represents event classes with simple but effective hyperspheres. Experiments on two unified-annotated event datasets indicate that SPEECH is predominant in event detection and event-relation extraction tasks.

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Rule By Example: Harnessing Logical Rules for Explainable Hate Speech Detection
Christopher Clarke | Matthew Hall | Gaurav Mittal | Ye Yu | Sandra Sajeev | Jason Mars | Mei Chen

Classic approaches to content moderation typically apply a rule-based heuristic approach to flag content. While rules are easily customizable and intuitive for humans to interpret, they are inherently fragile and lack the flexibility or robustness needed to moderate the vast amount of undesirable content found online today. Recent advances in deep learning have demonstrated the promise of using highly effective deep neural models to overcome these challenges. However, despite the improved performance, these data-driven models lack transparency and explainability, often leading to mistrust from everyday users and a lack of adoption by many platforms. In this paper, we present Rule By Example (RBE): a novel exemplar-based contrastive learning approach for learning from logical rules for the task of textual content moderation. RBE is capable of providing rule-grounded predictions, allowing for more explainable and customizable predictions compared to typical deep learning-based approaches. We demonstrate that our approach is capable of learning rich rule embedding representations using only a few data examples. Experimental results on 3 popular hate speech classification datasets show that RBE is able to outperform state-of-the-art deep learning classifiers as well as the use of rules in both supervised and unsupervised settings while providing explainable model predictions via rule-grounding.

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What about “em”? How Commercial Machine Translation Fails to Handle (Neo-)Pronouns
Anne Lauscher | Debora Nozza | Ehm Miltersen | Archie Crowley | Dirk Hovy

As 3rd-person pronoun usage shifts to include novel forms, e.g., neopronouns, we need more research on identity-inclusive NLP. Exclusion is particularly harmful in one of the most popular NLP applications, machine translation (MT). Wrong pronoun translations can discriminate against marginalized groups, e.g., non-binary individuals (Dev et al., 2021). In this “reality check”, we study how three commercial MT systems translate 3rd-person pronouns. Concretely, we compare the translations of gendered vs. gender-neutral pronouns from English to five other languages (Danish, Farsi, French, German, Italian), and vice versa, from Danish to English.Our error analysis shows that the presence of a gender-neutral pronoun often leads to grammatical and semantic translation errors. Similarly, gender neutrality is often not preserved. By surveying the opinions of affected native speakers from diverse languages, we provide recommendations to address the issue in future MT research.

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What Is Overlap Knowledge in Event Argument Extraction? APE: A Cross-datasets Transfer Learning Model for EAE
Kaihang Zhang | Kai Shuang | Xinyue Yang | Xuyang Yao | Jinyu Guo

The EAE task extracts a structured event record from an event text. Most existing approaches train the EAE model on each dataset independently and ignore the overlap knowledge across datasets. However, insufficient event records in a single dataset often prevent the existing model from achieving better performance. In this paper, we clearly define the overlap knowledge across datasets and split the knowledge of the EAE task into overlap knowledge across datasets and specific knowledge of the target dataset. We propose APE model to learn the two parts of knowledge in two serial learning phases without causing catastrophic forgetting. In addition, we formulate both learning phases as conditional generation tasks and design Stressing Entity Type Prompt to close the gap between the two phases. The experiments show APE achieves new state-of-the-art with a large margin in the EAE task. When only ten records are available in the target dataset, our model dramatically outperforms the baseline model with average 27.27% F1 gain.

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Tailor: A Soft-Prompt-Based Approach to Attribute-Based Controlled Text Generation
Kexin Yang | Dayiheng Liu | Wenqiang Lei | Baosong Yang | Mingfeng Xue | Boxing Chen | Jun Xie

Attribute-based Controlled Text Generation (CTG) refers to generating sentences that satisfy desirable attributes (e.g., emotions and topics). Existing work usually utilize fine-tuning or resort to extra attribute classifiers, yet suffer from increases in storage and inference time. To address these concerns, we explore attribute-based CTG in a parameter-efficient manner. In short, the proposed Tailor represents each attribute as a pre-trained continuous vector i.e., single-attribute prompt), which guides the generation of a fixed pre-trained language model (PLM) to satisfy a pre-specified attribute. These prompts can be simply concatenated as a whole for multi-attribute CTG without any re-training. Nevertheless, this may raise problems of fluency downgrading and position sensitivity. To solve this, Tailor provides two solutions to enhance the combination. The former contains a multi-attribute prompt mask and a re-indexing position sequence to bridge the gap between the training (one single-attribute prompt for each task) and the testing stage (concatenating two prompts). The latter introduces a trainable prompt connector to further enhance the combinations. Experiments demonstrate that, only requiring 0.08% extra training parameters of the GPT-2, Tailor can achieve effective and general improvements on eleven attribute-specific generation tasks.

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Knowledge of cultural moral norms in large language models
Aida Ramezani | Yang Xu

Moral norms vary across cultures. A recent line of work suggests that English large language models contain human-like moral biases, but these studies typically do not examine moral variation in a diverse cultural setting. We investigate the extent to which monolingual English language models contain knowledge about moral norms in different countries. We consider two levels of analysis: 1) whether language models capture fine-grained moral variation across countries over a variety of topics such as “homosexuality” and “divorce”; 2) whether language models capture cultural diversity and shared tendencies in which topics people around the globe tend to diverge or agree on in their moral judgment. We perform our analyses with two public datasets from the World Values Survey (across 55 countries) and PEW global surveys (across 40 countries) on morality. We find that pre-trained English language models predict empirical moral norms across countries worse than the English moral norms reported previously. However, fine-tuning language models on the survey data improves inference across countries at the expense of a less accurate estimate of the English moral norms. We discuss the relevance and challenges of incorporating cultural knowledge into the automated inference of moral norms.

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Songs Across Borders: Singable and Controllable Neural Lyric Translation
Longshen Ou | Xichu Ma | Min-Yen Kan | Ye Wang

The development of general-domain neural machine translation (NMT) methods has advanced significantly in recent years, but the lack of naturalness and musical constraints in the outputs makes them unable to produce singable lyric translations. This paper bridges the singability quality gap by formalizing lyric translation into a constrained translation problem, converting theoretical guidance and practical techniques from translatology literature to prompt-driven NMT approaches, exploring better adaptation methods, and instantiating them to an English-Chinese lyric translation system. Our model achieves 99.85%, 99.00%, and 95.52% on length accuracy, rhyme accuracy, and word boundary recall. In our subjective evaluation, our model shows a 75% relative enhancement on overall quality, compared against naive fine-tuning (Code available at https://github.com/Sonata165/ControllableLyricTranslation).

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Fantastic Expressions and Where to Find Them: Chinese Simile Generation with Multiple Constraints
Kexin Yang | Dayiheng Liu | Wenqiang Lei | Baosong Yang | Xiangpeng Wei | Zhengyuan Liu | Jun Xie

Similes occur in the creative context of describing a concept (i.e., tenor) by making a literally false yet figuratively meaningful comparison to another (i.e., vehicle). Previous efforts form simile generation as a context-free generation task, focusing on simile-style transfer or writing a simile from a given prefix. However, generated texts under such settings might be undesirable, such as hardly meeting the simile definition (e.g., missing vehicle) or difficult to address certain preferences of content as humans wish (e.g., describe the color of apples through the simile). We believe that a simile could be more qualified and user-oriented if incorporated with pre-specified constraints. To this end, we introduce controllable simile generation (CSG), a new task that requires the model to generate a simile with multiple simile elements, e.g., context and vehicle. To facilitate this task, we present GraCe, including 61.3k simile-element annotated Chinese similes. Based on it, we propose a CSG model Similor to benchmark this task, including a vehicle retrieval module Scorer to obtain the explicable comparison for a given tenor in the vehicle-unknown situation. Both statistical and experimental analyses show that GraCe is of high quality beyond all other Chinese simile datasets, in terms of the number (8 vs. 3) of annotation elements, Is-Simile accuracy (98.9% vs. 78.7%), and increasing model-performance gains for both uncontrollable and controllable simile generation. Meanwhile, Similor can serve as a strong baseline for CSG, especially with Scorer, which beats model-based retrieval methods without any re-training.

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Revealing Single Frame Bias for Video-and-Language Learning
Jie Lei | Tamara Berg | Mohit Bansal

Training an effective video-and-language model intuitively requires multiple frames as model inputs. However, it is unclear whether using multiple frames is beneficial to downstream tasks, and if yes, whether the performance gain is worth the drastically-increased computation and memory costs resulting from using more frames. In this work, we explore single-frame models for video-and-language learning. On a diverse set of video-and-language tasks (including text-to-video retrieval and video question answering), we show the surprising result that, with large-scale pre-training and a proper frame ensemble strategy at inference time, a single-frame trained model that does not consider temporal information can achieve better performance than existing methods that use multiple frames for training. This result reveals the existence of a strong “static appearance bias” in popular video-and-language datasets. Therefore, to allow for a more comprehensive evaluation of video-and-language models, we propose two new retrieval tasks based on existing fine-grained action recognition datasets that encourage temporal modeling. Our code is available at https://github.com/jayleicn/singularity.

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Learning with Partial Annotations for Event Detection
Jian Liu | Dianbo Sui | Kang Liu | Haoyan Liu | Zhe Zhao

Event detection (ED) seeks to discover and classify event instances in plain texts. Previous methods for ED typically adopt supervised learning, requiring fully labeled and high-quality training data. However, in a real-world application, we may not obtain clean training data but only partially labeled one, which could substantially impede the learning process. In this work, we conduct a seminal study for learning with partial annotations for ED.We propose a new trigger localization formulation using contrastive learning to distinguish ground-truth triggers from contexts, showing a decent robustness for addressing partial annotation noise. Impressively, in an extreme scenario where more than 90% of events are unlabeled, our approach achieves an F1 score of over 60%.In addition, we re-annotate and make available two fully annotated subsets of ACE 2005 to serve as an unbiased benchmark for event detection. We hope our approach and data will inspire future studies on this vital yet understudied problem.

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World-to-Words: Grounded Open Vocabulary Acquisition through Fast Mapping in Vision-Language Models
Ziqiao Ma | Jiayi Pan | Joyce Chai

The ability to connect language units to their referents in the physical world, referred to as grounding, is crucial to learning and understanding grounded meanings of words. While humans demonstrate fast mapping in new word learning, it remains unclear whether modern vision-language models can truly represent language with their grounded meanings, and how grounding may further bootstrap new word learning. To this end, we introduce Grounded Open Vocabulary Acquisition (GOVA) to examine grounding and bootstrapping in open-world language learning. As an initial attempt, we propose World-to-Words (W2W), a novel visually-grounded language model by pre-training on image-text pairs highlighting grounding as an objective. Through extensive experiments and analysis, we demonstrate that W2W is a more coherent and fast grounded word learner, and that the grounding ability acquired during pre-training helps the model to learn unseen words more rapidly and robustly.

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A Causal Framework to Quantify the Robustness of Mathematical Reasoning with Language Models
Alessandro Stolfo | Zhijing Jin | Kumar Shridhar | Bernhard Schoelkopf | Mrinmaya Sachan

We have recently witnessed a number of impressive results on hard mathematical reasoning problems with language models. At the same time, the robustness of these models has also been called into question; recent works have shown that models can rely on shallow patterns in the problem description when generating a solution. Building on the idea of behavioral testing, we propose a novel framework, which pins down the causal effect of various factors in the input, e.g., the surface form of the problem text, the operands, and math operators on the output solution. By grounding the behavioral analysis in a causal graph describing an intuitive reasoning process, we study the behavior of language models in terms of robustness and sensitivity to direct interventions in the input space. We apply our framework on a test bed of math word problems. Our analysis shows that robustness does not appear to continuously improve as a function of size, but the GPT-3 Davinci models (175B) achieve a dramatic improvement in both robustness and sensitivity compared to all other GPT variants.

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Evaluating Open-Domain Dialogues in Latent Space with Next Sentence Prediction and Mutual Information
Kun Zhao | Bohao Yang | Chenghua Lin | Wenge Rong | Aline Villavicencio | Xiaohui Cui

The long-standing one-to-many issue of the open-domain dialogues poses significant challenges for automatic evaluation methods, i.e., there may be multiple suitable responses which differ in semantics for a given conversational context. To tackle this challenge, we propose a novel learning-based automatic evaluation metric (CMN), which can robustly evaluate open-domain dialogues by augmenting Conditional Variational Autoencoders (CVAEs) with a Next Sentence Prediction (NSP) objective and employing Mutual Information (MI) to model the semantic similarity of text in the latent space. Experimental results on two open-domain dialogue datasets demonstrate the superiority of our method compared with a wide range of baselines, especially in handling responses which are distant to the “golden” reference responses in semantics.

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Increasing Diversity While Maintaining Accuracy: Text Data Generation with Large Language Models and Human Interventions
John Chung | Ece Kamar | Saleema Amershi

Large language models (LLMs) can be used to generate text data for training and evaluating other models. However, creating high-quality datasets with LLMs can be challenging. In this work, we explore human-AI partnerships to facilitate high diversity and accuracy in LLM-based text data generation. We first examine two approaches to diversify text generation: 1) logit suppression, which minimizes the generation of languages that have already been frequently generated, and 2) temperature sampling, which flattens the token sampling probability. We found that diversification approaches can increase data diversity but often at the cost of data accuracy (i.e., text and labels being appropriate for the target domain). To address this issue, we examined two human interventions, 1) label replacement (LR), correcting misaligned labels, and 2) out-of-scope filtering (OOSF), removing instances that are out of the user’s domain of interest or to which no considered label applies. With oracle studies, we found that LR increases the absolute accuracy of models trained with diversified datasets by 14.4%. Moreover, we found that some models trained with data generated with LR interventions outperformed LLM-based few-shot classification. In contrast, OOSF was not effective in increasing model accuracy, implying the need for future work in human-in-the-loop text data generation.

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Pruning Pre-trained Language Models Without Fine-Tuning
Ting Jiang | Deqing Wang | Fuzhen Zhuang | Ruobing Xie | Feng Xia

To overcome the overparameterized problem in Pre-trained Language Models (PLMs), pruning is widely used as a simple and straightforward compression method by directly removing unimportant weights. Previous first-order methods successfully compress PLMs to extremely high sparsity with little performance drop. These methods, such as movement pruning, use first-order information to prune PLMs while fine-tuning the remaining weights. In this work, we argue fine-tuning is redundant for first-order pruning, since first-order pruning is sufficient to converge PLMs to downstream tasks without fine-tuning. Under this motivation, we propose Static Model Pruning (SMP), which only uses first-order pruning to adapt PLMs to downstream tasks while achieving the target sparsity level. In addition, we also design a new masking function and training objective to further improve SMP. Extensive experiments at various sparsity levels show SMP has significant improvements over first-order and zero-order methods. Unlike previous first-order methods, SMP is also applicable to low sparsity and outperforms zero-order methods. Meanwhile, SMP is more parameter efficient than other methods due to it does not require fine-tuning.

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When Does Translation Require Context? A Data-driven, Multilingual Exploration
Patrick Fernandes | Kayo Yin | Emmy Liu | André Martins | Graham Neubig

Although proper handling of discourse significantly contributes to the quality of machine translation (MT), these improvements are not adequately measured in common translation quality metrics. Recent works in context-aware MT attempt to target a small set of discourse phenomena during evaluation, however not in a fully systematic way. In this paper, we develop the Multilingual Discourse-Aware (MuDA) benchmark, a series of taggers that identify and evaluate model performance on discourse phenomena in any given dataset. The choice of phenomena is inspired by a novel methodology to systematically identify translations that require context. This methodology confirms the difficulty of previously studied phenomena while uncovering others which were not previously addressed. We find that commonly studied context-aware MT models make only marginal improvements over context-agnostic models, which suggests these models do not handle these ambiguities effectively. We release code and data for 14 language pairs to encourage the MT community to focus on accurately capturing discourse phenomena. Code available at https://github.com/neulab/contextual-mt

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Causal Intervention and Counterfactual Reasoning for Multi-modal Fake News Detection
Ziwei Chen | Linmei Hu | Weixin Li | Yingxia Shao | Liqiang Nie

Due to the rapid upgrade of social platforms, most of today’s fake news is published and spread in a multi-modal form. Most existing multi-modal fake news detection methods neglect the fact that some label-specific features learned from the training set cannot generalize well to the testing set, thus inevitably suffering from the harm caused by the latent data bias. In this paper, we analyze and identify the psycholinguistic bias in the text and the bias of inferring news label based on only image features. We mitigate these biases from a causality perspective and propose a Causal intervention and Counterfactual reasoning based Debiasing framework (CCD) for multi-modal fake news detection. To achieve our goal, we first utilize causal intervention to remove the psycholinguistic bias which introduces the spurious correlations between text features and news label. And then, we apply counterfactual reasoning by imagining a counterfactual world where each news has only image features for estimating the direct effect of the image. Therefore we can eliminate the image-only bias by deducting the direct effect of the image from the total effect on labels. Extensive experiments on two real-world benchmark datasets demonstrate the effectiveness of our framework for improving multi-modal fake news detection.

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LexSym: Compositionality as Lexical Symmetry
Ekin Akyurek | Jacob Andreas

In tasks like semantic parsing, instruction following, and question answering, standard deep networks fail to generalize compositionally from small datasets. Many existing approaches overcome this limitation with model architectures that enforce a compositional process of sentence interpretation. In this paper, we present a domain-general and model-agnostic formulation of compositionality as a constraint on symmetries of data distributions rather than models. Informally, we prove that whenever a task can be solved by a compositional model, there is a corresponding data augmentation scheme — a procedure for transforming examples into other well-formed examples — that imparts compositional inductive bias on any model trained to solve the same task. We describe a procedure called LexSym that discovers these transformations automatically, then applies them to training data for ordinary neural sequence models. Unlike existing compositional data augmentation procedures, LexSym can be deployed agnostically across text, structured data, and even images. It matches or surpasses state-of-the-art, task-specific models on COGS semantic parsing, SCAN and Alchemy instruction following, and CLEVR-CoGenT visual question answering datasets.

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Layer-wise Fusion with Modality Independence Modeling for Multi-modal Emotion Recognition
Jun Sun | Shoukang Han | Yu-Ping Ruan | Xiaoning Zhang | Shu-Kai Zheng | Yulong Liu | Yuxin Huang | Taihao Li

Multi-modal emotion recognition has gained increasing attention in recent years due to its widespread applications and the advances in multi-modal learning approaches. However, previous studies primarily focus on developing models that exploit the unification of multiple modalities. In this paper, we propose that maintaining modality independence is beneficial for the model performance. According to this principle, we construct a dataset, and devise a multi-modal transformer model. The new dataset, CHinese Emotion Recognition dataset with Modality-wise Annotions, abbreviated as CHERMA, provides uni-modal labels for each individual modality, and multi-modal labels for all modalities jointly observed. The model consists of uni-modal transformer modules that learn representations for each modality, and a multi-modal transformer module that fuses all modalities. All the modules are supervised by their corresponding labels separately, and the forward information flow is uni-directionally from the uni-modal modules to the multi-modal module. The supervision strategy and the model architecture guarantee each individual modality learns its representation independently, and meanwhile the multi-modal module aggregates all information. Extensive empirical results demonstrate that our proposed scheme outperforms state-of-the-art alternatives, corroborating the importance of modality independence in multi-modal emotion recognition. The dataset and codes are availabel at https://github.com/sunjunaimer/LFMIM

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CASN:Class-Aware Score Network for Textual Adversarial Detection
Rong Bao | Rui Zheng | Liang Ding | Qi Zhang | Dacheng Tao

Adversarial detection aims to detect adversarial samples that threaten the security of deep neural networks, which is an essential step toward building robust AI systems. Density-based estimation is widely considered as an effective technique by explicitly modeling the distribution of normal data and identifying adversarial ones as outliers. However, these methods suffer from significant performance degradation when the adversarial samples lie close to the non-adversarial data manifold. To address this limitation, we propose a score-based generative method to implicitly model the data distribution. Our approach utilizes the gradient of the log-density data distribution and calculates the distribution gap between adversarial and normal samples through multi-step iterations using Langevin dynamics. In addition, we use supervised contrastive learning to guide the gradient estimation using label information, which avoids collapsing to a single data manifold and better preserves the anisotropy of the different labeled data distributions. Experimental results on three text classification tasks upon four advanced attack algorithms show that our approach is a significant improvement (average +15.2 F1 score against previous SOTA) over previous detection methods.

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Do Androids Laugh at Electric Sheep? Humor “Understanding” Benchmarks from The New Yorker Caption Contest
Jack Hessel | Ana Marasovic | Jena D. Hwang | Lillian Lee | Jeff Da | Rowan Zellers | Robert Mankoff | Yejin Choi

Large neural networks can now generate jokes, but do they really “understand” humor? We challenge AI models with three tasks derived from the New Yorker Cartoon Caption Contest: matching a joke to a cartoon, identifying a winning caption, and explaining why a winning caption is funny. These tasks encapsulate progressively more sophisticated aspects of “understanding” a cartoon; key elements are the complex, often surprising relationships between images and captions and the frequent inclusion of indirect and playful allusions to human experience and culture. We investigate both multimodal and language-only models: the former are challenged with the cartoon images directly, while the latter are given multifaceted descriptions of the visual scene to simulate human-level visual understanding. We find that both types of models struggle at all three tasks. For example, our best multimodal models fall 30 accuracy points behind human performance on the matching task, and, even when provided ground-truth visual scene descriptors, human-authored explanations are preferred head-to-head over the best machine-authored ones (few-shot GPT-4) in more than 2/3 of cases. We release models, code, leaderboard, and corpus, which includes newly-gathered annotations describing the image’s locations/entities, what’s unusual in the scene, and an explanation of the joke.

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Making More of Little Data: Improving Low-Resource Automatic Speech Recognition Using Data Augmentation
Martijn Bartelds | Nay San | Bradley McDonnell | Dan Jurafsky | Martijn Wieling

The performance of automatic speech recognition (ASR) systems has advanced substantially in recent years, particularly for languages for which a large amount of transcribed speech is available. Unfortunately, for low-resource languages, such as minority languages, regional languages or dialects, ASR performance generally remains much lower. In this study, we investigate whether data augmentation techniques could help improve low-resource ASR performance, focusing on four typologically diverse minority languages or language variants (West Germanic: Gronings, West-Frisian; Malayo-Polynesian: Besemah, Nasal). For all four languages, we examine the use of self-training, where an ASR system trained with the available human-transcribed data is used to generate transcriptions, which are then combined with the original data to train a new ASR system. For Gronings, for which there was a pre-existing text-to-speech (TTS) system available, we also examined the use of TTS to generate ASR training data from text-only sources. We find that using a self-training approach consistently yields improved performance (a relative WER reduction up to 20.5% compared to using an ASR system trained on 24 minutes of manually transcribed speech). The performance gain from TTS augmentation for Gronings was even stronger (up to 25.5% relative reduction in WER compared to a system based on 24 minutes of manually transcribed speech). In sum, our results show the benefit of using self-training or (if possible) TTS-generated data as an efficient solution to overcome the limitations of data availability for resource-scarce languages in order to improve ASR performance.

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CLCL: Non-compositional Expression Detection with Contrastive Learning and Curriculum Learning
Jianing Zhou | Ziheng Zeng | Suma Bhat

Non-compositional expressions present a substantial challenge for natural language processing (NLP) systems, necessitating more intricate processing compared to general language tasks, even with large pre-trained language models. Their non-compositional nature and limited availability of data resources further compound the difficulties in accurately learning their representations. This paper addresses both of these challenges. By leveraging contrastive learning techniques to build improved representations it tackles the non-compositionality challenge. Additionally, we propose a dynamic curriculum learning framework specifically designed to take advantage of the scarce available data for modeling non-compositionality. Our framework employs an easy-to-hard learning strategy, progressively optimizing the model’s performance by effectively utilizing available training data. Moreover, we integrate contrastive learning into the curriculum learning approach to maximize its benefits. Experimental results demonstrate the gradual improvement in the model’s performance on idiom usage recognition and metaphor detection tasks. Our evaluation encompasses six datasets, consistently affirming the effectiveness of the proposed framework. Our models available at https://github.com/zhjjn/CLCL.git.

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Multi-VALUE: A Framework for Cross-Dialectal English NLP
Caleb Ziems | William Held | Jingfeng Yang | Jwala Dhamala | Rahul Gupta | Diyi Yang

Dialect differences caused by regional, social, and economic factors cause performance discrepancies for many groups of language technology users. Inclusive and equitable language technology must critically be dialect invariant, meaning that performance remains constant over dialectal shifts. Current systems often fall short of this ideal since they are designed and tested on a single dialect: Standard American English (SAE). We introduce a suite of resources for evaluating and achieving English dialect invariance. The resource is called Multi-VALUE, a controllable rule-based translation system spanning 50 English dialects and 189 unique linguistic features. Multi-VALUE maps SAE to synthetic forms of each dialect. First, we use this system to stress tests question answering, machine translation, and semantic parsing. Stress tests reveal significant performance disparities for leading models on non-standard dialects. Second, we use this system as a data augmentation technique to improve the dialect robustness of existing systems. Finally, we partner with native speakers of Chicano and Indian English to release new gold-standard variants of the popular CoQA task. To execute the transformation code, run model checkpoints, and download both synthetic and gold-standard dialectal benchmark datasets, see http://value-nlp.org.

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Self-Edit: Fault-Aware Code Editor for Code Generation
Kechi Zhang | Zhuo Li | Jia Li | Ge Li | Zhi Jin

Large language models (LLMs) have demonstrated an impressive ability to generate codes on competitive programming tasks. However, with limited sample numbers, LLMs still suffer from poor accuracy. Inspired by the process of human programming, we propose a generate-and-edit approach named Self-Edit that utilizes execution results of the generated code from LLMs to improve the code quality on the competitive programming task. We execute the generated code on the example test case provided in the question and wrap execution results into a supplementary comment. Utilizing this comment as guidance, our fault-aware code editor is employed to correct errors in the generated code. We perform extensive evaluations across two competitive programming datasets with nine different LLMs. Compared to directly generating from LLMs, our approach can improve the average of pass@1 by 89% on APPS-dev, 31% on APPS-test, and 48% on HumanEval over nine popular code generation LLMs with parameter sizes ranging from 110M to 175B. Compared to other post-processing methods, our method demonstrates superior accuracy and efficiency.

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ColD Fusion: Collaborative Descent for Distributed Multitask Finetuning
Shachar Don-Yehiya | Elad Venezian | Colin Raffel | Noam Slonim | Leshem Choshen

Pretraining has been shown to scale well with compute, data size and data diversity. Multitask learning trains on a mixture of supervised datasets and produces improved performance compared to self-supervised pretraining. Until now, massively multitask learning required simultaneous access to all datasets in the mixture and heavy compute resources that are only available to well-resourced teams. In this paper, we propose ColD Fusion, a method that provides the benefits of multitask learning but leverages distributed computation and requires limited communication and no sharing of data. Consequentially, ColD Fusion can create a synergistic loop, where finetuned models can be recycled to continually improve the pretrained model they are based on. We show that ColD Fusion yields comparable benefits to multitask training by producing a model that (a) attains strong performance on all of the datasets it was multitask trained on and (b) is a better starting point for finetuning on unseen datasets. We find ColD Fusion outperforms RoBERTa and even previous multitask models. Specifically, when training and testing on 35 diverse datasets, ColD Fusion-based model outperforms RoBERTa by 2.19 points on average without any changes to the architecture.

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Test-time Adaptation for Machine Translation Evaluation by Uncertainty Minimization
Runzhe Zhan | Xuebo Liu | Derek F. Wong | Cuilian Zhang | Lidia S. Chao | Min Zhang

The neural metrics recently received considerable attention from the research community in the automatic evaluation of machine translation. Unlike text-based metrics that have interpretable and consistent evaluation mechanisms for various data sources, the reliability of neural metrics in assessing out-of-distribution data remains a concern due to the disparity between training data and real-world data. This paper aims to address the inference bias of neural metrics through uncertainty minimization during test time, without requiring additional data. Our proposed method comprises three steps: uncertainty estimation, test-time adaptation, and inference. Specifically, the model employs the prediction uncertainty of the current data as a signal to update a small fraction of parameters during test time and subsequently refine the prediction through optimization. To validate our approach, we apply the proposed method to three representative models and conduct experiments on the WMT21 benchmarks. The results obtained from both in-domain and out-of-distribution evaluations consistently demonstrate improvements in correlation performance across different models. Furthermore, we provide evidence that the proposed method effectively reduces model uncertainty. The code is publicly available at https://github.com/NLP2CT/TaU.

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Multi-CLS BERT: An Efficient Alternative to Traditional Ensembling
Haw-Shiuan Chang | Ruei-Yao Sun | Kathryn Ricci | Andrew McCallum

Ensembling BERT models often significantly improves accuracy, but at the cost of significantly more computation and memory footprint. In this work, we propose Multi-CLS BERT, a novel ensembling method for CLS-based prediction tasks that is almost as efficient as a single BERT model. Multi-CLS BERT uses multiple CLS tokens with a parameterization and objective that encourages their diversity. Thus instead of fine-tuning each BERT model in an ensemble (and running them all at test time), we need only fine-tune our single Multi-CLS BERT model (and run the one model at test time, ensembling just the multiple final CLS embeddings). To test its effectiveness, we build Multi-CLS BERT on top of a state-of-the-art pretraining method for BERT (Aroca-Ouellette and Rudzicz, 2020). In experiments on GLUE and SuperGLUE we show that our Multi-CLS BERT reliably improves both overall accuracy and confidence estimation. When only 100 training samples are available in GLUE, the Multi-CLS BERT_Base model can even outperform the corresponding BERT_Large model. We analyze the behavior of our Multi-CLS BERT, showing that it has many of the same characteristics and behavior as a typical BERT 5-way ensemble, but with nearly 4-times less computation and memory.

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On-the-fly Cross-lingual Masking for Multilingual Pre-training
Xi Ai | Bin Fang

In multilingual pre-training with the objective of MLM (masked language modeling) on multiple monolingual corpora, multilingual models only learn cross-linguality implicitly from isomorphic spaces formed by overlapping different language spaces due to the lack of explicit cross-lingual forward pass. In this work, we present CLPM (Cross-lingual Prototype Masking), a dynamic and token-wise masking scheme, for multilingual pre-training, using a special token [𝒞]x to replace a random token x in the input sentence. [𝒞]x is a cross-lingual prototype for x and then forms an explicit cross-lingual forward pass. We instantiate CLPM for the multilingual pre-training phase of UNMT (unsupervised neural machine translation), and experiments show that CLPM can consistently improve the performance of UNMT models on {De, Ro, Ne } ↔ En. Beyond UNMT or bilingual tasks, we show that CLPM can consistently improve the performance of multilingual models on cross-lingual classification.

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How About Kind of Generating Hedges using End-to-End Neural Models?
Alafate Abulimiti | Chloé Clavel | Justine Cassell

Hedging is a strategy for softening the impact of a statement in conversation. In reducing the strength of an expression, it may help to avoid embarrassment (more technically, “face threat”) to one’s listener. For this reason, it is often found in contexts of instruction, such as tutoring. In this work, we develop a model of hedge generation based on i) fine-tuning state-of-the-art language models trained on human-human tutoring data, followed by ii) reranking to select the candidate that best matches the expected hedging strategy within a candidate pool using a hedge classifier. We apply this method to a natural peer-tutoring corpus containing a significant number of disfluencies, repetitions, and repairs. The results show that generation in this noisy environment is feasible with reranking. By conducting an error analysis for both approaches, we reveal the challenges faced by systems attempting to accomplish both social and task-oriented goals in conversation.

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DiffusionDB: A Large-scale Prompt Gallery Dataset for Text-to-Image Generative Models
Zijie J. Wang | Evan Montoya | David Munechika | Haoyang Yang | Benjamin Hoover | Duen Horng Chau

With recent advancements in diffusion models, users can generate high-quality images by writing text prompts in natural language. However, generating images with desired details requires proper prompts, and it is often unclear how a model reacts to different prompts or what the best prompts are. To help researchers tackle these critical challenges, we introduce DiffusionDB, the first large-scale text-to-image prompt dataset totaling 6.5TB, containing 14 million images generated by Stable Diffusion, 1.8 million unique prompts, and hyperparameters specified by real users. We analyze the syntactic and semantic characteristics of prompts. We pinpoint specific hyperparameter values and prompt styles that can lead to model errors and present evidence of potentially harmful model usage, such as the generation of misinformation. The unprecedented scale and diversity of this human-actuated dataset provide exciting research opportunities in understanding the interplay between prompts and generative models, detecting deepfakes, and designing human-AI interaction tools to help users more easily use these models. DiffusionDB is publicly available at: https://poloclub.github.io/diffusiondb.

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From Key Points to Key Point Hierarchy: Structured and Expressive Opinion Summarization
Arie Cattan | Lilach Eden | Yoav Kantor | Roy Bar-Haim

Key Point Analysis (KPA) has been recently proposed for deriving fine-grained insights from collections of textual comments. KPA extracts the main points in the data as a list of concise sentences or phrases, termed Key Points, and quantifies their prevalence. While key points are more expressive than word clouds and key phrases, making sense of a long, flat list of key points, which often express related ideas in varying levels of granularity, may still be challenging. To address this limitation of KPA, we introduce the task of organizing a given set of key points into a hierarchy, according to their specificity. Such hierarchies may be viewed as a novel type of Textual Entailment Graph. We develop ThinkP, a high quality benchmark dataset of key point hierarchies for business and product reviews, obtained by consolidating multiple annotations. We compare different methods for predicting pairwise relations between key points, and for inferring a hierarchy from these pairwise predictions. In particular, for the task of computing pairwise key point relations, we achieve significant gains over existing strong baselines by applying directional distributional similarity methods to a novel distributional representation of key points, and further boost performance via weak supervision.

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When to Use What: An In-Depth Comparative Empirical Analysis of OpenIE Systems for Downstream Applications
Kevin Pei | Ishan Jindal | Kevin Chen-Chuan Chang | ChengXiang Zhai | Yunyao Li

Open Information Extraction (OpenIE) has been used in the pipelines of various NLP tasks. Unfortunately, there is no clear consensus on which models to use in which tasks. Muddying things further is the lack of comparisons that take differing training sets into account. In this paper, we present an application-focused empirical survey of neural OpenIE models, training sets, and benchmarks in an effort to help users choose the most suitable OpenIE systems for their applications. We find that the different assumptions made by different models and datasets have a statistically significant effect on performance, making it important to choose the most appropriate model for one’s applications. We demonstrate the applicability of our recommendations on a downstream Complex QA application.

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Subjective Crowd Disagreements for Subjective Data: Uncovering Meaningful CrowdOpinion with Population-level Learning
Tharindu Cyril Weerasooriya | Sarah Luger | Saloni Poddar | Ashiqur KhudaBukhsh | Christopher Homan

Human-annotated data plays a critical role in the fairness of AI systems, including those that deal with life-altering decisions or moderating human-created web/social media content. Conventionally, annotator disagreements are resolved before any learning takes place. However, researchers are increasingly identifying annotator disagreement as pervasive and meaningful. They also question the performance of a system when annotators disagree. Particularly when minority views are disregarded, especially among groups that may already be underrepresented in the annotator population. In this paper, we introduce CrowdOpinion, an unsupervised learning based approach that uses language features and label distributions to pool similar items into larger samples of label distributions. We experiment with four generative and one density-based clustering method, applied to five linear combinations of label distributions and features. We use five publicly available benchmark datasets (with varying levels of annotator disagreements) from social media (Twitter, Gab, and Reddit). We also experiment in the wild using a dataset from Facebook, where annotations come from the platform itself by users reacting to posts. We evaluate CrowdOpinion as a label distribution prediction task using KL-divergence and a single-label problem using accuracy measures.

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Post-Abstention: Towards Reliably Re-Attempting the Abstained Instances in QA
Neeraj Varshney | Chitta Baral

Despite remarkable progress made in natural language processing, even the state-of-the-art models often make incorrect predictions. Such predictions hamper the reliability of systems and limit their widespread adoption in real-world applications. ‘Selective prediction’ partly addresses the above concern by enabling models to abstain from answering when their predictions are likely to be incorrect. While selective prediction is advantageous, it leaves us with a pertinent question ‘what to do after abstention’. To this end, we present an explorative study on ‘Post-Abstention’, a task that allows re-attempting the abstained instances with the aim of increasing **coverage** of the system without significantly sacrificing its **accuracy**. We first provide mathematical formulation of this task and then explore several methods to solve it. Comprehensive experiments on 11 QA datasets show that these methods lead to considerable risk improvements –performance metric of the Post-Abstention task– both in the in-domain and the out-of-domain settings. We also conduct a thorough analysis of these results which further leads to several interesting findings. Finally, we believe that our work will encourage and facilitate further research in this important area of addressing the reliability of NLP systems.

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UniLG: A Unified Structure-aware Framework for Lyrics Generation
Tao Qian | Fan Lou | Jiatong Shi | Yuning Wu | Shuai Guo | Xiang Yin | Qin Jin

As a special task of natural language generation, conditional lyrics generation needs to consider the structure of generated lyrics and the relationship between lyrics and music. Due to various forms of conditions, a lyrics generation system is expected to generate lyrics conditioned on different signals, such as music scores, music audio, or partially-finished lyrics, etc. However, most of the previous works have ignored the musical attributes hidden behind the lyrics and the structure of the lyrics. Additionally, most works only handle limited lyrics generation conditions, such as lyrics generation based on music score or partial lyrics, they can not be easily extended to other generation conditions with the same framework. In this paper, we propose a unified structure-aware lyrics generation framework named UniLG. Specifically, we design compound templates that incorporate textual and musical information to improve structure modeling and unify the different lyrics generation conditions. Extensive experiments demonstrate the effectiveness of our framework. Both objective and subjective evaluations show significant improvements in generating structural lyrics.

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FC-KBQA: A Fine-to-Coarse Composition Framework for Knowledge Base Question Answering
Lingxi Zhang | Jing Zhang | Yanling Wang | Shulin Cao | Xinmei Huang | Cuiping Li | Hong Chen | Juanzi Li

The generalization problem on KBQA has drawn considerable attention. Existing research suffers from the generalization issue brought by the entanglement in the coarse-grained modeling of the logical expression, or inexecutability issues due to the fine-grained modeling of disconnected classes and relations in real KBs. We propose a Fine-to-Coarse Composition framework for KBQA (FC-KBQA) to both ensure the generalization ability and executability of the logical expression. The main idea of FC-KBQA is to extract relevant fine-grained knowledge components from KB and reformulate them into middle-grained knowledge pairs for generating the final logical expressions. FC-KBQA derives new state-of-the-art performance on GrailQA and WebQSP, and runs 4 times faster than the baseline. Our code is now available at GitHub https://github.com/RUCKBReasoning/FC-KBQA.

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Does GPT-3 Grasp Metaphors? Identifying Metaphor Mappings with Generative Language Models
Lennart Wachowiak | Dagmar Gromann

Conceptual metaphors present a powerful cognitive vehicle to transfer knowledge structures from a source to a target domain. Prior neural approaches focus on detecting whether natural language sequences are metaphoric or literal. We believe that to truly probe metaphoric knowledge in pre-trained language models, their capability to detect this transfer should be investigated. To this end, this paper proposes to probe the ability of GPT-3 to detect metaphoric language and predict the metaphor’s source domain without any pre-set domains. We experiment with different training sample configurations for fine-tuning and few-shot prompting on two distinct datasets. When provided 12 few-shot samples in the prompt, GPT-3 generates the correct source domain for a new sample with an accuracy of 65.15% in English and 34.65% in Spanish. GPT’s most common error is a hallucinated source domain for which no indicator is present in the sentence. Other common errors include identifying a sequence as literal even though a metaphor is present and predicting the wrong source domain based on specific words in the sequence that are not metaphorically related to the target domain.

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Being Right for Whose Right Reasons?
Terne Sasha Thorn Jakobsen | Laura Cabello | Anders Søgaard

Explainability methods are used to benchmark the extent to which model predictions align with human rationales i.e., are ‘right for the right reasons’. Previous work has failed to acknowledge, however, that what counts as a rationale is sometimes subjective. This paper presents what we think is a first of its kind, a collection of human rationale annotations augmented with the annotators demographic information. We cover three datasets spanning sentiment analysis and common-sense reasoning, and six demographic groups (balanced across age and ethnicity). Such data enables us to ask both what demographics our predictions align with and whose reasoning patterns our models’ rationales align with. We find systematic inter-group annotator disagreement and show how 16 Transformer-based models align better with rationales provided by certain demographic groups: We find that models are biased towards aligning best with older and/or white annotators. We zoom in on the effects of model size and model distillation, finding –contrary to our expectations– negative correlations between model size and rationale agreement as well as no evidence that either model size or model distillation improves fairness.

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ALERT: Adapt Language Models to Reasoning Tasks
Ping Yu | Tianlu Wang | Olga Golovneva | Badr AlKhamissi | Siddharth Verma | Zhijing Jin | Gargi Ghosh | Mona Diab | Asli Celikyilmaz

Recent advancements in large language models have enabled them to perform well on complex tasks that require step-by-step reasoning with few-shot learning. However, it is unclear whether these models are applying reasoning skills they have learnt during pre-training , or if they are simply memorizing their training corpus at finer granularity and have learnt to better understand their context. To address this question, we introduce {pasted macro ‘OUR’}model, a benchmark and suite of analyses for evaluating reasoning skills of language models. {pasted macro ‘OUR’}model enables comparing pre-trained and finetuned models on complex tasks that require reasoning skills to solve. Our benchmark provides a test bed to asses any language model on fine-grained reasoning skills, which spans over 20 datasets and covers 10 different reasoning skills. By using {pasted macro ‘OUR’}model we further investigate the role of finetuning. Our extensive empirical analysis shows that language models learn more reasoning skills such as textual entailment, abductive reasoning, and analogical reasoning during the finetuning stage compared to pretraining stage. However, we also find that when language models are finetuned they tend to overfit to the prompt template, which hurts the robustness of models causing generalization problems.

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Glot500: Scaling Multilingual Corpora and Language Models to 500 Languages
Ayyoob Imani | Peiqin Lin | Amir Hossein Kargaran | Silvia Severini | Masoud Jalili Sabet | Nora Kassner | Chunlan Ma | Helmut Schmid | André Martins | François Yvon | Hinrich Schütze

The NLP community has mainly focused on scaling Large Language Models (LLMs) vertically, i.e., making them better for about 100 languages. We instead scale LLMs horizontally: we create, through continued pretraining, Glot500-m, an LLM that covers 511 predominantly low-resource languages. An important part of this effort is to collect and clean Glot500-c, a corpus that covers these 511 languages and allows us to train Glot500-m. We evaluate Glot500-m on five diverse tasks across these languages. We observe large improvements for both high-resource and low-resource languages compared to an XLM-R baseline. Our analysis shows that no single factor explains the quality of multilingual LLM representations. Rather, a combination of factors determines quality including corpus size, script, “help” from related languages and the total capacity of the model. Our work addresses an important goal of NLP research: we should notlimit NLP to a small fraction of the world’s languages and instead strive to support as many languages as possible to bring the benefits of NLP technology to all languages and cultures. Code, data and models are available at https://github.com/cisnlp/Glot500.

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Joint Constrained Learning with Boundary-adjusting for Emotion-Cause Pair Extraction
Huawen Feng | Junlong Liu | Junhao Zheng | Haibin Chen | Xichen Shang | Qianli Ma

Emotion-Cause Pair Extraction (ECPE) aims to identify the document’s emotion clauses and corresponding cause clauses. Like other relation extraction tasks, ECPE is closely associated with the relationship between sentences. Recent methods based on Graph Convolutional Networks focus on how to model the multiplex relations between clauses by constructing different edges. However, the data of emotions, causes, and pairs are extremely unbalanced, and current methods get their representation using the same graph structure. In this paper, we propose a **J**oint **C**onstrained Learning framework with **B**oundary-adjusting for Emotion-Cause Pair Extraction (**JCB**). Specifically, through constrained learning, we summarize the prior rules existing in the data and force the model to take them into consideration in optimization, which helps the model learn a better representation from unbalanced data. Furthermore, we adjust the decision boundary of classifiers according to the relations between subtasks, which have always been ignored. No longer working independently as in the previous framework, the classifiers corresponding to three subtasks cooperate under the relation constraints. Experimental results show that **JCB** obtains competitive results compared with state-of-the-art methods and prove its robustness on unbalanced data.

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Pretrained Bidirectional Distillation for Machine Translation
Yimeng Zhuang | Mei Tu

Knowledge transfer can boost neural machine translation (NMT), for example, by finetuning a pretrained masked language model (LM). However, it may suffer from the forgetting problem and the structural inconsistency between pretrained LMs and NMT models. Knowledge distillation (KD) may be a potential solution to alleviate these issues, but few studies have investigated language knowledge transfer from pretrained language models to NMT models through KD. In this paper, we propose Pretrained Bidirectional Distillation (PBD) for NMT, which aims to efficiently transfer bidirectional language knowledge from masked language pretraining to NMT models. Its advantages are reflected in efficiency and effectiveness through a globally defined and bidirectional context-aware distillation objective. Bidirectional language knowledge of the entire sequence is transferred to an NMT model concurrently during translation training. Specifically, we propose self-distilled masked language pretraining to obtain the PBD objective. We also design PBD losses to efficiently distill the language knowledge, in the form of token probabilities, to the encoder and decoder of an NMT model using the PBD objective. Extensive experiments reveal that pretrained bidirectional distillation can significantly improve machine translation performance and achieve competitive or even better results than previous pretrain-finetune or unified multilingual translation methods in supervised, unsupervised, and zero-shot scenarios. Empirically, it is concluded that pretrained bidirectional distillation is an effective and efficient method for transferring language knowledge from pretrained language models to NMT models.

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Pivotal Role of Language Modeling in Recommender Systems: Enriching Task-specific and Task-agnostic Representation Learning
Kyuyong Shin | Hanock Kwak | Wonjae Kim | Jisu Jeong | Seungjae Jung | Kyungmin Kim | Jung-Woo Ha | Sang-Woo Lee

Recent studies have proposed unified user modeling frameworks that leverage user behavior data from various applications. Many of them benefit from utilizing users’ behavior sequences as plain texts, representing rich information in any domain or system without losing generality. Hence, a question arises: Can language modeling for user history corpus help improve recommender systems? While its versatile usability has been widely investigated in many domains, its applications to recommender systems still remain underexplored. We show that language modeling applied directly to task-specific user histories achieves excellent results on diverse recommendation tasks. Also, leveraging additional task-agnostic user histories delivers significant performance benefits. We further demonstrate that our approach can provide promising transfer learning capabilities for a broad spectrum of real-world recommender systems, even on unseen domains and services.

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Improving Continual Relation Extraction by Distinguishing Analogous Semantics
Wenzheng Zhao | Yuanning Cui | Wei Hu

Continual relation extraction (RE) aims to learn constantly emerging relations while avoiding forgetting the learned relations. Existing works store a small number of typical samples to re-train the model for alleviating forgetting. However, repeatedly replaying these samples may cause the overfitting problem. We conduct an empirical study on existing works and observe that their performance is severely affected by analogous relations. To address this issue, we propose a novel continual extraction model for analogous relations. Specifically, we design memory-insensitive relation prototypes and memory augmentation to overcome the overfitting problem. We also introduce integrated training and focal knowledge distillation to enhance the performance on analogous relations. Experimental results show the superiority of our model and demonstrate its effectiveness in distinguishing analogous relations and overcoming overfitting.

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Improving Pretraining Techniques for Code-Switched NLP
Richeek Das | Sahasra Ranjan | Shreya Pathak | Preethi Jyothi

Pretrained models are a mainstay in modern NLP applications. Pretraining requires access to large volumes of unlabeled text. While monolingual text is readily available for many of the world’s languages, access to large quantities of code-switched text (i.e., text with tokens of multiple languages interspersed within a sentence) is much more scarce. Given this resource constraint, the question of how pretraining using limited amounts of code-switched text could be altered to improve performance for code-switched NLP becomes important to tackle. In this paper, we explore different masked language modeling (MLM) pretraining techniques for code-switched text that are cognizant of language boundaries prior to masking. The language identity of the tokens can either come from human annotators, trained language classifiers, or simple relative frequency-based estimates. We also present an MLM variant by introducing a residual connection from an earlier layer in the pretrained model that uniformly boosts performance on downstream tasks. Experiments on two downstream tasks, Question Answering (QA) and Sentiment Analysis (SA), involving four code-switched language pairs (Hindi-English, Spanish-English, Tamil-English, Malayalam-English) yield relative improvements of up to 5.8 and 2.7 F1 scores on QA (Hindi-English) and SA (Tamil-English), respectively, compared to standard pretraining techniques. To understand our task improvements better, we use a series of probes to study what additional information is encoded by our pretraining techniques and also introduce an auxiliary loss function that explicitly models language identification to further aid the residual MLM variants.

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A Theory of Unsupervised Speech Recognition
Liming Wang | Mark Hasegawa-Johnson | Chang Yoo

Unsupervised speech recognition ({pasted macro ‘ASRU’}/) is the problem of learning automatic speech recognition (ASR) systems from unpaired speech-only and text-only corpora. While various algorithms exist to solve this problem, a theoretical framework is missing to study their properties and address such issues as sensitivity to hyperparameters and training instability. In this paper, we proposed a general theoretical framework to study the properties of {pasted macro ‘ASRU’}/ systems based on random matrix theory and the theory of neural tangent kernels. Such a framework allows us to prove various learnability conditions and sample complexity bounds of {pasted macro ‘ASRU’}/. Extensive {pasted macro ‘ASRU’}/ experiments on synthetic languages with three classes of transition graphs provide strong empirical evidence for our theory (code available at https://github.com/cactuswiththoughts/UnsupASRTheory.gitcactuswiththoughts/UnsupASRTheory.git).

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ThinkSum: Probabilistic reasoning over sets using large language models
Batu Ozturkler | Nikolay Malkin | Zhen Wang | Nebojsa Jojic

Large language models (LLMs) have a substantial capacity for high-level analogical reasoning: reproducing patterns in linear text that occur in their training data (zero-shot evaluation) or in the provided context (few-shot in-context learning). However, recent studies show that even the more advanced LLMs fail in scenarios that require reasoning over multiple objects or facts and making sequences of logical deductions. We propose a two-stage probabilistic inference paradigm, ThinkSum, which reasons over sets of objects or facts in a structured manner. In the first stage (Think – retrieval of associations), a LLM is queried in parallel over a set of phrases extracted from the prompt or an auxiliary model call. In the second stage (Sum – probabilistic inference or reasoning), the results of these queries are aggregated to make the final prediction. We demonstrate the possibilities and advantages of ThinkSum on the BIG-bench suite of LLM evaluation tasks, achieving improvements over the state of the art using GPT-family models on thirteen difficult tasks, often with far smaller model variants. We also compare and contrast ThinkSum with other proposed modifications to direct prompting of LLMs, such as variants of chain-of-thought prompting. Our results suggest that because the probabilistic inference in ThinkSum is performed outside of calls to the LLM, ThinkSum is less sensitive to prompt design, yields more interpretable predictions, and can be flexibly combined with latent variable models to extract structured knowledge from LLMs. Overall, our proposed paradigm represents a promising approach for enhancing the reasoning capabilities of LLMs.

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NLG Evaluation Metrics Beyond Correlation Analysis: An Empirical Metric Preference Checklist
Iftitahu Nimah | Meng Fang | Vlado Menkovski | Mykola Pechenizkiy

In this study, we analyze automatic evaluation metrics for Natural Language Generation (NLG), specifically task-agnostic metrics and human-aligned metrics. Task-agnostic metrics, such as Perplexity, BLEU, BERTScore, are cost-effective and highly adaptable to diverse NLG tasks, yet they have a weak correlation with human. Human-aligned metrics (CTC, CtrlEval, UniEval) improves correlation level by incorporating desirable human-like qualities as training objective. However, their effectiveness at discerning system-level performance and quality of system outputs remain unclear. We present metric preference checklist as a framework to assess the effectiveness of automatic metrics in three NLG tasks: Text Summarization, Dialogue Response Generation, and Controlled Generation. Our proposed framework provides access: (i) for verifying whether automatic metrics are faithful to human preference, regardless of their correlation level to human; and (ii) for inspecting the strengths and limitations of NLG systems via pairwise evaluation. We show that automatic metrics provide a better guidance than human on discriminating system-level performance in Text Summarization and Controlled Generation tasks. We also show that multi-aspect human-aligned metric (UniEval) is not necessarily dominant over single-aspect human-aligned metrics (CTC, CtrlEval) and task-agnostic metrics (BLEU, BERTScore), particularly in Controlled Generation tasks.

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DialoGPS: Dialogue Path Sampling in Continuous Semantic Space for Data Augmentation in Multi-Turn Conversations
Ang Lv | Jinpeng Li | Yuhan Chen | Gao Xing | Ji Zhang | Rui Yan

In open-domain dialogue generation tasks, contexts and responses in most datasets are one-to-one mapped, violating an important many-to-many characteristic: a context leads to various responses, and a response answers multiple contexts. Without such patterns, models poorly generalize and prefer responding safely. Many attempts have been made in either multi-turn settings from a one-to-many perspective or in a many-to-many perspective but limited to single-turn settings. The major challenge to many-to-many augment multi-turn dialogues is that discretely replacing each turn with semantic similarity breaks fragile context coherence. In this paper, we propose DialoGue Path Sampling (DialoGPS) method in continuous semantic space, the first many-to-many augmentation method for multi-turn dialogues. Specifically, we map a dialogue to our extended Brownian Bridge, a special Gaussian process. We sample latent variables to form coherent dialogue paths in the continuous space. A dialogue path corresponds to a new multi-turn dialogue and is used as augmented training data. We show the effect of DialoGPS with both automatic and human evaluation.

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TECHS: Temporal Logical Graph Networks for Explainable Extrapolation Reasoning
Qika Lin | Jun Liu | Rui Mao | Fangzhi Xu | Erik Cambria

Extrapolation reasoning on temporal knowledge graphs (TKGs) aims to forecast future facts based on past counterparts. There are two main challenges: (1) incorporating the complex information, including structural dependencies, temporal dynamics, and hidden logical rules; (2) implementing differentiable logical rule learning and reasoning for explainability. To this end, we propose an explainable extrapolation reasoning framework TEemporal logiCal grapH networkS (TECHS), which mainly contains a temporal graph encoder and a logical decoder. The former employs a graph convolutional network with temporal encoding and heterogeneous attention to embed topological structures and temporal dynamics. The latter integrates propositional reasoning and first-order reasoning by introducing a reasoning graph that iteratively expands to find the answer. A forward message-passing mechanism is also proposed to update node representations, and their propositional and first-order attention scores. Experimental results demonstrate that it outperforms state-of-the-art baselines.

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Consistency Regularization Training for Compositional Generalization
Yongjing Yin | Jiali Zeng | Yafu Li | Fandong Meng | Jie Zhou | Yue Zhang

Existing neural models have difficulty generalizing to unseen combinations of seen components. To achieve compositional generalization, models are required to consistently interpret (sub)expressions across contexts. Without modifying model architectures, we improve the capability of Transformer on compositional generalization through consistency regularization training, which promotes representation consistency across samples and prediction consistency for a single sample. Experimental results on semantic parsing and machine translation benchmarks empirically demonstrate the effectiveness and generality of our method. In addition, we find that the prediction consistency scores on in-distribution validation sets can be an alternative for evaluating models during training, when commonly-used metrics are not informative.

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NUWA-XL: Diffusion over Diffusion for eXtremely Long Video Generation
Shengming Yin | Chenfei Wu | Huan Yang | Jianfeng Wang | Xiaodong Wang | Minheng Ni | Zhengyuan Yang | Linjie Li | Shuguang Liu | Fan Yang | Jianlong Fu | Ming Gong | Lijuan Wang | Zicheng Liu | Houqiang Li | Nan Duan

In this paper, we propose NUWA-XL, a novel Diffusion over Diffusion architecture for eXtremely Long video generation. Most current work generates long videos segment by segment sequentially, which normally leads to the gap between training on short videos and inferring long videos, and the sequential generation is inefficient. Instead, our approach adopts a “coarse-to-fine” process, in which the video can be generated in parallel at the same granularity. A global diffusion model is applied to generate the keyframes across the entire time range, and then local diffusion models recursively fill in the content between nearby frames. This simple yet effective strategy allows us to directly train on long videos (3376 frames) to reduce the training-inference gap and makes it possible to generate all segments in parallel. To evaluate our model, we build FlintstonesHD dataset, a new benchmark for long video generation. Experiments show that our model not only generates high-quality long videos with both global and local coherence, but also decreases the average inference time from 7.55min to 26s (by 94.26%) at the same hardware setting when generating 1024 frames. The homepage link is [NUWA-XL](https://msra-nuwa.azurewebsites.net)

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Synthetic Text Generation with Differential Privacy: A Simple and Practical Recipe
Xiang Yue | Huseyin Inan | Xuechen Li | Girish Kumar | Julia McAnallen | Hoda Shajari | Huan Sun | David Levitan | Robert Sim

Privacy concerns have attracted increasing attention in data-driven products due to the tendency of machine learning models to memorize sensitive training data. Generating synthetic versions of such data with a formal privacy guarantee, such as differential privacy (DP), provides a promising path to mitigating these privacy concerns, but previous approaches in this direction have typically failed to produce synthetic data of high quality. In this work, we show that a simple and practical recipe in the text domain is effective: simply fine-tuning a pretrained generative language model with DP enables the model to generate useful synthetic text with strong privacy protection. Through extensive empirical analyses on both benchmark and private customer data, we demonstrate that our method produces synthetic text that is competitive in terms of utility with its non-private counterpart, meanwhile providing strong protection against potential privacy leakages.

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A Close Look into the Calibration of Pre-trained Language Models
Yangyi Chen | Lifan Yuan | Ganqu Cui | Zhiyuan Liu | Heng Ji

Pre-trained language models (PLMs) may fail in giving reliable estimates of their predictive uncertainty. We take a close look into this problem, aiming to answer two questions: (1) Do PLMs learn to become calibrated in the training process? (2) How effective are existing calibration methods? For the first question, we conduct fine-grained control experiments to study the dynamic change in PLMs’ calibration performance in training. We consider six factors as control variables, including dataset difficulty, available training samples, training steps, the number of tunable parameters, model scale, and pretraining. We observe a consistent change in calibration performance across six factors. We find that PLMs don’t learn to become calibrated in training, evidenced by the continual increase in confidence, no matter whether the predictions are correct or not. We highlight that our finding somewhat contradicts two established conclusions: (a) Larger PLMs are more calibrated; (b) Pretraining improves model calibration. Next, we study the effectiveness of existing calibration methods in mitigating the overconfidence issue. Besides unlearnable calibration methods (e.g., label smoothing), we adapt and extend two recently proposed learnable methods that directly collect data to train models to have reasonable confidence estimations. Experimental results show that learnable methods significantly reduce PLMs’ confidence in wrong predictions.

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DIONYSUS: A Pre-trained Model for Low-Resource Dialogue Summarization
Yu Li | Baolin Peng | Pengcheng He | Michel Galley | Zhou Yu | Jianfeng Gao

Dialogue summarization has recently garnered significant attention due to its wide range of applications. However, existing methods for summarizing dialogues have limitations because they do not take into account the inherent structure of dialogue and rely heavily on labeled data, which can lead to poor performance in new domains. In this work, we propose DIONYSUS (dynamic input optimization in pre-training for dialogue summarization), a pre-trained encoder-decoder model for summarizing dialogues in any new domain. To pre-train DIONYSUS, we create two pseudo summaries for each dialogue example: one from a fine-tuned summarization model and the other from important dialogue turns. We then choose one of these pseudo summaries based on information distribution differences in different types of dialogues. This selected pseudo summary serves as the objective for pre-training DIONYSUS using a self-supervised approach on a large dialogue corpus. Our experiments show that DIONYSUS outperforms existing methods on six datasets, as demonstrated by its ROUGE scores in zero-shot and few-shot settings

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MS-DETR: Natural Language Video Localization with Sampling Moment-Moment Interaction
Wang Jing | Aixin Sun | Hao Zhang | Xiaoli Li

Given a text query, the task of Natural Language Video Localization (NLVL) is to localize a temporal moment in an untrimmed video that semantically matches the query. In this paper, we adopt a proposal-based solution that generates proposals (i.e. candidate moments) and then select the best matching proposal. On top of modeling the cross-modal interaction between candidate moments and the query, our proposed Moment Sampling DETR (MS-DETR) enables efficient moment-moment relation modeling. The core idea is to sample a subset of moments guided by the learnable templates with an adopted DETR framework. To achieve this, we design a multi-scale visual-linguistic encoder, and an anchor-guided moment decoder paired with a set of learnable templates. Experimental results on three public datasets demonstrate the superior performance of MS-DETR.

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Diverse Demonstrations Improve In-context Compositional Generalization
Itay Levy | Ben Bogin | Jonathan Berant

In-context learning has shown great success in i.i.d semantic parsing splits, where the training and test sets are drawn from the same distribution. In this setup, models are typically prompted with demonstrations that are similar to the input utterance. However, in the setup of compositional generalization, where models are tested on outputs with structures that are absent from the training set, selecting similar demonstrations is insufficient, as often no example will be similar enough to the input. In this work, we propose a method to select diverse demonstrations that aims to collectively cover all of the structures required in the output program, in order to encourage the model to generalize to new structures from these demonstrations. We empirically show that combining diverse demonstrations with in-context learning substantially improves performance across three compositional generalization semantic parsing datasets in the pure in-context learning setup and when combined with finetuning.

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Self-Adaptive In-Context Learning: An Information Compression Perspective for In-Context Example Selection and Ordering
Zhiyong Wu | Yaoxiang Wang | Jiacheng Ye | Lingpeng Kong

Despite the surprising few-shot performance of in-context learning (ICL), it is still a common practice to randomly sample examples to serve as context. This paper advocates a new principle for ICL: self-adaptive in-context learning. The self-adaption mechanism is introduced to help each sample find an in-context example organization (i.e., selection and permutation) that can derive the correct prediction, thus maximizing performance. To validate the effectiveness of self-adaptive ICL, we propose a general select-then-rank framework and instantiate it with new selection and ranking algorithms. Upon extensive evaluation on eight different NLP datasets, our self-adaptive ICL method achieves a 40% relative improvement over the common practice setting. Further analysis reveals the enormous potential of self-adaptive ICL that it might be able to close the gap between ICL and finetuning given more advanced algorithms. Our code will be released to facilitate future research.

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On the Efficacy of Sampling Adapters
Clara Meister | Tiago Pimentel | Luca Malagutti | Ethan Wilcox | Ryan Cotterell

Sampling-based decoding strategies are widely employed for generating text from probabilistic models, yet standard ancestral sampling often results in text that is degenerate or incoherent. To alleviate this issue, various modifications to a model’s sampling distribution, such as top-p or top-k sampling, have been introduced and are now ubiquitously used in language generation systems. We propose a unified framework for understanding these techniques, which we term sampling adapters. Sampling adapters often lead to qualitatively better text, which raises the question: From a formal perspective, how are they changing the token-level distributions of language generation models? And why do these local changes lead to higher-quality text? We argue that the shift they enforce can be viewed as a trade-off between precision and recall: while the model loses its ability to produce certain strings, its precision rate on desirable text increases. While this trade-off is not reflected in standard metrics of distribution quality (such as perplexity), we find that several precision-emphasizing measures indeed indicate that sampling adapters can lead to probability distributions more aligned with the true distribution. Further, these measures correlate with higher sequence-level quality scores, specifically, Mauve.

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Cross-Domain Data Augmentation with Domain-Adaptive Language Modeling for Aspect-Based Sentiment Analysis
Jianfei Yu | Qiankun Zhao | Rui Xia

Cross-domain Aspect-Based Sentiment Analysis (ABSA) aims to leverage the useful knowledge from a source domain to identify aspect-sentiment pairs in sentences from a target domain. To tackle the task, several recent works explore a new unsupervised domain adaptation framework, i.e., Cross-Domain Data Augmentation (CDDA), aiming to directly generate much labeled target-domain data based on the labeled source-domain data. However, these CDDA methods still suffer from several issues: 1) preserving many source-specific attributes such as syntactic structures; 2) lack of fluency and coherence; 3) limiting the diversity of generated data. To address these issues, we propose a new cross-domain Data Augmentation approach based on Domain-Adaptive Language Modeling named DA2LM, which contains three stages: 1) assigning pseudo labels to unlabeled target-domain data; 2) unifying the process of token generation and labeling with a Domain-Adaptive Language Model (DALM) to learn the shared context and annotation across domains; 3) using the trained DALM to generate labeled target-domain data. Experiments show that DA2LM consistently outperforms previous feature adaptation and CDDA methods on both ABSA and Aspect Extraction tasks. The source code is publicly released at https://github.com/NUSTM/DALM.

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Compositional Data Augmentation for Abstractive Conversation Summarization
Siru Ouyang | Jiaao Chen | Jiawei Han | Diyi Yang

Recent abstractive conversation summarization systems generally rely on large-scale datasets with annotated summaries. However, collecting and annotating these conversations can be a time-consuming and labor-intensive task. To address this issue, in this work, we present a sub-structure level compositional data augmentation method, Compo, for generating diverse and high-quality pairs of conversations and summaries. Specifically, Compo first extracts conversation structures like topic splits and action triples as basic units. Then we organize these semantically meaningful conversation snippets compositionally to create new training instances. Additionally, we explore noise-tolerant settings in both self-training and joint-training paradigms to make the most of these augmented samples. Our experiments on benchmark datasets, SAMSum and DialogSum, show that Compo substantially outperforms prior baseline methods by achieving a nearly 10% increase of ROUGE scores with limited data. Code is available at https://github.com/ozyyshr/Compo.

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PMAES: Prompt-mapping Contrastive Learning for Cross-prompt Automated Essay Scoring
Yuan Chen | Xia Li

Current cross-prompt automated essay scoring (AES) is a challenging task due to the large discrepancies between different prompts, such as different genres and expressions. The main goal of current cross-prompt AES systems is to learn enough shared features between the source and target prompts to grade well on the target prompt. However, because the features are captured based on the original prompt representation, they may be limited by being extracted directly between essays. In fact, when the representations of two prompts are more similar, we can gain more shared features between them. Based on this motivation, in this paper, we propose a learning strategy called “prompt-mapping” to learn about more consistent representations of source and target prompts. In this way, we can obtain more shared features between the two prompts and use them to better represent the essays for the target prompt. Experimental results on the ASAP++ dataset demonstrate the effectiveness of our method. We also design experiments in different settings to show that our method can be applied in different scenarios. Our code is available at https://github.com/gdufsnlp/PMAES.

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Marked Personas: Using Natural Language Prompts to Measure Stereotypes in Language Models
Myra Cheng | Esin Durmus | Dan Jurafsky

To recognize and mitigate harms from large language models (LLMs), we need to understand the prevalence and nuances of stereotypes in LLM outputs. Toward this end, we present Marked Personas, a prompt-based method to measure stereotypes in LLMs for intersectional demographic groups without any lexicon or data labeling. Grounded in the sociolinguistic concept of markedness (which characterizes explicitly linguistically marked categories versus unmarked defaults), our proposed method is twofold: 1) prompting an LLM to generate personas, i.e., natural language descriptions, of the target demographic group alongside personas of unmarked, default groups; 2) identifying the words that significantly distinguish personas of the target group from corresponding unmarked ones. We find that the portrayals generated by GPT-3.5 and GPT-4 contain higher rates of racial stereotypes than human-written portrayals using the same prompts. The words distinguishing personas of marked (non-white, non-male) groups reflect patterns of othering and exoticizing these demographics. An intersectional lens further reveals tropes that dominate portrayals of marginalized groups, such as tropicalism and the hypersexualization of minoritized women. These representational harms have concerning implications for downstream applications like story generation.

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On Prefix-tuning for Lightweight Out-of-distribution Detection
Yawen Ouyang | Yongchang Cao | Yuan Gao | Zhen Wu | Jianbing Zhang | Xinyu Dai

Out-of-distribution (OOD) detection, a fundamental task vexing real-world applications, has attracted growing attention in the NLP community. Recently fine-tuning based methods have made promising progress. However, it could be costly to store fine-tuned models for each scenario. In this paper, we depart from the classic fine-tuning based OOD detection toward a parameter-efficient alternative, and propose an unsupervised prefix-tuning based OOD detection framework termed PTO. Additionally, to take advantage of optional training data labels and targeted OOD data, two practical extensions of PTO are further proposed. Overall, PTO and its extensions offer several key advantages of being lightweight, easy-to-reproduce, and theoretically justified. Experimental results show that our methods perform comparably to, even better than, existing fine-tuning based OOD detection approaches under a wide range of metrics, detection settings, and OOD types.

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GEC-DePenD: Non-Autoregressive Grammatical Error Correction with Decoupled Permutation and Decoding
Konstantin Yakovlev | Alexander Podolskiy | Andrey Bout | Sergey Nikolenko | Irina Piontkovskaya

Grammatical error correction (GEC) is an important NLP task that is currently usually solved with autoregressive sequence-to-sequence models. However, approaches of this class are inherently slow due to one-by-one token generation, so non-autoregressive alternatives are needed. In this work, we propose a novel non-autoregressive approach to GEC that decouples the architecture into a permutation network that outputs a self-attention weight matrix that can be used in beam search to find the best permutation of input tokens (with auxiliary <ins> tokens) and a decoder network based on a step-unrolled denoising autoencoder that fills in specific tokens. This allows us to find the token permutation after only one forward pass of the permutation network, avoiding autoregressive constructions. We show that the resulting network improves over previously known non-autoregressive methods for GEC and reaches the level of autoregressive methods that do not use language-specific synthetic data generation methods. Our results are supported by a comprehensive experimental validation on the ConLL-2014 and BEA datasets and an extensive ablation study that supports our architectural and algorithmic choices.

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Measuring Progress in Fine-grained Vision-and-Language Understanding
Emanuele Bugliarello | Laurent Sartran | Aishwarya Agrawal | Lisa Anne Hendricks | Aida Nematzadeh

While pretraining on large-scale image–text data from the Web has facilitated rapid progress on many vision-and-language (V&L) tasks, recent work has demonstrated that pretrained models lack “fine-grained” understanding, such as the ability to recognise relationships, verbs, and numbers in images. This has resulted in an increased interest in the community to either develop new benchmarks or models for such capabilities. To better understand and quantify progress in this direction, we investigate four competitive V&L models on four fine-grained benchmarks. Through our analysis, we find that X-VLM (Zeng et al., 2022) consistently outperforms other baselines, and that modelling innovations can impact performance more than scaling Web data, which even degrades performance sometimes. Through a deeper investigation of X-VLM, we highlight the importance of both novel losses and rich data sources for learning fine-grained skills. Finally, we inspect training dynamics, and discover that for some tasks, performance peaks early in training or significantly fluctuates, never converging.

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Vision Meets Definitions: Unsupervised Visual Word Sense Disambiguation Incorporating Gloss Information
Sunjae Kwon | Rishabh Garodia | Minhwa Lee | Zhichao Yang | Hong Yu

Visual Word Sense Disambiguation (VWSD) is a task to find the image that most accurately depicts the correct sense of the target word for the given context. Previously, image-text matching models often suffered from recognizing polysemous words. This paper introduces an unsupervised VWSD approach that uses gloss information of an external lexical knowledge-base, especially the sense definitions. Specifically, we suggest employing Bayesian inference to incorporate the sense definitions when sense information of the answer is not provided. In addition, to ameliorate the out-of-dictionary (OOD) issue, we propose a context-aware definition generation with GPT-3. Experimental results show that the VWSD performance significantly increased with our Bayesian inference-based approach. In addition, our context-aware definition generation achieved prominent performance improvement in OOD examples exhibiting better performance than the existing definition generation method.

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Chain-of-Skills: A Configurable Model for Open-Domain Question Answering
Kaixin Ma | Hao Cheng | Yu Zhang | Xiaodong Liu | Eric Nyberg | Jianfeng Gao

The retrieval model is an indispensable component for real-world knowledge-intensive tasks, e.g., open-domain question answering (ODQA). As separate retrieval skills are annotated for different datasets, recent work focuses on customized methods, limiting the model transfer- ability and scalability. In this work, we propose a modular retriever where individual modules correspond to key skills that can be reused across datasets. Our approach supports flexible skill configurations based on the target domain to boost performance. To mitigate task interference, we design a novel modularization parameterization inspired by sparse Transformer. We demonstrate that our model can benefit from self-supervised pretraining on Wikipedia and fine-tuning using multiple ODQA datasets, both in a multi-task fashion. Our approach outperforms recent self-supervised retrievers in zero-shot evaluations and achieves state-of-the-art fine-tuned retrieval performance on NQ, HotpotQA and OTT-QA.

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Elaboration-Generating Commonsense Question Answering at Scale
Wenya Wang | Vivek Srikumar | Hannaneh Hajishirzi | Noah A. Smith

In question answering requiring common sense, language models (e.g., GPT-3) have been used to generate text expressing background knowledge that helps improve performance. Yet the cost of working with such models is very high; in this work, we finetune smaller language models to generate useful intermediate context, referred to here as elaborations. Our framework alternates between updating two language models—an elaboration generator and an answer predictor—allowing each to influence the other. Using less than 0.5% of the parameters of GPT-3, our model outperforms alternatives with similar sizes and closes the gap with GPT-3 on four commonsense question answering benchmarks. Human evaluations show that the quality of the generated elaborations is high.

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Neural Unsupervised Reconstruction of Protolanguage Word Forms
Andre He | Nicholas Tomlin | Dan Klein

We present a state-of-the-art neural approach to the unsupervised reconstruction of ancient word forms. Previous work in this domain used expectation-maximization to predict simple phonological changes between ancient word forms and their cognates in modern languages. We extend this work with neural models that can capture more complicated phonological and morphological changes. At the same time, we preserve the inductive biases from classical methods by building monotonic alignment constraints into the model and deliberately underfitting during the maximization step. We evaluate our performance on the task of reconstructing Latin from a dataset of cognates across five Romance languages, achieving a notable reduction in edit distance from the target word forms compared to previous methods.

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DaMSTF: Domain Adversarial Learning Enhanced Meta Self-Training for Domain Adaptation
Menglong Lu | Zhen Huang | Yunxiang Zhao | Zhiliang Tian | Yang Liu | Dongsheng Li

Self-training emerges as an important research line on domain adaptation. By taking the model’s prediction as the pseudo labels of the unlabeled data, self-training bootstraps the model with pseudo instances in the target domain. However, the prediction errors of pseudo labels (label noise) challenge the performance of self-training. To address this problem, previous approaches only use reliable pseudo instances, i.e., pseudo instances with high prediction confidence, to retrain the model. Although these strategies effectively reduce the label noise, they are prone to miss the hard examples. In this paper, we propose a new self-training framework for domain adaptation, namely Domain adversarial learning enhanced Self-Training Framework (DaMSTF). Firstly, DaMSTF involves meta-learning to estimate the importance of each pseudo instance, so as to simultaneously reduce the label noise and preserve hard examples. Secondly, we design a meta constructor for constructing the meta-validation set, which guarantees the effectiveness of the meta-learning module by improving the quality of the meta-validation set. Thirdly, we find that the meta-learning module suffers from the training guidance vanish- ment and tends to converge to an inferior optimal. To this end, we employ domain adversarial learning as a heuristic neural network initialization method, which can help the meta-learning module converge to a better optimal. Theoretically and experimentally, we demonstrate the effectiveness of the proposed DaMSTF. On the cross-domain sentiment classification task, DaMSTF improves the performance of BERT with an average of nearly 4%.

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On Evaluating Multilingual Compositional Generalization with Translated Datasets
Zi Wang | Daniel Hershcovich

Compositional generalization allows efficient learning and human-like inductive biases. Since most research investigating compositional generalization in NLP is done on English, important questions remain underexplored. Do the necessary compositional generalization abilities differ across languages? Can models compositionally generalize cross-lingually? As a first step to answering these questions, recent work used neural machine translation to translate datasets for evaluating compositional generalization in semantic parsing. However, we show that this entails critical semantic distortion. To address this limitation, we craft a faithful rule-based translation of the MCWQ dataset from English to Chinese and Japanese. Even with the resulting robust benchmark, which we call MCWQ-R, we show that the distribution of compositions still suffers due to linguistic divergences, and that multilingual models still struggle with cross-lingual compositional generalization. Our dataset and methodology will serve as useful resources for the study of cross-lingual compositional generalization in other tasks.

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FAA: Fine-grained Attention Alignment for Cascade Document Ranking
Zhen Li | Chongyang Tao | Jiazhan Feng | Tao Shen | Dongyan Zhao | Xiubo Geng | Daxin Jiang

Document ranking aims at sorting a collection of documents with their relevance to a query. Contemporary methods explore more efficient transformers or divide long documents into passages to handle the long input. However, intensive query-irrelevant content may lead to harmful distraction and high query latency. Some recent works further propose cascade document ranking models that extract relevant passages with an efficient selector before ranking, however, their selection and ranking modules are almost independently optimized and deployed, leading to selecting error reinforcement and sub-optimal performance. In fact, the document ranker can provide fine-grained supervision to make the selector more generalizable and compatible, and the selector built upon a different structure can offer a distinct perspective to assist in document ranking. Inspired by this, we propose a fine-grained attention alignment approach to jointly optimize a cascade document ranking model. Specifically, we utilize the attention activations over the passages from the ranker as fine-grained attention feedback to optimize the selector. Meanwhile, we fuse the relevance scores from the passage selector into the ranker to assist in calculating the cooperative matching representation. Experiments on MS MARCO and TREC DL demonstrate the effectiveness of our method.

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Fine-tuning Happens in Tiny Subspaces: Exploring Intrinsic Task-specific Subspaces of Pre-trained Language Models
Zhong Zhang | Bang Liu | Junming Shao

Pre-trained language models (PLMs) are known to be overly parameterized and have significant redundancy, indicating a small degree of freedom of the PLMs. Motivated by the observation, in this paper, we study the problem of re-parameterizing and fine-tuning PLMs from a new perspective: Discovery of intrinsic task-specific subspace. Specifically, by exploiting the dynamics of the fine-tuning process for a given task, the parameter optimization trajectory is learned to uncover its intrinsic task-specific subspace. A key finding is that PLMs can be effectively fine-tuned in the subspace with a small number of free parameters. Beyond, we observe some outlier dimensions emerging during fine-tuning in the subspace. Disabling these dimensions degrades the model performance significantly. This suggests that these dimensions are crucial to induce task-specific knowledge to downstream tasks.

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Facilitating Multi-turn Emotional Support Conversation with Positive Emotion Elicitation: A Reinforcement Learning Approach
Jinfeng Zhou | Zhuang Chen | Bo Wang | Minlie Huang

Emotional support conversation (ESC) aims to provide emotional support (ES) to improve one’s mental state. Existing works stay at fitting grounded responses and responding strategies (e.g., question), which ignore the effect on ES and lack explicit goals to guide emotional positive transition. To this end, we introduce a new paradigm to formalize multi-turn ESC as a process of positive emotion elicitation. Addressing this task requires finely adjusting the elicitation intensity in ES as the conversation progresses while maintaining conversational goals like coherence. In this paper, we propose Supporter, a mixture-of-expert-based reinforcement learning model, and well design ES and dialogue coherence rewards to guide policy’s learning for responding. Experiments verify the superiority of Supporter in achieving positive emotion elicitation during responding while maintaining conversational goals including coherence.

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Query Enhanced Knowledge-Intensive Conversation via Unsupervised Joint Modeling
Mingzhu Cai | Siqi Bao | Xin Tian | Huang He | Fan Wang | Hua Wu

In this paper, we propose an unsupervised query enhanced approach for knowledge-intensive conversations, namely QKConv. There are three modules in QKConv: a query generator, an off-the-shelf knowledge selector, and a response generator. QKConv is optimized through joint training, which produces the response by exploring multiple candidate queries and leveraging corresponding selected knowledge. The joint training solely relies on the dialogue context and target response, getting exempt from extra query annotations or knowledge provenances. To evaluate the effectiveness of the proposed QKConv, we conduct experiments on three representative knowledge-intensive conversation datasets: conversational question-answering, task-oriented dialogue, and knowledge-grounded conversation. Experimental results reveal that QKConv performs better than all unsupervised methods across three datasets and achieves competitive performance compared to supervised methods.

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Why Aren’t We NER Yet? Artifacts of ASR Errors in Named Entity Recognition in Spontaneous Speech Transcripts
Piotr Szymański | Lukasz Augustyniak | Mikolaj Morzy | Adrian Szymczak | Krzysztof Surdyk | Piotr Żelasko

Transcripts of spontaneous human speech present a significant obstacle for traditional NER models. The lack of grammatical structure of spoken utterances and word errors introduced by the ASR make downstream NLP tasks challenging. In this paper, we examine in detail the complex relationship between ASR and NER errors which limit the ability of NER models to recover entity mentions from spontaneous speech transcripts. Using publicly available benchmark datasets (SWNE, Earnings-21, OntoNotes), we present the full taxonomy of ASR-NER errors and measure their true impact on entity recognition. We find that NER models fail spectacularly even if no word errors are introduced by the ASR. We also show why the F1 score is inadequate to evaluate NER models on conversational transcripts.

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Precise Zero-Shot Dense Retrieval without Relevance Labels
Luyu Gao | Xueguang Ma | Jimmy Lin | Jamie Callan

While dense retrieval has been shown to be effective and efficient across tasks and languages, it remains difficult to create effective fully zero-shot dense retrieval systems when no relevance labels are available. In this paper, we recognize the difficulty of zero-shot learning and encoding relevance. Instead, we propose to pivot through Hypothetical Document Embeddings (HyDE). Given a query, HyDE first zero-shot prompts an instruction-following language model (e.g., InstructGPT) to generate a hypothetical document. The document captures relevance patterns but is “fake” and may contain hallucinations. Then, an unsupervised contrastively learned encoder (e.g., Contriever) encodes the document into an embedding vector. This vector identifies a neighborhood in the corpus embedding space, from which similar real documents are retrieved based on vector similarity. This second step grounds the generated document to the actual corpus, with the encoder’s dense bottleneck filtering out the hallucinations. Our experiments show that HyDE significantly outperforms the state-of-the-art unsupervised dense retriever Contriever and shows strong performance comparable to fine-tuned retrievers across various tasks (e.g. web search, QA, fact verification) and in non-English languages (e.g., sw, ko, ja, bn).

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White-Box Multi-Objective Adversarial Attack on Dialogue Generation
Yufei Li | Zexin Li | Yingfan Gao | Cong Liu

Pre-trained transformers are popular in state-of-the-art dialogue generation (DG) systems. Such language models are, however, vulnerable to various adversarial samples as studied in traditional tasks such as text classification, which inspires our curiosity about their robustness in DG systems. One main challenge of attacking DG models is that perturbations on the current sentence can hardly degrade the response accuracy because the unchanged chat histories are also considered for decision-making. Instead of merely pursuing pitfalls of performance metrics such as BLEU, ROUGE, we observe that crafting adversarial samples to force longer generation outputs benefits attack effectiveness—the generated responses are typically irrelevant, lengthy, and repetitive. To this end, we propose a white-box multi-objective attack method called DGSlow. Specifically, DGSlow balances two objectives—generation accuracy and length, via a gradient-based multi-objective optimizer and applies an adaptive searching mechanism to iteratively craft adversarial samples with only a few modifications. Comprehensive experiments on four benchmark datasets demonstrate that DGSlow could significantly degrade state-of-the-art DG models with a higher success rate than traditional accuracy-based methods. Besides, our crafted sentences also exhibit strong transferability in attacking other models.

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A Cautious Generalization Goes a Long Way: Learning Morphophonological Rules
Salam Khalifa | Sarah Payne | Jordan Kodner | Ellen Broselow | Owen Rambow

Explicit linguistic knowledge, encoded by resources such as rule-based morphological analyzers, continues to prove useful in downstream NLP tasks, especially for low-resource languages and dialects. Rules are an important asset in descriptive linguistic grammars. However, creating such resources is usually expensive and non-trivial, especially for spoken varieties with no written standard. In this work, we present a novel approach for automatically learning morphophonological rules of Arabic from a corpus. Motivated by classic cognitive models for rule learning, rules are generalized cautiously. Rules that are memorized for individual items are only allowed to generalize to unseen forms if they are sufficiently reliable in the training data. The learned rules are further examined to ensure that they capture true linguistic phenomena described by domain experts. We also investigate the learnability of rules in low-resource settings across different experimental setups and dialects.

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Few-shot Adaptation Works with UnpredicTable Data
Jun Shern Chan | Michael Pieler | Jonathan Jao | Jérémy Scheurer | Ethan Perez

Prior work on language models (LMs) shows that training on a large number of diverse tasks improves few-shot learning (FSL) performance on new tasks. We take this to the extreme, automatically extracting 413,299 tasks from internet tables - orders of magnitude more than the next-largest public datasets. Finetuning on the resulting dataset leads to improved FSL performance on Natural Language Processing (NLP) tasks, but not proportionally to dataset scale. In fact, we find that narrow subsets of our dataset sometimes outperform more diverse datasets. For example, finetuning on software documentation from support.google.com raises FSL performance by a mean of +7.5% on 52 downstream tasks, which beats training on 40 human-curated NLP datasets (+6.7%). Finetuning on various narrow datasets leads to similar broad improvements across test tasks, suggesting that the gains are not from domain adaptation but adapting to FSL in general. We do not observe clear patterns between the datasets that lead to FSL gains, leaving open questions about why certain data helps with FSL.

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Cross-lingual Science Journalism: Select, Simplify and Rewrite Summaries for Non-expert Readers
Mehwish Fatima | Michael Strube

Automating Cross-lingual Science Journalism (CSJ) aims to generate popular science summaries from English scientific texts for non-expert readers in their local language. We introduce CSJ as a downstream task of text simplification and cross-lingual scientific summarization to facilitate science journalists’ work. We analyze the performance of possible existing solutions as baselines for the CSJ task. Based on these findings, we propose to combine the three components - SELECT, SIMPLIFY and REWRITE (SSR) to produce cross-lingual simplified science summaries for non-expert readers. Our empirical evaluation on the Wikipedia dataset shows that SSR significantly outperforms the baselines for the CSJ task and can serve as a strong baseline for future work. We also perform an ablation study investigating the impact of individual components of SSR. Further, we analyze the performance of SSR on a high-quality, real-world CSJ dataset with human evaluation and in-depth analysis, demonstrating the superior performance of SSR for CSJ.

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HuCurl: Human-induced Curriculum Discovery
Mohamed Elgaar | Hadi Amiri

We introduce the problem of curriculum discovery and describe a curriculum learning framework capable of discovering effective curricula in a curriculum space based on prior knowledge about sample difficulty. Using annotation entropy and loss as measures of difficulty, we show that (i): the top-performing discovered curricula for a given model and dataset are often non-monotonic as apposed to monotonic curricula in existing literature, (ii): the prevailing easy-to-hard or hard-to-easy transition curricula are often at the risk of underperforming, and (iii): the curricula discovered for smaller datasets and models perform well on larger datasets and models respectively. The proposed framework encompasses some of the existing curriculum learning approaches and can discover curricula that outperform them across several NLP tasks.

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kNN-TL: k-Nearest-Neighbor Transfer Learning for Low-Resource Neural Machine Translation
Shudong Liu | Xuebo Liu | Derek F. Wong | Zhaocong Li | Wenxiang Jiao | Lidia S. Chao | Min Zhang

Transfer learning has been shown to be an effective technique for enhancing the performance of low-resource neural machine translation (NMT). This is typically achieved through either fine-tuning a child model with a pre-trained parent model, or by utilizing the out- put of the parent model during the training of the child model. However, these methods do not make use of the parent knowledge during the child inference, which may limit the translation performance. In this paper, we propose a k-Nearest-Neighbor Transfer Learning (kNN-TL) approach for low-resource NMT, which leverages the parent knowledge throughout the entire developing process of the child model. Our approach includes a parent-child representation alignment method, which ensures consistency in the output representations between the two models, and a child-aware datastore construction method that improves inference efficiency by selectively distilling the parent datastore based on relevance to the child model. Experimental results on four low-resource translation tasks show that kNN-TL outperforms strong baselines. Extensive analyses further demonstrate the effectiveness of our approach. Code and scripts are freely available at https://github.com/NLP2CT/kNN-TL.

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Do language models have coherent mental models of everyday things?
Yuling Gu | Bhavana Dalvi Mishra | Peter Clark

When people think of everyday things like an egg, they typically have a mental image associated with it. This allows them to correctly judge, for example, that “the yolk surrounds the shell” is a false statement. Do language models similarly have a coherent picture of such everyday things? To investigate this, we propose a benchmark dataset consisting of 100 everyday things, their parts, and the relationships between these parts, expressed as 11,720 “X relation Y?” true/false questions. Using these questions as probes, we observe that state-of-the-art pre-trained language models (LMs) like GPT-3 and Macaw have fragments of knowledge about these everyday things, but do not have fully coherent “parts mental models” (54-59% accurate, 19-43% conditional constraint violation). We propose an extension where we add a constraint satisfaction layer on top of the LM’s raw predictions to apply commonsense constraints. As well as removing inconsistencies, we find that this also significantly improves accuracy (by 16-20%), suggesting how the incoherence of the LM’s pictures of everyday things can be significantly reduced.

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Rogue Scores
Max Grusky

Correct, comparable, and reproducible model evaluation is essential for progress in machine learning. Over twenty years, thousands of language and vision models have been evaluated with a popular metric called ROUGE. Does this widespread benchmark metric meet these three evaluation criteria? This systematic review of over two thousand publications using ROUGE finds: (A) Critical evaluation decisions and parameters are routinely omitted, making most reported scores irreproducible. (B) Differences in evaluation protocol are common, affect scores, and impact the comparability of results reported in many papers. (C) Thousands of papers use nonstandard evaluation packages with software defects that produce provably incorrect scores. Estimating the overall impact of these findings is difficult: because software citations are rare, it is nearly impossible to distinguish between correct ROUGE scores and incorrect “rogue scores.”

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Instruction Induction: From Few Examples to Natural Language Task Descriptions
Or Honovich | Uri Shaham | Samuel R. Bowman | Omer Levy

Large language models are able to perform a task by conditioning on a few input-output demonstrations - a paradigm known as in-context learning. We show that language models can explicitly infer an underlying task from a few demonstrations by prompting them to generate a natural language instruction that fits the examples. To explore this ability, we introduce the instruction induction challenge, compile a dataset consisting of 24 tasks, and define a novel evaluation metric based on executing the generated instruction. We discover that, to a large extent, the ability to generate instructions does indeed emerge when using a model that is both large enough and aligned to follow instructions; InstructGPT achieves 65.7% of human performance in our execution-based metric, while the original GPT-3 model reaches only 9.8% of human performance. This surprising result suggests that instruction induction might be a viable learning paradigm in and of itself, where instead of fitting a set of latent continuous parameters to the data, one searches for the best description in the natural language hypothesis space.

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In-Context Analogical Reasoning with Pre-Trained Language Models
Xiaoyang Hu | Shane Storks | Richard Lewis | Joyce Chai

Analogical reasoning is a fundamental capacity of human cognition that allows us to reason abstractly about novel situations by relating them to past experiences. While it is thought to be essential for robust reasoning in AI systems, conventional approaches require significant training and/or hard-coding of domain knowledge to be applied to benchmark tasks. Inspired by cognitive science research that has found connections between human language and analogy-making, we explore the use of intuitive language-based abstractions to support analogy in AI systems. Specifically, we apply large pre-trained language models (PLMs) to visual Raven’s Progressive Matrices (RPM), a common relational reasoning test. By simply encoding the perceptual features of the problem into language form, we find that PLMs exhibit a striking capacity for zero-shot relational reasoning, exceeding human performance and nearing supervised vision-based methods. We explore different encodings that vary the level of abstraction over task features, finding that higher-level abstractions further strengthen PLMs’ analogical reasoning. Our detailed analysis reveals insights on the role of model complexity, in-context learning, and prior knowledge in solving RPM tasks.

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Peek Across: Improving Multi-Document Modeling via Cross-Document Question-Answering
Avi Caciularu | Matthew Peters | Jacob Goldberger | Ido Dagan | Arman Cohan

The integration of multi-document pre-training objectives into language models has resulted in remarkable improvements in multi-document downstream tasks. In this work, we propose extending this idea by pre-training a generic multi-document model from a novel cross-document question answering pre-training objective. To that end, given a set (or cluster) of topically-related documents, we systematically generate semantically-oriented questions from a salient sentence in one document and challenge the model, during pre-training, to answer these questions while “peeking” into other topically-related documents. In a similar manner, the model is also challenged to recover the sentence from which the question was generated, again while leveraging cross-document information. This novel multi-document QA formulation directs the model to better recover cross-text informational relations, and introduces a natural augmentation that artificially increases the pre-training data. Further, unlike prior multi-document models that focus on either classification or summarization tasks, our pre-training objective formulation enables the model to perform tasks that involve both short text generation (e.g., QA) and long text generation (e.g., summarization).Following this scheme, we pre-train our model - termed QAmden - and evaluate its performance across several multi-document tasks, including multi-document QA, summarization, and query-focused summarization, yielding improvements of up to 7%, and significantly outperforms zero-shot GPT-3.5 and GPT-4.

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Tailoring Instructions to Student’s Learning Levels Boosts Knowledge Distillation
Yuxin Ren | Zihan Zhong | Xingjian Shi | Yi Zhu | Chun Yuan | Mu Li

It has been commonly observed that a teacher model with superior performance does not necessarily result in a stronger student, highlighting a discrepancy between current teacher training practices and effective knowledge transfer. In order to enhance the guidance of the teacher training process, we introduce the concept of distillation influence to determine the impact of distillation from each training sample on the student’s generalization ability. In this paper, we propose Learning Good Teacher Matters (LGTM), an efficient training technique for incorporating distillation influence into the teacher’s learning process. By prioritizing samples that are likely to enhance the student’s generalization ability, our LGTM outperforms 10 common knowledge distillation baselines on 6 text classification tasks in the GLUE benchmark.

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REV: Information-Theoretic Evaluation of Free-Text Rationales
Hanjie Chen | Faeze Brahman | Xiang Ren | Yangfeng Ji | Yejin Choi | Swabha Swayamdipta

Generating free-text rationales is a promising step towards explainable NLP, yet evaluating such rationales remains a challenge. Existing metrics have mostly focused on measuring the association between the rationale and a given label. We argue that an ideal metric should focus on the new information uniquely provided in the rationale that is otherwise not provided in the input or the label. We investigate this research problem from an information-theoretic perspective using conditional V-information (Hewitt et al., 2021). More concretely, we propose a metric called REV (Rationale Evaluation with conditional V-information), to quantify the amount of new, label-relevant information in a rationale beyond the information already available in the input or the label. Experiments across four benchmarks with reasoning tasks, including chain-of-thought, demonstrate the effectiveness of REV in evaluating rationale-label pairs, compared to existing metrics. We further demonstrate REV is consistent with human judgments on rationale evaluations and provides more sensitive measurements of new information in free-text rationales. When used alongside traditional performance metrics, REV provides deeper insights into models’ reasoning and prediction processes.

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ELQA: A Corpus of Metalinguistic Questions and Answers about English
Shabnam Behzad | Keisuke Sakaguchi | Nathan Schneider | Amir Zeldes

We present ELQA, a corpus of questions and answers in and about the English language. Collected from two online forums, the >70k questions (from English learners and others) cover wide-ranging topics including grammar, meaning, fluency, and etymology. The answers include descriptions of general properties of English vocabulary and grammar as well as explanations about specific (correct and incorrect) usage examples. Unlike most NLP datasets, this corpus is metalinguistic—it consists of language about language. As such, it can facilitate investigations of the metalinguistic capabilities of NLU models, as well as educational applications in the language learning domain. To study this, we define a free-form question answering task on our dataset and conduct evaluations on multiple LLMs (Large Language Models) to analyze their capacity to generate metalinguistic answers.

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Divide, Conquer, and Combine: Mixture of Semantic-Independent Experts for Zero-Shot Dialogue State Tracking
Qingyue Wang | Liang Ding | Yanan Cao | Yibing Zhan | Zheng Lin | Shi Wang | Dacheng Tao | Li Guo

Zero-shot transfer learning for Dialogue State Tracking (DST) helps to handle a variety of task-oriented dialogue domains without the cost of collecting in-domain data. Existing works mainly study common data- or model-level augmentation methods to enhance the generalization but fail to effectively decouple semantics of samples, limiting the zero-shot performance of DST. In this paper, we present a simple and effective “divide, conquer and combine” solution, which explicitly disentangles the semantics of seen data, and leverages the performance and robustness with the mixture-of-experts mechanism. Specifically, we divide the seen data into semantically independent subsets and train corresponding experts, the newly unseen samples are mapped and inferred with mixture-of-experts with our designed ensemble inference. Extensive experiments on MultiWOZ2.1 upon T5-Adapter show our schema significantly and consistently improves the zero-shot performance, achieving the SOTA on settings without external knowledge, with only 10M trainable parameters.

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BIG-C: a Multimodal Multi-Purpose Dataset for Bemba
Claytone Sikasote | Eunice Mukonde | Md Mahfuz Ibn Alam | Antonios Anastasopoulos

We present BIG-C (Bemba Image Grounded Conversations), a large multimodal dataset for Bemba. While Bemba is the most populous language of Zambia, it exhibits a dearth of resources which render the development of language technologies or language processing research almost impossible. The dataset is comprised of multi-turn dialogues between Bemba speakers based on images, transcribed and translated into English. There are more than 92,000 utterances/sentences, amounting to more than 180 hours of audio data with corresponding transcriptions and English translations. We also provide baselines on speech recognition (ASR), machine translation (MT) and speech translation (ST) tasks, and sketch out other potential future multimodal uses of our dataset. We hope that by making the dataset available to the research community, this work will foster research and encourage collaboration across the language, speech, and vision communities especially for languages outside the “traditionally” used high-resourced ones. All data and code are publicly available: [https://github.com/csikasote/bigc](https://github.com/csikasote/bigc).

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Schema-Guided User Satisfaction Modeling for Task-Oriented Dialogues
Yue Feng | Yunlong Jiao | Animesh Prasad | Nikolaos Aletras | Emine Yilmaz | Gabriella Kazai

User Satisfaction Modeling (USM) is one of the popular choices for task-oriented dialogue systems evaluation, where user satisfaction typically depends on whether the user’s task goals were fulfilled by the system. Task-oriented dialogue systems use task schema, which is a set of task attributes, to encode the user’s task goals. Existing studies on USM neglect explicitly modeling the user’s task goals fulfillment using the task schema. In this paper, we propose SG-USM, a novel schema-guided user satisfaction modeling framework. It explicitly models the degree to which the user’s preferences regarding the task attributes are fulfilled by the system for predicting the user’s satisfaction level. SG-USM employs a pre-trained language model for encoding dialogue context and task attributes. Further, it employs a fulfillment representation layer for learning how many task attributes have been fulfilled in the dialogue, an importance predictor component for calculating the importance of task attributes. Finally, it predicts the user satisfaction based on task attribute fulfillment and task attribute importance. Experimental results on benchmark datasets (i.e. MWOZ, SGD, ReDial, and JDDC) show that SG-USM consistently outperforms competitive existing methods. Our extensive analysis demonstrates that SG-USM can improve the interpretability of user satisfaction modeling, has good scalability as it can effectively deal with unseen tasks and can also effectively work in low-resource settings by leveraging unlabeled data. Code is available at https://github.com/amzn/user-satisfaction-modeling.

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Robust Multi-bit Natural Language Watermarking through Invariant Features
KiYoon Yoo | Wonhyuk Ahn | Jiho Jang | Nojun Kwak

Recent years have witnessed a proliferation of valuable original natural language contents found in subscription-based media outlets, web novel platforms, and outputs of large language models. However, these contents are susceptible to illegal piracy and potential misuse without proper security measures. This calls for a secure watermarking system to guarantee copyright protection through leakage tracing or ownership identification. To effectively combat piracy and protect copyrights, a multi-bit watermarking framework should be able to embed adequate bits of information and extract the watermarks in a robust manner despite possible corruption. In this work, we explore ways to advance both payload and robustness by following a well-known proposition from image watermarking and identify features in natural language that are invariant to minor corruption. Through a systematic analysis of the possible sources of errors, we further propose a corruption-resistant infill model. Our full method improves upon the previous work on robustness by +16.8% point on average on four datasets, three corruption types, and two corruption ratios

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KALM: Knowledge-Aware Integration of Local, Document, and Global Contexts for Long Document Understanding
Shangbin Feng | Zhaoxuan Tan | Wenqian Zhang | Zhenyu Lei | Yulia Tsvetkov

With the advent of pre-trained language models (LMs), increasing research efforts have been focusing on infusing commonsense and domain-specific knowledge to prepare LMs for downstream tasks. These works attempt to leverage knowledge graphs, the de facto standard of symbolic knowledge representation, along with pre-trained LMs. While existing approaches leverage external knowledge, it remains an open question how to jointly incorporate knowledge graphs represented in varying contexts — from local (e.g., sentence), document-level, to global knowledge, to enable knowledge-rich and interpretable exchange across contexts. In addition, incorporating varying contexts can especially benefit long document understanding tasks that leverage pre-trained LMs, typically bounded by the input sequence length. In light of these challenges, we propose KALM, a language model that jointly leverages knowledge in local, document-level, and global contexts for long document understanding. KALM firstly encodes long documents and knowledge graphs into the three knowledge-aware context representations. KALM then processes each context with context-specific layers. These context-specific layers are followed by a ContextFusion layer that facilitates knowledge exchange to derive an overarching document representation. Extensive experiments demonstrate that KALM achieves state-of-the-art performance on three long document understanding tasks across 6 datasets/settings. Further analyses reveal that the three knowledge-aware contexts are complementary and they all contribute to model performance, while the importance and information exchange patterns of different contexts vary on different tasks and datasets.

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AtTGen: Attribute Tree Generation for Real-World Attribute Joint Extraction
Yanzeng Li | Bingcong Xue | Ruoyu Zhang | Lei Zou

Attribute extraction aims to identify attribute names and the corresponding values from descriptive texts, which is the foundation for extensive downstream applications such as knowledge graph construction, search engines, and e-Commerce. In previous studies, attribute extraction is generally treated as a classification problem for predicting attribute types or a sequence tagging problem for labeling attribute values, where two paradigms, i.e., closed-world and open-world assumption, are involved. However, both of these paradigms have limitations in terms of real-world applications. And prior studies attempting to integrate these paradigms through ensemble, pipeline, and co-training models, still face challenges like cascading errors, high computational overhead, and difficulty in training. To address these existing problems, this paper presents Attribute Tree, a unified formulation for real-world attribute extraction application, where closed-world, open-world, and semi-open attribute extraction tasks are modeled uniformly. Then a text-to-tree generation model, AtTGen, is proposed to learn annotations from different scenarios efficiently and consistently. Experiments demonstrate that our proposed paradigm well covers various scenarios for real-world applications, and the model achieves state-of-the-art, outperforming existing methods by a large margin on three datasets. Our code, pretrained model, and datasets are available at https://github.com/lsvih/AtTGen.

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Extractive is not Faithful: An Investigation of Broad Unfaithfulness Problems in Extractive Summarization
Shiyue Zhang | David Wan | Mohit Bansal

The problems of unfaithful summaries have been widely discussed under the context of abstractive summarization. Though extractive summarization is less prone to the common unfaithfulness issues of abstractive summaries, does that mean extractive is equal to faithful? Turns out that the answer is no. In this work, we define a typology with five types of broad unfaithfulness problems (including and beyond not-entailment) that can appear in extractive summaries, including incorrect coreference, incomplete coreference, incorrect discourse, incomplete discourse, as well as other misleading information. We ask humans to label these problems out of 1600 English summaries produced by 16 diverse extractive systems. We find that 30% of the summaries have at least one of the five issues. To automatically detect these problems, we find that 5 existing faithfulness evaluation metrics for summarization have poor correlations with human judgment. To remedy this, we propose a new metric, ExtEval, that is designed for detecting unfaithful extractive summaries and is shown to have the best performance. We hope our work can increase the awareness of unfaithfulness problems in extractive summarization and help future work to evaluate and resolve these issues.

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Improving Translation Quality Estimation with Bias Mitigation
Hui Huang | Shuangzhi Wu | Kehai Chen | Hui Di | Muyun Yang | Tiejun Zhao

State-of-the-art translation Quality Estimation (QE) models are proven to be biased. More specifically, they over-rely on monolingual features while ignoring the bilingual semantic alignment. In this work, we propose a novel method to mitigate the bias of the QE model and improve estimation performance. Our method is based on the contrastive learning between clean and noisy sentence pairs. We first introduce noise to the target side of the parallel sentence pair, forming the negative samples. With the original parallel pairs as the positive sample, the QE model is contrastively trained to distinguish the positive samples from the negative ones. This objective is jointly trained with the regression-style quality estimation, so as to prevent the QE model from overfitting to monolingual features. Experiments on WMT QE evaluation datasets demonstrate that our method improves the estimation performance by a large margin while mitigating the bias.

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Breeding Machine Translations: Evolutionary approach to survive and thrive in the world of automated evaluation
Josef Jon | Ondřej Bojar

We propose a genetic algorithm (GA) based method for modifying n-best lists produced by a machine translation (MT) system. Our method offers an innovative approach to improving MT quality and identifying weaknesses in evaluation metrics. Using common GA operations (mutation and crossover) on a list of hypotheses in combination with a fitness function (an arbitrary MT metric), we obtain novel and diverse outputs with high metric scores. With a combination of multiple MT metrics as the fitness function, the proposed method leads to an increase in translation quality as measured by other held-out automatic metrics.With a single metric (including popular ones such as COMET) as the fitness function, we find blind spots and flaws in the metric. This allows for an automated search for adversarial examples in an arbitrary metric, without prior assumptions on the form of such example. As a demonstration of the method, we create datasets of adversarial examples and use them to show that reference-free COMET is substantially less robust than the reference-based version.

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MoralDial: A Framework to Train and Evaluate Moral Dialogue Systems via Moral Discussions
Hao Sun | Zhexin Zhang | Fei Mi | Yasheng Wang | Wei Liu | Jianwei Cui | Bin Wang | Qun Liu | Minlie Huang

Morality in dialogue systems has raised great attention in research recently. A moral dialogue system aligned with users’ values could enhance conversation engagement and user connections. In this paper, we propose a framework, MoralDial to train and evaluate moral dialogue systems. In our framework, we first explore the communication mechanisms of morality and resolve expressed morality into three parts, which indicate the roadmap for building a moral dialogue system. Based on that, we design a simple yet effective method: constructing moral discussions between simulated specific users and the dialogue system. The constructed discussions consist of expressing, explaining, revising, and inferring moral views in dialogue exchanges, which makes conversational models learn morality well in a natural manner. Furthermore, we propose a novel evaluation method under the framework. We evaluate the multiple aspects of morality by judging the relation between dialogue responses and human values in discussions, where the multifaceted nature of morality is particularly considered. Automatic and manual experiments demonstrate that our framework is promising to train and evaluate moral dialogue systems.

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Denoising Bottleneck with Mutual Information Maximization for Video Multimodal Fusion
Shaoxiang Wu | Damai Dai | Ziwei Qin | Tianyu Liu | Binghuai Lin | Yunbo Cao | Zhifang Sui

Video multimodal fusion aims to integrate multimodal signals in videos, such as visual, audio and text, to make a complementary prediction with multiple modalities contents. However, unlike other image-text multimodal tasks, video has longer multimodal sequences with more redundancy and noise in both visual and audio modalities. Prior denoising methods like forget gate are coarse in the granularity of noise filtering. They often suppress the redundant and noisy information at the risk of losing critical information. Therefore, we propose a denoising bottleneck fusion (DBF) model for fine-grained video multimodal fusion. On the one hand, we employ a bottleneck mechanism to filter out noise and redundancy with a restrained receptive field. On the other hand, we use a mutual information maximization module to regulate the filter-out module to preserve key information within different modalities. Our DBF model achieves significant improvement over current state-of-the-art baselines on multiple benchmarks covering multimodal sentiment analysis and multimodal summarization tasks. It proves that our model can effectively capture salient features from noisy and redundant video, audio, and text inputs. The code for this paper will be publicly available at https://github.com/WSXRHFG/DBF

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SimLM: Pre-training with Representation Bottleneck for Dense Passage Retrieval
Liang Wang | Nan Yang | Xiaolong Huang | Binxing Jiao | Linjun Yang | Daxin Jiang | Rangan Majumder | Furu Wei

In this paper, we propose SimLM (Similarity matching with Language Model pre-training), a simple yet effective pre-training method for dense passage retrieval. It employs a simple bottleneck architecture that learns to compress the passage information into a dense vector through self-supervised pre-training. We use a replaced language modeling objective, which is inspired by ELECTRA (Clark et al., 2020), to improve the sample efficiency and reduce the mismatch of the input distribution between pre-training and fine-tuning. SimLM only requires access to an unlabeled corpus and is more broadly applicable when there are no labeled data or queries. We conduct experiments on several large-scale passage retrieval datasets and show substantial improvements over strong baselines under various settings. Remarkably, SimLM even outperforms multi-vector approaches such as ColBERTv2 (Santhanam et al., 2021) which incurs significantly more storage cost. Our code and model checkpoints are available at https://github.com/microsoft/unilm/tree/master/simlm .

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From Ultra-Fine to Fine: Fine-tuning Ultra-Fine Entity Typing Models to Fine-grained
Hongliang Dai | Ziqian Zeng

For the task of fine-grained entity typing (FET), due to the use of a large number of entity types, it is usually considered too costly to manually annotating a training dataset that contains an ample number of examples for each type. A common way to address this problem is to use distantly annotated training data that contains incorrect labels. However, the performance of models trained solely with such data can be limited by the errors in the automatic annotation. Recently, there are a few approaches that no longer follow this conventional way. But without using sufficient direct entity typing supervision may also cause them to yield inferior performance. In this paper, we propose a new approach that can avoid the need of creating distantly labeled data whenever there is a new type schema. We first train an entity typing model that have an extremely board type coverage by using the ultra-fine entity typing data. Then, when there is a need to produce a model for a newly designed fine-grained entity type schema. We can simply fine-tune the previously trained model with a small number of examples annotated under this schema. Experimental results show that our approach achieves outstanding performance for FET under the few-shot setting. It can also outperform state-of-the-art weak supervision based methods after fine-tuning the model with only a small size manually annotated training set.

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Controlling Learned Effects to Reduce Spurious Correlations in Text Classifiers
Parikshit Bansal | Amit Sharma

To address the problem of NLP classifiers learning spurious correlations between training features and target labels, a common approach is to make the model’s predictions invariant to these features. However, this can be counter-productive when the features have a non-zero causal effect on the target label and thus are important for prediction. Therefore, using methods from the causal inference literature, we propose an algorithm to regularize the learnt effect of the features on the model’s prediction to the estimated effect of feature on label. This results in an automated augmentation method that leverages the estimated effect of a feature to appropriately change the labels for new augmented inputs. On toxicity and IMDB review datasets, the proposed algorithm minimises spurious correlations and improves the minority group (i.e., samples breaking spurious correlations) accuracy, while also improving the total accuracy compared to standard training.

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What Makes Pre-trained Language Models Better Zero-shot Learners?
Jinghui Lu | Dongsheng Zhu | Weidong Han | Rui Zhao | Brian Mac Namee | Fei Tan

Current methods for prompt learning in zero-shot scenarios widely rely on a development set with sufficient human-annotated data to select the best-performing prompt template a posteriori. This is not ideal because in a real-world zero-shot scenario of practical relevance, no labelled data is available. Thus, we propose a simple yet effective method for screening reasonable prompt templates in zero-shot text classification: Perplexity Selection (Perplection). We hypothesize that language discrepancy can be used to measure the efficacy of prompt templates, and thereby develop a substantiated perplexity-based scheme allowing for forecasting the performance of prompt templates in advance. Experiments show that our method leads to improved prediction performance in a realistic zero-shot setting, eliminating the need for any labelled examples.

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Z-ICL: Zero-Shot In-Context Learning with Pseudo-Demonstrations
Xinxi Lyu | Sewon Min | Iz Beltagy | Luke Zettlemoyer | Hannaneh Hajishirzi

Although large language models can be prompted for both zero- and few-shot learning, performance drops significantly when no demonstrations are available. In this paper, we introduce Z-ICL, a new zero-shot method that closes the gap by constructing pseudo-demonstrations for a given test input using a raw text corpus. Concretely, pseudo-demonstrations are constructed by (1) finding the nearest neighbors to the test input from the corpus and pairing them with random task labels, and (2) applying a set of techniques to reduce the amount of direct copying the model does from the resulting demonstrations. Evaluation on nine classification datasets shows that Z-ICL outperforms previous zero-shot methods by a significant margin, and is on par with in-context learning with labeled training data in the few-shot setting. Overall, Z-ICL provides a significantly higher estimate of the zero-shot performance levels of a model, and supports future efforts to develop better pseudo-demonstrations that further improve zero-shot results.

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Learning Optimal Policy for Simultaneous Machine Translation via Binary Search
Shoutao Guo | Shaolei Zhang | Yang Feng

Simultaneous machine translation (SiMT) starts to output translation while reading the source sentence and needs a precise policy to decide when to output the generated translation. Therefore, the policy determines the number of source tokens read during the translation of each target token. However, it is difficult to learn a precise translation policy to achieve good latency-quality trade-offs, because there is no golden policy corresponding to parallel sentences as explicit supervision. In this paper, we present a new method for constructing the optimal policy online via binary search. By employing explicit supervision, our approach enables the SiMT model to learn the optimal policy, which can guide the model in completing the translation during inference. Experiments on four translation tasks show that our method can exceed strong baselines across all latency scenarios.

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Better Simultaneous Translation with Monotonic Knowledge Distillation
Shushu Wang | Jing Wu | Kai Fan | Wei Luo | Jun Xiao | Zhongqiang Huang

Simultaneous machine translation (SiMT) presents a unique challenge as it requires generating target tokens before the source sentence is fully consumed. This can lead to the hallucination problem, where target tokens are generated without support from the source sentence. The prefix-to-prefix training data used to train SiMT models are not always parallel, due to divergent word order between the source and target languages, and can contribute to the problem. In this paper, we propose a novel approach that leverages traditional translation models as teachers and employs a two-stage beam search algorithm to generate monotonic yet accurate reference translations for sequence-level knowledge distillation. Experimental results demonstrate the significant improvements achieved by our approach over multiple strong SiMT baselines, leading to new state-of-the-art performance across various language pairs. Notably, when evaluated on a monotonic version of the WMT15 De-En test set, which includes references generated in a more monotonic style by professional translators, our approach achieves even more substantial improvement over the baselines. The source code and data are publicly available for further exploration.

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StoryARG: a corpus of narratives and personal experiences in argumentative texts
Neele Falk | Gabriella Lapesa

Humans are storytellers, even in communication scenarios which are assumed to be more rationality-oriented, such as argumentation. Indeed, supporting arguments with narratives or personal experiences (henceforth, stories) is a very natural thing to do – and yet, this phenomenon is largely unexplored in computational argumentation. Which role do stories play in an argument? Do they make the argument more effective? What are their narrative properties? To address these questions, we collected and annotated StoryARG, a dataset sampled from well-established corpora in computational argumentation (ChangeMyView and RegulationRoom), and the Social Sciences (Europolis), as well as comments to New York Times articles. StoryARG contains 2451 textual spans annotated at two levels. At the argumentative level, we annotate the function of the story (e.g., clarification, disclosure of harm, search for a solution, establishing speaker’s authority), as well as its impact on the effectiveness of the argument and its emotional load. At the level of narrative properties, we annotate whether the story has a plot-like development, is factual or hypothetical, and who the protagonist is. What makes a story effective in an argument? Our analysis of the annotations in StoryARG uncover a positive impact on effectiveness for stories which illustrate a solution to a problem, and in general, annotator-specific preferences that we investigate with regression analysis.

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Injecting knowledge into language generation: a case study in auto-charting after-visit care instructions from medical dialogue
Maksim Eremeev | Ilya Valmianski | Xavier Amatriain | Anitha Kannan

Factual correctness is often the limiting factor in practical applications of natural language generation in high-stakes domains such as healthcare. An essential requirement for maintaining factuality is the ability to deal with rare tokens. This paper focuses on rare tokens that appear in both the source and the reference sequences, and which, when missed during generation, decrease the factual correctness of the output text. For high-stake domains that are also knowledge-rich, we show how to use knowledge to (a) identify which rare tokens that appear in both source and reference are important and (b) uplift their conditional probability. We introduce the “utilization rate” that encodes knowledge and serves as a regularizer by maximizing the marginal probability of selected tokens. We present a study in a knowledge-rich domain of healthcare, where we tackle the problem of generating after-visit care instructions based on patient-doctor dialogues. We verify that, in our dataset, specific medical concepts with high utilization rates are underestimated by conventionally trained sequence-to-sequence models. We observe that correcting this with our approach to knowledge injection reduces the uncertainty of the model as well as improves factuality and coherence without negatively impacting fluency.

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Sequence Parallelism: Long Sequence Training from System Perspective
Shenggui Li | Fuzhao Xue | Chaitanya Baranwal | Yongbin Li | Yang You

Transformer achieves promising results on various tasks. However, self-attention suffers from quadratic memory requirements with respect to the sequence length. Existing work focuses on reducing time and space complexity from an algorithm perspective. In this work, we propose sequence parallelism, a memory-efficient parallelism to solve this issue from system perspective instead. Our approach is compatible with most existing parallelisms (e.g., data, pipeline, and tensor parallelism), which means our sequence parallelism makes 4D parallelism possible. More importantly, we no longer require a single device to hold the whole sequence. Besides, using efficient attention with linear complexity, our sequence parallelism enables us to train transformer with infinite long sequence. Specifically, we split the input sequence into multiple chunks and feed each chunk into its corresponding device (i.e., GPU). To compute the attention output, we integrated ring-style communication with self-attention calculation and proposed Ring Self-Attention (RSA). Experiments show that sequence parallelism performs well when scaling with batch size and sequence length. Compared with tensor parallelism, our approach achieved 13.7× and 3.0× maximum batch size and sequence length respectively when scaling up to 64 NVIDIA P100 GPUs. With efficient attention, sequence can handle sequence with over 114K tokens, which is over 27× longer than existing efficient attention works holding the whole sequence on a single device.

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MUSTIE: Multimodal Structural Transformer for Web Information Extraction
Qifan Wang | Jingang Wang | Xiaojun Quan | Fuli Feng | Zenglin Xu | Shaoliang Nie | Sinong Wang | Madian Khabsa | Hamed Firooz | Dongfang Liu

The task of web information extraction is to extract target fields of an object from web pages, such as extracting the name, genre and actor from a movie page. Recent sequential modeling approaches have achieved state-of-the-art results on web information extraction. However, most of these methods only focus on extracting information from textual sources while ignoring the rich information from other modalities such as image and web layout. In this work, we propose a novel MUltimodal Structural Transformer (MUST) that incorporates multiple modalities for web information extraction. Concretely, we develop a structural encoder that jointly encodes the multimodal information based on the HTML structure of the web layout, where high-level DOM nodes, and low-level text and image tokens are introduced to represent the entire page. Structural attention patterns are designed to learn effective cross-modal embeddings for all DOM nodes and low-level tokens. An extensive set of experiments are conducted on WebSRC and Common Crawl benchmarks. Experimental results demonstrate the superior performance of MUST over several state-of-the-art baselines.

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Augmentation-Adapted Retriever Improves Generalization of Language Models as Generic Plug-In
Zichun Yu | Chenyan Xiong | Shi Yu | Zhiyuan Liu

Retrieval augmentation can aid language models (LMs) in knowledge-intensive tasks by supplying them with external information. Prior works on retrieval augmentation usually jointly fine-tune the retriever and the LM, making them closely coupled. In this paper, we explore the scheme of generic retrieval plug-in: the retriever is to assist target LMs that may not be known beforehand or are unable to be fine-tuned together. To retrieve useful documents for unseen target LMs, we propose augmentation-adapted retriever (AAR), which learns LM’s preferences obtained from a known source LM. Experiments on the MMLU and PopQA datasets demonstrate that our AAR trained with a small source LM is able to significantly improve the zero-shot generalization of larger target LMs ranging from 250M Flan-T5 to 175B InstructGPT. Further analysis indicates that the preferences of different LMs overlap, enabling AAR trained with a single source LM to serve as a generic plug-in for various target LMs. Our code is open-sourced at https://github.com/OpenMatch/Augmentation-Adapted-Retriever.

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TableVLM: Multi-modal Pre-training for Table Structure Recognition
Leiyuan Chen | Chengsong Huang | Xiaoqing Zheng | Jinshu Lin | Xuanjing Huang

Tables are widely used in research and business, which are suitable for human consumption, but not easily machine-processable, particularly when tables are present in images. One of the main challenges to extracting data from images of tables is accurately recognizing table structures, especially for complex tables with cross rows and columns. In this study, we propose a novel multi-modal pre-training model for table structure recognition, named TableVLM.With a two-stream multi-modal transformer-based encoder-decoder architecture, TableVLM learns to capture rich table structure-related features by multiple carefully-designed unsupervised objectives inspired by the notion of masked visual-language modeling. To pre-train this model, we also created a dataset, called ComplexTable, which consists of 1,000K samples to be released publicly. Experiment results show that the model built on pre-trained TableVLM can improve the performance up to 1.97% in tree-editing-distance-score on ComplexTable.

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Can NLI Provide Proper Indirect Supervision for Low-resource Biomedical Relation Extraction?
Jiashu Xu | Mingyu Derek Ma | Muhao Chen

Two key obstacles in biomedical relation extraction (RE) are the scarcity of annotations and the prevalence of instances without explicitly pre-defined labels due to low annotation coverage. Existing approaches, which treat biomedical RE as a multi-class classification task, often result in poor generalization in low-resource settings and do not have the ability to make selective prediction on unknown cases but give a guess from seen relations, hindering the applicability of those approaches. We present NBR, which converts biomedical RE as natural language inference formulation through indirect supervision. By converting relations to natural language hypotheses, NBR is capable of exploiting semantic cues to alleviate annotation scarcity. By incorporating a ranking-based loss that implicitly calibrates abstinent instances, NBR learns a clearer decision boundary and is instructed to abstain on uncertain instances. Extensive experiments on three widely-used biomedical RE benchmarks, namely ChemProt, DDI and GAD, verify the effectiveness of NBR in both full-set and low-resource regimes. Our analysis demonstrates that indirect supervision benefits biomedical RE even when a domain gap exists, and combining NLI knowledge with biomedical knowledge leads to the best performance gains.

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Dynamic Routing Transformer Network for Multimodal Sarcasm Detection
Yuan Tian | Nan Xu | Ruike Zhang | Wenji Mao

Multimodal sarcasm detection is an important research topic in natural language processing and multimedia computing, and benefits a wide range of applications in multiple domains. Most existing studies regard the incongruity between image and text as the indicative clue in identifying multimodal sarcasm. To capture cross-modal incongruity, previous methods rely on fixed architectures in network design, which restricts the model from dynamically adjusting to diverse image-text pairs. Inspired by routing-based dynamic network, we model the dynamic mechanism in multimodal sarcasm detection and propose the Dynamic Routing Transformer Network (DynRT-Net). Our method utilizes dynamic paths to activate different routing transformer modules with hierarchical co-attention adapting to cross-modal incongruity. Experimental results on a public dataset demonstrate the effectiveness of our method compared to the state-of-the-art methods. Our codes are available at https://github.com/TIAN-viola/DynRT.

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What Are You Token About? Dense Retrieval as Distributions Over the Vocabulary
Ori Ram | Liat Bezalel | Adi Zicher | Yonatan Belinkov | Jonathan Berant | Amir Globerson

Dual encoders are now the dominant architecture for dense retrieval. Yet, we have little understanding of how they represent text, and why this leads to good performance. In this work, we shed light on this question via distributions over the vocabulary. We propose to interpret the vector representations produced by dual encoders by projecting them into the model’s vocabulary space. We show that the resulting projections contain rich semantic information, and draw connection between them and sparse retrieval. We find that this view can offer an explanation for some of the failure cases of dense retrievers. For example, we observe that the inability of models to handle tail entities is correlated with a tendency of the token distributions to forget some of the tokens of those entities. We leverage this insight and propose a simple way to enrich query and passage representations with lexical information at inference time, and show that this significantly improves performance compared to the original model in zero-shot settings, and specifically on the BEIR benchmark.

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Cold-Start Data Selection for Better Few-shot Language Model Fine-tuning: A Prompt-based Uncertainty Propagation Approach
Yue Yu | Rongzhi Zhang | Ran Xu | Jieyu Zhang | Jiaming Shen | Chao Zhang

We present PATRON, a prompt-based data selection method for pre-trained language model fine-tuning under cold-start scenarios, i.e., no initial labeled data are available. In PATRON, we design (1) a prompt-based uncertainty propagation approach to estimate the importance of data points and (2) a partition-then-rewrite (PTR) strategy to promote sample diversity when querying for annotations. Experiments on six text classification datasets show that PATRON outperforms the strongest cold-start data selection baselines by up to 6.9%. Besides, with 128 labels only, PATRON achieves 91.0% and 92.1% of the fully supervised performance based on vanilla fine-tuning and prompt-based learning respectively. Our implementation of PATRON will be published upon acceptance.

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Training-free Neural Architecture Search for RNNs and Transformers
Aaron Serianni | Jugal Kalita

Neural architecture search (NAS) has allowed for the automatic creation of new and effective neural network architectures, offering an alternative to the laborious process of manually designing complex architectures. However, traditional NAS algorithms are slow and require immense amounts of computing power. Recent research has investigated training-free NAS metrics for image classification architectures, drastically speeding up search algorithms. In this paper, we investigate training-free NAS metrics for recurrent neural network (RNN) and BERT-based transformer architectures, targeted towards language modeling tasks. First, we develop a new training-free metric, named hidden covariance, that predicts the trained performance of an RNN architecture and significantly outperforms existing training-free metrics. We experimentally evaluate the effectiveness of the hidden covariance metric on the NAS-Bench-NLP benchmark. Second, we find that the current search space paradigm for transformer architectures is not optimized for training-free neural architecture search. Instead, a simple qualitative analysis can effectively shrink the search space to the best performing architectures. This conclusion is based on our investigation of existing training-free metrics and new metrics developed from recent transformer pruning literature, evaluated on our own benchmark of trained BERT architectures. Ultimately, our analysis shows that the architecture search space and the training-free metric must be developed together in order to achieve effective results. Our source code is available at https://github.com/aaronserianni/training-free-nas.

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CrossSum: Beyond English-Centric Cross-Lingual Summarization for 1,500+ Language Pairs
Abhik Bhattacharjee | Tahmid Hasan | Wasi Uddin Ahmad | Yuan-Fang Li | Yong-Bin Kang | Rifat Shahriyar

We present CrossSum, a large-scale cross-lingual summarization dataset comprising 1.68 million article-summary samples in 1,500+ language pairs. We create CrossSum by aligning parallel articles written in different languages via cross-lingual retrieval from a multilingual abstractive summarization dataset and perform a controlled human evaluation to validate its quality. We propose a multistage data sampling algorithm to effectively train a cross-lingual summarization model capable of summarizing an article in any target language. We also introduce LaSE, an embedding-based metric for automatically evaluating model-generated summaries. LaSE is strongly correlated with ROUGE and, unlike ROUGE, can be reliably measured even in the absence of references in the target language. Performance on ROUGE and LaSE indicate that our proposed model consistently outperforms baseline models. To the best of our knowledge, CrossSum is the largest cross-lingual summarization dataset and the first ever that is not centered around English. We are releasing the dataset, training and evaluation scripts, and models to spur future research on cross-lingual summarization. The resources can be found at https://github.com/csebuetnlp/CrossSum

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Improving Gradient Trade-offs between Tasks in Multi-task Text Classification
Heyan Chai | Jinhao Cui | Ye Wang | Min Zhang | Binxing Fang | Qing Liao

Multi-task learning (MTL) has emerged as a promising approach for sharing inductive bias across multiple tasks to enable more efficient learning in text classification. However, training all tasks simultaneously often yields degraded performance of each task than learning them independently, since different tasks might conflict with each other. Existing MTL methods for alleviating this issue is to leverage heuristics or gradient-based algorithm to achieve an arbitrary Pareto optimal trade-off among different tasks. In this paper, we present a novel gradient trade-off approach to mitigate the task conflict problem, dubbed GetMTL, which can achieve a specific trade-off among different tasks nearby the main objective of multi-task text classification (MTC), so as to improve the performance of each task simultaneously. The results of extensive experiments on two benchmark datasets back up our theoretical analysis and validate the superiority of our proposed GetMTL.

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Bi-Phone: Modeling Inter Language Phonetic Influences in Text
Abhirut Gupta | Ananya B. Sai | Richard Sproat | Yuri Vasilevski | James Ren | Ambarish Jash | Sukhdeep Sodhi | Aravindan Raghuveer

A large number of people are forced to use the Web in a language they have low literacy in due to technology asymmetries. Written text in the second language (L2) from such users often contains a large number of errors that are influenced by their native language (L1).We propose a method to mine phoneme confusions (sounds in L2 that an L1 speaker is likely to conflate) for pairs of L1 and L2.These confusions are then plugged into a generative model (Bi-Phone) for synthetically producing corrupted L2 text. Through human evaluations, we show that Bi-Phone generates plausible corruptions that differ across L1s and also have widespread coverage on the Web.We also corrupt the popular language understanding benchmark SuperGLUE with our technique (FunGLUE for Phonetically Noised GLUE) and show that SoTA language understating models perform poorly. We also introduce a new phoneme prediction pre-training task which helps byte models to recover performance close to SuperGLUE. Finally, we also release the SuperGLUE benchmark to promote further research in phonetically robust language models. To the best of our knowledge, FunGLUE is the first benchmark to introduce L1-L2 interactions in text.

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Cross2StrA: Unpaired Cross-lingual Image Captioning with Cross-lingual Cross-modal Structure-pivoted Alignment
Shengqiong Wu | Hao Fei | Wei Ji | Tat-Seng Chua

Unpaired cross-lingual image captioning has long suffered from irrelevancy and disfluency issues, due to the inconsistencies of the semantic scene and syntax attributes during transfer. In this work, we propose to address the above problems by incorporating the scene graph (SG) structures and the syntactic constituency (SC) trees. Our captioner contains the semantic structure-guided image-to-pivot captioning and the syntactic structure-guided pivot-to-target translation, two of which are joined via pivot language. We then take the SG and SC structures as pivoting, performing cross-modal semantic structure alignment and cross-lingual syntactic structure alignment learning. We further introduce cross-lingual&cross-modal back-translation training to fully align the captioning and translation stages. Experiments on English-Chinese transfers show that our model shows great superiority in improving captioning relevancy and fluency.

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Plan-and-Solve Prompting: Improving Zero-Shot Chain-of-Thought Reasoning by Large Language Models
Lei Wang | Wanyu Xu | Yihuai Lan | Zhiqiang Hu | Yunshi Lan | Roy Ka-Wei Lee | Ee-Peng Lim

Large language models (LLMs) have recently been shown to deliver impressive performance in various NLP tasks. To tackle multi-step reasoning tasks, Few-shot chain-of-thought (CoT) prompting includes a few manually crafted step-by-step reasoning demonstrations which enable LLMs to explicitly generate reasoning steps and improve their reasoning task accuracy. To eliminate the manual efforts, Zero-shot-CoT concatenates the target problem statement with “Let’s think step by step” as an input prompt to LLMs. Despite the success of Zero-shot-CoT, it still suffers from three pitfalls: calculation errors, missing-step errors, and semantic misunderstanding errors. To address the missing-step errors, we propose Plan-and-Solve (PS) Prompting. It consists of two components: first, devising a plan to divide the entire task into smaller subtasks, and then carrying out the subtasks according to the plan. To address the calculation errors and improve the quality of generated reasoning steps, we extend PS prompting with more detailed instructions and derive PS+ prompting. We evaluate our proposed prompting strategy on ten datasets across three reasoning problems. The experimental results over GPT-3 show that our proposed zero-shot prompting consistently outperforms Zero-shot-CoT across all datasets by a large margin, is comparable to or exceeds Zero-shot-Program-of-Thought Prompting, and has comparable performance with 8-shot CoT prompting on the math reasoning problem. The code can be found at https://github.com/AGI-Edgerunners/Plan-and-Solve-Prompting.

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RetroMAE-2: Duplex Masked Auto-Encoder For Pre-Training Retrieval-Oriented Language Models
Zheng Liu | Shitao Xiao | Yingxia Shao | Zhao Cao

To better support information retrieval tasks such as web search and open-domain question answering, growing effort is made to develop retrieval-oriented language models, e.g., RetroMAE and many others. Most of the existing works focus on improving the semantic representation capability for the contextualized embedding of the [CLS] token. However, recent study shows that the ordinary tokens besides [CLS] may provide extra information, which help to produce a better representation effect. As such, it’s necessary to extend the current methods where all contextualized embeddings can be jointly pre-trained for the retrieval tasks. In this work, we propose a novel pre-training method called Duplex Masked Auto-Encoder, a.k.a. DupMAE. It is designed to improve the quality of semantic representation where all contextualized embeddings of the pre-trained model can be leveraged. It takes advantage of two complementary auto-encoding tasks: one reconstructs the input sentence on top of the [CLS] embedding; the other one predicts the bag-of-words feature of the input sentence based on the ordinary tokens’ embeddings. The two tasks are jointly conducted to train a unified encoder, where the whole contextualized embeddings are aggregated in a compact way to produce the final semantic representation. DupMAE is simple but empirically competitive: it substantially improves the pre-trained model’s representation capability and transferability, where superior retrieval performances can be achieved on popular benchmarks, like MS MARCO and BEIR. We make our code publicly available at https://github.com/staoxiao/RetroMAE.

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DecompX: Explaining Transformers Decisions by Propagating Token Decomposition
Ali Modarressi | Mohsen Fayyaz | Ehsan Aghazadeh | Yadollah Yaghoobzadeh | Mohammad Taher Pilehvar

An emerging solution for explaining Transformer-based models is to use vector-based analysis on how the representations are formed. However, providing a faithful vector-based explanation for a multi-layer model could be challenging in three aspects: (1) Incorporating all components into the analysis, (2) Aggregating the layer dynamics to determine the information flow and mixture throughout the entire model, and (3) Identifying the connection between the vector-based analysis and the model’s predictions. In this paper, we present DecompX to tackle these challenges. DecompX is based on the construction of decomposed token representations and their successive propagation throughout the model without mixing them in between layers. Additionally, our proposal provides multiple advantages over existing solutions for its inclusion of all encoder components (especially nonlinear feed-forward networks) and the classification head. The former allows acquiring precise vectors while the latter transforms the decomposition into meaningful prediction-based values, eliminating the need for norm- or summation-based vector aggregation. According to the standard faithfulness evaluations, DecompX consistently outperforms existing gradient-based and vector-based approaches on various datasets. Our code is available at https://github.com/mohsenfayyaz/DecompX.

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Symbolic Chain-of-Thought Distillation: Small Models Can Also “Think” Step-by-Step
Liunian Harold Li | Jack Hessel | Youngjae Yu | Xiang Ren | Kai-Wei Chang | Yejin Choi

Chain-of-thought prompting (e.g., “Let’s think step-by-ste”) primes large language models to verbalize rationalization for their predictions. While chain-of-thought can lead to dramatic performance gains, benefits appear to emerge only for sufficiently large models (beyond 50B parameters). We show that orders-of-magnitude smaller models (125M—1.3B parameters) can still benefit from chain-of-thought prompting. To achieve this, we introduce Symbolic Chain-of-Thought Distillation (SCoTD), a method to train a smaller student model on rationalizations sampled from a significantly larger teacher model. Experiments across several commonsense benchmarks show that: 1) SCoTD enhances the performance of the student model in both supervised and few-shot settings, and especially for challenge sets; 2) sampling many reasoning chains per instance from the teacher is paramount; and 3) after distillation, student chain-of-thoughts are judged by humans as comparable to the teacher, despite orders of magnitude fewer parameters. We test several hypotheses regarding what properties of chain-of-thought samples are important, e.g., diversity vs. teacher likelihood vs. open-endedness. We release our corpus of chain-of-thought samples and code.

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Generating EDU Extracts for Plan-Guided Summary Re-Ranking
Griffin Adams | Alex Fabbri | Faisal Ladhak | Noémie Elhadad | Kathleen McKeown

Two-step approaches, in which summary candidates are generated-then-reranked to return a single summary, can improve ROUGE scores over the standard single-step approach. Yet, standard decoding methods (i.e., beam search, nucleus sampling, and diverse beam search) produce candidates with redundant, and often low quality, content. In this paper, we design a novel method to generate candidates for re-ranking that addresses these issues. We ground each candidate abstract on its own unique content plan and generate distinct plan-guided abstracts using a model’s top beam. More concretely, a standard language model (a BART LM) auto-regressively generates elemental discourse unit (EDU) content plans with an extractive copy mechanism. The top K beams from the content plan generator are then used to guide a separate LM, which produces a single abstractive candidate for each distinct plan. We apply an existing re-ranker (BRIO) to abstractive candidates generated from our method, as well as baseline decoding methods. We show large relevance improvements over previously published methods on widely used single document news article corpora, with ROUGE-2 F1 gains of 0.88, 2.01, and 0.38 on CNN / Dailymail, NYT, and Xsum, respectively. A human evaluation on CNN / DM validates these results. Similarly, on 1k samples from CNN / DM, we show that prompting GPT-3 to follow EDU plans outperforms sampling-based methods by by 1.05 ROUGE-2 F1 points. Code to generate and realize plans is available at https://github.com/griff4692/edu-sum.

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A Survey on Asking Clarification Questions Datasets in Conversational Systems
Hossein A. Rahmani | Xi Wang | Yue Feng | Qiang Zhang | Emine Yilmaz | Aldo Lipani

The ability to understand a user’s underlying needs is critical for conversational systems, especially with limited input from users in a conversation. Thus, in such a domain, Asking Clarification Questions (ACQs) to reveal users’ true intent from their queries or utterances arise as an essential task. However, it is noticeable that a key limitation of the existing ACQs studies is their incomparability, from inconsistent use of data, distinct experimental setups and evaluation strategies. Therefore, in this paper, to assist the development of ACQs techniques, we comprehensively analyse the current ACQs research status, which offers a detailed comparison of publicly available datasets, and discusses the applied evaluation metrics, joined with benchmarks for multiple ACQs-related tasks. In particular, given a thorough analysis of the ACQs task, we discuss a number of corresponding research directions for the investigation of ACQs as well as the development of conversational systems.

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Towards Understanding Chain-of-Thought Prompting: An Empirical Study of What Matters
Boshi Wang | Sewon Min | Xiang Deng | Jiaming Shen | You Wu | Luke Zettlemoyer | Huan Sun

Chain-of-Thought (CoT) prompting can dramatically improve the multi-step reasoning abilities of large language models (LLMs). CoT explicitly encourages the LLM to generate intermediate rationales for solving a problem, by providing a series of reasoning steps in the demonstrations. Despite its success, there is still little understanding of what makes CoT prompting effective and which aspects of the demonstrated reasoning steps contribute to its performance. In this paper, we show that CoT reasoning is possible even with invalid demonstrations - prompting with invalid reasoning steps can achieve over 80-90% of the performance obtained using CoT under various metrics, while still generating coherent lines of reasoning during inference. Further experiments show that other aspects of the rationales, such as being relevant to the query and correctly ordering the reasoning steps, are much more important for effective CoT reasoning. Overall, these findings both deepen our understanding of CoT prompting, and open up new questions regarding LLMs’ capability to learn to reason in context.

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Small Data, Big Impact: Leveraging Minimal Data for Effective Machine Translation
Jean Maillard | Cynthia Gao | Elahe Kalbassi | Kaushik Ram Sadagopan | Vedanuj Goswami | Philipp Koehn | Angela Fan | Francisco Guzman

For many languages, machine translation progress is hindered by the lack of reliable training data. Models are trained on whatever pre-existing datasets may be available and then augmented with synthetic data, because it is often not economical to pay for the creation of large-scale datasets. But for the case of low-resource languages, would the creation of a few thousand professionally translated sentence pairs give any benefit? In this paper, we show that it does. We describe a broad data collection effort involving around 6k professionally translated sentence pairs for each of 39 low-resource languages, which we make publicly available. We analyse the gains of models trained on this small but high-quality data, showing that it has significant impact even when larger but lower quality pre-existing corpora are used, or when data is augmented with millions of sentences through backtranslation.

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RMLM: A Flexible Defense Framework for Proactively Mitigating Word-level Adversarial Attacks
Zhaoyang Wang | Zhiyue Liu | Xiaopeng Zheng | Qinliang Su | Jiahai Wang

Adversarial attacks on deep neural networks keep raising security concerns in natural language processing research. Existing defenses focus on improving the robustness of the victim model in the training stage. However, they often neglect to proactively mitigate adversarial attacks during inference. Towards this overlooked aspect, we propose a defense framework that aims to mitigate attacks by confusing attackers and correcting adversarial contexts that are caused by malicious perturbations. Our framework comprises three components: (1) a synonym-based transformation to randomly corrupt adversarial contexts in the word level, (2) a developed BERT defender to correct abnormal contexts in the representation level, and (3) a simple detection method to filter out adversarial examples, any of which can be flexibly combined. Additionally, our framework helps improve the robustness of the victim model during training. Extensive experiments demonstrate the effectiveness of our framework in defending against word-level adversarial attacks.

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Gradient-based Intra-attention Pruning on Pre-trained Language Models
Ziqing Yang | Yiming Cui | Xin Yao | Shijin Wang

Pre-trained language models achieve superior performance but are computationally expensive. Techniques such as pruning and knowledge distillation have been developed to reduce their sizes and latencies. In this work, we propose a structured pruning method GRAIN (gradient-based intra-attention pruning), which performs task-specific pruning with knowledge distillation and yields highly effective models. Different from common approaches that prune each attention head as a whole, GRAIN inspects and prunes intra-attention structures, which greatly expands the structure search space and enables more flexible models. We also propose a gradient separation strategy that reduces the interference of distillation on pruning for a better combination of the two approaches. Experiments on GLUE, SQuAD, and CoNLL 2003 show that GRAIN notably outperforms other methods, especially in the high sparsity regime, and achieves 6 7x speedups while maintaining 93% 99% performance. Under extreme compression where only 3% transformer weights remain, the pruned model is still competitive compared to larger models.

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Learning to Substitute Spans towards Improving Compositional Generalization
Zhaoyi Li | Ying Wei | Defu Lian

Despite the rising prevalence of neural sequence models, recent empirical evidences suggest their deficiency in compositional generalization. One of the current de-facto solutions to this problem is compositional data augmentation, aiming to incur additional compositional inductive bias. Nonetheless, the improvement offered by existing handcrafted augmentation strategies is limited when successful systematic generalization of neural sequence models requires multi-grained compositional bias (i.e., not limited to either lexical or structural biases only) or differentiation of training sequences in an imbalanced difficulty distribution. To address the two challenges, we first propose a novel compositional augmentation strategy dubbed Span Substitution (SpanSub) that enables multi-grained composition of substantial substructures in the whole training set. Over and above that, we introduce the Learning to Substitute Span (L2S2) framework which empowers the learning of span substitution probabilities in SpanSub in an end-to-end manner by maximizing the loss of neural sequence models, so as to outweigh those challenging compositions with elusive concepts and novel surroundings. Our empirical results on three standard compositional generalization benchmarks, including SCAN, COGS and GeoQuery (with an improvement of at most 66.5%, 10.3%, 1.2%, respectively), demonstrate the superiority of SpanSub, L2S2 and their combination.

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DiffusEmp: A Diffusion Model-Based Framework with Multi-Grained Control for Empathetic Response Generation
Guanqun Bi | Lei Shen | Yanan Cao | Meng Chen | Yuqiang Xie | Zheng Lin | Xiaodong He

Empathy is a crucial factor in open-domain conversations, which naturally shows one’s caring and understanding to others. Though several methods have been proposed to generate empathetic responses, existing works often lead to monotonous empathy that refers to generic and safe expressions. In this paper, we propose to use explicit control to guide the empathy expression and design a framework DiffusEmp based on conditional diffusion language model to unify the utilization of dialogue context and attribute-oriented control signals. Specifically, communication mechanism, intent, and semantic frame are imported as multi-grained signals that control the empathy realization from coarse to fine levels. We then design a specific masking strategy to reflect the relationship between multi-grained signals and response tokens, and integrate it into the diffusion model to influence the generative process. Experimental results on a benchmark dataset EmpatheticDialogue show that our framework outperforms competitive baselines in terms of controllability, informativeness, and diversity without the loss of context-relatedness.

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BREAK: Breaking the Dialogue State Tracking Barrier with Beam Search and Re-ranking
Seungpil Won | Heeyoung Kwak | Joongbo Shin | Janghoon Han | Kyomin Jung

Despite the recent advances in dialogue state tracking (DST), the joint goal accuracy (JGA) of the existing methods on MultiWOZ 2.1 still remains merely 60%. In our preliminary error analysis, we find that beam search produces a pool of candidates that is likely to include the correct dialogue state. Motivated by this observation, we introduce a novel framework, called BREAK (Beam search and RE-rAnKing), that achieves outstanding performance on DST. BREAK performs DST in two stages: (i) generating k-best dialogue state candidates with beam search and (ii) re-ranking the candidates to select the correct dialogue state. This simple yet powerful framework shows state-of-the-art performance on all versions of MultiWOZ and M2M datasets. Most notably, we push the joint goal accuracy to 80-90% on MultiWOZ 2.1-2.4, which is an improvement of 23.6%, 26.3%, 21.7%, and 10.8% over the previous best-performing models, respectively. The data and code will be available at https://github.com/tony-won/DST-BREAK

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Faithful Low-Resource Data-to-Text Generation through Cycle Training
Zhuoer Wang | Marcus Collins | Nikhita Vedula | Simone Filice | Shervin Malmasi | Oleg Rokhlenko

Methods to generate text from structured data have advanced significantly in recent years, primarily due to fine-tuning of pre-trained language models on large datasets. However, such models can fail to produce output faithful to the input data, particularly on out-of-domain data. Sufficient annotated data is often not available for specific domains, leading us to seek an unsupervised approach to improve the faithfulness of output text. Since the problem is fundamentally one of consistency between the representations of the structured data and text, we evaluate the effectiveness of cycle training in this work. Cycle training uses two models which are inverses of each other: one that generates text from structured data, and one which generates the structured data from natural language text. We show that cycle training, when initialized with a small amount of supervised data (100 samples in our case), achieves nearly the same performance as fully supervised approaches for the data-to-text generation task on the WebNLG, E2E, WTQ, and WSQL datasets. We perform extensive empirical analysis with automated evaluation metrics and a newly designed human evaluation schema to reveal different cycle training strategies’ effectiveness of reducing various types of generation errors. Our code is publicly available at https://github.com/Edillower/CycleNLG.

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Towards Stable Natural Language Understanding via Information Entropy Guided Debiasing
Li Du | Xiao Ding | Zhouhao Sun | Ting Liu | Bing Qin | Jingshuo Liu

Although achieving promising performance, current Natural Language Understanding models tend to utilize dataset biases instead of learning the intended task, which always leads to performance degradation on out-of-distribution (OOD) samples. Toincrease the performance stability, previous debiasing methods empirically capture bias features from data to prevent the model from corresponding biases. However, our analyses show that the empirical debiasing methods may fail to capture part of the potential dataset biases and mistake semantic information of input text as biases, which limits the effectiveness of debiasing. To address these issues, we propose a debiasing framework IEGDB that comprehensively detects the dataset biases to induce a set of biased features, and then purifies the biased features with the guidance of information entropy. Experimental results show that IEGDB can consistently improve the stability of performance on OOD datasets for a set of widely adopted NLU models.

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Dynamic and Efficient Inference for Text Generation via BERT Family
Xiaobo Liang | Juntao Li | Lijun Wu | Ziqiang Cao | Min Zhang

Despite the excellent performance of Pre-trained Language Models on many text generation tasks, they suffer from inefficient inference on computation and memory due to their large-scale parameters and the universal autoregressive decoding paradigm. In this work, we propose a novel fine-tuning method DEER, which can make a single pre-trained model support Dynamic and Efficient infERence and achieve an adaptive trade-off between model performance and latency. In particular, our critical insight is to jointly utilize the non-autoregressive (NAR) generation and dynamic parameter pruning techniques, which can flexibly control the decoding iteration steps and model sizes according to memory and latency limitations. Besides, we also explore the effectiveness of the pre-trained MLMs (i.e., the BERT family) for text generation tasks since their bidirectional attention nature is more suitable for the NAR training objective. Extensive experiments on both monolingual and multilingual pre-trained MLMs demonstrate the effectiveness of our proposed DEER method by consistently achieving (1) higher BLEU scores than the strong autoregressive Transformer model on three neural machine translation tasks with 3 → 12 times speedup, (2) competitive performance (but with much faster inference speed) compared with the BART model on four GLGE benchmark tasks. Our code will be publicly available at GitHub https://github.com/dropreg/DEER.

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Learning to Generate Equitable Text in Dialogue from Biased Training Data
Anthony Sicilia | Malihe Alikhani

The ingrained principles of fairness in a dialogue system’s decision-making process and generated responses are crucial for user engagement, satisfaction, and task achievement. Absence of equitable and inclusive principles can hinder the formation of common ground, which in turn negatively impacts the overall performance of the system. For example, misusing pronouns in a user interaction may cause ambiguity about the intended subject. Yet, there is no comprehensive study of equitable text generation in dialogue. Aptly, in this work, we use theories of computational learning to study this problem. We provide formal definitions of equity in text generation, and further, prove formal connections between learning human-likeness and learning equity: algorithms for improving equity ultimately reduce to algorithms for improving human-likeness (on augmented data). With this insight, we also formulate reasonable conditions under which text generation algorithms can learn to generate equitable text without any modifications to the biased training data on which they learn. To exemplify our theory in practice, we look at a group of algorithms for the GuessWhat?! visual dialogue game and, using this example, test our theory empirically. Our theory accurately predicts relative-performance of multiple algorithms in generating equitable text as measured by both human and automated evaluation.

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Hierarchical Verbalizer for Few-Shot Hierarchical Text Classification
Ke Ji | Yixin Lian | Jingsheng Gao | Baoyuan Wang

Due to the complex label hierarchy and intensive labeling cost in practice, the hierarchical text classification (HTC) suffers a poor performance especially when low-resource or few-shot settings are considered. Recently, there is a growing trend of applying prompts on pre-trained language models (PLMs), which has exhibited effectiveness in the few-shot flat text classification tasks. However, limited work has studied the paradigm of prompt-based learning in the HTC problem when the training data is extremely scarce. In this work, we define a path-based few-shot setting and establish a strict path-based evaluation metric to further explore few-shot HTC tasks. To address the issue, we propose the hierarchical verbalizer (“HierVerb”), a multi-verbalizer framework treating HTC as a single- or multi-label classification problem at multiple layers and learning vectors as verbalizers constrained by hierarchical structure and hierarchical contrastive learning. In this manner, HierVerb fuses label hierarchy knowledge into verbalizers and remarkably outperforms those who inject hierarchy through graph encoders, maximizing the benefits of PLMs. Extensive experiments on three popular HTC datasets under the few-shot settings demonstrate that prompt with HierVerb significantly boosts the HTC performance, meanwhile indicating an elegant way to bridge the gap between the large pre-trained model and downstream hierarchical classification tasks.

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Summary-Oriented Vision Modeling for Multimodal Abstractive Summarization
Yunlong Liang | Fandong Meng | Jinan Xu | Jiaan Wang | Yufeng Chen | Jie Zhou

The goal of multimodal abstractive summarization (MAS) is to produce a concise summary given the multimodal data (text and vision). Existing studies on MAS mainly focus on how to effectively use the extracted visual features, having achieved impressive success on the high-resource English dataset. However, less attention has been paid to the quality of the visual features to the summary, which may limit the model performance, especially in the low- and zero-resource scenarios. In this paper, we propose to improve the summary quality through summary-oriented visual features. To this end, we devise two auxiliary tasks including vision to summary task and masked image modeling task. Together with the main summarization task, we optimize the MAS model via the training objectives of all these tasks. By these means, the MAS model can be enhanced by capturing the summary-oriented visual features, thereby yielding more accurate summaries. Experiments on 44 languages, covering mid-high-, low-, and zero-resource scenarios, verify the effectiveness and superiority of the proposed approach, which achieves state-of-the-art performance under all scenarios. Additionally, we will contribute a large-scale multilingual multimodal abstractive summarization (MM-Sum) dataset to the research community.

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Helping a Friend or Supporting a Cause? Disentangling Active and Passive Cosponsorship in the U.S. Congress
Giuseppe Russo | Christoph Gote | Laurence Brandenberger | Sophia Schlosser | Frank Schweitzer

In the U.S. Congress, legislators can use active and passive cosponsorship to support bills. We show that these two types of cosponsorship are driven by two different motivations: the backing of political colleagues and the backing of the bill’s content. To this end, we develop an Encoder+RGCN based model that learns legislator representations from bill texts and speech transcripts. These representations predict active and passive cosponsorship with an F1-score of 0.88.Applying our representations to predict voting decisions, we show that they are interpretable and generalize to unseen tasks.

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TREA: Tree-Structure Reasoning Schema for Conversational Recommendation
Wendi Li | Wei Wei | Xiaoye Qu | Xian-Ling Mao | Ye Yuan | Wenfeng Xie | Dangyang Chen

Conversational recommender systems (CRS) aim to timely trace the dynamic interests of users through dialogues and generate relevant responses for item recommendations. Recently, various external knowledge bases (especially knowledge graphs) are incorporated into CRS to enhance the understanding of conversation contexts. However, recent reasoning-based models heavily rely on simplified structures such as linear structures or fixed-hierarchical structures for causality reasoning, hence they cannot fully figure out sophisticated relationships among utterances with external knowledge. To address this, we propose a novel Tree structure Reasoning schEmA named TREA. TREA constructs a multi-hierarchical scalable tree as the reasoning structure to clarify the causal relationships between mentioned entities, and fully utilizes historical conversations to generate more reasonable and suitable responses for recommended results. Extensive experiments on two public CRS datasets have demonstrated the effectiveness of our approach.

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CATS: A Pragmatic Chinese Answer-to-Sequence Dataset with Large Scale and High Quality
Liang Li | Ruiying Geng | Chengyang Fang | Bing Li | Can Ma | Rongyu Cao | Binhua Li | Fei Huang | Yongbin Li

There are three problems existing in the popular data-to-text datasets. First, the large-scale datasets either contain noise or lack real application scenarios. Second, the datasets close to real applications are relatively small in size. Last, current datasets bias in the English language while leaving other languages underexplored.To alleviate these limitations, in this paper, we present CATS, a pragmatic Chinese answer-to-sequence dataset with large scale and high quality. The dataset aims to generate textual descriptions for the answer in the practical TableQA system. Further, to bridge the structural gap between the input SQL and table and establish better semantic alignments, we propose a Unified Graph Transformation approach to establish a joint encoding space for the two hybrid knowledge resources and convert this task to a graph-to-text problem. The experiment results demonstrate the effectiveness of our proposed method. Further analysis on CATS attests to both the high quality and challenges of the dataset

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Multilingual Multifaceted Understanding of Online News in Terms of Genre, Framing, and Persuasion Techniques
Jakub Piskorski | Nicolas Stefanovitch | Nikolaos Nikolaidis | Giovanni Da San Martino | Preslav Nakov

We present a new multilingual multifacet dataset of news articles, each annotated for genre (objective news reporting vs. opinion vs. satire), framing (what key aspects are highlighted), and persuasion techniques (logical fallacies, emotional appeals, ad hominem attacks, etc.). The persuasion techniques are annotated at the span level, using a taxonomy of 23 fine-grained techniques grouped into 6 coarse categories. The dataset contains 1,612 news articles covering recent news on current topics of public interest in six European languages (English, French, German, Italian, Polish, and Russian), with more than 37k annotated spans of persuasion techniques. We describe the dataset and the annotation process, and we report the evaluation results of multilabel classification experiments using state-of-the-art multilingual transformers at different levels of granularity: token-level, sentence-level, paragraph-level, and document-level.

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Learning Action Conditions from Instructional Manuals for Instruction Understanding
Te-Lin Wu | Caiqi Zhang | Qingyuan Hu | Alexander Spangher | Nanyun Peng

The ability to infer pre- and postconditions of an action is vital for comprehending complex instructions, and is essential for applications such as autonomous instruction-guided agents and assistive AI that supports humans to perform physical tasks. In this work, we propose a task dubbed action condition inference, which extracts mentions of preconditions and postconditions of actions in instructional manuals. We propose a weakly supervised approach utilizing automatically constructed large-scale training instances from online instructions, and curate a densely human-annotated and validated dataset to study how well the current NLP models do on the proposed task. We design two types of models differ by whether contextualized and global information is leveraged, as well as various combinations of heuristics to construct the weak supervisions.Our experiments show a > 20% F1-score improvement with considering the entire instruction contexts and a > 6% F1-score benefit with the proposed heuristics. However, the best performing model is still well-behind human performance.

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StoryWars: A Dataset and Instruction Tuning Baselines for Collaborative Story Understanding and Generation
Yulun Du | Lydia Chilton

Collaborative stories, which are texts created through the collaborative efforts of multiple authors with different writing styles and intentions, pose unique challenges for NLP models. Understanding and generating such stories remains an underexplored area due to the lack of open-domain corpora. To address this, we introduce StoryWars, a new dataset of over 40,000 collaborative stories written by 9,400 different authors from an online platform. We design 12 task types, comprising 7 understanding and 5 generation task types, on {pasted macro ‘STORYWARS’}, deriving 101 diverse story-related tasks in total as a multi-task benchmark covering all fully-supervised, few-shot, and zero-shot scenarios. Furthermore, we present our instruction-tuned model, InstructStory, for the story tasks showing that instruction tuning, in addition to achieving superior results in zero-shot and few-shot scenarios, can also obtain the best performance on the fully-supervised tasks in StoryWars, establishing strong multi-task benchmark performances on StoryWars.

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Did You Read the Instructions? Rethinking the Effectiveness of Task Definitions in Instruction Learning
Fan Yin | Jesse Vig | Philippe Laban | Shafiq Joty | Caiming Xiong | Chien-Sheng Wu

Large language models (LLMs) have shown impressive performance in following natural language instructions to solve unseen tasks. However, it remains unclear whether models truly understand task definitions and whether the human-written definitions are optimal. In this paper, we systematically study the role of task definitions in instruction learning. We first conduct an ablation analysis informed by human annotations to understand which parts of a task definition are most important, and find that model performance only drops substantially when removing contents describing the task output, in particular label information. Next, we propose an automatic algorithm to compress task definitions to a minimal supporting set of tokens, and find that 60% of tokens can be removed while maintaining or even improving model performance. Based on these results, we propose two strategies to help models better leverage task instructions: (1) providing only key information for tasks in a common structured format, and (2) adding a meta-tuning stage to help the model better understand the definitions. With these two strategies, we achieve a 4.2 Rouge-L improvement over 119 unseen test tasks.

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Do PLMs Know and Understand Ontological Knowledge?
Weiqi Wu | Chengyue Jiang | Yong Jiang | Pengjun Xie | Kewei Tu

Ontological knowledge, which comprises classes and properties and their relationships, is integral to world knowledge. It is significant to explore whether Pretrained Language Models (PLMs) know and understand such knowledge. However, existing PLM-probing studies focus mainly on factual knowledge, lacking a system- atic probing of ontological knowledge. In this paper, we focus on probing whether PLMs store ontological knowledge and have a semantic un- derstanding of the knowledge rather than rote memorization of the surface form. To probe whether PLMs know ontological knowledge, we investigate how well PLMs memorize: (1) types of entities; (2) hierarchical relationships among classes and properties, e.g., Person is a subclass of Animal and Member of Sports Team is a subproperty of Member of ; (3) domain and range constraints of properties, e.g., the subject of Member of Sports Team should be a Person and the object should be a Sports Team. To further probe whether PLMs truly understand ontological knowledge beyond memorization, we comprehensively study whether they can reliably perform logical reasoning with given knowledge according to ontological entailment rules. Our probing results show that PLMs can memorize certain ontological knowledge and utilize implicit knowledge in reasoning. How- ever, both the memorizing and reasoning per- formances are less than perfect, indicating in- complete knowledge and understanding.

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CORE: Cooperative Training of Retriever-Reranker for Effective Dialogue Response Selection
Chongyang Tao | Jiazhan Feng | Tao Shen | Chang Liu | Juntao Li | Xiubo Geng | Daxin Jiang

Establishing retrieval-based dialogue systems that can select appropriate responses from the pre-built index has gained increasing attention. Recent common practice is to construct a two-stage pipeline with a fast retriever (e.g., bi-encoder) for first-stage recall followed by a smart response reranker (e.g., cross-encoder) for precise ranking. However, existing studies either optimize the retriever and reranker in independent ways, or distill the knowledge from a pre-trained reranker into the retriever in an asynchronous way, leading to sub-optimal performance of both modules. Thus, an open question remains about how to train them for a better combination of the best of both worlds. To this end, we present a cooperative training of the response retriever and the reranker whose parameters are dynamically optimized by the ground-truth labels as well as list-wise supervision signals from each other. As a result, the two modules can learn from each other and evolve together throughout the training. Experimental results on two benchmarks demonstrate the superiority of our method.

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Exploring How Generative Adversarial Networks Learn Phonological Representations
Jingyi Chen | Micha Elsner

This paper explores how Generative Adversarial Networks (GANs) learn representations of phonological phenomena. We analyze how GANs encode contrastive and non-contrastive nasality in French and English vowels by applying the ciwGAN architecture (Begus, 2021). Begus claims that ciwGAN encodes linguistically meaningful representations with categorical variables in its latent space and manipulating the latent variables shows an almost one to one corresponding control of the phonological features in ciwGAN’s generated outputs. However, our results show an interactive effect of latent variables on the features in the generated outputs, which suggests the learned representations in neural networks are different from the phonological representations proposed by linguists. On the other hand, ciwGAN is able to distinguish contrastive and noncontrastive features in English and French by encoding them differently. Comparing the performance of GANs learning from different languages results in a better understanding of what language specific features contribute to developing language specific phonological representations. We also discuss the role of training data frequencies in phonological feature learning.

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Interpretable Word Sense Representations via Definition Generation: The Case of Semantic Change Analysis
Mario Giulianelli | Iris Luden | Raquel Fernandez | Andrey Kutuzov

We propose using automatically generated natural language definitions of contextualised word usages as interpretable word and word sense representations. Given a collection of usage examples for a target word, and the corresponding data-driven usage clusters (i.e., word senses), a definition is generated for each usage with a specialised Flan-T5 language model, and the most prototypical definition in a usage cluster is chosen as the sense label. We demonstrate how the resulting sense labels can make existing approaches to semantic change analysis more interpretable, and how they can allow users — historical linguists, lexicographers, or social scientists — to explore and intuitively explain diachronic trajectories of word meaning. Semantic change analysis is only one of many possible applications of the ‘definitions as representations’ paradigm. Beyond being human-readable, contextualised definitions also outperform token or usage sentence embeddings in word-in-context semantic similarity judgements, making them a new promising type of lexical representation for NLP.

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Learning to Simulate Natural Language Feedback for Interactive Semantic Parsing
Hao Yan | Saurabh Srivastava | Yintao Tai | Sida I. Wang | Wen-tau Yih | Ziyu Yao

Interactive semantic parsing based on natural language (NL) feedback, where users provide feedback to correct the parser mistakes, has emerged as a more practical scenario than the traditional one-shot semantic parsing. However, prior work has heavily relied on human-annotated feedback data to train the interactive semantic parser, which is prohibitively expensive and not scalable. In this work, we propose a new task of simulating NL feedback for interactive semantic parsing. We accompany the task with a novel feedback evaluator. The evaluator is specifically designed to assess the quality of the simulated feedback, based on which we decide the best feedback simulator from our proposed variants. On a text-to-SQL dataset, we show that our feedback simulator can generate high-quality NL feedback to boost the error correction ability of a specific parser. In low-data settings, our feedback simulator can help achieve comparable error correction performance as trained using the costly, full set of human annotations.

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InfoMetIC: An Informative Metric for Reference-free Image Caption Evaluation
Anwen Hu | Shizhe Chen | Liang Zhang | Qin Jin

Automatic image captioning evaluation is critical for benchmarking and promoting advances in image captioning research. Existing metrics only provide a single score to measure caption qualities, which are less explainable and informative. Instead, we humans can easily identify the problems of captions in details, e.g., which words are inaccurate and which salient objects are not described, and then rate the caption quality. To support such informative feedback, we propose an Informative Metric for Reference-free Image Caption evaluation (InfoMetIC). Given an image and a caption, InfoMetIC is able to report incorrect words and unmentioned image regions at fine-grained level, and also provide a text precision score, a vision recall score and an overall quality score at coarse-grained level. The coarse-grained score of InfoMetIC achieves significantly better correlation with human judgements than existing metrics on multiple benchmarks. We also construct a token-level evaluation dataset and demonstrate the effectiveness of InfoMetIC in fine-grained evaluation. Our code and datasets are publicly available at https://github.com/HAWLYQ/InfoMetIC.

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An Invariant Learning Characterization of Controlled Text Generation
Carolina Zheng | Claudia Shi | Keyon Vafa | Amir Feder | David Blei

Controlled generation refers to the problem of creating text that contains stylistic or semantic attributes of interest. Many approaches reduce this problem to training a predictor of the desired attribute. For example, researchers hoping to deploy a large language model to produce non-toxic content may use a toxicity classifier to filter generated text. In practice, the generated text to classify, which is determined by user prompts, may come from a wide range of distributions. In this paper, we show that the performance of controlled generation may be poor if the distributions of text in response to user prompts differ from the distribution the predictor was trained on. To address this problem, we cast controlled generation under distribution shift as an invariant learning problem: the most effective predictor should be invariant across multiple text environments. We then discuss a natural solution that arises from this characterization and propose heuristics for selecting natural environments. We study this characterization and the proposed method empirically using both synthetic and real data. Experiments demonstrate both the challenge of distribution shift in controlled generation and the potential of invariance methods in this setting.

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HistRED: A Historical Document-Level Relation Extraction Dataset
Soyoung Yang | Minseok Choi | Youngwoo Cho | Jaegul Choo

Despite the extensive applications of relation extraction (RE) tasks in various domains, little has been explored in the historical context, which contains promising data across hundreds and thousands of years. To promote the historical RE research, we present HistRED constructed from Yeonhaengnok. Yeonhaengnok is a collection of records originally written in Hanja, the classical Chinese writing, which has later been translated into Korean. HistRED provides bilingual annotations such that RE can be performed on Korean and Hanja texts. In addition, HistRED supports various self-contained subtexts with different lengths, from a sentence level to a document level, supporting diverse context settings for researchers to evaluate the robustness of their RE models. To demonstrate the usefulness of our dataset, we propose a bilingual RE model that leverages both Korean and Hanja contexts to predict relations between entities. Our model outperforms monolingual baselines on HistRED, showing that employing multiple language contexts supplements the RE predictions. The dataset is publicly available at: https://huggingface.co/datasets/Soyoung/HistRED under CC BY-NC-ND 4.0 license.

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A Critical Evaluation of Evaluations for Long-form Question Answering
Fangyuan Xu | Yixiao Song | Mohit Iyyer | Eunsol Choi

Long-form question answering (LFQA) enables answering a wide range of questions, but its flexibility poses enormous challenges for evaluation. We perform the first targeted study of the evaluation of long-form answers, covering both human and automatic evaluation practices. We hire domain experts in seven areas to provide preference judgments over pairs of answers, along with free-form justifications for their choices. We present a careful analysis of experts’ evaluation, which focuses on new aspects such as the comprehensiveness of the answer. Next, we examine automatic text generation metrics, finding that no existing metrics are predictive of human preference judgments. However, some metrics correlate with fine-grained aspects of answers (e.g., coherence). We encourage future work to move away from a single “overall score” of the answer and adopt a multi-faceted evaluation, targeting aspects such as factuality and completeness. We publicly release all of our annotations and code to spur future work into LFQA evaluation.

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HyPe: Better Pre-trained Language Model Fine-tuning with Hidden Representation Perturbation
Hongyi Yuan | Zheng Yuan | Chuanqi Tan | Fei Huang | Songfang Huang

Language models with the Transformers structure have shown great performance in natural language processing. However, there still poses problems when fine-tuning pre-trained language models on downstream tasks, such as over-fitting or representation collapse. In this work, we propose HyPe, a simple yet effective fine-tuning technique to alleviate such problems by perturbing hidden representations of Transformers layers. Unlike previous works that only add noise to inputs or parameters, we argue that the hidden representations of Transformers layers convey more diverse and meaningful language information. Therefore, making the Transformers layers more robust to hidden representation perturbations can further benefit the fine-tuning of PLMs en bloc. We conduct extensive experiments and analyses on GLUE and other natural language inference datasets. Results demonstrate that HyPe outperforms vanilla fine-tuning and enhances generalization of hidden representations from different layers. In addition, HyPe acquires negligible computational overheads, and is better than and compatible with previous state-of-the-art fine-tuning techniques.

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Generating User-Engaging News Headlines
Pengshan Cai | Kaiqiang Song | Sangwoo Cho | Hongwei Wang | Xiaoyang Wang | Hong Yu | Fei Liu | Dong Yu

The potential choices for news article headlines are enormous, and finding the right balance between conveying the essential message and capturing the reader’s attention is key to effective headlining. However, presenting the same news headline to all readers is a suboptimal strategy, because it does not take into account the different preferences and interests of diverse readers, who may be confused about why a particular article has been recommended to them and do not see a clear connection between their interests and the recommended article. In this paper, we present a novel framework that addresses these challenges by incorporating user profiling to generate personalized headlines, and a combination of automated and human evaluation methods to determine user preference for personalized headlines. Our framework utilizes a learnable relevance function to assign personalized signature phrases to users based on their reading histories, which are then used to personalize headline generation. Through extensive evaluation, we demonstrate the effectiveness of our proposed framework in generating personalized headlines that meet the needs of a diverse audience. Our framework has the potential to improve the efficacy of news recommendations and facilitate creation of personalized content.

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Word sense extension
Lei Yu | Yang Xu

Humans often make creative use of words to expressnovel senses. A long-standing effort in natural language processing hasbeen focusing on word sense disambiguation (WSD), but little has been explored about how the sense inventory of a word may be extended toward novel meanings. We present a paradigm of word sense extension (WSE) thatenables words to spawn new senses toward novel context. We develop a framework that simulates novel word sense extension by first partitioning a polysemous word type into two pseudo-tokens that mark its different senses, and then inferring whether the meaning of a pseudo-token can be extended to convey the sense denoted by the token partitioned from the same word type. Our framework combines cognitivemodels of chaining with a learning scheme that transforms a language model embedding space to supportvarious types of word sense extension. We evaluate our frameworkagainst several competitive baselines and show that it is superior in predicting plausible novel senses for over 7,500 English words. Furthermore, we show that our WSE framework improves performance over a range of transformer-based WSD models in predicting rare word senses with few or zero mentions in the training data.

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PVGRU: Generating Diverse and Relevant Dialogue Responses via Pseudo-Variational Mechanism
Yongkang Liu | Shi Feng | Daling Wang | Yifei Zhang | Hinrich Schütze

We investigate response generation for multi-turn dialogue in generative chatbots. Existing generative modelsbased on RNNs (Recurrent Neural Networks) usually employ the last hidden state to summarize the history, which makesmodels unable to capture the subtle variability observed in different dialogues and cannot distinguish the differencesbetween dialogues that are similar in composition. In this paper, we propose Pseudo-Variational Gated Recurrent Unit (PVGRU). The key novelty of PVGRU is a recurrent summarizing variable thataggregates the accumulated distribution variations of subsequences. We train PVGRU without relying on posterior knowledge, thus avoiding the training-inference inconsistency problem. PVGRU can perceive subtle semantic variability through summarizing variables that are optimized by two objectives we employ for training: distribution consistency and reconstruction. In addition, we build a Pseudo-Variational Hierarchical Dialogue(PVHD) model based on PVGRU. Experimental results demonstrate that PVGRU can broadly improve the diversity andrelevance of responses on two benchmark datasets.

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Decoding Symbolism in Language Models
Meiqi Guo | Rebecca Hwa | Adriana Kovashka

This work explores the feasibility of eliciting knowledge from language models (LMs) to decode symbolism, recognizing something (e.g.,roses) as a stand-in for another (e.g., love). We present our evaluative framework, Symbolism Analysis (SymbA), which compares LMs (e.g., RoBERTa, GPT-J) on different types of symbolism and analyze the outcomes along multiple metrics. Our findings suggest that conventional symbols are more reliably elicited from LMs while situated symbols are more challenging. Results also reveal the negative impact of the bias in pre-trained corpora. We further demonstrate that a simple re-ranking strategy can mitigate the bias and significantly improve model performances to be on par with human performances in some cases.

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A Survey on Zero Pronoun Translation
Longyue Wang | Siyou Liu | Mingzhou Xu | Linfeng Song | Shuming Shi | Zhaopeng Tu

Zero pronouns (ZPs) are frequently omitted in pro-drop languages (e.g. Chinese, Hungarian, and Hindi), but should be recalled in non-pro-drop languages (e.g. English). This phenomenon has been studied extensively in machine translation (MT), as it poses a significant challenge for MT systems due to the difficulty in determining the correct antecedent for the pronoun. This survey paper highlights the major works that have been undertaken in zero pronoun translation (ZPT) after the neural revolution so that researchers can recognize the current state and future directions of this field. We provide an organization of the literature based on evolution, dataset, method, and evaluation. In addition, we compare and analyze competing models and evaluation metrics on different benchmarks. We uncover a number of insightful findings such as: 1) ZPT is in line with the development trend of large language model; 2) data limitation causes learning bias in languages and domains; 3) performance improvements are often reported on single benchmarks, but advanced methods are still far from real-world use; 4) general-purpose metrics are not reliable on nuances and complexities of ZPT, emphasizing the necessity of targeted metrics; 5) apart from commonly-cited errors, ZPs will cause risks of gender bias.

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We Understand Elliptical Sentences, and Language Models should Too: A New Dataset for Studying Ellipsis and its Interaction with Thematic Fit
Davide Testa | Emmanuele Chersoni | Alessandro Lenci

Ellipsis is a linguistic phenomenon characterized by the omission of one or more sentence elements. Solving such a linguistic construction is not a trivial issue in natural language processing since it involves the retrieval of non-overtly expressed verbal material, which might in turn require the model to integrate human-like syntactic and semantic knowledge. In this paper, we explored the issue of how the prototypicality of event participants affects the ability of Language Models (LMs) to handle elliptical sentences and to identify the omitted arguments at different degrees of thematic fit, ranging from highly typical participants to semantically anomalous ones. With this purpose in mind, we built ELLie, the first dataset composed entirely of utterances containing different types of elliptical constructions, and structurally suited for evaluating the effect of argument thematic fit in solving ellipsis and reconstructing the missing element. Our tests demonstrated that the probability scores assigned by the models are higher for typical events than for atypical and impossible ones in different elliptical contexts, confirming the influence of prototypicality of the event participants in interpreting such linguistic structures. Finally, we conducted a retrieval task of the elided verb in the sentence in which the low performance of LMs highlighted a considerable difficulty in reconstructing the correct event.

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MPCHAT: Towards Multimodal Persona-Grounded Conversation
Jaewoo Ahn | Yeda Song | Sangdoo Yun | Gunhee Kim

In order to build self-consistent personalized dialogue agents, previous research has mostly focused on textual persona that delivers personal facts or personalities. However, to fully describe the multi-faceted nature of persona, image modality can help better reveal the speaker’s personal characteristics and experiences in episodic memory (Rubin et al., 2003; Conway, 2009). In this work, we extend persona-based dialogue to the multimodal domain and make two main contributions. First, we present the first multimodal persona-based dialogue dataset named MPCHAT, which extends persona with both text and images to contain episodic memories. Second, we empirically show that incorporating multimodal persona, as measured by three proposed multimodal persona-grounded dialogue tasks (i.e., next response prediction, grounding persona prediction, and speaker identification), leads to statistically significant performance improvements across all tasks. Thus, our work highlights that multimodal persona is crucial for improving multimodal dialogue comprehension, and our MPCHAT serves as a high-quality resource for this research.

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DOC: Improving Long Story Coherence With Detailed Outline Control
Kevin Yang | Dan Klein | Nanyun Peng | Yuandong Tian

We propose the Detailed Outline Control (DOC) framework for improving long-range plot coherence when automatically generating several-thousand-word-long stories. DOC consists of two complementary components: a detailed outliner and a detailed controller. The detailed outliner creates a more detailed, hierarchically structured outline, shifting creative burden from the main drafting procedure to the planning stage. The detailed controller ensures the more detailed outline is still respected during generation by controlling story passages to align with outline details. In human evaluations of automatically generated stories, DOC substantially outperforms a strong Re3 baseline (Yang et al., 2022) on plot coherence (22.5% absolute gain), outline relevance (28.2%), and interestingness (20.7%). Humans also judged DOC to be much more controllable in an interactive generation setting.

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Dual-Alignment Pre-training for Cross-lingual Sentence Embedding
Ziheng Li | Shaohan Huang | Zihan Zhang | Zhi-Hong Deng | Qiang Lou | Haizhen Huang | Jian Jiao | Furu Wei | Weiwei Deng | Qi Zhang

Recent studies have shown that dual encoder models trained with the sentence-level translation ranking task are effective methods for cross-lingual sentence embedding. However, our research indicates that token-level alignment is also crucial in multilingual scenarios, which has not been fully explored previously. Based on our findings, we propose a dual-alignment pre-training (DAP) framework for cross-lingual sentence embedding that incorporates both sentence-level and token-level alignment. To achieve this, we introduce a novel representation translation learning (RTL) task, where the model learns to use one-side contextualized token representation to reconstruct its translation counterpart. This reconstruction objective encourages the model to embed translation information into the token representation. Compared to other token-level alignment methods such as translation language modeling, RTL is more suitable for dual encoder architectures and is computationally efficient. Extensive experiments on three sentence-level cross-lingual benchmarks demonstrate that our approach can significantly improve sentence embedding. Our code is available at https://github.com/ChillingDream/DAP.

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Exploring Better Text Image Translation with Multimodal Codebook
Zhibin Lan | Jiawei Yu | Xiang Li | Wen Zhang | Jian Luan | Bin Wang | Degen Huang | Jinsong Su

Text image translation (TIT) aims to translate the source texts embedded in the image to target translations, which has a wide range of applications and thus has important research value. However, current studies on TIT are confronted with two main bottlenecks: 1) this task lacks a publicly available TIT dataset, 2) dominant models are constructed in a cascaded manner, which tends to suffer from the error propagation of optical character recognition (OCR). In this work, we first annotate a Chinese-English TIT dataset named OCRMT30K, providing convenience for subsequent studies. Then, we propose a TIT model with a multimodal codebook, which is able to associate the image with relevant texts, providing useful supplementary information for translation. Moreover, we present a multi-stage training framework involving text machine translation, image-text alignment, and TIT tasks, which fully exploits additional bilingual texts, OCR dataset and our OCRMT30K dataset to train our model. Extensive experiments and in-depth analyses strongly demonstrate the effectiveness of our proposed model and training framework.

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FEDLEGAL: The First Real-World Federated Learning Benchmark for Legal NLP
Zhuo Zhang | Xiangjing Hu | Jingyuan Zhang | Yating Zhang | Hui Wang | Lizhen Qu | Zenglin Xu

The inevitable private information in legal data necessitates legal artificial intelligence to study privacy-preserving and decentralized learning methods. Federated learning (FL) has merged as a promising technique for multiple participants to collaboratively train a shared model while efficiently protecting the sensitive data of participants. However, to the best of our knowledge, there is no work on applying FL to legal NLP. To fill this gap, this paper presents the first real-world FL benchmark for legal NLP, coined FEDLEGAL, which comprises five legal NLP tasks and one privacy task based on the data from Chinese courts. Based on the extensive experiments on these datasets, our results show that FL faces new challenges in terms of real-world non-IID data. The benchmark also encourages researchers to investigate privacy protection using real-world data in the FL setting, as well as deploying models in resource-constrained scenarios. The code and datasets of FEDLEGAL are available here.

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A Gradient Control Method for Backdoor Attacks on Parameter-Efficient Tuning
Naibin Gu | Peng Fu | Xiyu Liu | Zhengxiao Liu | Zheng Lin | Weiping Wang

Parameter-Efficient Tuning (PET) has shown remarkable performance by fine-tuning only a small number of parameters of the pre-trained language models (PLMs) for the downstream tasks, while it is also possible to construct backdoor attacks due to the vulnerability of pre-trained weights. However, a large reduction in the number of attackable parameters in PET will cause the user’s fine-tuning to greatly affect the effectiveness of backdoor attacks, resulting in backdoor forgetting. We find that the backdoor injection process can be regarded as multi-task learning, which has a convergence imbalance problem between the training of clean and poisoned data. And this problem might result in forgetting the backdoor. Based on this finding, we propose a gradient control method to consolidate the attack effect, comprising two strategies. One controls the gradient magnitude distribution cross layers within one task and the other prevents the conflict of gradient directions between tasks. Compared with previous backdoor attack methods in the scenario of PET, our method improve the effect of the attack on sentiment classification and spam detection respectively, which shows that our method is widely applicable to different tasks.

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History Semantic Graph Enhanced Conversational KBQA with Temporal Information Modeling
Hao Sun | Yang Li | Liwei Deng | Bowen Li | Binyuan Hui | Binhua Li | Yunshi Lan | Yan Zhang | Yongbin Li

Context information modeling is an important task in conversational KBQA. However, existing methods usually assume the independence of utterances and model them in isolation. In this paper, we propose a History Semantic Graph Enhanced KBQA model (HSGE) that is able to effectively model long-range semantic dependencies in conversation history while maintaining low computational cost. The framework incorporates a context-aware encoder, which employs a dynamic memory decay mechanism and models context at different levels of granularity. We evaluate HSGE on a widely used benchmark dataset for complex sequential question answering. Experimental results demonstrate that it outperforms existing baselines averaged on all question types.

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From the One, Judge of the Whole: Typed Entailment Graph Construction with Predicate Generation
Zhibin Chen | Yansong Feng | Dongyan Zhao

Entailment Graphs (EGs) have been constructed based on extracted corpora as a strong and explainable form to indicate context-independent entailment relation in natural languages. However, EGs built by previous methods often suffer from the severe sparsity issues, due to limited corpora available and the long-tail phenomenon of predicate distributions. In this paper, we propose a multi-stage method, Typed Predicate-Entailment Graph Generator (TP-EGG), to tackle this problem. Given several seed predicates, TP-EGG builds the graphs by generating new predicates and detecting entailment relations among them. The generative nature of TP-EGG helps us leverage the recent advances from large pretrained language models (PLMs), while avoiding the reliance on carefully prepared corpora. Experiments on benchmark datasets show that TP-EGG can generate high-quality and scale-controllable entailment graphs, achieving significant in-domain improvement over state-of-the-art EGs and boosting the performance of down-stream inference tasks.

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Alleviating Over-smoothing for Unsupervised Sentence Representation
Nuo Chen | Linjun Shou | Jian Pei | Ming Gong | Bowen Cao | Jianhui Chang | Jia Li | Daxin Jiang

Currently, learning better unsupervised sentence representations is the pursuit of many natural language processing communities. Lots of approaches based on pre-trained language models (PLMs) and contrastive learning have achieved promising results on this task. Experimentally, we observe that the over-smoothing problem reduces the capacity of these powerful PLMs, leading to sub-optimal sentence representations. In this paper, we present a Simple method named Self-Contrastive Learning (SSCL) to alleviate this issue, which samples negatives from PLMs intermediate layers, improving the quality of the sentence representation. Our proposed method is quite simple and can be easily extended to various state-of-the-art models for performance boosting, which can be seen as a plug-and-play contrastive framework for learning unsupervised sentence representation. Extensive results prove that SSCL brings the superior performance improvements of different strong baselines (e.g., BERT and SimCSE) on Semantic Textual Similarity and Transfer datasets

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Memory-efficient NLLB-200: Language-specific Expert Pruning of a Massively Multilingual Machine Translation Model
Yeskendir Koishekenov | Alexandre Berard | Vassilina Nikoulina

The recently released NLLB-200 is a set of multilingual Neural Machine Translation models that cover 202 languages. The largest model is based on a Mixture of Experts architecture and achieves SoTA results across many language pairs. It contains 54.5B parameters and requires at least four 32GB GPUs just for inference. In this work, we propose a pruning method that enables the removal of up to 80% of experts without further finetuning and with a negligible loss in translation quality, which makes it feasible to run the model on a single 32GB GPU. Further analysis suggests that our pruning metrics can identify language-specific experts.

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DAMP: Doubly Aligned Multilingual Parser for Task-Oriented Dialogue
William Held | Christopher Hidey | Fei Liu | Eric Zhu | Rahul Goel | Diyi Yang | Rushin Shah

Modern virtual assistants use internal semantic parsing engines to convert user utterances to actionable commands. However, prior work has demonstrated multilingual models are less robust for semantic parsing compared to other tasks. In global markets such as India and Latin America, robust multilingual semantic parsing is critical as codeswitching between languages is prevalent for bilingual users. In this work we dramatically improve the zero-shot performance of a multilingual and codeswitched semantic parsing system using two stages of multilingual alignment. First, we show that contrastive alignment pretraining improves both English performance and transfer efficiency. We then introduce a constrained optimization approach for hyperparameter-free adversarial alignment during finetuning. Our Doubly Aligned Multilingual Parser (DAMP) improves mBERT transfer performance by 3x, 6x, and 81x on the Spanglish, Hinglish and Multilingual Task Oriented Parsing benchmarks respectively and outperforms XLM-R and mT5-Large using 3.2x fewer parameters.

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From Characters to Words: Hierarchical Pre-trained Language Model for Open-vocabulary Language Understanding
Li Sun | Florian Luisier | Kayhan Batmanghelich | Dinei Florencio | Cha Zhang

Current state-of-the-art models for natural language understanding require a preprocessing step to convert raw text into discrete tokens. This process known as tokenization relies on a pre-built vocabulary of words or sub-word morphemes. This fixed vocabulary limits the model’s robustness to spelling errors and its capacity to adapt to new domains. In this work, we introduce a novel open-vocabulary language model that adopts a hierarchical two-level approach: one at the word level and another at the sequence level. Concretely, we design an intra-word module that uses a shallow Transformer architecture to learn word representations from their characters, and a deep inter-word Transformer module that contextualizes each word representation by attending to the entire word sequence. Our model thus directly operates on character sequences with explicit awareness of word boundaries, but without biased sub-word or word-level vocabulary. Experiments on various downstream tasks show that our method outperforms strong baselines. We also demonstrate that our hierarchical model is robust to textual corruption and domain shift.

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MatSci-NLP: Evaluating Scientific Language Models on Materials Science Language Tasks Using Text-to-Schema Modeling
Yu Song | Santiago Miret | Bang Liu

We present MatSci-NLP, a natural language benchmark for evaluating the performance of natural language processing (NLP) models on materials science text. We construct the benchmark from publicly available materials science text data to encompass seven different NLP tasks, including conventional NLP tasks like named entity recognition and relation classification, as well as NLP tasks specific to materials science, such as synthesis action retrieval which relates to creating synthesis procedures for materials. We study various BERT-based models pretrained on different scientific text corpora on MatSci-NLP to understand the impact of pretraining strategies on understanding materials science text. Given the scarcity of high-quality annotated data in the materials science domain, we perform our fine-tuning experiments with limited training data to encourage the generalize across MatSci-NLP tasks. Our experiments in this low-resource training setting show that language models pretrained on scientific text outperform BERT trained on general text. MatBERT, a model pretrained specifically on materials science journals, generally performs best for most tasks. Moreover, we propose a unified text-to-schema for multitask learning on {pasted macro ‘BENCHMARK’} and compare its performance with traditional fine-tuning methods. In our analysis of different training methods, we find that our proposed text-to-schema methods inspired by question-answering consistently outperform single and multitask NLP fine-tuning methods. The code and datasets are publicly available https://github.com/BangLab-UdeM-Mila/NLP4MatSci-ACL23.

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Code4Struct: Code Generation for Few-Shot Event Structure Prediction
Xingyao Wang | Sha Li | Heng Ji

Large Language Model (LLM) trained on a mixture of text and code has demonstrated impressive capability in translating natural language (NL) into structured code. We observe that semantic structures can be conveniently translated into code and propose Code4Struct to leverage such text-to-structure translation capability to tackle structured prediction tasks. As a case study, we formulate Event Argument Extraction (EAE) as converting text into event-argument structures that can be represented as a class object using code. This alignment between structures and code enables us to take advantage of Programming Language (PL) features such as inheritance and type annotation to introduce external knowledge or add constraints. We show that, with sufficient in-context examples, formulating EAE as a code generation problem is advantageous over using variants of text-based prompts. Despite only using 20 training event instances for each event type, Code4Struct is comparable to supervised models trained on 4,202 instances and outperforms current state-of-the-art (SOTA) trained on 20-shot data by 29.5% absolute F1. Code4Struct can use 10-shot training data from a sibling event type to predict arguments for zero-resource event types and outperforms the zero-shot baseline by 12% absolute F1.

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GENEVA: Benchmarking Generalizability for Event Argument Extraction with Hundreds of Event Types and Argument Roles
Tanmay Parekh | I-Hung Hsu | Kuan-Hao Huang | Kai-Wei Chang | Nanyun Peng

Recent works in Event Argument Extraction (EAE) have focused on improving model generalizability to cater to new events and domains. However, standard benchmarking datasets like ACE and ERE cover less than 40 event types and 25 entity-centric argument roles. Limited diversity and coverage hinder these datasets from adequately evaluating the generalizability of EAE models. In this paper, we first contribute by creating a large and diverse EAE ontology. This ontology is created by transforming FrameNet, a comprehensive semantic role labeling (SRL) dataset for EAE, by exploiting the similarity between these two tasks. Then, exhaustive human expert annotations are collected to build the ontology, concluding with 115 events and 220 argument roles, with a significant portion of roles not being entities. We utilize this ontology to further introduce GENEVA, a diverse generalizability benchmarking dataset comprising four test suites aimed at evaluating models’ ability to handle limited data and unseen event type generalization. We benchmark six EAE models from various families. The results show that owing to non-entity argument roles, even the best-performing model can only achieve 39% F1 score, indicating how GENEVA provides new challenges for generalization in EAE. Overall, our large and diverse EAE ontology can aid in creating more comprehensive future resources, while GENEVA is a challenging benchmarking dataset encouraging further research for improving generalizability in EAE. The code and data can be found at https://github.com/PlusLabNLP/GENEVA.

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Efficient Semiring-Weighted Earley Parsing
Andreas Opedal | Ran Zmigrod | Tim Vieira | Ryan Cotterell | Jason Eisner

We present Earley’s (1970) context-free parsing algorithm as a deduction system, incorporating various known and new speed-ups. In particular, our presentation supports a known worst-case runtime improvement from Earley’s (1970) O(N3|G||R|), which is unworkable for the large grammars that arise in natural language processing, to O(N3|G|), which matches the complexity of CKY on a binarized version of the grammar G. Here N is the length of the sentence, |R| is the number of productions in G, and |G| is the total length of those productions. We also provide a version that achieves runtime of O(N3|M|) with |M| ≤ |G| when the grammar is represented compactly as a single finite-state automaton M (this is partly novel). We carefully treat the generalization to semiring-weighted deduction, preprocessing the grammar like Stolcke (1995) to eliminate the possibility of deduction cycles, and further generalize Stolcke’s method to compute the weights of sentence prefixes. We also provide implementation details for efficient execution, ensuring that on a preprocessed grammar, the semiring-weighted versions of our methods have the same asymptotic runtime and space requirements as the unweighted methods, including sub-cubic runtime on some grammars.

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Tree-Based Representation and Generation of Natural and Mathematical Language
Alexander Scarlatos | Andrew Lan

Mathematical language in scientific communications and educational scenarios is important yet relatively understudied compared to natural languages. Recent works on mathematical language focus either on representing stand-alone mathematical expressions, especially in their natural tree format, or mathematical reasoning in pre-trained natural language models. Existing works on jointly modeling and generating natural and mathematical languages simply treat mathematical expressions as text, without accounting for the rigid structural properties of mathematical expressions. In this paper, we propose a series of modifications to existing language models to jointly represent and generate text and math: representing mathematical expressions as sequences of node tokens in their operator tree format, using math symbol and tree position embeddings to preserve the semantic and structural properties of mathematical expressions, and using a constrained decoding method to generate mathematically valid expressions. We ground our modifications in GPT-2, resulting in a model MathGPT, and demonstrate that it outperforms baselines on mathematical expression generation tasks.

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ParaLS: Lexical Substitution via Pretrained Paraphraser
Jipeng Qiang | Kang Liu | Yun Li | Yunhao Yuan | Yi Zhu

Lexical substitution (LS) aims at finding appropriate substitutes for a target word in a sentence. Recently, LS methods based on pretrained language models have made remarkable progress, generating potential substitutes for a target word through analysis of its contextual surroundings. However, these methods tend to overlook the preservation of the sentence’s meaning when generating the substitutes. This study explores how to generate the substitute candidates from a paraphraser, as the generated paraphrases from a paraphraser contain variations in word choice and preserve the sentence’s meaning. Since we cannot directly generate the substitutes via commonly used decoding strategies, we propose two simple decoding strategies that focus on the variations of the target word during decoding. Experimental results show that our methods outperform state-of-the-art LS methods based on pre-trained language models on three benchmarks.

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Peer-Label Assisted Hierarchical Text Classification
Junru Song | Feifei Wang | Yang Yang

Hierarchical text classification (HTC) is a challenging task, in which the labels of texts can be organized into a category hierarchy. To deal with the HTC problem, many existing works focus on utilizing the parent-child relationships that are explicitly shown in the hierarchy. However, texts with a category hierarchy also have some latent relevancy among labels in the same level of the hierarchy. We refer to these labels as peer labels, from which the peer effects are originally utilized in our work to improve the classification performance. To fully explore the peer-label relationship, we develop a PeerHTC method. This method innovatively measures the latent relevancy of peer labels through several metrics and then encodes the relevancy with a Graph Convolutional Neural Network. We also propose a sample importance learning method to ameliorate the side effects raised by modelling the peer label relevancy. Our experiments on several standard datasets demonstrate the evidence of peer labels and the superiority of PeerHTC over other state-of-the-art HTC methods in terms of classification accuracy.

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Free Lunch for Efficient Textual Commonsense Integration in Language Models
Wanyun Cui | Xingran Chen

Recent years have witnessed the emergence of textual commonsense knowledge bases, aimed at providing more nuanced and context-rich knowledge. The integration of external commonsense into language models has been shown to be a key enabler in advancing the state-of-the-art for a wide range of NLP tasks. However, incorporating textual commonsense descriptions is computationally expensive, as compared to encoding conventional symbolic knowledge. In this paper, we propose a method to improve its efficiency without modifying the model. Our idea is to group training samples with similar commonsense descriptions into a single batch, thus reusing the encoded description across multiple samples. We theoretically investigate this problem and demonstrate that its upper bound can be reduced to the classic graph k-cut problem. Consequently, we propose a spectral clustering-based algorithm to solve this problem. Extensive experiments illustrate that the proposed batch partitioning approach effectively reduces the computational cost while preserving performance. The efficiency improvement is more pronounced on larger datasets and on devices with more memory capacity, attesting to its practical utility for large-scale applications.

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A Probabilistic Framework for Discovering New Intents
Yunhua Zhou | Guofeng Quan | Xipeng Qiu

Discovering new intents is of great significance for establishing the Task-Oriented Dialogue System. Most existing methods either cannot transfer prior knowledge contained in known intents or fall into the dilemma of forgetting prior knowledge in the follow-up. Furthermore, these methods do not deeply explore the intrinsic structure of unlabeled data, and as a result, cannot seek out the characteristics that define an intent in general. In this paper, starting from the intuition that discovering intents could be beneficial for identifying known intents, we propose a probabilistic framework for discovering intents where intent assignments are treated as latent variables. We adopt the Expectation Maximization framework for optimization. Specifically, In the E-step, we conduct intent discovery and explore the intrinsic structure of unlabeled data by the posterior of intent assignments. In the M-step, we alleviate the forgetting of prior knowledge transferred from known intents by optimizing the discrimination of labeled data. Extensive experiments conducted on three challenging real-world datasets demonstrate the generality and effectiveness of the proposed framework and implementation.

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MultiTACRED: A Multilingual Version of the TAC Relation Extraction Dataset
Leonhard Hennig | Philippe Thomas | Sebastian Möller

Relation extraction (RE) is a fundamental task in information extraction, whose extension to multilingual settings has been hindered by the lack of supervised resources comparable in size to large English datasets such as TACRED (Zhang et al., 2017). To address this gap, we introduce the MultiTACRED dataset, covering 12 typologically diverse languages from 9 language families, which is created by machine-translating TACRED instances and automatically projecting their entity annotations. We analyze translation and annotation projection quality, identify error categories, and experimentally evaluate fine-tuned pretrained mono- and multilingual language models in common transfer learning scenarios. Our analyses show that machine translation is a viable strategy to transfer RE instances, with native speakers judging more than 83% of the translated instances to be linguistically and semantically acceptable. We find monolingual RE model performance to be comparable to the English original for many of the target languages, and that multilingual models trained on a combination of English and target language data can outperform their monolingual counterparts. However, we also observe a variety of translation and annotation projection errors, both due to the MT systems and linguistic features of the target languages, such as pronoun-dropping, compounding and inflection, that degrade dataset quality and RE model performance.

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Towards Higher Pareto Frontier in Multilingual Machine Translation
Yichong Huang | Xiaocheng Feng | Xinwei Geng | Baohang Li | Bing Qin

Multilingual neural machine translation has witnessed remarkable progress in recent years. However, the long-tailed distribution of multilingual corpora poses a challenge of Pareto optimization, i.e., optimizing for some languages may come at the cost of degrading the performance of others. Existing balancing training strategies are equivalent to a series of Pareto optimal solutions, which trade off on a Pareto frontierIn Pareto optimization, Pareto optimal solutions refer to solutions in which none of the objectives can be improved without sacrificing at least one of the other objectives. The set of all Pareto optimal solutions forms a Pareto frontier..In this work, we propose a new training framework, Pareto Mutual Distillation (Pareto-MD), towards pushing the Pareto frontier outwards rather than making trade-offs. Specifically, Pareto-MD collaboratively trains two Pareto optimal solutions that favor different languages and allows them to learn from the strengths of each other via knowledge distillation. Furthermore, we introduce a novel strategy to enable stronger communication between Pareto optimal solutions and broaden the applicability of our approach. Experimental results on the widely-used WMT and TED datasets show that our method significantly pushes the Pareto frontier and outperforms baselines by up to +2.46 BLEUOur code will be released upon acceptance..

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Small Pre-trained Language Models Can be Fine-tuned as Large Models via Over-Parameterization
Ze-Feng Gao | Kun Zhou | Peiyu Liu | Wayne Xin Zhao | Ji-Rong Wen

By scaling the model size, large pre-trained language models (PLMs) have shown remarkable performance in various natural language processing tasks, mostly outperforming small PLMs by a large margin. However, due to the high computational cost, the huge number of parameters also restricts the applicability of large PLMs in real-world systems. In this paper, we focus on scaling up the parameters of PLMs only during fine-tuning, to benefit from the over-parameterization, while without increasing the inference latency. Given a relatively small PLM, we over-parameterize it by employing a matrix product operator, an efficient and almost lossless decomposition method to factorize its contained parameter matrices into a set of higher-dimensional tensors.Considering the efficiency, we further propose both static and dynamic strategies to select the most important parameter matrices for over-parameterization.Extensive experiments have demonstrated that our approach can significantly boost the fine-tuning performance of small PLMs and even help small PLMs outperform 3× parameterized larger ones.Our code is publicly available at https://github.com/zfgao66/OPF.

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Entity Tracking in Language Models
Najoung Kim | Sebastian Schuster

Keeping track of how states of entities change as a text or dialog unfolds is a key prerequisite to discourse understanding. Yet, there have been few systematic investigations into the ability of large language models (LLMs) to track discourse entities. In this work, we present a task probing to what extent a language model can infer the final state of an entity given an English description of the initial state and a series of state-changing operations. We use this task to first investigate whether Flan-T5, GPT-3 and GPT-3.5 can track the state of entities, and find that only GPT-3.5 models, which have been pretrained on large amounts of code, exhibit this ability. We then investigate whether smaller models pretrained primarily on text can learn to track entities, through finetuning T5 on several training/evaluation splits. While performance degrades for more complex splits, we find that even when evaluated on a different set of entities from training or longer operation sequences, a finetuned model can perform non-trivial entity tracking. Taken together, these results suggest that language models can learn to track entities but pretraining on text corpora alone does not make this capacity surface.

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A Textual Dataset for Situated Proactive Response Selection
Naoki Otani | Jun Araki | HyeongSik Kim | Eduard Hovy

Recent data-driven conversational models are able to return fluent, consistent, and informative responses to many kinds of requests and utterances in task-oriented scenarios. However, these responses are typically limited to just the immediate local topic instead of being wider-ranging and proactively taking the conversation further, for example making suggestions to help customers achieve their goals. This inadequacy reflects a lack of understanding of the interlocutor’s situation and implicit goal. To address the problem, we introduce a task of proactive response selection based on situational information. We present a manually-curated dataset of 1.7k English conversation examples that include situational background information plus for each conversation a set of responses, only some of which are acceptable in the situation. A responsive and informed conversation system should select the appropriate responses and avoid inappropriate ones; doing so demonstrates the ability to adequately understand the initiating request and situation. Our benchmark experiments show that this is not an easy task even for strong neural models, offering opportunities for future research.

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DiffusionNER: Boundary Diffusion for Named Entity Recognition
Yongliang Shen | Kaitao Song | Xu Tan | Dongsheng Li | Weiming Lu | Yueting Zhuang

In this paper, we propose DiffusionNER, which formulates the named entity recognition task as a boundary-denoising diffusion process and thus generates named entities from noisy spans. During training, DiffusionNER gradually adds noises to the golden entity boundaries by a fixed forward diffusion process and learns a reverse diffusion process to recover the entity boundaries. In inference, DiffusionNER first randomly samples some noisy spans from a standard Gaussian distribution and then generates the named entities by denoising them with the learned reverse diffusion process. The proposed boundary-denoising diffusion process allows progressive refinement and dynamic sampling of entities, empowering DiffusionNER with efficient and flexible entity generation capability. Experiments on multiple flat and nested NER datasets demonstrate that DiffusionNER achieves comparable or even better performance than previous state-of-the-art models.

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WACO: Word-Aligned Contrastive Learning for Speech Translation
Siqi Ouyang | Rong Ye | Lei Li

End-to-end Speech Translation (E2E ST) aims to directly translate source speech into target text. Existing ST methods perform poorly when only extremely small speech-text data are available for training. We observe that an ST model’s performance closely correlates with its embedding similarity between speech and source transcript. In this paper, we propose Word-Aligned COntrastive learning (WACO), a simple and effective method for extremely low-resource speech-to-text translation. Our key idea is bridging word-level representations for both speech and text modalities via contrastive learning. We evaluate WACO and other methods on the MuST-C dataset, a widely used ST benchmark, and on a low-resource direction Maltese-English from IWSLT 2023. Our experiments demonstrate that WACO outperforms the best baseline by 9+ BLEU points with only 1-hour parallel ST data. Code is available at https://github.com/owaski/WACO.

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Cross-lingual Continual Learning
Meryem M’hamdi | Xiang Ren | Jonathan May

The longstanding goal of multi-lingual learning has been to develop a universal cross-lingual model that can withstand the changes in multi-lingual data distributions. There has been a large amount of work to adapt such multi-lingual models to unseen target languages. However, the majority of work in this direction focuses on the standard one-hop transfer learning pipeline from source to target languages, whereas in realistic scenarios, new languages can be incorporated at any time in a sequential manner. In this paper, we present a principled Cross-lingual Continual Learning (CCL) evaluation paradigm, where we analyze different categories of approaches used to continually adapt to emerging data from different languages. We provide insights into what makes multilingual sequential learning particularly challenging. To surmount such challenges, we benchmark a representative set of cross-lingual continual learning algorithms and analyze their knowledge preservation, accumulation, and generalization capabilities compared to baselines on carefully curated datastreams. The implications of this analysis include a recipe for how to measure and balance different cross-lingual continual learning desiderata, which go beyond conventional transfer learning.

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Faithful Question Answering with Monte-Carlo Planning
Ruixin Hong | Hongming Zhang | Hong Zhao | Dong Yu | Changshui Zhang

Although large language models demonstrate remarkable question-answering performances, revealing the intermediate reasoning steps that the models faithfully follow remains challenging. In this paper, we propose FAME (FAithful question answering with MontE-carlo planning) to answer questions based on faithful reasoning steps. The reasoning steps are organized as a structured entailment tree, which shows how premises are used to produce intermediate conclusions that can prove the correctness of the answer. We formulate the task as a discrete decision-making problem and solve it through the interaction of a reasoning environment and a controller. The environment is modular and contains several basic task-oriented modules, while the controller proposes actions to assemble the modules. Since the search space could be large, we introduce a Monte-Carlo planning algorithm to do a look-ahead search and select actions that will eventually lead to high-quality steps. FAME achieves advanced performance on the standard benchmark. It can produce valid and faithful reasoning steps compared with large language models with a much smaller model size.

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Unbalanced Optimal Transport for Unbalanced Word Alignment
Yuki Arase | Han Bao | Sho Yokoi

Monolingual word alignment is crucial to model semantic interactions between sentences. In particular, null alignment, a phenomenon in which words have no corresponding counterparts, is pervasive and critical in handling semantically divergent sentences. Identification of null alignment is useful on its own to reason about the semantic similarity of sentences by indicating there exists information inequality. To achieve unbalanced word alignment that values both alignment and null alignment, this study shows that the family of optimal transport (OT), i.e., balanced, partial, and unbalanced OT, are natural and powerful approaches even without tailor-made techniques. Our extensive experiments covering unsupervised and supervised settings indicate that our generic OT-based alignment methods are competitive against the state-of-the-arts specially designed for word alignment, remarkably on challenging datasets with high null alignment frequencies.

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Guiding Computational Stance Detection with Expanded Stance Triangle Framework
Zhengyuan Liu | Yong Keong Yap | Hai Leong Chieu | Nancy Chen

Stance detection determines whether the author of a piece of text is in favor of, against, or neutral towards a specified target, and can be used to gain valuable insights into social media. The ubiquitous indirect referral of targets makes this task challenging, as it requires computational solutions to model semantic features and infer the corresponding implications from a literal statement. Moreover, the limited amount of available training data leads to subpar performance in out-of-domain and cross-target scenarios, as data-driven approaches are prone to rely on superficial and domain-specific features. In this work, we decompose the stance detection task from a linguistic perspective, and investigate key components and inference paths in this task. The stance triangle is a generic linguistic framework previously proposed to describe the fundamental ways people express their stance. We further expand it by characterizing the relationship between explicit and implicit objects. We then use the framework to extend one single training corpus with additional annotation. Experimental results show that strategically-enriched data can significantly improve the performance on out-of-domain and cross-target evaluation.

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Analyzing and Reducing the Performance Gap in Cross-Lingual Transfer with Fine-tuning Slow and Fast
Yiduo Guo | Yaobo Liang | Dongyan Zhao | Bing Liu | Nan Duan

Existing research has shown that a multilingual pre-trained language model fine-tuned with one (source) language also performs well on downstream tasks for non-source languages, even though no fine-tuning is done on these languages. However, there is a clear gap between the performance of the source language and that of the non-source languages. This paper analyzes the fine-tuning process, discovers when the performance gap changes and identifies which network weights affect the overall performance most. Additionally, the paper seeks to answer to what extent the gap can be reduced by reducing forgetting. Based on the analysis results, a method named Fine-tuning slow and fast with four training policies is proposed to address these issues. Experimental results show the proposed method outperforms baselines by a clear margin.

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Improving Self-training for Cross-lingual Named Entity Recognition with Contrastive and Prototype Learning
Ran Zhou | Xin Li | Lidong Bing | Erik Cambria | Chunyan Miao

In cross-lingual named entity recognition (NER), self-training is commonly used to bridge the linguistic gap by training on pseudo-labeled target-language data. However, due to sub-optimal performance on target languages, the pseudo labels are often noisy and limit the overall performance. In this work, we aim to improve self-training for cross-lingual NER by combining representation learning and pseudo label refinement in one coherent framework. Our proposed method, namely ContProto mainly comprises two components: (1) contrastive self-training and (2) prototype-based pseudo-labeling. Our contrastive self-training facilitates span classification by separating clusters of different classes, and enhances cross-lingual transferability by producing closely-aligned representations between the source and target language. Meanwhile, prototype-based pseudo-labeling effectively improves the accuracy of pseudo labels during training. We evaluate ContProto on multiple transfer pairs, and experimental results show our method brings substantial improvements over current state-of-the-art methods.

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MM-SHAP: A Performance-agnostic Metric for Measuring Multimodal Contributions in Vision and Language Models & Tasks
Letitia Parcalabescu | Anette Frank

Vision and language models (VL) are known to exploit unrobust indicators in individual modalities (e.g., introduced by distributional biases) instead of focusing on relevant information in each modality. That a unimodal model achieves similar accuracy on a VL task to a multimodal one, indicates that so-called unimodal collapse occurred. However, accuracy-based tests fail to detect e.g., when the model prediction is wrong, while the model used relevant information from a modality. Instead, we propose MM-SHAP, a performance-agnostic multimodality score based on Shapley values that reliably quantifies in which proportions a multimodal model uses individual modalities. We apply MM-SHAP in two ways: (1) to compare models for their average degree of multimodality, and (2) to measure for individual models the contribution of individual modalities for different tasks and datasets. Experiments with six VL models – LXMERT, CLIP and four ALBEF variants – on four VL tasks highlight that unimodal collapse can occur to different degrees and in different directions, contradicting the wide-spread assumption that unimodal collapse is one-sided. Based on our results, we recommend MM-SHAP for analysing multimodal tasks, to diagnose and guide progress towards multimodal integration. Code available at https://github.com/Heidelberg-NLP/MM-SHAP.

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Towards Boosting the Open-Domain Chatbot with Human Feedback
Hua Lu | Siqi Bao | Huang He | Fan Wang | Hua Wu | Haifeng Wang

Many open-domain dialogue models pre-trained with social media comments can generate coherent replies but have difficulties producing engaging responses. This phenomenon might mainly result from the deficiency of annotated human-human conversations and the misalignment with human preference. In this paper, we propose a novel and efficient framework Diamante to boost the open-domain chatbot, where two kinds of human feedback (including explicit demonstration and implicit preference) are collected and leveraged. By asking annotators to select or amend the model-generated candidate responses, Diamante efficiently collects the human demonstrated responses and constructs a Chinese chit-chat dataset. To enhance the alignment with human preference, Diamante leverages the implicit preference in the data collection process and introduces the generation-evaluation joint training. Comprehensive experiments indicate that the Diamante dataset and joint training paradigm can significantly boost the performance of pre-trained dialogue models. The overall engagingness of the previous state-of-the-art model has been improved remarkably by 50% in Chinese open-domain conversations.

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Knowledge-enhanced Mixed-initiative Dialogue System for Emotional Support Conversations
Yang Deng | Wenxuan Zhang | Yifei Yuan | Wai Lam

Unlike empathetic dialogues, the system in emotional support conversations (ESC) is expected to not only convey empathy for comforting the help-seeker, but also proactively assist in exploring and addressing their problems during the conversation. In this work, we study the problem of mixed-initiative ESC where the user and system can both take the initiative in leading the conversation. Specifically, we conduct a novel analysis on mixed-initiative ESC systems with a tailor-designed schema that divides utterances into different types with speaker roles and initiative types. Four emotional support metrics are proposed to evaluate the mixed-initiative interactions. The analysis reveals the necessity and challenges of building mixed-initiative ESC systems. In the light of this, we propose a knowledge-enhanced mixed-initiative framework (KEMI) for ESC, which retrieves actual case knowledge from a large-scale mental health knowledge graph for generating mixed-initiative responses. Experimental results on two ESC datasets show the superiority of KEMI in both content-preserving evaluation and mixed initiative related analyses.

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UTC-IE: A Unified Token-pair Classification Architecture for Information Extraction
Hang Yan | Yu Sun | Xiaonan Li | Yunhua Zhou | Xuanjing Huang | Xipeng Qiu

Information Extraction (IE) spans several tasks with different output structures, such as named entity recognition, relation extraction and event extraction. Previously, those tasks were solved with different models because of diverse task output structures. Through re-examining IE tasks, we find that all of them can be interpreted as extracting spans and span relations. They can further be decomposed into token-pair classification tasks by using the start and end token of a span to pinpoint the span, and using the start-to-start and end-to-end token pairs of two spans to determine the relation. Based on the reformulation, we propose a Unified Token-pair Classification architecture for Information Extraction (UTC-IE), where we introduce Plusformer on top of the token-pair feature matrix. Specifically, it models axis-aware interaction with plus-shaped self-attention and local interaction with Convolutional Neural Network over token pairs. Experiments show that our approach outperforms task-specific and unified models on all tasks in 10 datasets, and achieves better or comparable results on 2 joint IE datasets. Moreover, UTC-IE speeds up over state-of-the-art models on IE tasks significantly in most datasets, which verifies the effectiveness of our architecture.

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Social-Group-Agnostic Bias Mitigation via the Stereotype Content Model
Ali Omrani | Alireza Salkhordeh Ziabari | Charles Yu | Preni Golazizian | Brendan Kennedy | Mohammad Atari | Heng Ji | Morteza Dehghani

Existing bias mitigation methods require social-group-specific word pairs (e.g., “man” – “woman”) for each social attribute (e.g., gender), restricting the bias mitigation to only one specified social attribute. Further, this constraint renders such methods impractical and costly for mitigating bias in understudied and/or unmarked social groups. We propose that the Stereotype Content Model (SCM) — a theoretical framework developed in social psychology for understanding the content of stereotyping — can help debiasing efforts to become social-group-agnostic by capturing the underlying connection between bias and stereotypes. SCM proposes that the content of stereotypes map to two psychological dimensions of warmth and competence. Using only pairs of terms for these two dimensions (e.g., warmth: “genuine” – “fake”; competence: “smart” – “stupid”), we perform debiasing with established methods on both pre-trained word embeddings and large language models. We demonstrate that our social-group-agnostic, SCM-based debiasing technique performs comparably to group-specific debiasing on multiple bias benchmarks, but has theoretical and practical advantages over existing approaches.

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Revisiting the Gold Standard: Grounding Summarization Evaluation with Robust Human Evaluation
Yixin Liu | Alex Fabbri | Pengfei Liu | Yilun Zhao | Linyong Nan | Ruilin Han | Simeng Han | Shafiq Joty | Chien-Sheng Wu | Caiming Xiong | Dragomir Radev

Human evaluation is the foundation upon which the evaluation of both summarization systems and automatic metrics rests. However, existing human evaluation studies for summarization either exhibit a low inter-annotator agreement or have insufficient scale, and an in-depth analysis of human evaluation is lacking. Therefore, we address the shortcomings of existing summarization evaluation along the following axes: (1) We propose a modified summarization salience protocol, Atomic Content Units (ACUs), which is based on fine-grained semantic units and allows for a high inter-annotator agreement. (2) We curate the Robust Summarization Evaluation (RoSE) benchmark, a large human evaluation dataset consisting of 22,000 summary-level annotations over 28 top-performing systems on three datasets. (3) We conduct a comparative study of four human evaluation protocols, underscoring potential confounding factors in evaluation setups. (4) We evaluate 50 automatic metrics and their variants using the collected human annotations across evaluation protocols and demonstrate how our benchmark leads to more statistically stable and significant results. The metrics we benchmarked include recent methods based on large language models (LLMs), GPTScore and G-Eval. Furthermore, our findings have important implications for evaluating LLMs, as we show that LLMs adjusted by human feedback (e.g., GPT-3.5) may overfit unconstrained human evaluation, which is affected by the annotators’ prior, input-agnostic preferences, calling for more robust, targeted evaluation methods.

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FIREBALL: A Dataset of Dungeons and Dragons Actual-Play with Structured Game State Information
Andrew Zhu | Karmanya Aggarwal | Alexander Feng | Lara J. Martin | Chris Callison-Burch

Dungeons & Dragons (D&D) is a tabletop roleplaying game with complex natural language interactions between players and hidden state information. Recent work has shown that large language models (LLMs) that have access to state information can generate higher quality game turns than LLMs that use dialog history alone. However, previous work used game state information that was heuristically created and was not a true gold standard game state. We present FIREBALL, a large dataset containing nearly 25,000 unique sessions from real D&D gameplay on Discord with true game state info. We recorded game play sessions of players who used the Avrae bot, which was developed to aid people in playing D&D online, capturing language, game commands and underlying game state information. We demonstrate that FIREBALL can improve natural language generation (NLG) by using Avrae state information, improving both automated metrics and human judgments of quality. Additionally, we show that LLMs can generate executable Avrae commands, particularly after finetuning.

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A fine-grained comparison of pragmatic language understanding in humans and language models
Jennifer Hu | Sammy Floyd | Olessia Jouravlev | Evelina Fedorenko | Edward Gibson

Pragmatics and non-literal language understanding are essential to human communication, and present a long-standing challenge for artificial language models. We perform a fine-grained comparison of language models and humans on seven pragmatic phenomena, using zero-shot prompting on an expert-curated set of English materials. We ask whether models (1) select pragmatic interpretations of speaker utterances, (2) make similar error patterns as humans, and (3) use similar linguistic cues as humans to solve the tasks. We find that the largest models achieve high accuracy and match human error patterns: within incorrect responses, models favor literal interpretations over heuristic-based distractors. We also find preliminary evidence that models and humans are sensitive to similar linguistic cues. Our results suggest that pragmatic behaviors can emerge in models without explicitly constructed representations of mental states. However, models tend to struggle with phenomena relying on social expectation violations.

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Counterfactual Multihop QA: A Cause-Effect Approach for Reducing Disconnected Reasoning
Wangzhen Guo | Qinkang Gong | Yanghui Rao | Hanjiang Lai

Multi-hop QA requires reasoning over multiple supporting facts to answer the question. However, the existing QA models always rely on shortcuts, e.g., providing the true answer by only one fact, rather than multi-hop reasoning, which is referred as disconnected reasoning problem. To alleviate this issue, we propose a novel counterfactual multihop QA, a causal-effect approach that enables to reduce the disconnected reasoning. It builds upon explicitly modeling of causality: 1) the direct causal effects of disconnected reasoning and 2) the causal effect of true multi-hop reasoning from the total causal effect. With the causal graph, a counterfactual inference is proposed to disentangle the disconnected reasoning from the total causal effect, which provides us a new perspective and technology to learn a QA model that exploits the true multi-hop reasoning instead of shortcuts. Extensive experiments have been conducted on the benchmark HotpotQA dataset, which demonstrate that the proposed method can achieve notable improvement on reducing disconnected reasoning. For example, our method achieves 5.8% higher points of its Supps score on HotpotQA through true multihop reasoning. The code is available at https://github.com/guowzh/CFMQA.

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Causal-Debias: Unifying Debiasing in Pretrained Language Models and Fine-tuning via Causal Invariant Learning
Fan Zhou | Yuzhou Mao | Liu Yu | Yi Yang | Ting Zhong

Demographic biases and social stereotypes are common in pretrained language models (PLMs), and a burgeoning body of literature focuses on removing the unwanted stereotypical associations from PLMs. However, when fine-tuning these bias-mitigated PLMs in downstream natural language processing (NLP) applications, such as sentiment classification, the unwanted stereotypical associations resurface or even get amplified. Since pretrain&fine-tune is a major paradigm in NLP applications, separating the debiasing procedure of PLMs from fine-tuning would eventually harm the actual downstream utility. In this paper, we propose a unified debiasing framework Causal-Debias to remove unwanted stereotypical associations in PLMs during fine-tuning. Specifically, CausalDebias mitigates bias from a causal invariant perspective by leveraging the specific downstream task to identify bias-relevant and labelrelevant factors. We propose that bias-relevant factors are non-causal as they should have little impact on downstream tasks, while labelrelevant factors are causal. We perform interventions on non-causal factors in different demographic groups and design an invariant risk minimization loss to mitigate bias while maintaining task performance. Experimental results on three downstream tasks show that our proposed method can remarkably reduce unwanted stereotypical associations after PLMs are finetuned, while simultaneously minimizing the impact on PLMs and downstream applications.

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Parameter-Efficient Fine-Tuning without Introducing New Latency
Baohao Liao | Yan Meng | Christof Monz

Parameter-efficient fine-tuning (PEFT) of pre-trained language models has recently demonstrated remarkable achievements, effectively matching the performance of full fine-tuning while utilizing significantly fewer trainable parameters, and consequently addressing the storage and communication constraints. Nonetheless, various PEFT methods are limited by their inherent characteristics. In the case of sparse fine-tuning, which involves modifying only a small subset of the existing parameters, the selection of fine-tuned parameters is task- and domain-specific, making it unsuitable for federated learning. On the other hand, PEFT methods with adding new parameters typically introduce additional inference latency. In this paper, we demonstrate the feasibility of generating a sparse mask in a task-agnostic manner, wherein all downstream tasks share a common mask. Our approach, which relies solely on the magnitude information of pre-trained parameters, surpasses existing methodologies by a significant margin when evaluated on the GLUE benchmark. Additionally, we introduce a novel adapter technique that directly applies the adapter to pre-trained parameters instead of the hidden representation, thereby achieving identical inference speed to that of full fine-tuning. Through extensive experiments, our proposed method attains a new state-of-the-art outcome in terms of both performance and storage efficiency, storing only 0.03% parameters of full fine-tuning.

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MANNER: A Variational Memory-Augmented Model for Cross Domain Few-Shot Named Entity Recognition
Jinyuan Fang | Xiaobin Wang | Zaiqiao Meng | Pengjun Xie | Fei Huang | Yong Jiang

This paper focuses on the task of cross domain few-shot named entity recognition (NER), which aims to adapt the knowledge learned from source domain to recognize named entities in target domain with only a few labeled examples. To address this challenging task, we propose MANNER, a variational memory-augmented few-shot NER model. Specifically, MANNER uses a memory module to store information from the source domain and then retrieve relevant information from the memory to augment few-shot task in the target domain. In order to effectively utilize the information from memory, MANNER uses optimal transport to retrieve and process information from memory, which can explicitly adapt the retrieved information from source domain to target domain and improve the performance in the cross domain few-shot setting. We conduct experiments on English and Chinese cross domain few-shot NER datasets, and the experimental results demonstrate that MANNER can achieve superior performance.

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MASSIVE: A 1M-Example Multilingual Natural Language Understanding Dataset with 51 Typologically-Diverse Languages
Jack FitzGerald | Christopher Hench | Charith Peris | Scott Mackie | Kay Rottmann | Ana Sanchez | Aaron Nash | Liam Urbach | Vishesh Kakarala | Richa Singh | Swetha Ranganath | Laurie Crist | Misha Britan | Wouter Leeuwis | Gokhan Tur | Prem Natarajan

We present the MASSIVE dataset–Multilingual Amazon Slu resource package (SLURP) for Slot-filling, Intent classification, and Virtual assistant Evaluation. MASSIVE contains 1M realistic, parallel, labeled virtual assistant utterances spanning 51 languages, 18 domains, 60 intents, and 55 slots. MASSIVE was created by tasking professional translators to localize the English-only SLURP dataset into 50 typologically diverse languages from 29 genera. We also present modeling results on XLM-R and mT5, including exact match accuracy, intent classification accuracy, and slot-filling F1 score. We have released our dataset, modeling code, and models publicly.

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Distilling Script Knowledge from Large Language Models for Constrained Language Planning
Siyu Yuan | Jiangjie Chen | Ziquan Fu | Xuyang Ge | Soham Shah | Charles Jankowski | Yanghua Xiao | Deqing Yang

In everyday life, humans often plan their actions by following step-by-step instructions in the form of goal-oriented scripts. Previous work has exploited language models (LMs) to plan for abstract goals of stereotypical activities (e.g., “make a cake”), but leaves more specific goals with multi-facet constraints understudied (e.g., “make a cake for diabetics”). In this paper, we define the task of constrained language planning for the first time. We propose an over-generate-then-filter approach to improve large language models (LLMs) on this task, and use it to distill a novel constrained language planning dataset, Coscript, which consists of 55,000 scripts. Empirical results demonstrate that our method significantly improves the constrained language planning ability of LLMs, especially on constraint faithfulness. Furthermore, Coscript is demonstrated to be quite effective in endowing smaller LMs with constrained language planning ability.

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REDFM: a Filtered and Multilingual Relation Extraction Dataset
‪Pere-Lluís Huguet Cabot | Simone Tedeschi | Axel-Cyrille Ngonga Ngomo | Roberto Navigli

Relation Extraction (RE) is a task that identifies relationships between entities in a text, enabling the acquisition of relational facts and bridging the gap between natural language and structured knowledge. However, current RE models often rely on small datasets with low coverage of relation types, particularly when working with languages other than English.In this paper, we address the above issue and provide two new resources that enable the training and evaluation of multilingual RE systems. First, we present SREDFM, an automatically annotated dataset covering 18 languages, 400 relation types, 13 entity types, totaling more than 40 million triplet instances. Second, we propose REDFM, a smaller, human-revised dataset for seven languages that allows for the evaluation of multilingual RE systems. To demonstrate the utility of these novel datasets, we experiment with the first end-to-end multilingual RE model, mREBEL, that extracts triplets, including entity types, in multiple languages. We release our resources and model checkpoints at [https://www.github.com/babelscape/rebel](https://www.github.com/babelscape/rebel).

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Modeling Appropriate Language in Argumentation
Timon Ziegenbein | Shahbaz Syed | Felix Lange | Martin Potthast | Henning Wachsmuth

Online discussion moderators must make ad-hoc decisions about whether the contributions of discussion participants are appropriate or should be removed to maintain civility. Existing research on offensive language and the resulting tools cover only one aspect among many involved in such decisions. The question of what is considered appropriate in a controversial discussion has not yet been systematically addressed. In this paper, we operationalize appropriate language in argumentation for the first time. In particular, we model appropriateness through the absence of flaws, grounded in research on argument quality assessment, especially in aspects from rhetoric. From these, we derive a new taxonomy of 14 dimensions that determine inappropriate language in online discussions. Building on three argument quality corpora, we then create a corpus of 2191 arguments annotated for the 14 dimensions. Empirical analyses support that the taxonomy covers the concept of appropriateness comprehensively, showing several plausible correlations with argument quality dimensions. Moreover, results of baseline approaches to assessing appropriateness suggest that all dimensions can be modeled computationally on the corpus.

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CELDA: Leveraging Black-box Language Model as Enhanced Classifier without Labels
Hyunsoo Cho | Youna Kim | Sang-goo Lee

Utilizing language models (LMs) without internal access is becoming an attractive paradigm in the field of NLP as many cutting-edge LMs are released through APIs and boast a massive scale. The de-facto method in this type of black-box scenario is known as prompting, which has shown progressive performance enhancements in situations where data labels are scarce or unavailable. Despite their efficacy, they still fall short in comparison to fully supervised counterparts and are generally brittle to slight modifications. In this paper, we propose Clustering-enhanced Linear Discriminative Analysis (CELDA), a novel approach that improves the text classification accuracy with a very weak-supervision signal (i.e., name of the labels).Our framework draws a precise decision boundary without accessing weights or gradients of the LM model or data labels. The core ideas of CELDA are twofold:(1) extracting a refined pseudo-labeled dataset from an unlabeled dataset, and (2) training a lightweight and robust model on the top of LM, which learns an accurate decision boundary from an extracted noisy dataset. Throughout in-depth investigations on various datasets, we demonstrated that CELDA reaches new state-of-the-art in weakly-supervised text classification and narrows the gap with a fully-supervised model. Additionally, our proposed methodology can be applied universally to any LM and has the potential to scale to larger models, making it a more viable option for utilizing large LMs.

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MvP: Multi-view Prompting Improves Aspect Sentiment Tuple Prediction
Zhibin Gou | Qingyan Guo | Yujiu Yang

Generative methods greatly promote aspect-based sentiment analysis via generating a sequence of sentiment elements in a specified format. However, existing studies usually predict sentiment elements in a fixed order, which ignores the effect of the interdependence of the elements in a sentiment tuple and the diversity of language expression on the results. In this work, we propose Multi-view Prompting (MVP) that aggregates sentiment elements generated in different orders, leveraging the intuition of human-like problem-solving processes from different views. Specifically, MVP introduces element order prompts to guide the language model to generate multiple sentiment tuples, each with a different element order, and then selects the most reasonable tuples by voting. MVP can naturally model multi-view and multi-task as permutations and combinations of elements, respectively, outperforming previous task-specific designed methods on multiple ABSA tasks with a single model. Extensive experiments show that MVP significantly advances the state-of-the-art performance on 10 datasets of 4 benchmark tasks, and performs quite effectively in low-resource settings. Detailed evaluation verified the effectiveness, flexibility, and cross-task transferability of MVP.

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ACCENT: An Automatic Event Commonsense Evaluation Metric for Open-Domain Dialogue Systems
Sarik Ghazarian | Yijia Shao | Rujun Han | Aram Galstyan | Nanyun Peng

Commonsense reasoning is omnipresent in human communications and thus is an important feature for open-domain dialogue systems. However, evaluating commonsense in dialogue systems is still an open challenge. We take the first step by focusing on event commonsense that considers events and their relations, and is crucial in both dialogues and general commonsense reasoning. We propose ACCENT, an event commonsense evaluation metric empowered by commonsense knowledge bases (CSKBs). ACCENT first extracts event-relation tuples from a dialogue, and then evaluates the response by scoring the tuples in terms of their compatibility with the CSKB. To evaluate ACCENT, we construct the first public event commonsense evaluation dataset for open-domain dialogues.Our experiments show that ACCENT is an efficient metric for event commonsense evaluation, which achieves higher correlations with human judgments than existing baselines.

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Explanation-based Finetuning Makes Models More Robust to Spurious Cues
Josh Magnus Ludan | Yixuan Meng | Tai Nguyen | Saurabh Shah | Qing Lyu | Marianna Apidianaki | Chris Callison-Burch

Large Language Models (LLMs) are so powerful that they sometimes learn correlations between labels and features that are irrelevant to the task, leading to poor generalization on out-of-distribution data. We propose explanation-based finetuning as a general approach to mitigate LLMs’ reliance on spurious correlations. Unlike standard finetuning where the model only predicts the answer given the input, we finetune the model to additionally generate a free-text explanation supporting its answer. To evaluate our method, we finetune the model on artificially constructed training sets containing different types of spurious cues, and test it on a test set without these cues. Compared to standard finetuning, our method makes GPT-3 (davinci) remarkably more robust against spurious cues in terms of accuracy drop across four classification tasks: ComVE (+1.2), CREAK (+9.1), e-SNLI (+15.4), and SBIC (+6.5). The efficacy generalizes across multiple model families and scales, with greater gains for larger models. Finally, our method also works well with explanations generated by the model, implying its applicability to more datasets without human-written explanations.

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CAME: Confidence-guided Adaptive Memory Efficient Optimization
Yang Luo | Xiaozhe Ren | Zangwei Zheng | Zhuo Jiang | Xin Jiang | Yang You

Adaptive gradient methods, such as Adam and LAMB, have demonstrated excellent performance in the training of large language models. Nevertheless, the need for adaptivity requires maintaining second-moment estimates of the per-parameter gradients, which entails a high cost of extra memory overheads. To solve this problem, several memory-efficient optimizers (e.g., Adafactor) have been proposed to obtain a drastic reduction in auxiliary memory usage, but with a performance penalty. In this paper, we first study a confidence-guided strategy to reduce the instability of existing memory efficient optimizers. Based on this strategy, we propose CAME to simultaneously achieve two goals: fast convergence as in traditional adaptive methods, and low memory usage as in memory-efficient methods. Extensive experiments demonstrate the training stability and superior performance of CAME across various NLP tasks such as BERT and GPT-2 training. Notably, for BERT pre-training on the large batch size of 32,768, our proposed optimizer attains faster convergence and higher accuracy compared with the Adam optimizer. The implementation of CAME is publicly available.

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On Second Thought, Let’s Not Think Step by Step! Bias and Toxicity in Zero-Shot Reasoning
Omar Shaikh | Hongxin Zhang | William Held | Michael Bernstein | Diyi Yang

Generating a Chain of Thought (CoT) has been shown to consistently improve large language model (LLM) performance on a wide range of NLP tasks. However, prior work has mainly focused on logical reasoning tasks (e.g. arithmetic, commonsense QA); it remains unclear whether improvements hold for more diverse types of reasoning, especially in socially situated contexts. Concretely, we perform a controlled evaluation of zero-shot CoT across two socially sensitive domains: harmful questions and stereotype benchmarks. We find that zero-shot CoT reasoning in sensitive domains significantly increases a model’s likelihood to produce harmful or undesirable output, with trends holding across different prompt formats and model variants. Furthermore, we show that harmful CoTs increase with model size, but decrease with improved instruction following. Our work suggests that zero-shot CoT should be used with caution on socially important tasks, especially when marginalized groups or sensitive topics are involved.

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Solving Math Word Problems via Cooperative Reasoning induced Language Models
Xinyu Zhu | Junjie Wang | Lin Zhang | Yuxiang Zhang | Yongfeng Huang | Ruyi Gan | Jiaxing Zhang | Yujiu Yang

Large-scale pre-trained language models (PLMs) bring new opportunities to challenging problems, especially those that need high-level intelligence, such as the math word problem (MWPs). However, directly applying existing PLMs to MWPs can fail as the generation process lacks sufficient supervision and thus lacks fast adaptivity as humans. We notice that human reasoning has a dual reasoning framework that consists of an immediate reaction system (system 1) and a delicate reasoning system (system 2), where the entire reasoning is determined by their interaction. This inspires us to develop a cooperative reasoning-induced PLM for solving MWPs, called Cooperative Reasoning (CoRe), resulting in a human-like reasoning architecture with system 1 as the generator and system 2 as the verifier. In our approach, the generator is responsible for generating reasoning paths, and the verifiers are used to supervise the evaluation in order to obtain reliable feedback for the generator. We evaluate our CoRe framework on several mathematical reasoning datasets and achieve decent improvement over state-of-the-art methods, up to 9.6% increase over best baselines.

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Exploiting Biased Models to De-bias Text: A Gender-Fair Rewriting Model
Chantal Amrhein | Florian Schottmann | Rico Sennrich | Samuel Läubli

Natural language generation models reproduce and often amplify the biases present in their training data. Previous research explored using sequence-to-sequence rewriting models to transform biased model outputs (or original texts) into more gender-fair language by creating pseudo training data through linguistic rules. However, this approach is not practical for languages with more complex morphology than English. We hypothesise that creating training data in the reverse direction, i.e. starting from gender-fair text, is easier for morphologically complex languages and show that it matches the performance of state-of-the-art rewriting models for English. To eliminate the rule-based nature of data creation, we instead propose using machine translation models to create gender-biased text from real gender-fair text via round-trip translation. Our approach allows us to train a rewriting model for German without the need for elaborate handcrafted rules. The outputs of this model increased gender-fairness as shown in a human evaluation study.

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Early Discovery of Disappearing Entities in Microblogs
Satoshi Akasaki | Naoki Yoshinaga | Masashi Toyoda

We make decisions by reacting to changes in the real world, particularly the emergence and disappearance of impermanent entities such as restaurants, services, and events. Because we want to avoid missing out on opportunities or making fruitless actions after those entities have disappeared, it is important to know when entities disappear as early as possible. We thus tackle the task of detecting disappearing entities from microblogs where various information is shared timely. The major challenge is detecting uncertain contexts of disappearing entities from noisy microblog posts. To collect such disappearing contexts, we design time-sensitive distant supervision, which utilizes entities from the knowledge base and time-series posts. Using this method, we actually build large-scale Twitter datasets of disappearing entities. To ensure robust detection in noisy environments, we refine pretrained word embeddings for the detection model on microblog streams in a timely manner. Experimental results on the Twitter datasets confirmed the effectiveness of the collected labeled data and refined word embeddings; the proposed method outperformed a baseline in terms of accuracy, and more than 70% of the detected disappearing entities in Wikipedia are discovered earlier than the update on Wikipedia, with the average lead-time is over one month.

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DiffusionBERT: Improving Generative Masked Language Models with Diffusion Models
Zhengfu He | Tianxiang Sun | Qiong Tang | Kuanning Wang | Xuanjing Huang | Xipeng Qiu

We present DiffusionBERT, a new generative masked language model based on discrete dif- fusion models. Diffusion models and many pre- trained language models have a shared training objective, i.e., denoising, making it possible to combine the two powerful models and enjoy the best of both worlds. On the one hand, dif- fusion models offer a promising training strat- egy that helps improve the generation quality. On the other hand, pre-trained denoising lan- guage models (e.g., BERT) can be used as a good initialization that accelerates convergence. We explore training BERT to learn the reverse process of a discrete diffusion process with an absorbing state and elucidate several designs to improve it. First, we propose a new noise schedule for the forward diffusion process that controls the degree of noise added at each step based on the information of each token. Sec- ond, we investigate several designs of incorpo- rating the time step into BERT. Experiments on unconditional text generation demonstrate that DiffusionBERT achieves significant improve- ment over existing diffusion models for text (e.g., D3PM and Diffusion-LM) and previous generative masked language models in terms of perplexity and BLEU score. Promising re- sults in conditional generation tasks show that DiffusionBERT can generate texts of compa- rable quality and more diverse than a series of established baselines.

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Lifting the Curse of Capacity Gap in Distilling Language Models
Chen Zhang | Yang Yang | Jiahao Liu | Jingang Wang | Yunsen Xian | Benyou Wang | Dawei Song

Pretrained language models (LMs) have shown compelling performance on various downstream tasks, but unfortunately they require a tremendous amount of inference compute. Knowledge distillation finds a path to compress LMs to small ones with a teacher-student paradigm. However, when the capacity gap between the teacher and the student is large, a curse of capacity gap appears, invoking a deficiency in distilling LMs. While a few studies have been carried out to fill the gap, the curse is not yet well tackled. In this paper, we aim at lifting the curse of capacity gap via enlarging the capacity of the student without notably increasing the inference compute. Largely motivated by sparse activation regime of mixture of experts (MoE), we propose a mixture of minimal experts (MiniMoE), which imposes extra parameters to the student but introduces almost no additional inference compute. Experimental results on GLUE and CoNLL demonstrate the curse of capacity gap is lifted by the magic of MiniMoE to a large extent. MiniMoE also achieves the state-of-the-art performance at small FLOPs compared with a range of competitive baselines. With a compression rate as much as ~50×, MiniMoE preserves ~95% GLUE score of the teacher.

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Towards Faithful Dialogues via Focus Learning
Yifan Deng | Xingsheng Zhang | Heyan Huang | Yue Hu

Maintaining faithfulness between responses and knowledge is an important research topic for building reliable knowledge-grounded dialogue systems. Existing models heavily rely on elaborate data engineering or increasing the model’s parameters ignoring to track the tokens that significantly influence losses, which is decisive for the optimization direction of the model in each iteration. To address this issue, we propose Focus Learning (FocusL), a novel learning approach that adjusts the contribution of each token to the optimization direction by directly scaling the corresponding objective loss. Specifically, we first introduce a positioning method by utilizing similarity distributions between knowledge and each response token to locate knowledge-aware tokens. Then, we further design a similarity-to-weight transformation to provide dynamic token-level weights for the cross-entropy loss. Finally, we use the weighted loss to encourage the model to pay special attention to the knowledge utilization. Experimental results demonstrate that our method achieves the new state-of-the-art results and generates more reliable responses while maintaining training stability.

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Back Translation for Speech-to-text Translation Without Transcripts
Qingkai Fang | Yang Feng

The success of end-to-end speech-to-text translation (ST) is often achieved by utilizing source transcripts, e.g., by pre-training with automatic speech recognition (ASR) and machine translation (MT) tasks, or by introducing additional ASR and MT data. Unfortunately, transcripts are only sometimes available since numerous unwritten languages exist worldwide. In this paper, we aim to utilize large amounts of target-side monolingual data to enhance ST without transcripts. Motivated by the remarkable success of back translation in MT, we develop a back translation algorithm for ST (BT4ST) to synthesize pseudo ST data from monolingual target data. To ease the challenges posed by short-to-long generation and one-to-many mapping, we introduce self-supervised discrete units and achieve back translation by cascading a target-to-unit model and a unit-to-speech model. With our synthetic ST data, we achieve an average boost of 2.3 BLEU on MuST-C En-De, En-Fr, and En-Es datasets. More experiments show that our method is especially effective in low-resource scenarios.

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Prompter: Zero-shot Adaptive Prefixes for Dialogue State Tracking Domain Adaptation
Ibrahim Taha Aksu | Min-Yen Kan | Nancy Chen

A challenge in the Dialogue State Tracking (DST) field is adapting models to new domains without using any supervised data — zero-shot domain adaptation. Parameter-Efficient Transfer Learning (PETL) has the potential to address this problem due to its robustness. However, it has yet to be applied to the zero-shot scenarios, as it is not clear how to apply it unsupervisedly. Our method, Prompter, uses descriptions of target domain slots to generate dynamic prefixes that are concatenated to the key and values at each layer’s self-attention mechanism. This allows for the use of prefix-tuning in zero-shot. Prompter outperforms previous methods on both the MultiWOZ and SGD benchmarks. In generating prefixes, our analyses find that Prompter not only utilizes the semantics of slot descriptions but also how often the slots appear together in conversation. Moreover, Prompter’s gains are due to its improved ability to distinguish ”none”-valued dialogue slots, compared against baselines.

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Enhancing Dialogue Generation via Dynamic Graph Knowledge Aggregation
Chen Tang | Hongbo Zhang | Tyler Loakman | Chenghua Lin | Frank Guerin

Incorporating external graph knowledge into neural chatbot models has been proven effective for enhancing dialogue generation. However, in conventional graph neural networks (GNNs), message passing on a graph is independent from text, resulting in the graph representation hidden space differing from that of the text. This training regime of existing models therefore leads to a semantic gap between graph knowledge and text. In this study, we propose a novel framework for knowledge graph enhanced dialogue generation. We dynamically construct a multi-hop knowledge graph with pseudo nodes to involve the language model in feature aggregation within the graph at all steps. To avoid the semantic biases caused by learning on vanilla subgraphs, the proposed framework applies hierarchical graph attention to aggregate graph features on pseudo nodes and then attains a global feature. Therefore, the framework can better utilise the heterogeneous features from both the post and external graph knowledge. Extensive experiments demonstrate that our framework outperforms state-of-the-art (SOTA) baselines on dialogue generation. Further analysis also shows that our representation learning framework can fill the semantic gap by coagulating representations of both text and graph knowledge. Moreover, the language model also learns how to better select knowledge triples for a more informative response via exploiting subgraph patterns within our feature aggregation process. Our code and resources are available at https://github.com/tangg555/SaBART.

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Multi-modal Action Chain Abductive Reasoning
Mengze Li | Tianbao Wang | Jiahe Xu | Kairong Han | Shengyu Zhang | Zhou Zhao | Jiaxu Miao | Wenqiao Zhang | Shiliang Pu | Fei Wu

Abductive Reasoning, has long been considered to be at the core ability of humans, which enables us to infer the most plausible explanation of incomplete known phenomena in daily life. However, such critical reasoning capability is rarely investigated for contemporary AI systems under such limited observations. To facilitate this research community, this paper sheds new light on Abductive Reasoning by studying a new vision-language task, Multi-modal Action chain abductive Reasoning (MAR), together with a large-scale Abductive Reasoning dataset: Given an incomplete set of language described events, MAR aims to imagine the most plausible event by spatio-temporal grounding in past video and then infer the hypothesis of subsequent action chain that can best explain the language premise. To solve this task, we propose a strong baseline model that realizes MAR from two perspectives: (i) we first introduce the transformer, which learns to encode the observation to imagine the plausible event with explicitly interpretable event grounding in the video based on the commonsense knowledge recognition ability. (ii) To complete the assumption of a follow-up action chain, we design a novel symbolic module that can complete strict derivation of the progressive action chain layer by layer. We conducted extensive experiments on the proposed dataset, and the experimental study shows that the proposed model significantly outperforms existing video-language models in terms of effectiveness on our newly created MAR dataset.

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Exploring the Capacity of Pretrained Language Models for Reasoning about Actions and Change
Weinan He | Canming Huang | Zhanhao Xiao | Yongmei Liu

Reasoning about actions and change (RAC) is essential to understand and interact with the ever-changing environment. Previous AI research has shown the importance of fundamental and indispensable knowledge of actions, i.e., preconditions and effects. However, traditional methods rely on logical formalization which hinders practical applications. With recent transformer-based language models (LMs), reasoning over text is desirable and seemingly feasible, leading to the question of whether LMs can effectively and efficiently learn to solve RAC problems. We propose four essential RAC tasks as a comprehensive textual benchmark and generate problems in a way that minimizes the influence of other linguistic requirements (e.g., grounding) to focus on RAC. The resulting benchmark, TRAC, encompassing problems of various complexities, facilitates a more granular evaluation of LMs, precisely targeting the structural generalization ability much needed for RAC. Experiments with three high-performing transformers indicate that additional efforts are needed to tackle challenges raised by TRAC.

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Unified Demonstration Retriever for In-Context Learning
Xiaonan Li | Kai Lv | Hang Yan | Tianyang Lin | Wei Zhu | Yuan Ni | Guotong Xie | Xiaoling Wang | Xipeng Qiu

In-context learning is a new learning paradigm where a language model conditions on a few input-output pairs (demonstrations) and a test input, and directly outputs the prediction. It has been shown sensitive to the provided demonstrations and thus promotes the research of demonstration retrieval: given a test input, relevant examples are retrieved from the training set to serve as informative demonstrations for in-context learning. While previous works train task-specific retrievers for several tasks separately, these methods are hard to transfer and scale on various tasks, and separately trained retrievers will cause a lot of parameter storage and deployment cost. In this paper, we propose Unified Demonstration Retriever (UDR), a single model to retrieve demonstrations for a wide range of tasks. To train UDR, we cast various tasks’ training signals into a unified list-wise ranking formulation by language model’s feedback. Then we propose a multi-task list-wise ranking training framework with an iterative mining strategy to find high-quality candidates, which can help UDR fully incorporate various tasks’ signals. Experiments on 30+ tasks across 13 task families and multiple data domains show that UDR significantly outperforms baselines. Further analyses show the effectiveness of each proposed component and UDR’s strong ability in various scenarios including different LMs (1.3B 175B), unseen datasets, varying demonstration quantities, etc. We will release the code and model checkpoint after review.

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Movie101: A New Movie Understanding Benchmark
Zihao Yue | Qi Zhang | Anwen Hu | Liang Zhang | Ziheng Wang | Qin Jin

To help the visually impaired enjoy movies, automatic movie narrating systems are expected to narrate accurate, coherent, and role-aware plots when there are no speaking lines of actors. Existing works benchmark this challenge as a normal video captioning task via some simplifications, such as removing role names and evaluating narrations with ngram-based metrics, which makes it difficult for automatic systems to meet the needs of real application scenarios. To narrow this gap, we construct a large-scale Chinese movie benchmark, named Movie101. Closer to real scenarios, the Movie Clip Narrating (MCN) task in our benchmark asks models to generate role-aware narration paragraphs for complete movie clips where no actors are speaking. External knowledge, such as role information and movie genres, is also provided for better movie understanding. Besides, we propose a new metric called Movie Narration Score (MNScore) for movie narrating evaluation, which achieves the best correlation with human evaluation. Our benchmark also supports the Temporal Narration Grounding (TNG) task to investigate clip localization given text descriptions. For both two tasks, our proposed methods well leverage external knowledge and outperform carefully designed baselines. The dataset and codes are released at https://github.com/yuezih/Movie101.

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Enhancing Language Representation with Constructional Information for Natural Language Understanding
Lvxiaowei Xu | Jianwang Wu | Jiawei Peng | Zhilin Gong | Ming Cai | Tianxiang Wang

Natural language understanding (NLU) is an essential branch of natural language processing, which relies on representations generated by pre-trained language models (PLMs). However, PLMs primarily focus on acquiring lexico-semantic information, while they may be unable to adequately handle the meaning of constructions. To address this issue, we introduce construction grammar (CxG), which highlights the pairings of form and meaning, to enrich language representation. We adopt usage-based construction grammar as the basis of our work, which is highly compatible with statistical models such as PLMs. Then a HyCxG framework is proposed to enhance language representation through a three-stage solution. First, all constructions are extracted from sentences via a slot-constraints approach. As constructions can overlap with each other, bringing redundancy and imbalance, we formulate the conditional max coverage problem for selecting the discriminative constructions. Finally, we propose a relational hypergraph attention network to acquire representation from constructional information by capturing high-order word interactions among constructions. Extensive experiments demonstrate the superiority of the proposed model on a variety of NLU tasks.

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Query Structure Modeling for Inductive Logical Reasoning Over Knowledge Graphs
Siyuan Wang | Zhongyu Wei | Meng Han | Zhihao Fan | Haijun Shan | Qi Zhang | Xuanjing Huang

Logical reasoning over incomplete knowledge graphs to answer complex logical queries is a challenging task. With the emergence of new entities and relations in constantly evolving KGs, inductive logical reasoning over KGs has become a crucial problem. However, previous PLMs-based methods struggle to model the logical structures of complex queries, which limits their ability to generalize within the same structure. In this paper, we propose a structure-modeled textual encoding framework for inductive logical reasoning over KGs. It encodes linearized query structures and entities using pre-trained language models to find answers. For structure modeling of complex queries, we design stepwise instructions that implicitly prompt PLMs on the execution order of geometric operations in each query. We further separately model different geometric operations (i.e., projection, intersection, and union) on the representation space using a pre-trained encoder with additional attention and maxout layers to enhance structured modeling. We conduct experiments on two inductive logical reasoning datasets and three transductive datasets. The results demonstrate the effectiveness of our method on logical reasoning over KGs in both inductive and transductive settings.

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DimonGen: Diversified Generative Commonsense Reasoning for Explaining Concept Relationships
Chenzhengyi Liu | Jie Huang | Kerui Zhu | Kevin Chen-Chuan Chang

In this paper, we propose DimonGen, which aims to generate diverse sentences describing concept relationships in various everyday scenarios. To support this, we first create a benchmark dataset for this task by adapting the existing CommonGen dataset. We then propose a two-stage model called MoREE to generate the target sentences. MoREE consists of a mixture of retrievers model that retrieves diverse context sentences related to the given concepts, and a mixture of generators model that generates diverse sentences based on the retrieved contexts. We conduct experiments on the DimonGen task and show that MoREE outperforms strong baselines in terms of both the quality and diversity of the generated sentences. Our results demonstrate that MoREE is able to generate diverse sentences that reflect different relationships between concepts, leading to a comprehensive understanding of concept relationships.

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Incorporating Attribution Importance for Improving Faithfulness Metrics
Zhixue Zhao | Nikolaos Aletras

Feature attribution methods (FAs) are popular approaches for providing insights into the model reasoning process of making predictions. The more faithful a FA is, the more accurately it reflects which parts of the input are more important for the prediction. Widely used faithfulness metrics, such as sufficiency and comprehensiveness use a hard erasure criterion, i.e. entirely removing or retaining the top most important tokens ranked by a given FA and observing the changes in predictive likelihood. However, this hard criterion ignores the importance of each individual token, treating them all equally for computing sufficiency and comprehensiveness. In this paper, we propose a simple yet effective soft erasure criterion. Instead of entirely removing or retaining tokens from the input, we randomly mask parts of the token vector representations proportionately to their FA importance. Extensive experiments across various natural language processing tasks and different FAs show that our soft-sufficiency and soft-comprehensiveness metrics consistently prefer more faithful explanations compared to hard sufficiency and comprehensiveness.

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Reward Gaming in Conditional Text Generation
Richard Yuanzhe Pang | Vishakh Padmakumar | Thibault Sellam | Ankur Parikh | He He

To align conditional text generation model outputs with desired behaviors, there has been an increasing focus on training the model using reinforcement learning (RL) with reward functions learned from human annotations. Under this framework, we identify three common cases where high rewards are incorrectly assigned to undesirable patterns: noise-induced spurious correlation, naturally occurring spurious correlation, and covariate shift. We show that even though learned metrics achieve high performance on the distribution of the data used to train the reward function, the undesirable patterns may be amplified during RL training of the text generation model. While there has been discussion about reward gaming in the RL or safety community, in this discussion piece, we would like to highlight reward gaming in the natural language generation (NLG) community using concrete conditional text generation examples and discuss potential fixes and areas for future work.

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Hidden Schema Networks
Ramses Sanchez | Lukas Conrads | Pascal Welke | Kostadin Cvejoski | Cesar Ojeda Marin

Large, pretrained language models infer powerful representations that encode rich semantic and syntactic content, albeit implicitly. In this work we introduce a novel neural language model that enforces, via inductive biases, explicit relational structures which allow for compositionality onto the output representations of pretrained language models. Specifically, the model encodes sentences into sequences of symbols (composed representations), which correspond to the nodes visited by biased random walkers on a global latent graph, and infers the posterior distribution of the latter. We first demonstrate that the model is able to uncover ground-truth graphs from artificially generated datasets of random token sequences. Next, we leverage pretrained BERT and GPT-2 language models as encoder and decoder, respectively, to infer networks of symbols (schemata) from natural language datasets. Our experiments show that (i) the inferred symbols can be interpreted as encoding different aspects of language, as e.g. topics or sentiments, and that (ii) GPT-2-like models can effectively be conditioned on symbolic representations. Finally, we explore training autoregressive, random walk “reasoning” models on schema networks inferred from commonsense knowledge databases, and using the sampled paths to enhance the performance of pretrained language models on commonsense If-Then reasoning tasks.

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Towards Robust Low-Resource Fine-Tuning with Multi-View Compressed Representations
Linlin Liu | Xingxuan Li | Megh Thakkar | Xin Li | Shafiq Joty | Luo Si | Lidong Bing

Due to the huge amount of parameters, finetuning of pretrained language models (PLMs) is prone to overfitting in the low resource scenarios. In this work, we present a novel method that operates on the hidden representations of a PLM to reduce overfitting. During fine-tuning, our method inserts random autoencoders between the hidden layers of a PLM, which transform activations from the previous layers into multi-view compressed representations before feeding them into the upper layers. The autoencoders are plugged out after fine-tuning, so our method does not add extra parameters or increase computation cost during inference. Our method demonstrates promising performance improvement across a wide range of sequence- and token-level lowresource NLP tasks.

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An Ordinal Latent Variable Model of Conflict Intensity
Niklas Stoehr | Lucas Torroba Hennigen | Josef Valvoda | Robert West | Ryan Cotterell | Aaron Schein

Measuring the intensity of events is crucial for monitoring and tracking armed conflict. Advances in automated event extraction have yielded massive data sets of “who did what to whom” micro-records that enable data-driven approaches to monitoring conflict. The Goldstein scale is a widely-used expert-based measure that scores events on a conflictual–cooperative scale. It is based only on the action category (“what”) and disregards the subject (“who”) and object (“to whom”) of an event, as well as contextual information, like associated casualty count, that should contribute to the perception of an event’s “intensity”. This paper takes a latent variable-based approach to measuring conflict intensity. We introduce a probabilistic generative model that assumes each observed event is associated with a latent intensity class. A novel aspect of this model is that it imposes an ordering on the classes, such that higher-valued classes denote higher levels of intensity. The ordinal nature of the latent variable is induced from naturally ordered aspects of the data (e.g., casualty counts) where higher values naturally indicate higher intensity. We evaluate the proposed model both intrinsically and extrinsically, showing that it obtains comparatively good held-out predictive performance.

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Multilingual Conceptual Coverage in Text-to-Image Models
Michael Saxon | William Yang Wang

We propose “Conceptual Coverage Across Languages” (CoCo-CroLa), a technique for benchmarking the degree to which any generative text-to-image system provides multilingual parity to its training language in terms of tangible nouns. For each model we can assess “conceptual coverage” of a given target language relative to a source language by comparing the population of images generated for a series of tangible nouns in the source language to the population of images generated for each noun under translation in the target language. This technique allows us to estimate how well-suited a model is to a target language as well as identify model-specific weaknesses, spurious correlations, and biases without a-priori assumptions. We demonstrate how it can be used to benchmark T2I models in terms of multilinguality, and how despite its simplicity it is a good proxy for impressive generalization.

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Pre-Training to Learn in Context
Yuxian Gu | Li Dong | Furu Wei | Minlie Huang

In-context learning, where pre-trained language models learn to perform tasks from task examples and instructions in their contexts, has attracted much attention in the NLP community. However, the ability of in-context learning is not fully exploited because language models are not explicitly trained to learn in context. To this end, we propose PICL (Pre-training for In-Context Learning), a framework to enhance the language models’ in-context learning ability by pre-training the model on a large collection of “intrinsic tasks” in the general plain-text corpus using the simple language modeling objective. PICL encourages the model to infer and perform tasks by conditioning on the contexts while maintaining task generalization of pre-trained models. We evaluate the in-context learning performance of the model trained with PICL on seven widely-used text classification datasets and the Super-NaturalInstrctions benchmark, which contains 100+ NLP tasks formulated to text generation. Our experiments show that PICL is more effective and task-generalizable than a range of baselines, outperforming larger language models with nearly 4x parameters. The code is publicly available at https://github.com/thu-coai/PICL.

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Ethical Considerations for Machine Translation of Indigenous Languages: Giving a Voice to the Speakers
Manuel Mager | Elisabeth Mager | Katharina Kann | Ngoc Thang Vu

In recent years machine translation has become very successful for high-resource language pairs. This has also sparked new interest in research on the automatic translation of low-resource languages, including Indigenous languages. However, the latter are deeply related to the ethnic and cultural groups that speak (or used to speak) them. The data collection, modeling and deploying machine translation systems thus result in new ethical questions that must be addressed. Motivated by this, we first survey the existing literature on ethical considerations for the documentation, translation, and general natural language processing for Indigenous languages. Afterward, we conduct and analyze an interview study to shed light on the positions of community leaders, teachers, and language activists regarding ethical concerns for the automatic translation of their languages. Our results show that the inclusion, at different degrees, of native speakers and community members is vital to performing better and more ethical research on Indigenous languages.

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Revisiting non-English Text Simplification: A Unified Multilingual Benchmark
Michael Ryan | Tarek Naous | Wei Xu

Recent advancements in high-quality, large-scale English resources have pushed the frontier of English Automatic Text Simplification (ATS) research. However, less work has been done on multilingual text simplification due to the lack of a diverse evaluation benchmark that covers complex-simple sentence pairs in many languages. This paper introduces the MultiSim benchmark, a collection of 27 resources in 12 distinct languages containing over 1.7 million complex-simple sentence pairs. This benchmark will encourage research in developing more effective multilingual text simplification models and evaluation metrics. Our experiments using MultiSim with pre-trained multilingual language models reveal exciting performance improvements from multilingual training in non-English settings. We observe strong performance from Russian in zero-shot cross-lingual transfer to low-resource languages. We further show that few-shot prompting with BLOOM-176b achieves comparable quality to reference simplifications outperforming fine-tuned models in most languages. We validate these findings through human evaluation.

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Don’t Generate, Discriminate: A Proposal for Grounding Language Models to Real-World Environments
Yu Gu | Xiang Deng | Yu Su

A key missing capacity of current language models (LMs) is grounding to real-world environments. Most existing work for grounded language understanding uses LMs to directly generate plans that can be executed in the environment to achieve the desired effects. It thereby casts the burden of ensuring grammaticality, faithfulness, and controllability all on the LMs. We propose Pangu, a generic framework for grounded language understanding that capitalizes on the discriminative ability of LMs instead of their generative ability. Pangu consists of a symbolic agent and a neural LM working in a concerted fashion: The agent explores the environment to incrementally construct valid plans, and the LM evaluates the plausibility of the candidate plans to guide the search process. A case study on the challenging problem of knowledge base question answering (KBQA), which features a massive environment, demonstrates the remarkable effectiveness and flexibility of Pangu: A BERT-base LM is sufficient for setting a new record on standard KBQA datasets, and larger LMs further bring substantial gains.Pangu also enables, for the first time, effective few-shot in-context learning for KBQA with large LMs such as Codex.

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Privacy-Preserving Domain Adaptation of Semantic Parsers
Fatemehsadat Mireshghallah | Yu Su | Tatsunori Hashimoto | Jason Eisner | Richard Shin

Task-oriented dialogue systems often assist users with personal or confidential matters. For this reason, the developers of such a system are generally prohibited from observing actual usage. So how can they know where the system is failing and needs more training data or new functionality? In this work, we study ways in which realistic user utterances can be generated synthetically, to help increase the linguistic and functional coverage of the system, without compromising the privacy of actual users. To this end, we propose a two-stage Differentially Private (DP) generation method which first generates latent semantic parses, and then generates utterances based on the parses. Our proposed approach improves MAUVE by 2.5X and parse tree function-type overlap by 1.3X relative to current approaches for private synthetic data generation, improving both on fluency and semantic coverage. We further validate our approach on a realistic domain adaptation task of adding new functionality from private user data to a semantic parser, and show overall gains of 8.5% points on its accuracy with the new feature.

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Guide the Many-to-One Assignment: Open Information Extraction via IoU-aware Optimal Transport
Kaiwen Wei | Yiran Yang | Li Jin | Xian Sun | Zequn Zhang | Jingyuan Zhang | Xiao Li | Linhao Zhang | Jintao Liu | Guo Zhi

Open Information Extraction (OIE) seeks to extract structured information from raw text without the limitations of close ontology. Recently, the detection-based OIE methods have received great attention from the community due to their parallelism. However, as the essential step of those models, how to assign ground truth labels to the parallelly generated tuple proposals remains under-exploited. The commonly utilized Hungarian algorithm for this procedure is restricted to handling one-to-one assignment among the desired tuples and tuple proposals, which ignores the correlation between proposals and affects the recall of the models. To solve this problem, we propose a dynamic many-to-one label assignment strategy named IOT. Concretely, the label assignment process in OIE is formulated as an Optimal Transport (OT) problem. We leverage the intersection-over-union (IoU) as the assignment quality measurement, and convert the problem of finding the best assignment solution to the one of solving the optimal transport plan by maximizing the IoU values. To further utilize the knowledge from the assignment, we design an Assignment-guided Multi-granularity loss (AM) by simultaneously considering word-level and tuple-level information. Experiment results show the proposed method outperforms the state-of-the-art models on three benchmarks.

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Actively Supervised Clustering for Open Relation Extraction
Jun Zhao | Yongxin Zhang | Qi Zhang | Tao Gui | Zhongyu Wei | Minlong Peng | Mingming Sun

Current clustering-based Open Relation Extraction (OpenRE) methods usually adopt a two-stage pipeline, which simultaneously learns relation representations and assignments in the first stage, then manually labels relation for each cluster. However, unsupervised objectives struggle to explicitly optimize clusters to align with relational semantics, and the number of clusters K has to be supplied in advance. In this paper, we present a novel setting, named actively supervised clustering for OpenRE. Our insight lies in that clustering learning and relation labeling can be performed simultaneously, which provides the necessary guidance for clustering without a significant increase in human effort. Along with this setting, we propose an active labeling strategy tailored for clustering. Instead of only focusing on improving the clustering of relations that have been discovered, our strategy is encouraged to discover new relations through diversity regularization. This is particularly beneficial for long-tail relations in the real world. Experimental results show that our method is able to discover almost all relational clusters in the data and improve the SOTA methods by 13.8% and 10.6%, on two datasets respectively.

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ConvGQR: Generative Query Reformulation for Conversational Search
Fengran Mo | Kelong Mao | Yutao Zhu | Yihong Wu | Kaiyu Huang | Jian-Yun Nie

In conversational search, the user’s real search intent for the current conversation turn is dependent on the previous conversation history. It is challenging to determine a good search query from the whole conversation context. To avoid the expensive re-training of the query encoder, most existing methods try to learn a rewriting model to de-contextualize the current query by mimicking the manual query rewriting. However, manually rewritten queries are not always the best search queries. Thus, training a rewriting model on them would lead to sub-optimal queries. Another useful information to enhance the search query is the potential answer to the question. In this paper, we propose ConvGQR, a new framework to reformulate conversational queries based on generative pre-trained language models (PLMs), one for query rewriting and another for generating potential answers. By combining both, ConvGQR can produce better search queries. In addition, to relate query reformulation to the retrieval task, we propose a knowledge infusion mechanism to optimize both query reformulation and retrieval. Extensive experiments on four conversational search datasets demonstrate the effectiveness of ConvGQR.

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KILM: Knowledge Injection into Encoder-Decoder Language Models
Yan Xu | Mahdi Namazifar | Devamanyu Hazarika | Aishwarya Padmakumar | Yang Liu | Dilek Hakkani-Tur

Large pre-trained language models (PLMs) have been shown to retain implicit knowledge within their parameters. To enhance this implicit knowledge, we propose Knowledge Injection into Language Models (KILM), a novel approach that injects entity-related knowledge into encoder-decoder PLMs, via a generative knowledge infilling objective through continued pre-training. This is done without architectural modifications to the PLMs or adding additional parameters. Experimental results over a suite of knowledge-intensive tasks spanning numerous datasets show that KILM enables models to retain more knowledge and hallucinate less while preserving their original performance on general NLU and NLG tasks. KILM also demonstrates improved zero-shot performances on tasks such as entity disambiguation, outperforming state-of-the-art models having 30x more parameters.

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VSTAR: A Video-grounded Dialogue Dataset for Situated Semantic Understanding with Scene and Topic Transitions
Yuxuan Wang | Zilong Zheng | Xueliang Zhao | Jinpeng Li | Yueqian Wang | Dongyan Zhao

Video-grounded dialogue understanding is a challenging problem that requires machine to perceive, parse and reason over situated semantics extracted from weakly aligned video and dialogues. Most existing benchmarks treat both modalities the same as a frame-independent visual understanding task, while neglecting the intrinsic attributes in multimodal dialogues, such as scene and topic transitions. In this paper, we present Video-grounded Scene&Topic AwaRe dialogue (VSTAR) dataset, a large scale video-grounded dialogue understanding dataset based on 395 TV series. Based on VSTAR, we propose two benchmarks for video-grounded dialogue understanding: scene segmentation and topic segmentation, and one benchmark for video-grounded dialogue generation. Comprehensive experiments are performed on these benchmarks to demonstrate the importance of multimodal information and segments in video-grounded dialogue understanding and generation.

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NLPeer: A Unified Resource for the Computational Study of Peer Review
Nils Dycke | Ilia Kuznetsov | Iryna Gurevych

Peer review constitutes a core component of scholarly publishing; yet it demands substantial expertise and training, and is susceptible to errors and biases. Various applications of NLP for peer reviewing assistance aim to support reviewers in this complex process, but the lack of clearly licensed datasets and multi-domain corpora prevent the systematic study of NLP for peer review. To remedy this, we introduce NLPeer– the first ethically sourced multidomain corpus of more than 5k papers and 11k review reports from five different venues. In addition to the new datasets of paper drafts, camera-ready versions and peer reviews from the NLP community, we establish a unified data representation and augment previous peer review datasets to include parsed and structured paper representations, rich metadata and versioning information. We complement our resource with implementations and analysis of three reviewing assistance tasks, including a novel guided skimming task. Our work paves the path towards systematic, multi-faceted, evidence-based study of peer review in NLP and beyond. The data and code are publicly available.

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IM-TQA: A Chinese Table Question Answering Dataset with Implicit and Multi-type Table Structures
Mingyu Zheng | Yang Hao | Wenbin Jiang | Zheng Lin | Yajuan Lyu | QiaoQiao She | Weiping Wang

Various datasets have been proposed to promote the development of Table Question Answering (TQA) technique. However, the problem setting of existing TQA benchmarks suffers from two limitations. First, they directly provide models with explicit table structures where row headers and column headers of the table are explicitly annotated and treated as model input during inference. Second, they only consider tables of limited types and ignore other tables especially complex tables with flexible header locations. Such simplified problem setting cannot cover practical scenarios where models need to process tables without header annotations in the inference phase or tables of different types. To address above issues, we construct a new TQA dataset with implicit and multi-type table structures, named IM-TQA, which not only requires the model to understand tables without directly available header annotations but also to handle multi-type tables including previously neglected complex tables. We investigate the performance of recent methods on our dataset and find that existing methods struggle in processing implicit and multi-type table structures. Correspondingly, we propose an RGCN-RCI framework outperforming recent baselines. We will release our dataset to facilitate future research.

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Z-Code++: A Pre-trained Language Model Optimized for Abstractive Summarization
Pengcheng He | Baolin Peng | Song Wang | Yang Liu | Ruochen Xu | Hany Hassan | Yu Shi | Chenguang Zhu | Wayne Xiong | Michael Zeng | Jianfeng Gao | Xuedong Huang

This paper presents Z-Code++, a new pre-trained language model optimized for abstractive text summarization. The model extends the state-of-the-art encoder-decoder model using three techniques. First, we use a two-phase pre-training to improve the model’s performance on low-resource summarization tasks. The model is first pre-trained using text corpora for language understanding, then is continually pre-trained on summarization corpora for grounded text generation. Second, we replace self-attention layers in the encoder with disentangled attention layers, where each word is represented using two vectors that encode its content and position, respectively. Third, we use fusion-in-encoder, a simple yet effective method of encoding long sequences in a hierarchical manner. Z-Code++ createsa new state-of-the-art on 9 of 13 text summarization tasks across 5 languages. Our model is parameter-efficient in that it outperforms the 600x larger PaLM540B on XSum, and the finetuned 200x larger GPT3175B on SAMSum. In zero-shot and few-shot settings, our model substantially outperforms the competing models.

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Mixture-of-Domain-Adapters: Decoupling and Injecting Domain Knowledge to Pre-trained Language Models’ Memories
Shizhe Diao | Tianyang Xu | Ruijia Xu | Jiawei Wang | Tong Zhang

Pre-trained language models (PLMs) demonstrate excellent abilities to understand texts in the generic domain while struggling in a specific domain. Although continued pre-training on a large domain-specific corpus is effective, it is costly to tune all the parameters on the domain. In this paper, we investigate whether we can adapt PLMs both effectively and efficiently by only tuning a few parameters. Specifically, we decouple the feed-forward networks (FFNs) of the Transformer architecture into two parts: the original pre-trained FFNs to maintain the old-domain knowledge and our novel domain-specific adapters to inject domain-specific knowledge in parallel. Then we adopt a mixture-of-adapters gate to fuse the knowledge from different domain adapters dynamically. Our proposed Mixture-of-Domain-Adapters (MixDA) employs a two-stage adapter-tuning strategy that leverages both unlabeled data and labeled data to help the domain adaptation: i) domain-specific adapter on unlabeled data; followed by ii) the task-specific adapter on labeled data. MixDA can be seamlessly plugged into the pretraining-finetuning paradigm and our experiments demonstrate that MixDA achieves superior performance on in-domain tasks (GLUE), out-of-domain tasks (ChemProt, RCT, IMDB, Amazon), and knowledge-intensive tasks (KILT).Further analyses demonstrate the reliability, scalability, and efficiency of our method.

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Unsupervised Graph-Text Mutual Conversion with a Unified Pretrained Language Model
Yi Xu | Shuqian Sheng | Jiexing Qi | Luoyi Fu | Zhouhan Lin | Xinbing Wang | Chenghu Zhou

Graph-to-text (G2T) generation and text-to-graph (T2G) triple extraction are two essential tasks for knowledge graphs. Existing unsupervised approaches become suitable candidates for jointly learning the two tasks due to their avoidance of using graph-text parallel data. However, they adopt multiple complex modules and still require entity information or relation type for training. To this end, we propose INFINITY, a simple yet effective unsupervised method with a unified pretrained language model that does not introduce external annotation tools or additional parallel information. It achieves fully unsupervised graph-text mutual conversion for the first time. Specifically, INFINITY treats both G2T and T2G as a bidirectional sequence generation task by fine-tuning only one pretrained seq2seq model. A novel back-translation-based framework is then designed to generate synthetic parallel data automatically. Besides, we investigate the impact of graph linearization and introduce the structure-aware fine-tuning strategy to alleviate possible performance deterioration via retaining structural information in graph sequences. As a fully unsupervised framework, INFINITY is empirically verified to outperform state-of-the-art baselines for G2T and T2G tasks. Additionally, we also devise a new training setting called cross learning for low-resource unsupervised information extraction.

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Randomized Smoothing with Masked Inference for Adversarially Robust Text Classifications
Han Cheol Moon | Shafiq Joty | Ruochen Zhao | Megh Thakkar | Chi Xu

Large-scale pre-trained language models have shown outstanding performance in a variety of NLP tasks. However, they are also known to be significantly brittle against specifically crafted adversarial examples, leading to increasing interest in probing the adversarial robustness of NLP systems. We introduce RSMI, a novel two-stage framework that combines randomized smoothing (RS) with masked inference (MI) to improve the adversarial robustness of NLP systems. RS transforms a classifier into a smoothed classifier to obtain robust representations, whereas MI forces a model to exploit the surrounding context of a masked token in an input sequence. RSMI improves adversarial robustness by 2 to 3 times over existing state-of-the-art methods on benchmark datasets. We also perform in-depth qualitative analysis to validate the effectiveness of the different stages of RSMI and probe the impact of its components through extensive ablations. By empirically proving the stability of RSMI, we put it forward as a practical method to robustly train large-scale NLP models. Our code and datasets are available at https://github.com/Han8931/rsmi_nlp

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SESCORE2: Learning Text Generation Evaluation via Synthesizing Realistic Mistakes
Wenda Xu | Xian Qian | Mingxuan Wang | Lei Li | William Yang Wang

Is it possible to train a general metric for evaluating text generation quality without human-annotated ratings? Existing learned metrics either perform unsatisfactory across text generation tasks or require human ratings for training on specific tasks. In this paper, we propose SEScore2, a self-supervised approach for training a model-based metric for text generation evaluation. The key concept is to synthesize realistic model mistakes by perturbing sentences retrieved from a corpus. We evaluate SEScore2 and previous methods on four text generation tasks across three languages. SEScore2 outperforms all prior unsupervised metrics on four text generation evaluation benchmarks, with an average Kendall improvement of 0.158. Surprisingly, SEScore2 even outperforms the supervised BLEURT and COMET on multiple text generation tasks.

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Tokenization and the Noiseless Channel
Vilém Zouhar | Clara Meister | Juan Gastaldi | Li Du | Mrinmaya Sachan | Ryan Cotterell

Subword tokenization is a key part of most NLP pipelines. However, little is known about why some tokenizer and hyperparameter combinations lead to improved downstream model performance over others. We propose that good tokenizers lead to efficient channel usage, where the channel is the means by which some input is conveyed to the model and efficiency can be quantified in information-theoretic terms as the ratio of the Shannon entropy to the maximum entropy of the subword distribution. Nevertheless, an optimal encoding according to Shannon entropy assigns extremely long codes to low-frequency subwords and very short codes to high-frequency subwords.Defining efficiency in terms of Rényi entropy, on the other hand, penalizes distributions with either very high or very low-frequency subwords.We posit that (1) extremely high-frequency subwords are problematic because their meaning is not distinct and (2) that low-frequency subwords may not appear frequently enough for their meaning to be learned properly; encodings that induce unigram distributions with either can harm model performance. In machine translation, we find that across multiple tokenizers, the Rényi entropy has a very strong correlation with BLEU: 0.82 in comparison to just -0.30 for compressed length.

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Contextual Distortion Reveals Constituency: Masked Language Models are Implicit Parsers
Jiaxi Li | Wei Lu

Recent advancements in pre-trained language models (PLMs) have demonstrated that these models possess some degree of syntactic awareness. To leverage this knowledge, we propose a novel chart-based method for extracting parse trees from masked language models (LMs) without the need to train separate parsers. Our method computes a score for each span based on the distortion of contextual representations resulting from linguistic perturbations. We design a set of perturbations motivated by the linguistic concept of constituency tests, and use these to score each span by aggregating the distortion scores. To produce a parse tree, we use chart parsing to find the tree with the minimum score. Our method consistently outperforms previous state-of-the-art methods on English with masked LMs, and also demonstrates superior performance in a multilingual setting, outperforming the state-of-the-art in 6 out of 8 languages. Notably, although our method does not involve parameter updates or extensive hyperparameter search, its performance can even surpass some unsupervised parsing methods that require fine-tuning. Our analysis highlights that the distortion of contextual representation resulting from syntactic perturbation can serve as an effective indicator of constituency across languages.

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MetaAdapt: Domain Adaptive Few-Shot Misinformation Detection via Meta Learning
Zhenrui Yue | Huimin Zeng | Yang Zhang | Lanyu Shang | Dong Wang

With emerging topics (e.g., COVID-19) on social media as a source for the spreading misinformation, overcoming the distributional shifts between the original training domain (i.e., source domain) and such target domains remains a non-trivial task for misinformation detection. This presents an elusive challenge for early-stage misinformation detection, where a good amount of data and annotations from the target domain is not available for training. To address the data scarcity issue, we propose MetaAdapt, a meta learning based approach for domain adaptive few-shot misinformation detection. MetaAdapt leverages limited target examples to provide feedback and guide the knowledge transfer from the source to the target domain (i.e., learn to adapt). In particular, we train the initial model with multiple source tasks and compute their similarity scores to the meta task. Based on the similarity scores, we rescale the meta gradients to adaptively learn from the source tasks. As such, MetaAdapt can learn how to adapt the misinformation detection model and exploit the source data for improved performance in the target domain. To demonstrate the efficiency and effectiveness of our method, we perform extensive experiments to compare MetaAdapt with state-of-the-art baselines and large language models (LLMs) such as LLaMA, where MetaAdapt achieves better performance in domain adaptive few-shot misinformation detection with substantially reduced parameters on real-world datasets.

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Tackling Modality Heterogeneity with Multi-View Calibration Network for Multimodal Sentiment Detection
Yiwei Wei | Shaozu Yuan | Ruosong Yang | Lei Shen | Zhangmeizhi Li | Longbiao Wang | Meng Chen

With the popularity of social media, detecting sentiment from multimodal posts (e.g. image-text pairs) has attracted substantial attention recently. Existing works mainly focus on fusing different features but ignore the challenge of modality heterogeneity. Specifically, different modalities with inherent disparities may bring three problems: 1) introducing redundant visual features during feature fusion; 2) causing feature shift in the representation space; 3) leading to inconsistent annotations for different modal data. All these issues will increase the difficulty in understanding the sentiment of the multimodal content. In this paper, we propose a novel Multi-View Calibration Network (MVCN) to alleviate the above issues systematically. We first propose a text-guided fusion module with novel Sparse-Attention to reduce the negative impacts of redundant visual elements. We then devise a sentiment-based congruity constraint task to calibrate the feature shift in the representation space. Finally, we introduce an adaptive loss calibration strategy to tackle inconsistent annotated labels. Extensive experiments demonstrate the competitiveness of MVCN against previous approaches and achieve state-of-the-art results on two public benchmark datasets.

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COLA: Contextualized Commonsense Causal Reasoning from the Causal Inference Perspective
Zhaowei Wang | Quyet V. Do | Hongming Zhang | Jiayao Zhang | Weiqi Wang | Tianqing Fang | Yangqiu Song | Ginny Wong | Simon See

Detecting commonsense causal relations (causation) between events has long been an essential yet challenging task. Given that events are complicated, an event may have different causes under various contexts. Thus, exploiting context plays an essential role in detecting causal relations. Meanwhile, previous works about commonsense causation only consider two events and ignore their context, simplifying the task formulation. This paper proposes a new task to detect commonsense causation between two events in an event sequence (i.e., context), called contextualized commonsense causal reasoning. We also design a zero-shot framework: COLA (Contextualized Commonsense Causality Reasoner) to solve the task from the causal inference perspective. This framework obtains rich incidental supervision from temporality and balances covariates from multiple timestamps to remove confounding effects. Our extensive experiments show that COLA can detect commonsense causality more accurately than baselines.

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MEMEX: Detecting Explanatory Evidence for Memes via Knowledge-Enriched Contextualization
Shivam Sharma | Ramaneswaran S | Udit Arora | Md. Shad Akhtar | Tanmoy Chakraborty

Memes are a powerful tool for communication over social media. Their affinity for evolving across politics, history, and sociocultural phenomena renders them an ideal vehicle for communication. To comprehend the subtle message conveyed within a meme, one must understand the relevant background that facilitates its holistic assimilation. Besides digital archiving of memes and their metadata by a few websites like knowyourmeme.com, currently, there is no efficient way to deduce a meme’s context dynamically. In this work, we propose a novel task, MEMEX - given a meme and a related document, the aim is to mine the context that succinctly explains the background of the meme. At first, we develop MCC (Meme Context Corpus), a novel dataset for MEMEX. Further, to benchmark MCC, we propose MIME (MultImodal Meme Explainer), a multimodal neural framework that uses external knowledge-enriched meme representation and a multi-level approach to capture the cross-modal semantic dependencies between the meme and the context. MIME surpasses several unimodal and multimodal systems and yields an absolute improvement of 4% F1-score over the best baseline. Lastly, we conduct detailed analyses of MIME’s performance, highlighting the aspects that could lead to optimal modeling of cross-modal contextual associations.

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WikiHowQA: A Comprehensive Benchmark for Multi-Document Non-Factoid Question Answering
Valeriia Bolotova-Baranova | Vladislav Blinov | Sofya Filippova | Falk Scholer | Mark Sanderson

Answering non-factoid questions (NFQA) is a challenging task, requiring passage-level answers that are difficult to construct and evaluate. Search engines may provide a summary of a single web page, but many questions require reasoning across multiple documents. Meanwhile, modern models can generate highly coherent and fluent, but often factually incorrect answers that can deceive even non-expert humans. There is a critical need for high-quality resources for multi-document NFQA (MD-NFQA) to train new models and evaluate answers’ grounding and factual consistency in relation to supporting documents. To address this gap, we introduce WikiHowQA, a new multi-document NFQA benchmark built on WikiHow, a website dedicated to answering “how-to” questions. The benchmark includes 11,746 human-written answers along with 74,527 supporting documents. We describe the unique challenges of the resource, provide strong baselines, and propose a novel human evaluation framework that utilizes highlighted relevant supporting passages to mitigate issues such as assessor unfamiliarity with the question topic. All code and data, including the automatic code for preparing the human evaluation, are publicly available.

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Making Language Models Better Reasoners with Step-Aware Verifier
Yifei Li | Zeqi Lin | Shizhuo Zhang | Qiang Fu | Bei Chen | Jian-Guang Lou | Weizhu Chen

Few-shot learning is a challenging task that requires language models to generalize from limited examples. Large language models like GPT-3 and PaLM have made impressive progress in this area, but they still face difficulties in reasoning tasks such as GSM8K, a benchmark for arithmetic problems. To improve their reasoning skills, previous work has proposed to guide the language model with prompts that elicit a series of reasoning steps before giving the final answer, achieving a significant improvement on GSM8K from 17.9% to 58.1% in problem-solving rate. In this paper, we present DiVeRSe (Diverse Verifier on Reasoning Step), a novel approach that further enhances the reasoning capability of language models. DiVeRSe has three main components: first, it generates diverse prompts to explore different reasoning paths for the same question; second, it uses a verifier to filter out incorrect answers based on a weighted voting scheme; and third, it verifies each reasoning step individually instead of the whole chain. We evaluate DiVeRSe on the latest language model code-davinci-002 and show that it achieves new state-of-the-art results on six of eight reasoning benchmarks (e.g., GSM8K 74.4% to 83.2%).

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Distributed Marker Representation for Ambiguous Discourse Markers and Entangled Relations
Dongyu Ru | Lin Qiu | Xipeng Qiu | Yue Zhang | Zheng Zhang

Discourse analysis is an important task because it models intrinsic semantic structures between sentences in a document. Discourse markers are natural representations of discourse in our daily language. One challenge is that the markers as well as pre-defined and human-labeled discourse relations can be ambiguous when describing the semantics between sentences. We believe that a better approach is to use a contextual-dependent distribution over the markers to express discourse information. In this work, we propose to learn a Distributed Marker Representation (DMR) by utilizing the (potentially) unlimited discourse marker data with a latent discourse sense, thereby bridging markers with sentence pairs. Such representations can be learned automatically from data without supervision, and in turn provide insights into the data itself. Experiments show the SOTA performance of our DMR on the implicit discourse relation recognition task and strong interpretability. Our method also offers a valuable tool to understand complex ambiguity and entanglement among discourse markers and manually defined discourse relations.

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MISGENDERED: Limits of Large Language Models in Understanding Pronouns
Tamanna Hossain | Sunipa Dev | Sameer Singh

Content Warning: This paper contains examples of misgendering and erasure that could be offensive and potentially triggering. Gender bias in language technologies has been widely studied, but research has mostly been restricted to a binary paradigm of gender. It is essential also to consider non-binary gender identities, as excluding them can cause further harm to an already marginalized group. In this paper, we comprehensively evaluate popular language models for their ability to correctly use English gender-neutral pronouns (e.g., singular they, them) and neo-pronouns (e.g., ze, xe, thon) that are used by individuals whose gender identity is not represented by binary pronouns. We introduce Misgendered, a framework for evaluating large language models’ ability to correctly use preferred pronouns, consisting of (i) instances declaring an individual’s pronoun, followed by a sentence with a missing pronoun, and (ii) an experimental setup for evaluating masked and auto-regressive language models using a unified method. When prompted out-of-the-box, language models perform poorly at correctly predicting neo-pronouns (averaging 7.6% accuracy) and gender-neutral pronouns (averaging 31.0% accuracy). This inability to generalize results from a lack of representation of non-binary pronouns in training data and memorized associations. Few-shot adaptation with explicit examples in the prompt improves the performance but plateaus at only 45.4% for neo-pronouns. We release the full dataset, code, and demo at https://tamannahossainkay.github.io/misgendered/.

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Reasoning with Language Model Prompting: A Survey
Shuofei Qiao | Yixin Ou | Ningyu Zhang | Xiang Chen | Yunzhi Yao | Shumin Deng | Chuanqi Tan | Fei Huang | Huajun Chen

Reasoning, as an essential ability for complex problem-solving, can provide back-end support for various real-world applications, such as medical diagnosis, negotiation, etc. This paper provides a comprehensive survey of cutting-edge research on reasoning with language model prompting. We introduce research works with comparisons and summaries and provide systematic resources to help beginners. We also discuss the potential reasons for emerging such reasoning abilities and highlight future research directions. Resources are available at https://github.com/zjunlp/Prompt4ReasoningPapers (updated periodically).

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Tackling Ambiguity with Images: Improved Multimodal Machine Translation and Contrastive Evaluation
Matthieu Futeral | Cordelia Schmid | Ivan Laptev | Benoît Sagot | Rachel Bawden

One of the major challenges of machine translation (MT) is ambiguity, which can in some cases be resolved by accompanying context such as images. However, recent work in multimodal MT (MMT) has shown that obtaining improvements from images is challenging, limited not only by the difficulty of building effective cross-modal representations, but also by the lack of specific evaluation and training data. We present a new MMT approach based on a strong text-only MT model, which uses neural adapters, a novel guided self-attention mechanism and which is jointly trained on both visually-conditioned masking and MMT. We also introduce CoMMuTE, a Contrastive Multilingual Multimodal Translation Evaluation set of ambiguous sentences and their possible translations, accompanied by disambiguating images corresponding to each translation. Our approach obtains competitive results compared to strong text-only models on standard English→French, English→German and English→Czech benchmarks and outperforms baselines and state-of-the-art MMT systems by a large margin on our contrastive test set. Our code and CoMMuTE are freely available.

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Hybrid Knowledge Transfer for Improved Cross-Lingual Event Detection via Hierarchical Sample Selection
Luis Guzman Nateras | Franck Dernoncourt | Thien Nguyen

In this paper, we address the Event Detection task under a zero-shot cross-lingual setting where a model is trained on a source language but evaluated on a distinct target language for which there is no labeled data available. Most recent efforts in this field follow a direct transfer approach in which the model is trained using language-invariant features and then directly applied to the target language. However, we argue that these methods fail to take advantage of the benefits of the data transfer approach where a cross-lingual model is trained on target-language data and is able to learn task-specific information from syntactical features or word-label relations in the target language. As such, we propose a hybrid knowledge-transfer approach that leverages a teacher-student framework where the teacher and student networks are trained following the direct and data transfer approaches, respectively. Our method is complemented by a hierarchical training-sample selection scheme designed to address the issue of noisy labels being generated by the teacher model. Our model achieves state-of-the-art results on 9 morphologically-diverse target languages across 3 distinct datasets, highlighting the importance of exploiting the benefits of hybrid transfer.

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BLEURT Has Universal Translations: An Analysis of Automatic Metrics by Minimum Risk Training
Yiming Yan | Tao Wang | Chengqi Zhao | Shujian Huang | Jiajun Chen | Mingxuan Wang

Automatic metrics play a crucial role in machine translation. Despite the widespread use of n-gram-based metrics, there has been a recent surge in the development of pre-trained model-based metrics that focus on measuring sentence semantics. However, these neural metrics, while achieving higher correlations with human evaluations, are often considered to be black boxes with potential biases that are difficult to detect. In this study, we systematically analyze and compare various mainstream and cutting-edge automatic metrics from the perspective of their guidance for training machine translation systems. Through Minimum Risk Training (MRT), we find that certain metrics exhibit robustness defects, such as the presence of universal adversarial translations in BLEURT and BARTScore. In-depth analysis suggests two main causes of these robustness deficits: distribution biases in the training datasets, and the tendency of the metric paradigm. By incorporating token-level constraints, we enhance the robustness of evaluation metrics, which in turn leads to an improvement in the performance of machine translation systems. Codes are available at https://github.com/powerpuffpomelo/fairseq_mrt.

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Cross-modal Attention Congruence Regularization for Vision-Language Relation Alignment
Rohan Pandey | Rulin Shao | Paul Pu Liang | Ruslan Salakhutdinov | Louis-Philippe Morency

Despite recent progress towards scaling up multimodal vision-language models, these models are still known to struggle on compositional generalization benchmarks such as Winoground. We find that a critical component lacking from current vision-language models is relation-level alignment: the ability to match directional semantic relations in text (e.g., ‘mug in grass’) with spatial relationships in the image (e.g., the position of the mug relative to the grass). To tackle this problem, we show that relation alignment can be enforced by encouraging the language attention from ‘mug’ to ‘grass’ (capturing the semantic relation ‘in’) to match the visual attention from the mug to the grass (capturing the corresponding physical relation). Tokens and their corresponding objects are softly identified using a weighted mean of cross-modal attention. We prove that this notion of soft cross-modal equivalence is equivalent to enforcing congruence between vision and language attention matrices under a ‘change of basis’ provided by the cross-modal attention matrix. Intuitively, our approach projects visual attention into the language attention space to calculate its divergence from the actual language attention, and vice versa. We apply our Cross-modal Attention Congruence Regularization (CACR) loss to fine-tune UNITER and improve its Winoground Group score by 5.75 points.

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Enhancing Personalized Dialogue Generation with Contrastive Latent Variables: Combining Sparse and Dense Persona
Yihong Tang | Bo Wang | Miao Fang | Dongming Zhao | Kun Huang | Ruifang He | Yuexian Hou

The personalized dialogue explores the consistent relationship between dialogue generation and personality. Existing personalized dialogue agents model persona profiles from three resources: sparse or dense persona descriptions and dialogue histories. However, sparse structured persona attributes are explicit but uninformative, dense persona texts contain rich persona descriptions with much noise, and dialogue history query is both noisy and uninformative for persona modeling. In this work, we combine the advantages of the three resources to obtain a richer and more accurate persona. We design a Contrastive Latent Variable-based model (CLV) that clusters the dense persona descriptions into sparse categories, which are combined with the history query to generate personalized responses. Experimental results on Chinese and English datasets demonstrate our model’s superiority in personalization.

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Can LMs Learn New Entities from Descriptions? Challenges in Propagating Injected Knowledge
Yasumasa Onoe | Michael Zhang | Shankar Padmanabhan | Greg Durrett | Eunsol Choi

Pre-trained language models (LMs) are used for knowledge intensive tasks like question answering, but their knowledge gets continuously outdated as the world changes. Prior work has studied targeted updates to LMs, injecting individual facts and evaluating whether the model learns these facts while not changing predictions on other contexts. We take a step forward and study LMs’ abilities to make inferences based on injected facts (or propagate those facts): for example, after learning that something is a TV show, does an LM predict that you can watch it? We study this with two cloze-style tasks: an existing dataset of real-world sentences about novel entities (ECBD) as well as a new controlled benchmark with manually designed templates requiring varying levels of inference about injected knowledge. Surprisingly, we find that existing methods for updating knowledge (gradient-based fine-tuning and modifications of this approach) show little propagation of injected knowledge. These methods improve performance on cloze instances only when there is lexical overlap between injected facts and target inferences. Yet, prepending entity definitions in an LM’s context improves performance across all settings, suggesting that there is substantial headroom for parameter-updating approaches for knowledge injection.

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Explaining How Transformers Use Context to Build Predictions
Javier Ferrando | Gerard I. Gállego | Ioannis Tsiamas | Marta R. Costa-jussà

Language Generation Models produce words based on the previous context. Although existing methods offer input attributions as explanations for a model’s prediction, it is still unclear how prior words affect the model’s decision throughout the layers. In this work, we leverage recent advances in explainability of the Transformer and present a procedure to analyze models for language generation. Using contrastive examples, we compare the alignment of our explanations with evidence of the linguistic phenomena, and show that our method consistently aligns better than gradient-based and perturbation-based baselines. Then, we investigate the role of MLPs inside the Transformer and show that they learn features that help the model predict words that are grammatically acceptable. Lastly, we apply our method to Neural Machine Translation models, and demonstrate that they generate human-like source-target alignments for building predictions.

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DISCO: Distilling Counterfactuals with Large Language Models
Zeming Chen | Qiyue Gao | Antoine Bosselut | Ashish Sabharwal | Kyle Richardson

Models trained with counterfactually augmented data learn representations of the causal structure of tasks, enabling robust generalization. However, high-quality counterfactual data is scarce for most tasks and not easily generated at scale. When crowdsourced, such data is typically limited in scale and diversity; when generated using supervised methods, it is computationally expensive to extend to new counterfactual dimensions. In this work, we introduce DISCO (DIStilled COunterfactual Data), a new method for automatically generating high-quality counterfactual data at scale. DISCO engineers prompts to generate phrasal perturbations with a large general language model. Then, a task-specific teacher model filters these generations to distill high-quality counterfactual data. While task-agnostic, we apply our pipeline to the task of natural language inference (NLI) and find that on challenging evaluations such as the NLI stress test, comparatively smaller student models trained with DISCO generated counterfactuals are more robust (6% absolute) and generalize better across distributions (2%) compared to models trained without data augmentation. Furthermore, DISCO augmented models are 10% more consistent between counterfactual pairs on three evaluation sets, demonstrating that DISCO augmentation enables models to more reliably learn causal representations. Our repository are available at: https://github.com/eric11eca/disco

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Non-Sequential Graph Script Induction via Multimedia Grounding
Yu Zhou | Sha Li | Manling Li | Xudong Lin | Shih-Fu Chang | Mohit Bansal | Heng Ji

Online resources such as WikiHow compile a wide range of scripts for performing everyday tasks, which can assist models in learning to reason about procedures. However, the scripts are always presented in a linear manner, which does not reflect the flexibility displayed by people executing tasks in real life. For example, in the CrossTask Dataset, 64.5% of consecutive step pairs are also observed in the reverse order, suggesting their ordering is not fixed. In addition, each step has an average of 2.56 frequent next steps, demonstrating “branching”. In this paper, we propose the new challenging task of non-sequential graph script induction, aiming to capture optional and interchangeable steps in procedural planning. To automate the induction of such graph scripts for given tasks, we propose to take advantage of loosely aligned videos of people performing the tasks. In particular, we design a multimodal framework to ground procedural videos to WikiHow textual steps and thus transform each video into an observed step path on the latent ground truth graph script. This key transformation enables us to train a script knowledge model capable of both generating explicit graph scripts for learnt tasks and predicting future steps given a partial step sequence. Our best model outperforms the strongest pure text/vision baselines by 17.52% absolute gains on F1@3 for next step prediction and 13.8% absolute gains on Acc@1 for partial sequence completion. Human evaluation shows our model outperforming the WikiHow linear baseline by 48.76% absolute gains in capturing sequential and non-sequential step relationships.

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SCOTT: Self-Consistent Chain-of-Thought Distillation
Peifeng Wang | Zhengyang Wang | Zheng Li | Yifan Gao | Bing Yin | Xiang Ren

Large language models (LMs) beyond a certain scale, demonstrate the emergent capability of generating free-text rationales for their predictions via chain-of-thought (CoT) prompting. While CoT can yield dramatically improved performance, such gains are only observed for sufficiently large LMs. Even more concerning, there is little guarantee that the generated rationales are consistent with LM’s predictions or faithfully justify the decisions. In this work, we propose SCOTT, a faithful knowledge distillation method to learn a small, self-consistent CoT model from a teacher model that is orders of magnitude larger. To form better supervision, we elicit rationales supporting the gold answers from a large LM (teacher) by contrastive decoding, which encourages the teacher to generate tokens that become more plausible only when the answer is considered. To ensure faithful distillation, we use the teacher-generated rationales to learn a student LM with a counterfactual reasoning objective, which prevents the student from ignoring the rationales to make inconsistent predictions. Experiments show that while yielding comparable performance, our method leads to a more faithful model than baselines. Further analysis shows that such a model respects the rationales more when making decisions; thus, we can improve its performance more by refining its rationales.

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Clinical Note Owns its Hierarchy: Multi-Level Hypergraph Neural Networks for Patient-Level Representation Learning
Nayeon Kim | Yinhua Piao | Sun Kim

Leveraging knowledge from electronic health records (EHRs) to predict a patient’s condition is essential to the effective delivery of appropriate care. Clinical notes of patient EHRs contain valuable information from healthcare professionals, but have been underused due to their difficult contents and complex hierarchies. Recently, hypergraph-based methods have been proposed for document classifications. Directly adopting existing hypergraph methods on clinical notes cannot sufficiently utilize the hierarchy information of the patient, which can degrade clinical semantic information by (1) frequent neutral words and (2) hierarchies with imbalanced distribution. Thus, we propose a taxonomy-aware multi-level hypergraph neural network (TM-HGNN), where multi-level hypergraphs assemble useful neutral words with rare keywords via note and taxonomy level hyperedges to retain the clinical semantic information. The constructed patient hypergraphs are fed into hierarchical message passing layers for learning more balanced multi-level knowledge at the note and taxonomy levels. We validate the effectiveness of TM-HGNN by conducting extensive experiments with MIMIC-III dataset on benchmark in-hospital-mortality prediction.

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Incorporating Distributions of Discourse Structure for Long Document Abstractive Summarization
Dongqi Pu | Yifan Wang | Vera Demberg

For text summarization, the role of discourse structure is pivotal in discerning the core content of a text. Regrettably, prior studies on incorporating Rhetorical Structure Theory (RST) into transformer-based summarization models only consider the nuclearity annotation, thereby overlooking the variety of discourse relation types. This paper introduces the ‘RSTformer’, a novel summarization model that comprehensively incorporates both the types and uncertainty of rhetorical relations. Our RST-attention mechanism, rooted in document-level rhetorical structure, is an extension of the recently devised Longformer framework. Through rigorous evaluation, the model proposed herein exhibits significant superiority over state-of-the-art models, as evidenced by its notable performance on several automatic metrics and human evaluation.

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Evaluating Open-Domain Question Answering in the Era of Large Language Models
Ehsan Kamalloo | Nouha Dziri | Charles Clarke | Davood Rafiei

Lexical matching remains the de facto evaluation method for open-domain question answering (QA). Unfortunately, lexical matching fails completely when a plausible candidate answer does not appear in the list of gold answers, which is increasingly the case as we shift from extractive to generative models. The recent success of large language models (LLMs) for QA aggravates lexical matching failures since candidate answers become longer, thereby making matching with the gold answers even more challenging. Without accurate evaluation, the true progress in open-domain QA remains unknown. In this paper, we conduct a thorough analysis of various open-domain QA models, including LLMs, by manually evaluating their answers on a subset of NQ-open, a popular benchmark. Our assessments reveal that while the true performance of all models is significantly underestimated, the performance of the InstructGPT (zero-shot) LLM increases by nearly +60%, making it on par with existing top models, and the InstructGPT (few-shot) model actually achieves a new state-of-the-art on NQ-open. We also find that more than 50% of lexical matching failures are attributed to semantically equivalent answers. We further demonstrate that regex matching ranks QA models consistent with human judgments, although still suffering from unnecessary strictness. Finally, we demonstrate that automated evaluation models are a reasonable surrogate for lexical matching in some circumstances, but not for long-form answers generated by LLMs. The automated models struggle in detecting hallucinations in LLM answers and are thus unable to evaluate LLMs. At this time, there appears to be no substitute for human evaluation.

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No clues good clues: out of context Lexical Relation Classification
Lucia Pitarch | Jordi Bernad | Lacramioara Dranca | Carlos Bobed Lisbona | Jorge Gracia

The accurate prediction of lexical relations between words is a challenging task in Natural Language Processing (NLP). The most recent advances in this direction come with the use of pre-trained language models (PTLMs). A PTLM typically needs “well-formed” verbalized text to interact with it, either to fine-tune it or to exploit it. However, there are indications that commonly used PTLMs already encode enough linguistic knowledge to allow the use of minimal (or none) textual context for some linguistically motivated tasks, thus notably reducing human effort, the need for data pre-processing, and favoring techniques that are language neutral since do not rely on syntactic structures. In this work, we explore this idea for the tasks of lexical relation classification (LRC) and graded Lexical Entailment (LE). After fine-tuning PTLMs for LRC with different verbalizations, our evaluation results show that very simple prompts are competitive for LRC and significantly outperform graded LE SoTA. In order to gain a better insight into this phenomenon, we perform a number of quantitative statistical analyses on the results, as well as a qualitative visual exploration based on embedding projections.

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Won’t Get Fooled Again: Answering Questions with False Premises
Shengding Hu | Yifan Luo | Huadong Wang | Xingyi Cheng | Zhiyuan Liu | Maosong Sun

Pre-trained language models (PLMs) have shown unprecedented potential in various fields, especially as the backbones for question-answering (QA) systems. However, they tend to be easily deceived by tricky questions such as “How many eyes does the sun have?”. Such frailties of PLMs often allude to the lack of knowledge within them. In this paper, we find that the PLMs already possess the knowledge required to rebut such questions, and the key is how to activate the knowledge. To systematize this observation, we investigate the PLMs’ responses to one kind of tricky questions, i.e., the false premises questions (FPQs). We annotate a FalseQA dataset containing 2365 human-written FPQs, with the corresponding explanations for the false premises and the revised true premise questions. Using FalseQA, we discover that PLMs are capable of discriminating FPQs by fine-tuning on moderate numbers (e.g., 256) of examples. PLMs also generate reasonable explanations for the false premise, which serve as rebuttals. Further replaying a few general questions during training allows PLMs to excel on FPQs and general questions simultaneously. Our work suggests that once the rebuttal ability is stimulated, knowledge inside the PLMs can be effectively utilized to handle FPQs, which incentivizes the research on PLM-based QA systems. The FalseQA dataset and code are available at https://github.com/thunlp/FalseQA .

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What the DAAM: Interpreting Stable Diffusion Using Cross Attention
Raphael Tang | Linqing Liu | Akshat Pandey | Zhiying Jiang | Gefei Yang | Karun Kumar | Pontus Stenetorp | Jimmy Lin | Ferhan Ture

Diffusion models are a milestone in text-to-image generation, but they remain poorly understood, lacking interpretability analyses. In this paper, we perform a text-image attribution analysis on Stable Diffusion, a recently open-sourced model. To produce attribution maps, we upscale and aggregate cross-attention maps in the denoising module, naming our method DAAM. We validate it by testing its segmentation ability on nouns, as well as its generalized attribution quality on all parts of speech, rated by humans. On two generated datasets, we attain a competitive 58.8-64.8 mIoU on noun segmentation and fair to good mean opinion scores (3.4-4.2) on generalized attribution. Then, we apply DAAM to study the role of syntax in the pixel space across head–dependent heat map interaction patterns for ten common dependency relations. We show that, for some relations, the head map consistently subsumes the dependent, while the opposite is true for others. Finally, we study several semantic phenomena, focusing on feature entanglement; we find that the presence of cohyponyms worsens generation quality by 9%, and descriptive adjectives attend too broadly. We are the first to interpret large diffusion models from a visuolinguistic perspective, which enables future research. Our code is at https://github.com/castorini/daam.

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Zero-shot Faithful Factual Error Correction
Kung-Hsiang Huang | Hou Pong Chan | Heng Ji

Faithfully correcting factual errors is critical for maintaining the integrity of textual knowledge bases and preventing hallucinations in sequence-to-sequence models. Drawing on humans’ ability to identify and correct factual errors, we present a zero-shot framework that formulates questions about input claims, looks for correct answers in the given evidence, and assesses the faithfulness of each correction based on its consistency with the evidence. Our zero-shot framework outperforms fully-supervised approaches, as demonstrated by experiments on the FEVER and SciFact datasets, where our outputs are shown to be more faithful. More importantly, the decomposability nature of our framework inherently provides interpretability. Additionally, to reveal the most suitable metrics for evaluating factual error corrections, we analyze the correlation between commonly used metrics with human judgments in terms of three different dimensions regarding intelligibility and faithfulness.

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Open-Domain Hierarchical Event Schema Induction by Incremental Prompting and Verification
Sha Li | Ruining Zhao | Manling Li | Heng Ji | Chris Callison-Burch | Jiawei Han

Event schemas are a form of world knowledge about the typical progression of events. Recent methods for event schema induction use information extraction systems to construct a large number of event graph instances from documents, and then learn to generalize the schema from such instances. In contrast, we propose to treat event schemas as a form of commonsense knowledge that can be derived from large language models (LLMs). This new paradigm greatly simplifies the schema induction process and allows us to handle both hierarchical relations and temporal relations between events in a straightforward way. Since event schemas have complex graph structures, we design an incremental prompting and verification method IncPrompt to break down the construction of a complex event graph into three stages: event skeleton construction, event expansion, and event-event relation verification. Compared to directly using LLMs to generate a linearized graph, IncSchema can generate large and complex schemas with 7.2% F1 improvement in temporal relations and 31.0% F1 improvement in hierarchical relations. In addition, compared to the previous state-of-the-art closed-domain schema induction model, human assessors were able to cover ~10% more events when translating the schemas into coherent stories and rated our schemas 1.3 points higher (on a 5-point scale) in terms of readability.

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Zero-shot Approach to Overcome Perturbation Sensitivity of Prompts
Mohna Chakraborty | Adithya Kulkarni | Qi Li

Recent studies have demonstrated that natural-language prompts can help to leverage the knowledge learned by pre-trained language models for the binary sentence-level sentiment classification task. Specifically, these methods utilize few-shot learning settings to fine-tune the sentiment classification model using manual or automatically generated prompts. However, the performance of these methods is sensitive to the perturbations of the utilized prompts. Furthermore, these methods depend on a few labeled instances for automatic prompt generation and prompt ranking. This study aims to find high-quality prompts for the given task in a zero-shot setting. Given a base prompt, our proposed approach automatically generates multiple prompts similar to the base prompt employing positional, reasoning, and paraphrasing techniques and then ranks the prompts using a novel metric. We empirically demonstrate that the top-ranked prompts are high-quality and significantly outperform the base prompt and the prompts generated using few-shot learning for the binary sentence-level sentiment classification task.

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Free Lunch: Robust Cross-Lingual Transfer via Model Checkpoint Averaging
Fabian David Schmidt | Ivan Vulić | Goran Glavaš

Massively multilingual language models have displayed strong performance in zero-shot (ZS-XLT) and few-shot (FS-XLT) cross-lingual transfer setups, where models fine-tuned on task data in a source language are transferred without any or with only a few annotated instances to the target language(s). However, current work typically overestimates model performance as fine-tuned models are frequently evaluated at model checkpoints that generalize best to validation instances in the target languages. This effectively violates the main assumptions of ‘true’ ZS-XLT and FS-XLT. Such XLT setups require robust methods that do not depend on labeled target language data for validation and model selection. In this work, aiming to improve the robustness of ‘true’ ZS-XLT and FS-XLT, we propose a simple and effective method that averages different checkpoints (i.e., model snapshots) during task fine-tuning. We conduct exhaustive ZS-XLT and FS-XLT experiments across higher-level semantic tasks (NLI, extractive QA) and lower-level token classification tasks (NER, POS). The results indicate that averaging model checkpoints yields systematic and consistent performance gains across diverse target languages in all tasks. Importantly, it simultaneously substantially desensitizes XLT to varying hyperparameter choices in the absence of target language validation. We also show that checkpoint averaging benefits performance when further combined with run averaging (i.e., averaging the parameters of models fine-tuned over independent runs).

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Cross-View Language Modeling: Towards Unified Cross-Lingual Cross-Modal Pre-training
Yan Zeng | Wangchunshu Zhou | Ao Luo | Ziming Cheng | Xinsong Zhang

In this paper, we introduce Cross-View Language Modeling, a simple and effective pre-training framework that unifies cross-lingual and cross-modal pre-training with shared architectures and objectives. Our approach is motivated by a key observation that cross-lingual and cross-modal pre-training share the same goal of aligning two different views of the same object into a common semantic space. To this end, the cross-view language modeling framework considers both multi-modal data (i.e., image-caption pairs) and multi-lingual data (i.e., parallel sentence pairs) as two different views of the same object, and trains the model to align the two views by maximizing the mutual information between them with conditional masked language modeling and contrastive learning. We pre-train CCLM, a Cross-lingual Cross-modal Language Model, with the cross-view language modeling framework. Empirical results on IGLUE, a multi-lingual multi-modal benchmark, and two multi-lingual image-text retrieval datasets show that while conceptually simpler, CCLM significantly outperforms the prior state-of-the-art with an average absolute improvement of over 10%. Moreover, CCLM is the first multi-lingual multi-modal pre-trained model that surpasses the translate-test performance of representative English vision-language models by zero-shot cross-lingual transfer.

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Unsupervised Discontinuous Constituency Parsing with Mildly Context-Sensitive Grammars
Songlin Yang | Roger Levy | Yoon Kim

We study grammar induction with mildly context-sensitive grammars for unsupervised discontinuous parsing. Using the probabilistic linear context-free rewriting system (LCFRS) formalism, our approach fixes the rule structure in advance and focuses on parameter learning with maximum likelihood. To reduce the computational complexity of both parsing and parameter estimation, we restrict the grammar formalism to LCFRS-2 (i.e., binary LCFRS with fan-out two) and further discard rules that require O(l6) time to parse, reducing inference to O(l5). We find that using a large number of nonterminals is beneficial and thus make use of tensor decomposition-based rank-space dynamic programming with an embedding-based parameterization of rule probabilities to scale up the number of nonterminals. Experiments on German and Dutch show that our approach is able to induce linguistically meaningful trees with continuous and discontinuous structures.

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Simplicity Bias in Transformers and their Ability to Learn Sparse Boolean Functions
Satwik Bhattamishra | Arkil Patel | Varun Kanade | Phil Blunsom

Despite the widespread success of Transformers on NLP tasks, recent works have found that they struggle to model several formal languages when compared to recurrent models. This raises the question of why Transformers perform well in practice and whether they have any properties that enable them to generalize better than recurrent models. In this work, we conduct an extensive empirical study on Boolean functions to demonstrate the following: (i) Random Transformers are relatively more biased towards functions of low sensitivity. (ii) When trained on Boolean functions, both Transformers and LSTMs prioritize learning functions of low sensitivity, with Transformers ultimately converging to functions of lower sensitivity. (iii) On sparse Boolean functions which have low sensitivity, we find that Transformers generalize near perfectly even in the presence of noisy labels whereas LSTMs overfit and achieve poor generalization accuracy. Overall, our results provide strong quantifiable evidence that suggests differences in the inductive biases of Transformers and recurrent models which may help explain Transformer’s effective generalization performance despite relatively limited expressiveness.

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Counterspeeches up my sleeve! Intent Distribution Learning and Persistent Fusion for Intent-Conditioned Counterspeech Generation
Rishabh Gupta | Shaily Desai | Manvi Goel | Anil Bandhakavi | Tanmoy Chakraborty | Md. Shad Akhtar

Counterspeech has been demonstrated to be an efficacious approach for combating hate speech. While various conventional and controlled approaches have been studied in recent years to generate counterspeech, a counterspeech with a certain intent may not be sufficient in every scenario. Due to the complex and multifaceted nature of hate speech, utilizing multiple forms of counter-narratives with varying intents may be advantageous in different circumstances. In this paper, we explore intent-conditioned counterspeech generation. At first, we develop IntentCONAN, a diversified intent-specific counterspeech dataset with 6831 counterspeeches conditioned on five intents, i.e., informative, denouncing, question, positive, and humour. Subsequently, we propose QUARC, a two-stage framework for intent-conditioned counterspeech generation. QUARC leverages vector-quantized representations learned for each intent category along with PerFuMe, a novel fusion module to incorporate intent-specific information into the model. Our evaluation demonstrates that QUARC outperforms several baselines by an average of ~10% across evaluation metrics. An extensive human evaluation supplements our hypothesis of better and more appropriate responses than comparative systems.

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DITTO: Data-efficient and Fair Targeted Subset Selection for ASR Accent Adaptation
Suraj Kothawade | Anmol Mekala | D.Chandra Sekhara Hetha Havya | Mayank Kothyari | Rishabh Iyer | Ganesh Ramakrishnan | Preethi Jyothi

State-of-the-art Automatic Speech Recognition (ASR) systems are known to exhibit disparate performance on varying speech accents. To improve performance on a specific target accent, a commonly adopted solution is to finetune the ASR model using accent-specific labeled speech. However, acquiring large amounts of labeled speech for specific target accents is challenging. Choosing an informative subset of speech samples that are most representative of the target accents becomes important for effective ASR finetuning. To address this problem, we propose DITTO (Data-efficient and faIr Targeted subseT selectiOn that uses Submodular Mutual Information (SMI) functions as acquisition functions to find the most informative set of utterances matching a target accent within a fixed budget. An important feature of DITTO is that it supports fair targeting for multiple accents, i.e. it can automatically select representative data points from multiple accents when the ASR model needs to perform well on more than one accent. We show that compared to other speech selection methods, DITTO is 3-5 times as label-efficient for its improvements on the Indic-TTS and L2 datasets.

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Verify-and-Edit: A Knowledge-Enhanced Chain-of-Thought Framework
Ruochen Zhao | Xingxuan Li | Shafiq Joty | Chengwei Qin | Lidong Bing

As large language models (LLMs) have become the norm in NLP, demonstrating good performance in generation and reasoning tasks, one of its most fatal disadvantages is the lack of factual correctness. Generating unfactual texts not only leads to lower performances but also degrades the trust and validity of their applications. Chain-of-Thought (CoT) prompting improves trust and model performance on complex reasoning tasks by generating interpretable reasoning chains, but still suffers from factuality concerns in knowledge-intensive tasks. In this paper, we propose the Verify-and-Edit framework for CoT prompting, which seeks to increase prediction factuality by post-editing reasoning chains according to external knowledge. Building on top of GPT-3, our framework lead to accuracy improvements in multiple open-domain question-answering tasks.

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Bridging the Domain Gaps in Context Representations for k-Nearest Neighbor Neural Machine Translation
Zhiwei Cao | Baosong Yang | Huan Lin | Suhang Wu | Xiangpeng Wei | Dayiheng Liu | Jun Xie | Min Zhang | Jinsong Su

k-Nearest neighbor machine translation (kNN-MT) has attracted increasing attention due to its ability to non-parametrically adapt to new translation domains. By using an upstream NMT model to traverse the downstream training corpus, it is equipped with a datastore containing vectorized key-value pairs, which are retrieved during inference to benefit translation.However, there often exists a significant gap between upstream and downstream domains, which hurts the datastore retrieval and the final translation quality.To deal with this issue, we propose a novel approach to boost the datastore retrieval of kNN-MT by reconstructing the original datastore.Concretely, we design a reviser to revise the key representations, making them better fit for the downstream domain. The reviser is trained using the collected semantically-related key-queries pairs, and optimized by two proposed losses: one is the key-queries semantic distance ensuring each revised key representation is semantically related to its corresponding queries, and the other is an L2-norm loss encouraging revised key representations to effectively retain the knowledge learned by the upstream NMT model. Extensive experiments on domain adaptation tasks demonstrate that our method can effectively boost the datastore retrieval and translation quality of kNN-MT.Our code is available at https://github.com/DeepLearnXMU/Revised-knn-mt.

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Node Placement in Argument Maps: Modeling Unidirectional Relations in High & Low-Resource Scenarios
Iman Jundi | Neele Falk | Eva Maria Vecchi | Gabriella Lapesa

Argument maps structure discourse into nodes in a tree with each node being an argument that supports or opposes its parent argument. This format is more comprehensible and less redundant compared to an unstructured one. Exploring those maps and maintaining their structure by placing new arguments under suitable parents is more challenging for users with huge maps that are typical in online discussions. To support those users, we introduce the task of node placement: suggesting candidate nodes as parents for a new contribution. We establish an upper-bound of human performance, and conduct experiments with models of various sizes and training strategies. We experiment with a selection of maps from Kialo, drawn from a heterogeneous set of domains. Based on an annotation study, we highlight the ambiguity of the task that makes it challenging for both humans and models. We examine the unidirectional relation between tree nodes and show that encoding a node into different embeddings for each of the parent and child cases improves performance. We further show the few-shot effectiveness of our approach.

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Towards a Common Understanding of Contributing Factors for Cross-Lingual Transfer in Multilingual Language Models: A Review
Fred Philippy | Siwen Guo | Shohreh Haddadan

In recent years, pre-trained Multilingual Language Models (MLLMs) have shown a strong ability to transfer knowledge across different languages. However, given that the aspiration for such an ability has not been explicitly incorporated in the design of the majority of MLLMs, it is challenging to obtain a unique and straightforward explanation for its emergence. In this review paper, we survey literature that investigates different factors contributing to the capacity of MLLMs to perform zero-shot cross-lingual transfer and subsequently outline and discuss these factors in detail. To enhance the structure of this review and to facilitate consolidation with future studies, we identify five categories of such factors. In addition to providing a summary of empirical evidence from past studies, we identify consensuses among studies with consistent findings and resolve conflicts among contradictory ones. Our work contextualizes and unifies existing research streams which aim at explaining the cross-lingual potential of MLLMs. This review provides, first, an aligned reference point for future research and, second, guidance for a better-informed and more efficient way of leveraging the cross-lingual capacity of MLLMs.

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Toward Human-Like Evaluation for Natural Language Generation with Error Analysis
Qingyu Lu | Liang Ding | Liping Xie | Kanjian Zhang | Derek F. Wong | Dacheng Tao

The pretrained language model (PLM) based metrics have been successfully used in evaluating language generation tasks. Recent studies of the human evaluation community show that considering both major errors (e.g. mistranslated tokens) and minor errors (e.g. imperfections in fluency) can produce high-quality judgments. This inspires us to approach the final goal of the automatic metrics (human-like evaluations) by fine-grained error analysis. In this paper, we argue that the ability to estimate sentence confidence is the tip of the iceberg for PLM-based metrics. And it can be used to refine the generated sentence toward higher confidence and more reference-grounded, where the costs of refining and approaching reference are used to determine the major and minor errors, respectively. To this end, we take BARTScore as the testbed and present an innovative solution to marry the unexploited sentence refining capacity of BARTScore and human-like error analysis, where the final score consists of both the evaluations of major and minor errors. Experiments show that our solution consistently and significantly improves BARTScore, and outperforms top-scoring metrics in 19/25 test settings. Analyses demonstrate our method robustly and efficiently approaches human-like evaluations, enjoying better interpretability. Our code and scripts will be publicly released in https://github.com/Coldmist-Lu/ErrorAnalysis_NLGEvaluation.

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Connective Prediction for Implicit Discourse Relation Recognition via Knowledge Distillation
Hongyi Wu | Hao Zhou | Man Lan | Yuanbin Wu | Yadong Zhang

Implicit discourse relation recognition (IDRR) remains a challenging task in discourse analysis due to the absence of connectives. Most existing methods utilize one-hot labels as the sole optimization target, ignoring the internal association among connectives. Besides, these approaches spend lots of effort on template construction, negatively affecting the generalization capability. To address these problems,we propose a novel Connective Prediction via Knowledge Distillation (CP-KD) approach to instruct large-scale pre-trained language models (PLMs) mining the latent correlations between connectives and discourse relations, which is meaningful for IDRR. Experimental results on the PDTB 2.0/3.0 and CoNLL2016 datasets show that our method significantly outperforms the state-of-the-art models on coarse-grained and fine-grained discourse relations. Moreover, our approach can be transferred to explicit discourse relation recognition(EDRR) and achieve acceptable performance.

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What is the best recipe for character-level encoder-only modelling?
Kris Cao

This paper aims to benchmark recent progress in language understanding models that output contextualised representations at the character level. Many such modelling architectures and methods to train those architectures have been proposed, but it is currently unclear what the relative contributions of the architecture vs. the pretraining objective are to final model performance. We explore the design space of such models, comparing architectural innovations (Clark et al., 2022, Jaegle et al., 2022, Tay et al., 2021) and a variety of different pretraining objectives on a suite of evaluation tasks with a fixed training procedure in order to find the currently optimal way to build and train character-level BERT-like models. We find that our best performing character-level model exceeds the performance of a token-based model trained with the same settings on the same data, suggesting that character-level models are ready for more widespread adoption. Unfortunately, the best method to train character-level models still relies on a subword-level tokeniser during pretraining, and final model performance is highly dependent on tokeniser quality. We believe our results demonstrate the readiness of character-level models for multilingual language representation, and encourage NLP practitioners to try them as drop-in replacements for token-based models.

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Unifying Cross-Lingual and Cross-Modal Modeling Towards Weakly Supervised Multilingual Vision-Language Pre-training
Zejun Li | Zhihao Fan | Jingjing Chen | Qi Zhang | Xuanjing Huang | Zhongyu Wei

Multilingual Vision-Language Pre-training (VLP) is a promising but challenging topic due to the lack of large-scale multilingual image-text pairs. Existing works address the problem by translating English data into other languages, which is intuitive and the generated data is usually limited in form and scale. In this paper, we explore a more practical and scalable setting: weakly supervised multilingual VLP with only English image-text pairs and multilingual text corpora. We argue that the universal multilingual representation learned from texts allows the cross-modal interaction learned in English to be transferable to other languages. To this end, we propose a framework to effectively unify cross-lingual and cross-modal pre-training. For unified modeling on different data, we design an architecture with flexible modules to learn different interactions. Moreover, two unified tasks are introduced to efficiently guide the unified cross-lingual cross-modal learning. Extensive experiments demonstrate that our pre-trained model learns universal multilingual multimodal representations, allowing effective cross-lingual transfer on multimodal tasks. Code and models are available at https://github.com/FudanDISC/weakly-supervised-mVLP.

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Learning “O” Helps for Learning More: Handling the Unlabeled Entity Problem for Class-incremental NER
Ruotian Ma | Xuanting Chen | Zhang Lin | Xin Zhou | Junzhe Wang | Tao Gui | Qi Zhang | Xiang Gao | Yun Wen Chen

As the categories of named entities rapidly increase, the deployed NER models are required to keep updating toward recognizing more entity types, creating a demand for class-incremental learning for NER. Considering the privacy concerns and storage constraints, the standard paradigm for class-incremental NER updates the models with training data only annotated with the new classes, yet the entities from other entity classes are regarded as “Non-entity” (or “O”). In this work, we conduct an empirical study on the “Unlabeled Entity Problem” and find that it leads to severe confusion between “O” and entities, decreasing class discrimination of old classes and declining the model’s ability to learn new classes. To solve the Unlabeled Entity Problem, we propose a novel representation learning method to learn discriminative representations for the entity classes and “O”. Specifically, we propose an entity-aware contrastive learning method that adaptively detects entity clusters in “O”. Furthermore, we propose two effective distance-based relabeling strategies for better learning the old classes. We introduce a more realistic and challenging benchmark for class-incremental NER, and the proposed method achieves up to 10.62% improvement over the baseline methods.

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Scene Graph as Pivoting: Inference-time Image-free Unsupervised Multimodal Machine Translation with Visual Scene Hallucination
Hao Fei | Qian Liu | Meishan Zhang | Min Zhang | Tat-Seng Chua

In this work, we investigate a more realistic unsupervised multimodal machine translation (UMMT) setup, inference-time image-free UMMT, where the model is trained with source-text image pairs, and tested with only source-text inputs. First, we represent the input images and texts with the visual and language scene graphs (SG), where such fine-grained vision-language features ensure a holistic understanding of the semantics. To enable pure-text input during inference, we devise a visual scene hallucination mechanism that dynamically generates pseudo visual SG from the given textual SG. Several SG-pivoting based learning objectives are introduced for unsupervised translation training. On the benchmark Multi30K data, our SG-based method outperforms the best-performing baseline by significant BLEU scores on the task and setup, helping yield translations with better completeness, relevance and fluency without relying on paired images. Further in-depth analyses reveal how our model advances in the task setting.

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CoLaDa: A Collaborative Label Denoising Framework for Cross-lingual Named Entity Recognition
Tingting Ma | Qianhui Wu | Huiqiang Jiang | Börje Karlsson | Tiejun Zhao | Chin-Yew Lin

Cross-lingual named entity recognition (NER) aims to train an NER system that generalizes well to a target language by leveraging labeled data in a given source language. Previous work alleviates the data scarcity problem by translating source-language labeled data or performing knowledge distillation on target-language unlabeled data. However, these methods may suffer from label noise due to the automatic labeling process. In this paper, we propose CoLaDa, a Collaborative Label Denoising Framework, to address this problem. Specifically, we first explore a model-collaboration-based denoising scheme that enables models trained on different data sources to collaboratively denoise pseudo labels used by each other. We then present an instance-collaboration-based strategy that considers the label consistency of each token’s neighborhood in the representation space for denoising. Experiments on different benchmark datasets show that the proposed CoLaDa achieves superior results compared to previous methods, especially when generalizing to distant languages.

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Dialect-robust Evaluation of Generated Text
Jiao Sun | Thibault Sellam | Elizabeth Clark | Tu Vu | Timothy Dozat | Dan Garrette | Aditya Siddhant | Jacob Eisenstein | Sebastian Gehrmann

Text generation metrics that are not robust to dialect variation make it impossible to tell how well systems perform for many groups of users, and can even penalize systems for producing text in lower-resource dialects. In this paper, we introduce a suite of methods to assess whether metrics are dialect robust. These methods show that state-of-the-art metrics are not dialect robust: they often prioritize dialect similarity over semantics, preferring outputs that are semantically incorrect over outputs that match the semantics of the reference but contain dialect differences. As a step towards dialect-robust metrics for text generation, we propose NANO, which introduces regional and language information to the metric’s pretraining. NANO significantly improves dialect robustness while preserving the correlation between automated metrics and human ratings. It also enables a more ambitious approach to evaluation, dialect awareness, in which system outputs are scored by both semantic match to the reference and appropriateness in any specified dialect.

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Understanding and Improving the Robustness of Terminology Constraints in Neural Machine Translation
Huaao Zhang | Qiang Wang | Bo Qin | Zelin Shi | Haibo Wang | Ming Chen

In this work, we study the robustness of two typical terminology translation methods: Placeholder (PH) and Code-Switch (CS), concerning (1) the number of constraints and (2) the target constraint length. We identify that existing terminology constraint test sets, such as IATE, Wiktionary, and TICO, are blind to this issue due to oversimplified constraint settings. To solve it, we create a new challenging test set of English-German, increasing the average constraint count per sentence from 1.1~1.7 to 6.1 and the length per target constraint from 1.1~1.2 words to 3.4 words. Then we find that PH and CS methods degrade as the number of constraints increases, but they have complementary strengths. Specifically, PH is better at retaining high constraint accuracy but lower translation quality as measured by BLEU and COMET scores. In contrast, CS has the opposite results. Based on these observations, we propose a simple but effective method combining the advantages of PH and CS. This approach involves training a model like PH to predict the term labels, and then during inference replacing those labels with target terminology text like CS, so that the subsequent generation is aware of the target term content. Extensive experimental results show that this approach can achieve high constraint accuracy and translation quality simultaneously, regardless of the number or length of constraints.

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Language model acceptability judgements are not always robust to context
Koustuv Sinha | Jon Gauthier | Aaron Mueller | Kanishka Misra | Keren Fuentes | Roger Levy | Adina Williams

Targeted syntactic evaluations of language models ask whether models show stable preferences for syntactically acceptable content over minimal-pair unacceptable inputs. Our best syntactic evaluation datasets, however, provide substantially less linguistic context than models receive during pretraining. This mismatch raises an important question: how robust are models’ syntactic judgements across different contexts? In this paper, we vary the input contexts based on: length, the types of syntactic phenomena it contains, and whether or not there are grammatical violations. We find that model judgements are generally robust when placed in randomly sampled linguistic contexts, but are unstable when contexts match the test stimuli in syntactic structure. Among all tested models (GPT-2 and five variants of OPT), we find that model performance is affected when we provided contexts with matching syntactic structure: performance significantly improves when contexts are acceptable, and it significantly declines when they are unacceptable. This effect is amplified by the length of the context, except for unrelated inputs. We show that these changes in model performance are not explainable by acceptability-preserving syntactic perturbations. This sensitivity to highly specific syntactic features of the context can only be explained by the models’ implicit in-context learning abilities.

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RobuT: A Systematic Study of Table QA Robustness Against Human-Annotated Adversarial Perturbations
Yilun Zhao | Chen Zhao | Linyong Nan | Zhenting Qi | Wenlin Zhang | Xiangru Tang | Boyu Mi | Dragomir Radev

Despite significant progress having been made in question answering on tabular data (Table QA), it’s unclear whether, and to what extent existing Table QA models are robust to task-specific perturbations, e.g., replacing key question entities or shuffling table columns. To systematically study the robustness of Table QA models, we propose a benchmark called RobuT, which builds upon existing Table QA datasets (WTQ, WikiSQL-Weak, and SQA) and includes human-annotated adversarial perturbations in terms of table header, table content, and question. Our results indicate that both state-of-the-art Table QA models and large language models (e.g., GPT-3) with few-shot learning falter in these adversarial sets. We propose to address this problem by using large language models to generate adversarial examples to enhance training, which significantly improves the robustness of Table QA models.

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Morphological Inflection: A Reality Check
Jordan Kodner | Sarah Payne | Salam Khalifa | Zoey Liu

Morphological inflection is a popular task in sub-word NLP with both practical and cognitive applications. For years now, state-of-the-art systems have reported high, but also highly variable, performance across data sets and languages. We investigate the causes of this high performance and high variability; we find several aspects of data set creation and evaluation which systematically inflate performance and obfuscate differences between languages. To improve generalizability and reliability of results, we propose new data sampling and evaluation strategies that better reflect likely use-cases. Using these new strategies, we make new observations on the generalization abilities of current inflection systems.

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TOME: A Two-stage Approach for Model-based Retrieval
Ruiyang Ren | Wayne Xin Zhao | Jing Liu | Hua Wu | Ji-Rong Wen | Haifeng Wang

Recently, model-based retrieval has emerged as a new paradigm in text retrieval that discards the index in the traditional retrieval model and instead memorizes the candidate corpora using model parameters. This design employs a sequence-to-sequence paradigm to generate document identifiers, which enables the complete capture of the relevance between queries and documents and simplifies the classic index-retrieval-rerank pipeline. Despite its attractive qualities, there remain several major challenges in model-based retrieval, including the discrepancy between pre-training and fine-tuning, and the discrepancy between training and inference. To deal with the above challenges, we propose a novel two-stage model-based retrieval approach called TOME, which makes two major technical contributions, including the utilization of tokenized URLs as identifiers and the design of a two-stage generation architecture. We also propose a number of training strategies to deal with the training difficulty as the corpus size increases. Extensive experiments and analysis on MS MARCO and Natural Questions demonstrate the effectiveness of our proposed approach, and we investigate the scaling laws of TOME by examining various influencing factors.

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Using Neural Machine Translation for Generating Diverse Challenging Exercises for Language Learner
Frank Palma Gomez | Subhadarshi Panda | Michael Flor | Alla Rozovskaya

We propose a novel approach to automatically generate distractors for cloze exercises for English language learners, using round-trip neural machine translation. A carrier sentence is translated from English into another (pivot) language and back, and distractors are produced by aligning the original sentence with its round-trip translation. We make use of 16 linguistically-diverse pivots and generate hundreds of translation hypotheses in each direction. We show that using hundreds of translations allows us to generate a rich set of challenging distractors. Moreover, we find that typologically unrelated language pivots contribute more diverse candidate distractors, compared to language pivots that are closely related. We further evaluate the use of machine translation systems of varying quality and find that better quality MT systems produce more challenging distractors. Finally, we conduct a study with language learners, demonstrating that the automatically generated distractors are of the same difficulty as the gold distractors produced by human experts.

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Similarity-weighted Construction of Contextualized Commonsense Knowledge Graphs for Knowledge-intense Argumentation Tasks
Moritz Plenz | Juri Opitz | Philipp Heinisch | Philipp Cimiano | Anette Frank

Arguments often do not make explicit how a conclusion follows from its premises. To compensate for this lack, we enrich arguments with structured background knowledge to support knowledge-intense argumentation tasks. We present a new unsupervised method for constructing Contextualized Commonsense Knowledge Graphs (CCKGs) that selects contextually relevant knowledge from large knowledge graphs (KGs) efficiently and at high quality. Our work goes beyond context-insensitive knowledge extraction heuristics by computing semantic similarity between KG triplets and textual arguments. Using these triplet similarities as weights, we extract contextualized knowledge paths that connect a conclusion to its premise, while maximizing similarity to the argument. We combine multiple paths into a CCKG that we optionally prune to reduce noise and raise precision. Intrinsic evaluation of the quality of our graphs shows that our method is effective for (re)constructing human explanation graphs. Manual evaluations in a large-scale knowledge selection setup verify high recall and precision of implicit CSK in the CCKGs. Finally, we demonstrate the effectiveness of CCKGs in a knowledge-insensitive argument quality rating task, outperforming strong baselines and rivaling a GPT-3 based system.

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miCSE: Mutual Information Contrastive Learning for Low-shot Sentence Embeddings
Tassilo Klein | Moin Nabi

This paper presents miCSE, a mutual information-based contrastive learning framework that significantly advances the state-of-the-art in few-shot sentence embedding. The proposed approach imposes alignment between the attention pattern of different views during contrastive learning. Learning sentence embeddings with miCSE entails enforcing the structural consistency across augmented views for every sentence, making contrastive self-supervised learning more sample efficient. As a result, the proposed approach shows strong performance in the few-shot learning domain. While it achieves superior results compared to state-of-the-art methods on multiple benchmarks in few-shot learning, it is comparable in the full-shot scenario. This study opens up avenues for efficient self-supervised learning methods that are more robust than current contrastive methods for sentence embedding.

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Learning Non-linguistic Skills without Sacrificing Linguistic Proficiency
Mandar Sharma | Nikhil Muralidhar | Naren Ramakrishnan

The field of Math-NLP has witnessed significant growth in recent years, motivated by the desire to expand LLM performance to the leaning of non-linguistic notions (numerals, and subsequently, arithmetic reasoning). However, non-linguistic skill injection typically comes at a cost for LLMs: it leads to catastrophic forgetting of core linguistic skills, a consequence that often remains unaddressed in the literature. As Math-NLP has been able to create LLMs that can closely approximate the mathematical skills of a grade schooler or the arithmetic reasoning skills of a calculator, the practicality of these models fail if they concomitantly shed their linguistic capabilities. In this work, we take a closer look into the phenomena of catastrophic forgetting as it pertains to LLMs and subsequently offer a novel framework for non-linguistic skill injection for LLMs based on information-theoretic interventions and skill-specific losses that enable the learning of strict arithmetic reasoning. Our model outperforms the state-of-the-art both on injected non-linguistic skills and on linguistic knowledge retention, and does so with a fraction of the non-linguistic training data (1/4) and zero additional synthetic linguistic training data.

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Forgotten Knowledge: Examining the Citational Amnesia in NLP
Janvijay Singh | Mukund Rungta | Diyi Yang | Saif Mohammad

Citing papers is the primary method through which modern scientific writing discusses and builds on past work. Collectively, citing a diverse set of papers (in time and area of study) is an indicator of how widely the community is reading. Yet, there is little work looking at broad temporal patterns of citation. This work systematically and empirically examines: How far back in time do we tend to go to cite papers? How has that changed over time, and what factors correlate with this citational attention/amnesia? We chose NLP as our domain of interest and analyzed approximately 71.5K papers to show and quantify several key trends in citation. Notably, around 62% of cited papers are from the immediate five years prior to publication, whereas only about 17% are more than ten years old. Furthermore, we show that the median age and age diversity of cited papers were steadily increasing from 1990 to 2014, but since then, the trend has reversed, and current NLP papers have an all-time low temporal citation diversity. Finally, we show that unlike the 1990s, the highly cited papers in the last decade were also papers with the least citation diversity, likely contributing to the intense (and arguably harmful) recency focus. Code, data, and a demo are available on the project homepage.

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Measuring the Instability of Fine-Tuning
Yupei Du | Dong Nguyen

Fine-tuning pre-trained language models on downstream tasks with varying random seeds has been shown to be unstable, especially on small datasets. Many previous studies have investigated this instability and proposed methods to mitigate it. However, most of these studies only used the standard deviation of performance scores (SD) as their measure, which is a narrow characterization of instability. In this paper, we analyze SD and six other measures quantifying instability of different granularity levels. Moreover, we propose a systematic evaluation framework of these measures’ validity. Finally, we analyze the consistency and difference between different measures by reassessing existing instability mitigation methods. We hope our results will inform better measurements of the fine-tuning instability.

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FairPrism: Evaluating Fairness-Related Harms in Text Generation
Eve Fleisig | Aubrie Amstutz | Chad Atalla | Su Lin Blodgett | Hal Daumé III | Alexandra Olteanu | Emily Sheng | Dan Vann | Hanna Wallach

It is critical to measure and mitigate fairness-related harms caused by AI text generation systems, including stereotyping and demeaning harms. To that end, we introduce FairPrism, a dataset of 5,000 examples of AI-generated English text with detailed human annotations covering a diverse set of harms relating to gender and sexuality. FairPrism aims to address several limitations of existing datasets for measuring and mitigating fairness-related harms, including improved transparency, clearer specification of dataset coverage, and accounting for annotator disagreement and harms that are context-dependent. FairPrism’s annotations include the extent of stereotyping and demeaning harms, the demographic groups targeted, and appropriateness for different applications. The annotations also include specific harms that occur in interactive contexts and harms that raise normative concerns when the “speaker” is an AI system. Due to its precision and granularity, FairPrism can be used to diagnose (1) the types of fairness-related harms that AI text generation systems cause, and (2) the potential limitations of mitigation methods, both of which we illustrate through case studies. Finally, the process we followed to develop FairPrism offers a recipe for building improved datasets for measuring and mitigating harms caused by AI systems.

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Factually Consistent Summarization via Reinforcement Learning with Textual Entailment Feedback
Paul Roit | Johan Ferret | Lior Shani | Roee Aharoni | Geoffrey Cideron | Robert Dadashi | Matthieu Geist | Sertan Girgin | Leonard Hussenot | Orgad Keller | Nikola Momchev | Sabela Ramos Garea | Piotr Stanczyk | Nino Vieillard | Olivier Bachem | Gal Elidan | Avinatan Hassidim | Olivier Pietquin | Idan Szpektor

Despite the seeming success of contemporary grounded text generation systems, they often tend to generate factually inconsistent text with respect to their input. This phenomenon is emphasized in tasks like summarization, in which the generated summaries should be corroborated by their source article. In this work we leverage recent progress on textual entailment models to directly address this problem for abstractive summarization systems. We use reinforcement learning with reference-free, textual-entailment rewards to optimize for factual consistency and explore the ensuing trade-offs, as improved consistency may come at the cost of less informative or more extractive summaries. Our results, according to both automatic metrics and human evaluation, show that our method considerably improves the faithfulness, salience and conciseness of the generated summaries.

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SIMMC-VR: A Task-oriented Multimodal Dialog Dataset with Situated and Immersive VR Streams
Te-Lin Wu | Satwik Kottur | Andrea Madotto | Mahmoud Azab | Pedro Rodriguez | Babak Damavandi | Nanyun Peng | Seungwhan Moon

Building an AI assistant that can seamlessly converse and instruct humans, in a user-centric situated scenario, requires several essential abilities:(1) spatial and temporal understanding of the situated and real-time user scenes,(2) capability of grounding the actively perceived visuals of users to conversation contexts,and (3) conversational reasoning over past utterances to perform just-in-time assistance. However, we currently lack a large-scale benchmark that captures user–assistant interactions with all of the aforementioned features. To this end, we propose SIMMC-VR, an extension of the SIMMC-2.0 dataset, to a video-grounded task-oriented dialog dataset that captures real-world AI-assisted user scenarios in VR.We propose a novel data collection paradigm that involves(1) generating object-centric multimodal dialog flows with egocentric visual streams and visually-grounded templates,and (2) manually paraphrasing the simulated dialogs for naturalness and diversity while preserving multimodal dependencies. To measure meaningful progress in the field, we propose four tasks to address the new challenges in SIMMC-VR, which require complex spatial-temporal dialog reasoning in active egocentric scenes. We benchmark the proposed tasks with strong multimodal models, and highlight the key capabilities that current models lack for future research directions.

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Multilingual LLMs are Better Cross-lingual In-context Learners with Alignment
Eshaan Tanwar | Subhabrata Dutta | Manish Borthakur | Tanmoy Chakraborty

In-context learning (ICL) unfolds as large language models become capable of inferring test labels conditioned on a few labeled samples without any gradient update. ICL-enabled large language models provide a promising step forward toward bypassing recurrent annotation costs in a low-resource setting. Yet, only a handful of past studies have explored ICL in a cross-lingual setting, in which the need for transferring label-knowledge from a high-resource language to a low-resource one is immensely crucial. To bridge the gap, we provide the first in-depth analysis of ICL for cross-lingual text classification. We find that the prevalent mode of selecting random input-label pairs to construct the prompt-context is severely limited in the case of cross-lingual ICL, primarily due to the lack of alignment in the input as well as the output spaces. To mitigate this, we propose a novel prompt construction strategy — Cross-lingual In-context Source Target Alignment (X-InSTA). With an injected coherence in the semantics of the input examples and a task-based alignment across the source and target languages, X-InSTA is able to outperform random prompt selection by a large margin across three different tasks using 44 different cross-lingual pairs.

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APOLLO: A Simple Approach for Adaptive Pretraining of Language Models for Logical Reasoning
Soumya Sanyal | Yichong Xu | Shuohang Wang | Ziyi Yang | Reid Pryzant | Wenhao Yu | Chenguang Zhu | Xiang Ren

Logical reasoning over text is an important ability that requires understanding the semantics of the text and reasoning through them to arrive at correct inferences. Prior works on pretraining language models to improve the logical reasoning ability require complex processing of training data (e.g., aligning symbolic knowledge to text), yielding task-specific data augmentation that is not easy to adapt to any general text corpus. In this work, we propose APOLLO, a simple adaptive pretraining approach to improve the logical reasoning skills of language models. We select a subset of Wikipedia for adaptive pretraining using a set of logical inference keywords as filter words. Further, we propose two self-supervised loss functions for training. First, we modify the masked language modeling loss only to mask specific parts-of-speech words that likely require higher-order reasoning to predict them. Second, we propose a sentence-level classification loss that teaches the model to distinguish between entailment and contradiction types of sentences. The proposed pretraining paradigm is both simple and independent of task formats. We demonstrate the effectiveness of APOLLO by comparing it with prior baselines on two logical reasoning datasets. APOLLO performs comparably on ReClor and outperforms baselines on LogiQA.

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MultiTabQA: Generating Tabular Answers for Multi-Table Question Answering
Vaishali Pal | Andrew Yates | Evangelos Kanoulas | Maarten de Rijke

Recent advances in tabular question answering (QA) with large language models are constrained in their coverage and only answer questions over a single table. However, real-world queries are complex in nature, often over multiple tables in a relational database or web page. Single table questions do not involve common table operations such as set operations, Cartesian products (joins), or nested queries. Furthermore, multi-table operations often result in a tabular output, which necessitates table generation capabilities of tabular QA models. To fill this gap, we propose a new task of answering questions over multiple tables. Our model, MultiTabQA, not only answers questions over multiple tables, but also generalizes to generate tabular answers. To enable effective training, we build a pre-training dataset comprising of 132,645 SQL queries and tabular answers. Further, we evaluate the generated tables by introducing table-specific metrics of varying strictness assessing various levels of granularity of the table structure. MultiTabQA outperforms state-of-the-art single table QA models adapted to a multi-table QA setting by finetuning on three datasets: Spider, Atis and GeoQuery.

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To Copy Rather Than Memorize: A Vertical Learning Paradigm for Knowledge Graph Completion
Rui Li | Xu Chen | Chaozhuo Li | Yanming Shen | Jianan Zhao | Yujing Wang | Weihao Han | Hao Sun | Weiwei Deng | Qi Zhang | Xing Xie

Embedding models have shown great power in knowledge graph completion (KGC) task. By learning structural constraints for each training triple, these methods implicitly memorize intrinsic relation rules to infer missing links. However, this paper points out that the multi-hop relation rules are hard to be reliably memorized due to the inherent deficiencies of such implicit memorization strategy, making embedding models underperform in predicting links between distant entity pairs. To alleviate this problem, we present Vertical Learning Paradigm (VLP), which extends embedding models by allowing to explicitly copy target information from related factual triples for more accurate prediction. Rather than solely relying on the implicit memory, VLP directly provides additional cues to improve the generalization ability of embedding models, especially making the distant link prediction significantly easier. Moreover, we also propose a novel relative distance based negative sampling technique (ReD) for more effective optimization. Experiments demonstrate the validity and generality of our proposals on two standard benchmarks. Our code is available at https://github.com/rui9812/VLP.

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CoAD: Automatic Diagnosis through Symptom and Disease Collaborative Generation
Huimin Wang | Wai Chung Kwan | Kam-Fai Wong | Yefeng Zheng

Automatic diagnosis (AD), a critical application of AI in healthcare, employs machine learning techniques to assist doctors in gathering patient symptom information for precise disease diagnosis. The Transformer-based method utilizes an input symptom sequence, predicts itself through auto-regression, and employs the hidden state of the final symptom to determine the disease. Despite its simplicity and superior performance demonstrated, a decline in disease diagnosis accuracy is observed caused by 1) a mismatch between symptoms observed during training and generation, and 2) the effect of different symptom orders on disease prediction. To address the above obstacles, we introduce the CoAD, a novel disease and symptom collaborative generation framework, which incorporates several key innovations to improve AD: 1) aligning sentence-level disease labels with multiple possible symptom inquiry steps to bridge the gap between training and generation; 2) expanding symptom labels for each sub-sequence of symptoms to enhance annotation and eliminate the effect of symptom order; 3) developing a repeated symptom input schema to effectively and efficiently learn the expanded disease and symptom labels. We evaluate the CoAD framework using four datasets, including three public and one private, and demonstrate that it achieves an average 2.3% improvement over previous state-of-the-art results in automatic disease diagnosis. For reproducibility, we release the code and data at https://github.com/KwanWaiChung/coad.

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Long-Tailed Question Answering in an Open World
Yi Dai | Hao Lang | Yinhe Zheng | Fei Huang | Yongbin Li

Real-world data often have an open long-tailed distribution, and building a unified QA model supporting various tasks is vital for practical QA applications. However, it is non-trivial to extend previous QA approaches since they either require access to seen tasks of adequate samples or do not explicitly model samples from unseen tasks. In this paper, we define Open Long-Tailed QA (OLTQA) as learning from long-tailed distributed data and optimizing performance over seen and unseen QA tasks. We propose an OLTQA model that encourages knowledge sharing between head, tail and unseen tasks, and explicitly mines knowledge from a large pre-trained language model (LM).Specifically, we organize our model through a pool of fine-grained components and dynamically combine these components for an input to facilitate knowledge sharing.A retrieve-then-rerank frame is further introduced to select in-context examples, which guild the LM to generate text that express knowledge for QA tasks. Moreover, a two-stage training approach is introduced to pre-train the framework by knowledge distillation (KD) from the LM and then jointly train the frame and a QA model through an adaptive mutual KD method. On a large-scale OLTQA dataset we curate from 43 existing QA datasets, our model consistently outperforms the state-of-the-art.

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Parallel Context Windows for Large Language Models
Nir Ratner | Yoav Levine | Yonatan Belinkov | Ori Ram | Inbal Magar | Omri Abend | Ehud Karpas | Amnon Shashua | Kevin Leyton-Brown | Yoav Shoham

When applied to processing long text, Large Language Models (LLMs) are limited by their context window. Existing efforts to address this limitation involve training specialized architectures, and cannot be easily applied to off- the-shelf LLMs. We present Parallel Context Windows (PCW), a method that alleviates the context window restriction for any off-the-shelf LLM without further training. The key to the approach is to carve a long context into chunks (“windows”), restrict the attention mechanism to apply only within each window, and re-use the positional embeddings across the windows. Our main results test the PCW approach on in-context learning with models that range in size between 750 million and 178 billion parameters, and show substantial improvements for tasks with diverse input and output spaces. We show additional benefits in other settings where long context windows may be beneficial: multi-hop questions and retrieval-augmented question answering with multiple retrieved documents. Our results highlight Parallel Context Windows as a promising method for applying off-the-shelf LLMs in a range of settings that require long text sequences. We make our code publicly available at https://github.com/ai21labs/parallel-context-windows.

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Efficient Transformers with Dynamic Token Pooling
Piotr Nawrot | Jan Chorowski | Adrian Lancucki | Edoardo Maria Ponti

Transformers achieve unrivalled performance in modelling language, but remain inefficient in terms of memory and time complexity. A possible remedy is to reduce the sequence length in the intermediate layers by pooling fixed-length segments of tokens. Nevertheless, natural units of meaning, such as words or phrases, display varying sizes. To address this mismatch, we equip language models with a dynamic-pooling mechanism, which predicts segment boundaries in an autoregressive fashion. We compare several methods to infer boundaries, including end-to-end learning through stochastic re-parameterisation, supervised learning (based on segmentations from subword tokenizers or spikes in conditional entropy), as well as linguistically motivated boundaries. We perform character-level evaluation on texts from multiple datasets and morphologically diverse languages. The results demonstrate that dynamic pooling, which jointly segments and models language, is both faster and more accurate than vanilla Transformers and fixed-length pooling within the same computational budget.

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Did the Models Understand Documents? Benchmarking Models for Language Understanding in Document-Level Relation Extraction
Haotian Chen | Bingsheng Chen | Xiangdong Zhou

Document-level relation extraction (DocRE) attracts more research interest recently. While models achieve consistent performance gains in DocRE, their underlying decision rules are still understudied: Do they make the right predictions according to rationales? In this paper, we take the first step toward answering this question and then introduce a new perspective on comprehensively evaluating a model. Specifically, we first conduct annotations to provide the rationales considered by humans in DocRE. Then, we conduct investigations and discover the fact that: In contrast to humans, the representative state-of-the-art (SOTA) models in DocRE exhibit different reasoning processes. Through our proposed RE-specific attacks, we next demonstrate that the significant discrepancy in decision rules between models and humans severely damages the robustness of models. After that, we introduce mean average precision (MAP) to evaluate the understanding and reasoning capabilities of models. According to the extensive experimental results, we finally appeal to future work to consider evaluating the understanding ability of models because the improved ability renders models more trustworthy and robust to be deployed in real-world scenarios. We make our annotations and code publicly available.

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ContraCLM: Contrastive Learning For Causal Language Model
Nihal Jain | Dejiao Zhang | Wasi Uddin Ahmad | Zijian Wang | Feng Nan | Xiaopeng Li | Ming Tan | Ramesh Nallapati | Baishakhi Ray | Parminder Bhatia | Xiaofei Ma | Bing Xiang

Despite exciting progress in causal language models, the expressiveness of their representations is largely limited due to poor discrimination ability. To remedy this issue, we present CONTRACLM, a novel contrastive learning framework at both the token-level and the sequence-level. We assess CONTRACLM on a variety of downstream tasks. We show that CONTRACLM enhances the discrimination of representations and bridges the gap with encoder-only models, which makes causal language models better suited for tasks beyond language generation. Specifically, we attain 44% relative improvement on the Semantic Textual Similarity tasks and 34% on Code-to-Code Search tasks. Furthermore, by improving the expressiveness of representations, CONTRACLM also boosts the source code generation capability with 9% relative improvement on execution accuracy on the HumanEval benchmark.

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Advancing Multi-Criteria Chinese Word Segmentation Through Criterion Classification and Denoising
Tzu Hsuan Chou | Chun-Yi Lin | Hung-Yu Kao

Recent research on multi-criteria Chinese word segmentation (MCCWS) mainly focuses on building complex private structures, adding more handcrafted features, or introducing complex optimization processes. In this work, we show that through a simple yet elegant input-hint-based MCCWS model, we can achieve state-of-the-art (SoTA) performances on several datasets simultaneously. We further propose a novel criterion-denoising objective that hurts slightly on F1 score but achieves SoTA recall on out-of-vocabulary words. Our result establishes a simple yet strong baseline for future MCCWS research. Source code is available at https://github.com/IKMLab/MCCWS.

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Infusing Hierarchical Guidance into Prompt Tuning: A Parameter-Efficient Framework for Multi-level Implicit Discourse Relation Recognition
Haodong Zhao | Ruifang He | Mengnan Xiao | Jing Xu

Multi-level implicit discourse relation recognition (MIDRR) aims at identifying hierarchical discourse relations among arguments. Previous methods achieve the promotion through fine-tuning PLMs. However, due to the data scarcity and the task gap, the pre-trained feature space cannot be accurately tuned to the task-specific space, which even aggravates the collapse of the vanilla space. Besides, the comprehension of hierarchical semantics for MIDRR makes the conversion much harder. In this paper, we propose a prompt-based Parameter-Efficient Multi-level IDRR (PEMI) framework to solve the above problems. First, we leverage parameter-efficient prompt tuning to drive the inputted arguments to match the pre-trained space and realize the approximation with few parameters. Furthermore, we propose a hierarchical label refining (HLR) method for the prompt verbalizer to deeply integrate hierarchical guidance into the prompt tuning. Finally, our model achieves comparable results on PDTB 2.0 and 3.0 using about 0.1% trainable parameters compared with baselines and the visualization demonstrates the effectiveness of our HLR method.

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Contrastive Learning with Adversarial Examples for Alleviating Pathology of Language Model
Pengwei Zhan | Jing Yang | Xiao Huang | Chunlei Jing | Jingying Li | Liming Wang

Neural language models have achieved superior performance. However, these models also suffer from the pathology of overconfidence in the out-of-distribution examples, potentially making the model difficult to interpret and making the interpretation methods fail to provide faithful attributions. In this paper, we explain the model pathology from the view of sentence representation and argue that the counter-intuitive bias degree and direction of the out-of-distribution examples’ representation cause the pathology. We propose a Contrastive learning regularization method using Adversarial examples for Alleviating the Pathology (ConAAP), which calibrates the sentence representation of out-of-distribution examples. ConAAP generates positive and negative examples following the attribution results and utilizes adversarial examples to introduce direction information in regularization. Experiments show that ConAAP effectively alleviates the model pathology while slightly impacting the generalization ability on in-distribution examples and thus helps interpretation methods obtain more faithful results.

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Are Fairy Tales Fair? Analyzing Gender Bias in Temporal Narrative Event Chains of Children’s Fairy Tales
Paulina Toro Isaza | Guangxuan Xu | Toye Oloko | Yufang Hou | Nanyun Peng | Dakuo Wang

Social biases and stereotypes are embedded in our culture in part through their presence in our stories, as evidenced by the rich history of humanities and social science literature analyzing such biases in children stories. Because these analyses are often conducted manually and at a small scale, such investigations can benefit from the use of more recent natural language processing (NLP) methods that examine social bias in models and data corpora. Our work joins this interdisciplinary effort and makes a unique contribution by taking into account the event narrative structures when analyzing the social bias of stories. We propose a computational pipeline that automatically extracts a story’s temporal narrative verb-based event chain for each of its characters as well as character attributes such as gender. We also present a verb-based event annotation scheme that can facilitate bias analysis by including categories such as those that align with traditional stereotypes. Through a case study analyzing gender bias in fairy tales, we demonstrate that our framework can reveal bias in not only the unigram verb-based events in which female and male characters participate but also in the temporal narrative order of such event participation.

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FutureTOD: Teaching Future Knowledge to Pre-trained Language Model for Task-Oriented Dialogue
Weihao Zeng | Keqing He | Yejie Wang | Chen Zeng | Jingang Wang | Yunsen Xian | Weiran Xu

Pre-trained language models based on general text enable huge success in the NLP scenario. But the intrinsical difference of linguistic patterns between general text and task-oriented dialogues makes existing pre-trained language models less useful in practice. Current dialogue pre-training methods rely on a contrastive framework and face the challenges of both selecting true positives and hard negatives. In this paper, we propose a novel dialogue pre-training model, FutureTOD, which distills future knowledge to the representation of the previous dialogue context using a self-training framework. Our intuition is that a good dialogue representation both learns local context information and predicts future information. Extensive experiments on diverse downstream dialogue tasks demonstrate the effectiveness of our model, especially the generalization, robustness, and learning discriminative dialogue representations capabilities.

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LAMBADA: Backward Chaining for Automated Reasoning in Natural Language
Mehran Kazemi | Najoung Kim | Deepti Bhatia | Xin Xu | Deepak Ramachandran

Remarkable progress has been made on automated reasoning with natural text, by using Large Language Models (LLMs) and methods such as Chain-of-Thought prompting and Selection-Inference. These techniques search for proofs in the forward direction from axioms to the conclusion, which suffers from a combinatorial explosion of the search space, and thus high failure rates for problems requiring longer chains of reasoning. The classical automated reasoning literature has shown that reasoning in the backward direction (i.e. from intended conclusion to supporting axioms) is significantly more efficient at proof-finding. Importing this intuition into the LM setting, we develop a Backward Chaining algorithm, called LAMBADA, that decomposes reasoning into four sub-modules, that are simply implemented by few-shot prompted LLM inference. We show that LAMBADA achieves sizable accuracy boosts over state-of-the-art forward reasoning methods on two challenging logical reasoning datasets, particularly when deep and accurate proof chains are required.

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PeaCoK: Persona Commonsense Knowledge for Consistent and Engaging Narratives
Silin Gao | Beatriz Borges | Soyoung Oh | Deniz Bayazit | Saya Kanno | Hiromi Wakaki | Yuki Mitsufuji | Antoine Bosselut

Sustaining coherent and engaging narratives requires dialogue or storytelling agents to understandhow the personas of speakers or listeners ground the narrative. Specifically, these agents must infer personas of their listeners to produce statements that cater to their interests. They must also learn to maintain consistent speaker personas for themselves throughout the narrative, so that their counterparts feel involved in a realistic conversation or story. However, personas are diverse and complex: they entail large quantities of rich interconnected world knowledge that is challenging to robustly represent in general narrative systems (e.g., a singer is good at singing, and may have attended conservatoire). In this work, we construct a new large-scale persona commonsense knowledge graph, PeaCoK, containing ~100K human-validated persona facts. Our knowledge graph schematizes five dimensions of persona knowledge identified in previous studies of human interactive behaviours, and distils facts in this schema from both existing commonsense knowledge graphs and large-scale pretrained language models. Our analysis indicates that PeaCoK contains rich and precise world persona inferences that help downstream systems generate more consistent and engaging narratives.

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OpenSR: Open-Modality Speech Recognition via Maintaining Multi-Modality Alignment
Xize Cheng | Tao Jin | Linjun Li | Wang Lin | Xinyu Duan | Zhou Zhao

Speech Recognition builds a bridge between the multimedia streaming (audio-only, visual-only or audio-visual) and the corresponding text transcription. However, when training the specific model of new domain, it often gets stuck in the lack of new-domain utterances, especially the labeled visual utterances. To break through this restriction, we attempt to achieve zero-shot modality transfer by maintaining the multi-modality alignment in phoneme space learned with unlabeled multimedia utterances in the high resource domain during the pre-training, and propose a training system Open-modality Speech Recognition (OpenSR) that enables the models trained on a single modality (e.g., audio-only) applicable to more modalities (e.g., visual-only and audio-visual). Furthermore, we employ a cluster-based prompt tuning strategy to handle the domain shift for the scenarios with only common words in the new domain utterances. We demonstrate that OpenSR enables modality transfer from one to any in three different settings (zero-, few- and full-shot), and achieves highly competitive zero-shot performance compared to the existing few-shot and full-shot lip-reading methods. To the best of our knowledge, OpenSR achieves the state-of-the-art performance of word error rate in LRS2 on audio-visual speech recognition and lip-reading with 2.7% and 25.0%, respectively.

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Retrieval-free Knowledge Injection through Multi-Document Traversal for Dialogue Models
Rui Wang | Jianzhu Bao | Fei Mi | Yi Chen | Hongru Wang | Yasheng Wang | Yitong Li | Lifeng Shang | Kam-Fai Wong | Ruifeng Xu

Dialogue models are often enriched with extensive external knowledge to provide informative responses through a retrieval-augmented pipeline. Nevertheless, retrieval-augmented approaches rely on finely annotated retrieval training data and knowledge-grounded response generation data, making it costly to transfer. To tackle this challenge, this paper proposed a retrieval-free approach, KiDG, by automatically turning knowledge documents into simulated multi-turn dialogues through a Multi-Document Traversal algorithm. The simulated knowledge-intensive dialogues constructed by KiDG in one domain can be easily used to train and enhance pre-trained dialogue models’ knowledge w.r.t. this domain without costly annotation. We conduct extensive experiments comparing retrieval-augmented models and a variety of retrieval-free models. We found that dialogue models enhanced with data simulated with KiDG largely outperform state-of-the-art retrieval-free methods, and it achieves comparable performance compared to retrieval-augmented methods while being better, and cheaper at domain transfer.

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BERM: Training the Balanced and Extractable Representation for Matching to Improve Generalization Ability of Dense Retrieval
Shicheng Xu | Liang Pang | Huawei Shen | Xueqi Cheng

Dense retrieval has shown promise in the first-stage retrieval process when trained on in-domain labeled datasets. However, previous studies have found that dense retrieval is hard to generalize to unseen domains due to its weak modeling of domain-invariant and interpretable feature (i.e., matching signal between two texts, which is the essence of information retrieval). In this paper, we propose a novel method to improve the generalization of dense retrieval via capturing matching signal called BERM. Fully fine-grained expression and query-oriented saliency are two properties of the matching signal. Thus, in BERM, a single passage is segmented into multiple units and two unit-level requirements are proposed for representation as the constraint in training to obtain the effective matching signal. One is semantic unit balance and the other is essential matching unit extractability. Unit-level view and balanced semantics make representation express the text in a fine-grained manner. Essential matching unit extractability makes passage representation sensitive to the given query to extract the pure matching information from the passage containing complex context. Experiments on BEIR show that our method can be effectively combined with different dense retrieval training methods (vanilla, hard negatives mining and knowledge distillation) to improve its generalization ability without any additional inference overhead and target domain data.

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Multiview Identifiers Enhanced Generative Retrieval
Yongqi Li | Nan Yang | Liang Wang | Furu Wei | Wenjie Li

Instead of simply matching a query to pre-existing passages, generative retrieval generates identifier strings of passages as the retrieval target. At a cost, the identifier must be distinctive enough to represent a passage. Current approaches use either a numeric ID or a text piece (such as a title or substrings) as the identifier. However, these identifiers cannot cover a passage’s content well. As such, we are motivated to propose a new type of identifier, synthetic identifiers, that are generated based on the content of a passage and could integrate contextualized information that text pieces lack. Furthermore, we simultaneously consider multiview identifiers, including synthetic identifiers, titles, and substrings. These views of identifiers complement each other and facilitate the holistic ranking of passages from multiple perspectives. We conduct a series of experiments on three public datasets, and the results indicate that our proposed approach performs the best in generative retrieval, demonstrating its effectiveness and robustness.

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Prompting Language Models for Linguistic Structure
Terra Blevins | Hila Gonen | Luke Zettlemoyer

Although pretrained language models (PLMs) can be prompted to perform a wide range of language tasks, it remains an open question how much this ability comes from generalizable linguistic understanding versus surface-level lexical patterns. To test this, we present a structured prompting approach for linguistic structured prediction tasks, allowing us to perform zero- and few-shot sequence tagging with autoregressive PLMs. We evaluate this approach on part-of-speech tagging, named entity recognition, and sentence chunking, demonstrating strong few-shot performance in all cases. We also find that while PLMs contain significant prior knowledge of task labels due to task leakage into the pretraining corpus, structured prompting can also retrieve linguistic structure with arbitrary labels. These findings indicate that the in-context learning ability and linguistic knowledge of PLMs generalizes beyond memorization of their training data.

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Trillion Dollar Words: A New Financial Dataset, Task & Market Analysis
Agam Shah | Suvan Paturi | Sudheer Chava

Monetary policy pronouncements by Federal Open Market Committee (FOMC) are a major driver of financial market returns. We construct the largest tokenized and annotated dataset of FOMC speeches, meeting minutes, and press conference transcripts in order to understand how monetary policy influences financial markets. In this study, we develop a novel task of hawkish-dovish classification and benchmark various pre-trained language models on the proposed dataset. Using the best-performing model (RoBERTa-large), we construct a measure of monetary policy stance for the FOMC document release days. To evaluate the constructed measure, we study its impact on the treasury market, stock market, and macroeconomic indicators. Our dataset, models, and code are publicly available on Huggingface and GitHub under CC BY-NC 4.0 license.

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RE-Matching: A Fine-Grained Semantic Matching Method for Zero-Shot Relation Extraction
Jun Zhao | WenYu Zhan | Xin Zhao | Qi Zhang | Tao Gui | Zhongyu Wei | Junzhe Wang | Minlong Peng | Mingming Sun

Semantic matching is a mainstream paradigm of zero-shot relation extraction, which matches a given input with a corresponding label description. The entities in the input should exactly match their hypernyms in the description, while the irrelevant contexts should be ignored when matching. However, general matching methods lack explicit modeling of the above matching pattern. In this work, we propose a fine-grained semantic matching method tailored for zero-shot relation extraction. Guided by the above matching pattern, we decompose the sentence-level similarity score into the entity matching score and context matching score. Considering that not all contextual words contribute equally to the relation semantics, we design a context distillation module to reduce the negative impact of irrelevant components on context matching. Experimental results show that our method achieves higher matching accuracy and more than 10 times faster inference speed, compared with the state-of-the-art methods.

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SQuARe: A Large-Scale Dataset of Sensitive Questions and Acceptable Responses Created through Human-Machine Collaboration
Hwaran Lee | Seokhee Hong | Joonsuk Park | Takyoung Kim | Meeyoung Cha | Yejin Choi | Byoungpil Kim | Gunhee Kim | Eun-Ju Lee | Yong Lim | Alice Oh | Sangchul Park | Jung-Woo Ha

The potential social harms that large language models pose, such as generating offensive content and reinforcing biases, are steeply rising. Existing works focus on coping with this concern while interacting with ill-intentioned users, such as those who explicitly make hate speech or elicit harmful responses. However, discussions on sensitive issues can become toxic even if the users are well-intentioned. For safer models in such scenarios, we present the Sensitive Questions and Acceptable Response (SQuARe) dataset, a large-scale Korean dataset of 49k sensitive questions with 42k acceptable and 46k non-acceptable responses. The dataset was constructed leveraging HyperCLOVA in a human-in-the-loop manner based on real news headlines. Experiments show that acceptable response generation significantly improves for HyperCLOVA and GPT-3, demonstrating the efficacy of this dataset.

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Towards standardizing Korean Grammatical Error Correction: Datasets and Annotation
Soyoung Yoon | Sungjoon Park | Gyuwan Kim | Junhee Cho | Kihyo Park | Gyu Tae Kim | Minjoon Seo | Alice Oh

Research on Korean grammatical error correction (GEC) is limited, compared to other major languages such as English. We attribute this problematic circumstance to the lack of a carefully designed evaluation benchmark for Korean GEC. In this work, we collect three datasets from different sources (Kor-Lang8, Kor-Native, and Kor-Learner) that covers a wide range of Korean grammatical errors. Considering the nature of Korean grammar, We then define 14 error types for Korean and provide KAGAS (Korean Automatic Grammatical error Annotation System), which can automatically annotate error types from parallel corpora. We use KAGAS on our datasets to make an evaluation benchmark for Korean, and present baseline models trained from our datasets. We show that the model trained with our datasets significantly outperforms the currently used statistical Korean GEC system (Hanspell) on a wider range of error types, demonstrating the diversity and usefulness of the datasets. The implementations and datasets are open-sourced.

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FLamE: Few-shot Learning from Natural Language Explanations
Yangqiaoyu Zhou | Yiming Zhang | Chenhao Tan

Natural language explanations have the potential to provide rich information that in principle guides model reasoning. Yet, recent work by Lampinen et al. has shown limited utility of natural language explanations in improving classification. To effectively learn from explanations, we present FLamE, a two-stage few-shot learning framework that first generates explanations using GPT-3, and then fine-tunes a smaller model (e.g., RoBERTa) with generated explanations. Our experiments on natural language inference demonstrate effectiveness over strong baselines, increasing accuracy by 17.6% over GPT-3 Babbage and 5.7% over GPT-3 Davinci in e-SNLI.Despite improving classification performance, human evaluation surprisingly reveals that the majority of generated explanations does not adequately justify classification decisions. Additional analyses point to the important role of label-specific cues (e.g., “not know” for the neutral label) in generated explanations.

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Learning Symbolic Rules over Abstract Meaning Representations for Textual Reinforcement Learning
Subhajit Chaudhury | Sarathkrishna Swaminathan | Daiki Kimura | Prithviraj Sen | Keerthiram Murugesan | Rosario Uceda-Sosa | Michiaki Tatsubori | Achille Fokoue | Pavan Kapanipathi | Asim Munawar | Alexander Gray

Text-based reinforcement learning agents have predominantly been neural network-based models with embeddings-based representation, learning uninterpretable policies that often do not generalize well to unseen games. On the other hand, neuro-symbolic methods, specifically those that leverage an intermediate formal representation, are gaining significant attention in language understanding tasks. This is because of their advantages ranging from inherent interpretability, the lesser requirement of training data, and being generalizable in scenarios with unseen data. Therefore, in this paper, we propose a modular, NEuro-Symbolic Textual Agent (NESTA) that combines a generic semantic parser with a rule induction system to learn abstract interpretable rules as policies. Our experiments on established text-based game benchmarks show that the proposed NESTA method outperforms deep reinforcement learning-based techniques by achieving better generalization to unseen test games and learning from fewer training interactions.

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Counterfactual Debiasing for Fact Verification
Weizhi Xu | Qiang Liu | Shu Wu | Liang Wang

Fact verification aims to automatically judge the veracity of a claim according to several pieces of evidence. Due to the manual construction of datasets, spurious correlations between claim patterns and its veracity (i.e., biases) inevitably exist. Recent studies show that models usually learn such biases instead of understanding the semantic relationship between the claim and evidence. Existing debiasing works can be roughly divided into data-augmentation-based and weight-regularization-based pipeline, where the former is inflexible and the latter relies on the uncertain output on the training stage. Unlike previous works, we propose a novel method from a counterfactual view, namely CLEVER, which is augmentation-free and mitigates biases on the inference stage. Specifically, we train a claim-evidence fusion model and a claim-only model independently. Then, we obtain the final prediction via subtracting output of the claim-only model from output of the claim-evidence fusion model, which counteracts biases in two outputs so that the unbiased part is highlighted. Comprehensive experiments on several datasets have demonstrated the effectiveness of CLEVER.

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What social attitudes about gender does BERT encode? Leveraging insights from psycholinguistics
Julia Watson | Barend Beekhuizen | Suzanne Stevenson

Much research has sought to evaluate the degree to which large language models reflect social biases. We complement such work with an approach to elucidating the connections between language model predictions and people’s social attitudes. We show how word preferences in a large language model reflect social attitudes about gender, using two datasets from human experiments that found differences in gendered or gender neutral word choices by participants with differing views on gender (progressive, moderate, or conservative). We find that the language model BERT takes into account factors that shape human lexical choice of such language, but may not weigh those factors in the same way people do. Moreover, we show that BERT’s predictions most resemble responses from participants with moderate to conservative views on gender. Such findings illuminate how a language model: (1) may differ from people in how it deploys words that signal gender, and (2) may prioritize some social attitudes over others.

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Rethinking Multimodal Entity and Relation Extraction from a Translation Point of View
Changmeng Zheng | Junhao Feng | Yi Cai | Xiaoyong Wei | Qing Li

We revisit the multimodal entity and relation extraction from a translation point of view. Special attention is paid on the misalignment issue in text-image datasets which may mislead the learning. We are motivated by the fact that the cross-modal misalignment is a similar problem of cross-lingual divergence issue in machine translation. The problem can then be transformed and existing solutions can be borrowed by treating a text and its paired image as the translation to each other. We implement a multimodal back-translation using diffusion-based generative models for pseudo-paralleled pairs and a divergence estimator by constructing a high-resource corpora as a bridge for low-resource learners. Fine-grained confidence scores are generated to indicate both types and degrees of alignments with which better representations are obtained. The method has been validated in the experiments by outperforming 14 state-of-the-art methods in both entity and relation extraction tasks. The source code is available at https://github.com/thecharm/TMR.

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Annotating and Detecting Fine-grained Factual Errors for Dialogue Summarization
Rongxin Zhu | Jianzhong Qi | Jey Han Lau

A series of datasets and models have been proposed for summaries generated for well-formatted documents such as news articles. Dialogue summaries, however, have been under explored. In this paper, we present the first dataset with fine-grained factual error annotations named DIASUMFACT. We define fine-grained factual error detection as a sentence-level multi-label classification problem, and weevaluate two state-of-the-art (SOTA) models on our dataset. Both models yield sub-optimal results, with a macro-averaged F1 score of around 0.25 over 6 error classes. We further propose an unsupervised model ENDERANKER via candidate ranking using pretrained encoder-decoder models. Our model performs on par with the SOTA models while requiring fewer resources. These observations confirm the challenges in detecting factual errors from dialogue summaries, which call for further studies, for which our dataset and results offer a solid foundation.

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Improving the Robustness of Summarization Systems with Dual Augmentation
Xiuying Chen | Guodong Long | Chongyang Tao | Mingzhe Li | Xin Gao | Chengqi Zhang | Xiangliang Zhang

A robust summarization system should be able to capture the gist of the document, regardless of the specific word choices or noise in the input. In this work, we first explore the summarization models’ robustness against perturbations including word-level synonym substitution and noise. To create semantic-consistent substitutes, we propose a SummAttacker, which is an efficient approach to generating adversarial samples based on pre-trained language models. Experimental results show that state-of-the-art summarization models have a significant decrease in performance on adversarial and noisy test sets. Next, we analyze the vulnerability of the summarization systems and explore improving the robustness by data augmentation. Specifically, the first vulnerability factor we found is the low diversity of the training inputs. Correspondingly, we expose the encoder to more diverse cases created by SummAttacker in the input space. The second factor is the vulnerability of the decoder, and we propose an augmentation in the latent space of the decoder to improve its robustness. Concretely, we create virtual cases by manifold softmixing two decoder hidden states of similar semantic meanings. Experimental results on Gigaword and CNN/DM datasets demonstrate that our approach achieves significant improvements over strong baselines and exhibits higher robustness on noisy, attacked, and clean datasets

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Interpretable Math Word Problem Solution Generation via Step-by-step Planning
Mengxue Zhang | Zichao Wang | Zhichao Yang | Weiqi Feng | Andrew Lan

Solutions to math word problems (MWPs) with step-by-step explanations are valuable, especially in education, to help students better comprehend problem-solving strategies. Most existing approaches only focus on obtaining the final correct answer. A few recent approaches leverage intermediate solution steps to improve final answer correctness but often cannot generate coherent steps with a clear solution strategy. Contrary to existing work, we focus on improving the correctness and coherence of the intermediate solutions steps. We propose a step-by-step planning approach for intermediate solution generation, which strategically plans the generation of the next solution step based on the MWP and the previous solution steps. Our approach first plans the next step by predicting the necessary math operation needed to proceed, given history steps, then generates the next step, token-by-token, by prompting a language model with the predicted math operation. Experiments on the GSM8K dataset demonstrate that our approach improves the accuracy and interpretability of the solution on both automatic metrics and human evaluation.

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TemplateGEC: Improving Grammatical Error Correction with Detection Template
Yinghao Li | Xuebo Liu | Shuo Wang | Peiyuan Gong | Derek F. Wong | Yang Gao | Heyan Huang | Min Zhang

Grammatical error correction (GEC) can be divided into sequence-to-edit (Seq2Edit) and sequence-to-sequence (Seq2Seq) frameworks, both of which have their pros and cons. To utilize the strengths and make up for the shortcomings of these frameworks, this paper proposes a novel method, TemplateGEC, which capitalizes on the capabilities of both Seq2Edit and Seq2Seq frameworks in error detection and correction respectively. TemplateGEC utilizes the detection labels from a Seq2Edit model, to construct the template as the input. A Seq2Seq model is employed to enforce consistency between the predictions of different templates by utilizing consistency learning. Experimental results on the Chinese NLPCC18, English BEA19 and CoNLL14 benchmarks show the effectiveness and robustness of TemplateGEC.Further analysis reveals the potential of our method in performing human-in-the-loop GEC. Source code and scripts are available at https://github.com/li-aolong/TemplateGEC.

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Deep Model Compression Also Helps Models Capture Ambiguity
Hancheol Park | Jong Park

Natural language understanding (NLU) tasks face a non-trivial amount of ambiguous samples where veracity of their labels is debatable among annotators. NLU models should thus account for such ambiguity, but they approximate the human opinion distributions quite poorly and tend to produce over-confident predictions. To address this problem, we must consider how to exactly capture the degree of relationship between each sample and its candidate classes. In this work, we propose a novel method with deep model compression and show how such relationship can be accounted for. We see that more reasonably represented relationships can be discovered in the lower layers and that validation accuracies are converging at these layers, which naturally leads to layer pruning. We also see that distilling the relationship knowledge from a lower layer helps models produce better distribution. Experimental results demonstrate that our method makes substantial improvement on quantifying ambiguity without gold distribution labels. As positive side-effects, our method is found to reduce the model size significantly and improve latency, both attractive aspects of NLU products.

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Are Experts Needed? On Human Evaluation of Counselling Reflection Generation
Zixiu Wu | Simone Balloccu | Ehud Reiter | Rim Helaoui | Diego Reforgiato Recupero | Daniele Riboni

Reflection is a crucial counselling skill where the therapist conveys to the client their interpretation of what the client said. Language models have recently been used to generate reflections automatically, but human evaluation is challenging, particularly due to the cost of hiring experts. Laypeople-based evaluation is less expensive and easier to scale, but its quality is unknown for reflections. Therefore, we explore whether laypeople can be an alternative to experts in evaluating a fundamental quality aspect: coherence and context-consistency. We do so by asking a group of laypeople and a group of experts to annotate both synthetic reflections and human reflections from actual therapists. We find that both laypeople and experts are reliable annotators and that they have moderate-to-strong inter-group correlation, which shows that laypeople can be trusted for such evaluations. We also discover that GPT-3 mostly produces coherent and consistent reflections, and we explore changes in evaluation results when the source of synthetic reflections changes to GPT-3 from the less powerful GPT-2.

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PairSpanBERT: An Enhanced Language Model for Bridging Resolution
Hideo Kobayashi | Yufang Hou | Vincent Ng

We present PairSpanBERT, a SpanBERT-based pre-trained model specialized for bridging resolution. To this end, we design a novel pre-training objective that aims to learn the contexts in which two mentions are implicitly linked to each other from a large amount of data automatically generated either heuristically or via distance supervision with a knowledge graph. Despite the noise inherent in the automatically generated data, we achieve the best results reported to date on three evaluation datasets for bridging resolution when replacing SpanBERT with PairSpanBERT in a state-of-the-art resolver that jointly performs entity coreference resolution and bridging resolution.

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Compounding Geometric Operations for Knowledge Graph Completion
Xiou Ge | Yun Cheng Wang | Bin Wang | C.-C. Jay Kuo

Geometric transformations including translation, rotation, and scaling are commonly used operations in image processing. Besides, some of them are successfully used in developing effective knowledge graph embedding (KGE). Inspired by the synergy, we propose a new KGE model by leveraging all three operations in this work. Since translation, rotation, and scaling operations are cascaded to form a composite one, the new model is named CompoundE. By casting CompoundE in the framework of group theory, we show that quite a few distanced-based KGE models are special cases of CompoundE. CompoundE extends the simple distance-based scoring functions to relation-dependent compound operations on head and/or tail entities. To demonstrate the effectiveness of CompoundE, we perform three prevalent KG prediction tasks including link prediction, path query answering, and entity typing, on a range of datasets. CompoundE outperforms extant models consistently, demonstrating its effectiveness and flexibility.

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Few-shot In-context Learning on Knowledge Base Question Answering
Tianle Li | Xueguang Ma | Alex Zhuang | Yu Gu | Yu Su | Wenhu Chen

Question answering over knowledge bases is considered a difficult problem due to the challenge of generalizing to a wide variety of possible natural language questions. Additionally, the heterogeneity of knowledge base schema items between different knowledge bases often necessitates specialized training for different knowledge base question-answering (KBQA) datasets. To handle questions over diverse KBQA datasets with a unified training-free framework, we propose KB-BINDER, which for the first time enables few-shot in-context learning over KBQA tasks. Firstly, KB-BINDER leverages large language models like Codex to generate logical forms as the draft for a specific question by imitating a few demonstrations. Secondly, KB-BINDER grounds on the knowledge base to bind the generated draft to an executable one with BM25 score matching. The experimental results on four public heterogeneous KBQA datasets show that KB-BINDER can achieve a strong performance with only a few in-context demonstrations. Especially on GraphQA and 3-hop MetaQA, KB-BINDER can even outperform the state-of-the-art trained models. On GrailQA and WebQSP, our model is also on par with other fully-trained models. We believe KB-BINDER can serve as an important baseline for future research. We plan to release all the code and data. Our code is available at https://github.com/ltl3A87/KB-BINDER.

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Fact-Checking Complex Claims with Program-Guided Reasoning
Liangming Pan | Xiaobao Wu | Xinyuan Lu | Anh Tuan Luu | William Yang Wang | Min-Yen Kan | Preslav Nakov

Fact-checking real-world claims often requires collecting multiple pieces of evidence and applying complex multi-step reasoning. In this paper, we present Program-Guided Fact-Checking (ProgramFC), a novel fact-checking model that decomposes complex claims into simpler sub-tasks that can be solved using a shared library of specialized functions. We first leverage the in-context learning ability of large language models to generate reasoning programs to guide the verification process. Afterward, we execute the program by delegating each sub-task to the corresponding sub-task handler. This process makes our model both explanatory and data-efficient, providing clear explanations of its reasoning process and requiring minimal training data. We evaluate ProgramFC on two challenging fact-checking datasets and show that it outperforms seven fact-checking baselines across different settings of evidence availability, with explicit output programs that benefit human debugging. Our codes and data are publicly available at https://github.com/mbzuai-nlp/ProgramFC.

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Patton: Language Model Pretraining on Text-Rich Networks
Bowen Jin | Wentao Zhang | Yu Zhang | Yu Meng | Xinyang Zhang | Qi Zhu | Jiawei Han

A real-world text corpus sometimes comprises not only text documents, but also semantic links between them (e.g., academic papers in a bibliographic network are linked by citations and co-authorships).Text documents and semantic connections form a text-rich network, which empowers a wide range of downstream tasks such as classification and retrieval. However, pretraining methods for such structures are still lacking, making it difficult to build one generic model that can be adapted to various tasks on text-rich networks. Current pretraining objectives, such as masked language modeling, purely model texts and do not take inter-document structure information into consideration. To this end, we propose our PretrAining on TexT-Rich NetwOrk framework Patton.Patton includes two pretraining strategies: network-contextualized masked language modeling and masked node prediction, to capture the inherent dependency between textual attributes and network structure. We conduct experiments on four downstream tasks in five datasets from both academic and e-commerce domains, where Patton outperforms baselines significantly and consistently.

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Soft Language Clustering for Multilingual Model Pre-training
Jiali Zeng | Yufan Jiang | Yongjing Yin | Yi Jing | Fandong Meng | Binghuai Lin | Yunbo Cao | Jie Zhou

Multilingual pre-trained language models have demonstrated impressive (zero-shot) cross-lingual transfer abilities, however, their performance is hindered when the target language has distant typologyfrom the source language or when pre-training data is limited in size. In this paper, we propose XLM-P, a method that contextually retrieves prompts as flexible guidance for encoding instances conditionally. Our space-efficient and model-agnostic XLM-P approach enables (1) lightweight modeling of language-invariant and language-specific knowledge across languages, and (2) easy integration with other multilingual pre-training methods. On the tasks of XTREME, which include text classification, sequence labeling, question answering, and sentence retrieval, both base- and large-size language models pre-trained with our proposed method exhibit consistent performance improvement. Furthermore, it provides substantial advantages for low-resource languages in unsupervised sentence retrieval and for target languages that differ greatly from the source language in cross-lingual transfer.

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Curriculum Learning for Graph Neural Networks: A Multiview Competence-based Approach
Nidhi Vakil | Hadi Amiri

A curriculum is a planned sequence of learning materials and an effective one can make learning efficient and effective for both humans and machines. Recent studies developed effective data-driven curriculum learning approaches for training graph neural networks in language applications. However, existing curriculum learning approaches often employ a single criterion of difficulty in their training paradigms. In this paper, we propose a new perspective on curriculum learning by introducing a novel approach that builds on graph complexity formalisms (as difficulty criteria) and model competence during training. The model consists of a scheduling scheme which derives effective curricula by accounting for different views of sample difficulty and model competence during training. The proposed solution advances existing research in curriculum learning for graph neural networks with the ability to incorporate a fine-grained spectrum of graph difficulty criteria in their training paradigms. Experimental results on real-world link prediction and node classification tasks illustrate the effectiveness of the proposed approach.

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When and how to paraphrase for named entity recognition?
Saket Sharma | Aviral Joshi | Yiyun Zhao | Namrata Mukhija | Hanoz Bhathena | Prateek Singh | Sashank Santhanam

While paraphrasing is a promising approach for data augmentation in classification tasks, its effect on named entity recognition (NER) is not investigated systematically due to the difficulty of span-level label preservation. In this paper, we utilize simple strategies to annotate entity spans in generations and compare established and novel methods of paraphrasing in NLP such as back translation, specialized encoder-decoder models such as Pegasus, and GPT-3 variants for their effectiveness in improving downstream performance for NER across different levels of gold annotations and paraphrasing strength on 5 datasets. We thoroughly explore the influence of paraphrasers, and dynamics between paraphrasing strength and gold dataset size on the NER performance with visualizations and statistical testing. We find that the choice of the paraphraser greatly impacts NER performance, with one of the larger GPT-3 variants exceedingly capable of generating high quality paraphrases, yielding statistically significant improvements in NER performance with increasing paraphrasing strength, while other paraphrasers show more mixed results. Additionally, inline auto annotations generated by larger GPT-3 are strictly better than heuristic based annotations. We also find diminishing benefits of paraphrasing as gold annotations increase for most datasets. Furthermore, while most paraphrasers promote entity memorization in NER, the proposed GPT-3 configuration performs most favorably among the compared paraphrasers when tested on unseen entities, with memorization reducing further with paraphrasing strength. Finally, we explore mention replacement using GPT-3, which provides additional benefits over base paraphrasing for specific datasets.

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UniEvent: Unified Generative Model with Multi-Dimensional Prefix for Zero-Shot Event-Relational Reasoning
Zhengwei Tao | Zhi Jin | Haiyan Zhao | Chengfeng Dou | Yongqiang Zhao | Tao Shen | Chongyang Tao

Reasoning about events and their relations attracts surging research efforts since it is regarded as an indispensable ability to fulfill various event-centric or common-sense reasoning tasks. However, these tasks often suffer from limited data availability due to the labor-intensive nature of their annotations. Consequently, recent studies have explored knowledge transfer approaches within a multi-task learning framework to address this challenge. Although such methods have achieved acceptable results, such brute-force solutions struggle to effectively transfer event-relational knowledge due to the vast array of inter-event relations (e.g. temporal, causal, conditional) and reasoning formulations (e.g. discriminative, abductive, ending prediction). To enhance knowledge transfer and enable zero-shot generalization among various combinations, in this work we propose a novel unified framework, called UNIEVENT. Inspired by prefix-based multitask learning, our approach organizes event relational reasoning tasks into a coordinate system with multiple axes, representing inter-event relations and reasoning formulations. We then train a unified text-to-text generative model that utilizes coordinate-assigning prefixes for each task. By leveraging our adapted prefixes, our unified model achieves state-of-the-art or competitive performance on both zero-shot and supervised reasoning tasks, as demonstrated in extensive experiments

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Are Machine Rationales (Not) Useful to Humans? Measuring and Improving Human Utility of Free-text Rationales
Brihi Joshi | Ziyi Liu | Sahana Ramnath | Aaron Chan | Zhewei Tong | Shaoliang Nie | Qifan Wang | Yejin Choi | Xiang Ren

Among the remarkable emergent capabilities of large language models (LMs) is free-text rationalization; beyond certain scale, large LMs are capable of generating seemingly useful rationalizations, which in turn, can dramatically enhance their performances on leaderboards. This phenomenon raises a question: can machine generated rationales also be useful for humans, especially when lay humans try to answer questions based on those machine rationales? We observe that human utility of existing rationales is far from satisfactory and expensive to estimate with human studies. Existing metrics like task performance of the LM generating the rationales or similarity between generated and gold rationales are not good indicators of their human utility. While we observe that certain properties of rationales like conciseness and novelty are correlated with their human utility, estimating them without human involvement is challenging. We show that, by estimating a rationale’s helpfulness in answering similar unseen instances, we can measure its human utility to a better extent. We also translate this finding into an automated score, Gen-U, that we propose, which can help improve LMs’ ability to generate rationales with better human utility, while maintaining most of its task performance. Lastly, we release all code and collected data with this project.

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Automatic Annotation of Direct Speech in Written French Narratives
Noé Durandard | Viet Anh Tran | Gaspard Michel | Elena Epure

The automatic annotation of direct speech (AADS) in written text has been often used in computational narrative understanding. Methods based on either rules or deep neural networks have been explored, in particular for English or German languages. Yet, for French, our target language, not many works exist. Our goal is to create a unified framework to design and evaluate AADS models in French. For this, we consolidated the largest-to-date French narrative dataset annotated with DS per word; we adapted various baselines for sequence labelling or from AADS in other languages; and we designed and conducted an extensive evaluation focused on generalisation. Results show that the task still requires substantial efforts and emphasise characteristics of each baseline. Although this framework could be improved, it is a step further to encourage more research on the topic.

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Automatic Creation of Named Entity Recognition Datasets by Querying Phrase Representations
Hyunjae Kim | Jaehyo Yoo | Seunghyun Yoon | Jaewoo Kang

Most weakly supervised named entity recognition (NER) models rely on domain-specific dictionaries provided by experts. This approach is infeasible in many domains where dictionaries do not exist. While a phrase retrieval model was used to construct pseudo-dictionaries with entities retrieved from Wikipedia automatically in a recent study, these dictionaries often have limited coverage because the retriever is likely to retrieve popular entities rather than rare ones. In this study, we present a novel framework, HighGEN, that generates NER datasets with high-coverage pseudo-dictionaries. Specifically, we create entity-rich dictionaries with a novel search method, called phrase embedding search, which encourages the retriever to search a space densely populated with various entities. In addition, we use a new verification process based on the embedding distance between candidate entity mentions and entity types to reduce the false-positive noise in weak labels generated by high-coverage dictionaries. We demonstrate that HighGEN outperforms the previous best model by an average F1 score of 4.7 across five NER benchmark datasets.

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Dynamic Transformers Provide a False Sense of Efficiency
Yiming Chen |