Large Language Models (LLMs) driven by In-Context Learning (ICL) have significantly improved the performance of text-to-SQL. Previous methods generally employ a two-stage reasoning framework, namely 1) schema linking and 2) logical synthesis, making the framework not only effective but also interpretable. Despite these advancements, the inherent bad nature of the generalization of LLMs often results in hallucinations, which limits the full potential of LLMs. In this work, we first identify and categorize the common types of hallucinations at each stage in text-to-SQL. We then introduce a novel strategy, Task Alignment (TA), designed to mitigate hallucinations at each stage. TA encourages LLMs to take advantage of experiences from similar tasks rather than starting the tasks from scratch. This can help LLMs reduce the burden of generalization, thereby mitigating hallucinations effectively. We further propose TA-SQL, a text-to-SQL framework based on this strategy. The experimental results and comprehensive analysis demonstrate the effectiveness and robustness of our framework. Specifically, it enhances the performance of the GPT-4 baseline by 21.23% relatively on BIRD dev and it yields significant improvements across six models and four mainstream, complex text-to-SQL benchmarks.

Despite the advancements in in-context learning (ICL) for large language models (LLMs), current research centers on specific prompt engineering, such as demonstration selection, with the expectation that a single iteration of demonstrations processing can generalize effectively to a given test sample. However, this perspective overlooks the potential benefits derived from multiple iterations involving demonstrations, a practice aligning more closely with the iterative decision-making process exhibited by humans, who often learn through analogy. In this study, we introduce a novel two-stage framework to boost ICL in LLMs. Specifically, our framework delineates the ICL process into two distinct stages: Deep-Thinking and test stages. The Deep-Thinking stage incorporates a unique attention mechanism, i.e., iterative enhanced attention, which enables multiple rounds of information accumulation. This mechanism operates by manipulating the Key-Value matrices without training, fostering enhanced understanding capabilities in LLMs by thinking demonstrations multiple times. We evaluated Deep-Thinking across a range of benchmarks and LLMs, showing its superior performance over vanilla ICL methods and its effectiveness in challenging tasks where demonstration selection is infeasible.

Context information modeling is an important task in conversational KBQA. However, existing methods usually assume the independence of utterances and model them in isolation. In this paper, we propose a History Semantic Graph Enhanced KBQA model (HSGE) that is able to effectively model long-range semantic dependencies in conversation history while maintaining low computational cost. The framework incorporates a context-aware encoder, which employs a dynamic memory decay mechanism and models context at different levels of granularity. We evaluate HSGE on a widely used benchmark dataset for complex sequential question answering. Experimental results demonstrate that it outperforms existing baselines averaged on all question types.

Large Language Models (LLMs) have achieved remarkable success in many formal language oriented tasks, such as structural data-to-text and semantic parsing. However current benchmarks mostly follow the data distribution of the pre-training data of LLMs. Therefore, a natural question rises that do LLMs really understand the structured semantics of formal languages. In this paper, we investigate this problem on a special case, converse binary relation. We introduce a new benchmark ConvRe focusing on converse relations, which contains 17 relations and 1240 triples extracted from popular knowledge graph completion datasets. Our ConvRE features two tasks, Re2Text and Text2Re, which are formulated as multi-choice question answering to evaluate LLMs’ ability to determine the matching between relations and associated text. For the evaluation protocol, apart from different prompting methods, we further introduce variants to the test text and few-shot example text. We conduct experiments on three popular LLM families and have observed various scaling trends. The results suggest that LLMs often resort to shortcut learning and still face challenges on our proposed benchmark.

The goal of document-grounded dialogue (DocGD) is to generate a response by anchoring the evidence in a supporting document in accordance with the dialogue context. This entails four causally interconnected variables. While task-specific pre-training has significantly enhanced performances on numerous downstream tasks, existing DocGD methods still rely on general pre-trained language models without a specifically tailored pre-training approach that explicitly captures the causal relationships. To address this, we present the first causally-complete dataset construction strategy for developing million-scale DocGD pre-training corpora. Additionally, we propose a causally-perturbed pre-training strategy to better capture causality by introducing perturbations on the variables and optimizing the overall causal effect. Experiments conducted on three benchmark datasets demonstrate that our causal pre-training yields substantial and consistent improvements in fully-supervised, low-resource, few-shot, and zero-shot settings.

Practical dialog systems need to deal with various knowledge sources, noisy user expressions, and the shortage of annotated data. To better solve the above problems, we propose CGoDial, a new challenging and comprehensive Chinese benchmark for multi-domain Goal-oriented Dialog evaluation. It contains 96,763 dialog sessions, and 574,949 dialog turns totally, covering three datasets with different knowledge sources: 1) a slot-based dialog (SBD) dataset with table-formed knowledge, 2) a flow-based dialog (FBD) dataset with tree-formed knowledge, and a retrieval-based dialog (RBD) dataset with candidate-formed knowledge. To bridge the gap between academic benchmarks and spoken dialog scenarios, we either collect data from real conversations or add spoken features to existing datasets via crowd-sourcing. The proposed experimental settings include the combinations of training with either the entire training set or a few-shot training set, and testing with either the standard test set or a hard test subset, which can assess model capabilities in terms of general prediction, fast adaptability and reliable robustness.

The task of converting a natural language question into an executable SQL query, known as text-to-SQL, is an important branch of semantic parsing. The state-of-the-art graph-based encoder has been successfully used in this task but does not model the question syntax well. In this paper, we propose S²SQL, injecting Syntax to question-Schema graph encoder for Text-to-SQL parsers, which effectively leverages the syntactic dependency information of questions in text-to-SQL to improve the performance. We also employ the decoupling constraint to induce diverse relational edge embedding, which further improves the network’s performance. Experiments on the Spider and robustness setting Spider-Syn demonstrate that the proposed approach outperforms all existing methods when pre-training models are used, resulting in a performance ranks first on the Spider leaderboard.

In this paper, we propose a novel SQL guided pre-training framework STAR for context-dependent text-to-SQL parsing, which leverages contextual information to enrich natural language (NL) utterance and table schema representations for text-to-SQL conversations. Concretely, we propose two novel pre-training objectives which respectively explore the context-dependent interactions of NL utterances and SQL queries within each text-to-SQL conversation: (i) schema state tracking (SST) objective that tracks and explores the schema states of context-dependent SQL queries in the form of schema-states by predicting and updating the value of each schema slot during interaction; (ii) utterance dependency tracking (UDT) objective that employs weighted contrastive learning to pull together two semantically similar NL utterances and push away the representations of semantically dissimilar NL utterances within each conversation. In addition, we construct a high-quality large-scale context-dependent text-to-SQL conversation corpus to pre-train STAR. Extensive experiments show that STAR achieves new state-of-the-art performance on two downstream benchmarks (SParC and CoSQL), significantly outperforming previous pre-training methods and ranking first on the leaderboard. We believe the release of the constructed corpus, codebase and pre-trained STAR checkpoints would push forward the research in this area.

Text-to-SQL parsing tackles the problem of mapping natural language questions to executable SQL queries. In practice, text-to-SQL parsers often encounter various challenging scenarios, requiring them to be generalizable and robust. While most existing work addresses a particular generalization or robustness challenge, we aim to study it in a more comprehensive manner. In specific, we believe that text-to-SQL parsers should be (1) generalizable at three levels of generalization, namely i.i.d., zero-shot, and compositional, and (2) robust against input perturbations. To enhance these capabilities of the parser, we propose a novel TKK framework consisting of Task decomposition, Knowledge acquisition, and Knowledge composition to learn text-to-SQL parsing in stages. By dividing the learning process into multiple stages, our framework improves the parser’s ability to acquire general SQL knowledge instead of capturing spurious patterns, making it more generalizable and robust. Experimental results under various generalization and robustness settings show that our framework is effective in all scenarios and achieves state-of-the-art performance on the Spider, SParC, and CoSQL datasets.

Story visualization aims to generate a sequence of images to narrate each sentence in a multi-sentence story, where the images should be realistic and keep global consistency across dynamic scenes and characters. Current works face the problem of semantic misalignment because of their fixed architecture and diversity of input modalities. To address this problem, we explore the semantic alignment between text and image representations by learning to match their semantic levels in the GAN-based generative model. More specifically, we introduce dynamic interactions according to learning to dynamically explore various semantic depths and fuse the different-modal information at a matched semantic level, which thus relieves the text-image semantic misalignment problem. Extensive experiments on different datasets demonstrate the improvements of our approach, neither using segmentation masks nor auxiliary captioning networks, on image quality and story consistency, compared with state-of-the-art methods.

This paper aims to improve the performance of text-to-SQL parsing by exploring the intrinsic uncertainties in the neural network based approaches (called SUN). From the data uncertainty perspective, it is indisputable that a single SQL can be learned from multiple semantically-equivalent questions. Different from previous methods that are limited to one-to-one mapping, we propose a data uncertainty constraint to explore the underlying complementary semantic information among multiple semantically-equivalent questions (many-to-one) and learn the robust feature representations with reduced spurious associations. In this way, we can reduce the sensitivity of the learned representations and improve the robustness of the parser. From the model uncertainty perspective, there is often structural information (dependence) among the weights of neural networks. To improve the generalizability and stability of neural text-to-SQL parsers, we propose a model uncertainty constraint to refine the query representations by enforcing the output representations of different perturbed encoding networks to be consistent with each other. Extensive experiments on five benchmark datasets demonstrate that our method significantly outperforms strong competitors and achieves new state-of-the-art results.

Most graph-to-text works are built on the encoder-decoder framework with cross-attention mechanism. Recent studies have shown that explicitly modeling the input graph structure can significantly improve the performance. However, the vanilla structural encoder cannot capture all specialized information in a single forward pass for all decoding steps, resulting in inaccurate semantic representations. Meanwhile, the input graph is flatted as an unordered sequence in the cross attention, ignoring the original graph structure. As a result, the obtained input graph context vector in the decoder may be flawed. To address these issues, we propose a Structure-Aware Cross-Attention (SACA) mechanism to re-encode the input graph representation conditioning on the newly generated context at each decoding step in a structure aware manner. We further adapt SACA and introduce its variant Dynamic Graph Pruning (DGP) mechanism to dynamically drop irrelevant nodes in the decoding process. We achieve new state-of-the-art results on two graph-to-text datasets, LDC2020T02 and ENT-DESC, with only minor increase on computational cost.

As it has been unveiled that pre-trained language models (PLMs) are to some extent capable of recognizing syntactic concepts in natural language, much effort has been made to develop a method for extracting complete (binary) parses from PLMs without training separate parsers. We improve upon this paradigm by proposing a novel chart-based method and an effective top-K ensemble technique. Moreover, we demonstrate that we can broaden the scope of application of the approach into multilingual settings. Specifically, we show that by applying our method on multilingual PLMs, it becomes possible to induce non-trivial parses for sentences from nine languages in an integrated and language-agnostic manner, attaining performance superior or comparable to that of unsupervised PCFGs. We also verify that our approach is robust to cross-lingual transfer. Finally, we provide analyses on the inner workings of our method. For instance, we discover universal attention heads which are consistently sensitive to syntactic information irrespective of the input language.

Transformer-based pre-trained language models (PLMs) have dramatically improved the state of the art in NLP across many tasks. This has led to substantial interest in analyzing the syntactic knowledge PLMs learn. Previous approaches to this question have been limited, mostly using test suites or probes. Here, we propose a novel fully unsupervised parsing approach that extracts constituency trees from PLM attention heads. We rank transformer attention heads based on their inherent properties, and create an ensemble of high-ranking heads to produce the final tree. Our method is adaptable to low-resource languages, as it does not rely on development sets, which can be expensive to annotate. Our experiments show that the proposed method often outperform existing approaches if there is no development set present. Our unsupervised parser can also be used as a tool to analyze the grammars PLMs learn implicitly. For this, we use the parse trees induced by our method to train a neural PCFG and compare it to a grammar derived from a human-annotated treebank.

Recently, there has been an increasing interest in unsupervised parsers that optimize semantically oriented objectives, typically using reinforcement learning. Unfortunately, the learned trees often do not match actual syntax trees well. Shen et al. (2018) propose a structured attention mechanism for language modeling (PRPN), which induces better syntactic structures but relies on ad hoc heuristics. Also, their model lacks interpretability as it is not grounded in parsing actions. In our work, we propose an imitation learning approach to unsupervised parsing, where we transfer the syntactic knowledge induced by PRPN to a Tree-LSTM model with discrete parsing actions. Its policy is then refined by Gumbel-Softmax training towards a semantically oriented objective. We evaluate our approach on the All Natural Language Inference dataset and show that it achieves a new state of the art in terms of parsing F-score, outperforming our base models, including PRPN.