Few-shot dialogue state tracking (DST) with Large Language Models (LLM) relies on an effective and efficient conversation retriever to find similar in-context examples for prompt learning. Previous works use raw dialogue context as search keys and queries, and a retriever is fine-tuned with annotated dialogues to achieve superior performance. However, the approach is less suited for scaling to new domains or new annotation languages, where fine-tuning data is unavailable. To address this problem, we handle the task of conversation retrieval based on text summaries of the conversations.A LLM-based conversation summarizer is adopted for query and key generation, which enables effective maximum inner product search. To avoid the extra inference cost brought by LLM-based conversation summarization, we further distill a light-weight conversation encoder which produces query embeddings without decoding summaries for test conversations. We validate our retrieval approach on MultiWOZ datasets with GPT-Neo-2.7B and LLaMA-7B/30B. The experimental results show a significant improvement over relevant baselines in real few-shot DST settings.

Spurred by recent advances in Large Language Models (LLMs), virtual assistants are poised to take a leap forward in terms of their dialogue capabilities. Yet a major bottleneck to achieving genuinely transformative task-oriented dialogue capabilities remains the scarcity of high quality data. Existing datasets, while impressive in scale, have limited domain coverage and contain few genuinely challenging conversational phenomena; those which are present are typically unlabelled, making it difficult to assess the strengths and weaknesses of models without time-consuming and costly human evaluation. Moreover, creating high quality dialogue data has until now required considerable human input, limiting both the scale of these datasets and the ability to rapidly bootstrap data for a new target domain. We aim to overcome these issues with LUCID, a modularised and highly automated LLM-driven data generation system that produces realistic, diverse and challenging dialogues. We use LUCID to generate a seed dataset of 4,277 conversations across 100 intents to demonstrate its capabilities, with a human review finding consistently high quality labels in the generated data.

Schema-guided dialogue state trackers can generalise to new domains without further training, yet they are sensitive to the writing style of the schemata. Augmenting the training set with human or synthetic schema paraphrases improves the model robustness to these variations but can be either costly or difficult to control. We propose to circumvent these issues by grounding the state tracking model in knowledge-seeking turns collected from the dialogue corpus as well as the schema. Including these turns in prompts during finetuning and inference leads to marked improvements in model robustness, as demonstrated by large average joint goal accuracy and schema sensitivity improvements on SGD and SGD-X.

The schema-guided paradigm overcomes scalability issues inherent in building task-oriented dialogue (TOD) agents with static ontologies. Rather than operating on dialogue context alone, agents have access to hierarchical schemas containing task-relevant natural language descriptions. Fine-tuned language models excel at schema-guided dialogue state tracking (DST) but are sensitive to the writing style of the schemas. We explore methods for improving the robustness of DST models. We propose a framework for generating synthetic schemas which uses tree-based ranking to jointly optimise lexical diversity and semantic faithfulness. The robust generalisation of strong baselines is improved when augmenting their training data with prompts generated by our framework, as demonstrated by marked improvements in average Joint Goal Accuracy (JGA) and schema sensitivity (SS) on the SGD-X benchmark.

We propose uFACT (Un-Faithful Alien Corpora Training), a training corpus construction method for data-to-text (d2t) generation models. We show that d2t models trained on uFACT datasets generate utterances which represent the semantic content of the data sources more accurately compared to models trained on the target corpus alone. Our approach is to augment the training set of a given target corpus with alien corpora which have different semantic representations. We show that while it is important to have faithful data from the target corpus, the faithfulness of additional corpora only plays a minor role. Consequently, uFACT datasets can be constructed with large quantities of unfaithful data. We show how uFACT can be leveraged to obtain state-of-the-art results on the WebNLG benchmark using METEOR as our performance metric. Furthermore, we investigate the sensitivity of the generation faithfulness to the training corpus structure using the PARENT metric, and provide a baseline for this metric on the WebNLG (Gardent et al., 2017) benchmark to facilitate comparisons with future work.

The evaluation of dialogue systems in interaction with simulated users has been proposed to improve turn-level, corpus-based metrics which can only evaluate test cases encountered in a corpus and cannot measure system’s ability to sustain multi-turn interactions. Recently, little emphasis was put on automatically assessing the quality of the user model itself, so unless correlations with human studies are measured, the reliability of user model based evaluation is unknown. We propose GCDF1, a simple but effective measure of the quality of semantic-level conversations between a goal-driven user agent and a system agent. In contrast with previous approaches we measure the F-score at dialogue level and consider user and system behaviours to improve recall and precision estimation. We facilitate scores interpretation by providing a rich hierarchical structure with information about conversational patterns present in the test data and tools to efficiently query the conversations generated. We apply our framework to assess the performance and weaknesses of a Convlab2 user model.