Caiming Xiong

2024

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Summary of a Haystack: A Challenge to Long-Context LLMs and RAG Systems
Philippe Laban | Alexander Fabbri | Caiming Xiong | Chien-Sheng Wu
Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing

LLMs and RAG systems are now capable of handling millions of input tokens or more. However, evaluating the output quality of such systems on long-context tasks remains challenging, as tasks like Needle-in-a-Haystack lack complexity. In this work, we argue that summarization can play a central role in such evaluation. We design a procedure to synthesize Haystacks of documents, ensuring that specific insights repeat across documents. The “Summary of a Haystack” (SummHay) task then requires a system to process the Haystack and generate, given a query, a summary that identifies the relevant insights and precisely cites the source documents. Since we have precise knowledge of what insights should appear in a haystack summary and what documents should be cited, we implement a highly reproducible automatic evaluation that can score summaries on two aspects – Coverage and Citation. We generate Haystacks in two domains (conversation, news), and perform a large-scale evaluation of 10 LLMs and corresponding 50 RAG systems. Our findings indicate that SummHay is an open challenge for current systems, as even systems provided with an Oracle signal of document relevance lag our estimate of human performance (56%) by 10+ points on a Joint Score. Without a retriever, long-context LLMs like GPT-4o and Claude 3 Opus score below 20% on SummHay. We show SummHay can also be used to study enterprise RAG systems and position bias in long-context models. We hope future systems can equal and surpass human performance on SummHay.

Large Language Models (LLMs) have demonstrated a powerful ability for text generation. However, achieving optimal results with a given prompt or instruction can be challenging, especially for billion-sized models. Additionally, undesired behaviors such as toxicity or hallucinations can manifest. While much larger models (e.g., ChatGPT) may demonstrate strength in mitigating these issues, there is still no guarantee of complete prevention. In this work, we propose formalizing text generation as a future-constrained generation problem to minimize undesirable behaviors and enforce faithfulness to instructions. The estimation of future constraint satisfaction, accomplished using LLMs, guides the text generation process. Our extensive experiments demonstrate the effectiveness of the proposed approach across three distinct text generation tasks: keyword-constrained generation (Lin et al., 2020), toxicity reduction (Gehman et al., 2020), and factual correctness in question-answering (Gao et al., 2023).

Large language models (LLMs) have achieved remarkable performance on a variety of natural language understanding tasks. However, existing benchmarks are inadequate in measuring the complex logical reasoning capabilities of a model. We present FOLIO, a human-annotated, logically complex and diverse dataset for reasoning in natural language (NL), equipped with first-order logic (FOL) annotations. FOLIO consists of 1,430 examples (unique conclusions), each paired with one of 487 sets of premises used to deductively reason for the validity of each conclusion. The logical correctness of the premises and conclusions is ensured by their FOL annotations, which are automatically verified by an FOL inference engine. In addition to the main NL reasoning task, NL-FOL pairs in FOLIO constitute a new NL-FOL translation dataset. Our experiments on FOLIO systematically evaluate the FOL reasoning ability of supervised fine-tuning on medium-sized language models. For both NL reasoning and NL-FOL translation, we benchmark multiple state-of-the-art language models. Our results show that a subset of FOLIO remains a challenge for one of the most capable Large Language Model (LLM) publicly available, GPT-4.

Recently, large language models (LLMs), especially those that are pretrained on code, have demonstrated strong capabilities in generating programs from natural language inputs. Despite promising results, there is a notable lack of a comprehensive evaluation of these models’ language-to-code generation capabilities. Existing studies often focus on specific tasks, model architectures, or learning paradigms, leading to a fragmented understanding of the overall landscape. In this work, we present L2CEval, a systematic evaluation of the language-to-code generation capabilities of LLMs on 7 tasks across the domain spectrum of semantic parsing, math reasoning, and Python programming, analyzing the factors that potentially affect their performance, such as model size, pretraining data, instruction tuning, and different prompting methods. In addition, we assess confidence calibration, and conduct human evaluations to identify typical failures across different tasks and models. L2CEval offers a comprehensive understanding of the capabilities and limitations of LLMs in language-to-code generation. We release the evaluation framework1 and all model outputs, hoping to lay the groundwork for further future research. All future evaluations (e.g., LLaMA-3, StarCoder2, etc) will be updated on the project website: https://l2c-eval.github.io/.

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Modeling Uncertainty and Using Post-fusion as Fallback Improves Retrieval Augmented Generation with LLMs
Ye Liu | Rui Meng | Meghana Moorthy Bhat | Shafiq Joty | Caiming Xiong | Yingbo Zhou | Semih Yavuz
Proceedings of the 1st Workshop on Towards Knowledgeable Language Models (KnowLLM 2024)

The integration of retrieved passages and large language models (LLMs), such as ChatGPTs, has significantly contributed to improving open-domain question answering. However, there is still a lack of exploration regarding the optimal approach for incorporating retrieved passages into the answer generation process. This paper aims to fill this gap by investigating different methods of combining retrieved passages with LLMs to enhance answer generation. We begin by examining the limitations of a commonly-used concatenation approach. Surprisingly, this approach often results in generating “unknown” outputs, even when the correct document is among the top-k retrieved passages. To address this issue, we explore four alternative strategies for integrating the retrieved passages with the LLMs. These strategies include two single-round methods that utilize chain-of-thought reasoning and two multi-round strategies that incorporate feedback loops. Through comprehensive analyses and experiments, we provide insightful observations on how to effectively leverage retrieved passages to enhance the answer generation capability of LLMs. On three open-domain question answering datesets, NQ, TriviaQA and SQuAD, our multi-round approaches outperform traditional concatenation approach, achieving over a 10% improvement in answer EM.

Cross-lingual transfer of language models trained on high-resource languages like English has been widely studied for many NLP tasks, but focus on conversational tasks has been rather limited. This is partly due to the high cost of obtaining non-English conversational data, which results in limited coverage. In this work, we introduce for cross-lingual alignment pretraining, a parallel and large-scale multilingual conversation dataset that we created by translating the English-only Schema-Guided Dialogue (SGD) dataset (Rastogi et al., 2020) into 105 other languages. XSGD contains about 330k utterances per language. To facilitate aligned cross-lingual representations, we develop an efficient prompt-tuning-based method for learning alignment prompts. We also investigate two different classifiers: NLI-based and vanilla classifiers, and test cross-lingual capability enabled by the aligned prompts. We evaluate our model’s cross-lingual generalization capabilities on two conversation tasks: slot-filling and intent classification. Our results demonstrate strong and efficient modeling ability of NLI-based classifiers and the large cross-lingual transfer improvements achieved by our aligned prompts, particularly in few-shot settings. We also conduct studies on large language models (LLMs) such as text-davinci-003 and ChatGPT in both zero- and few-shot settings. While LLMs exhibit impressive performance in English, their cross-lingual capabilities in other languages, particularly low-resource ones, are limited.

Despite advancements in conversational AI, language models encounter challenges to handle diverse conversational tasks, and existing dialogue dataset collections often lack diversity and comprehensiveness. To tackle these issues, we introduce DialogStudio: the largest and most diverse collection of dialogue datasets, unified under a consistent format while preserving their original information. Our collection encompasses data from open-domain dialogues, task-oriented dialogues, natural language understanding, conversational recommendation, dialogue summarization, and knowledge-grounded dialogues, making it an incredibly rich and diverse resource for dialogue research and model training.To further enhance the utility of DialogStudio, we identify the licenses for each dataset, design external knowledge and domain-aware prompts for selected dialogues to facilitate instruction-aware fine-tuning. To improve transparency and support dataset and task-based research, as well as language model pre-training, all datasets, licenses, codes, and models associated with DialogStudio will be made publicly accessible.

Existing methods on understanding the capabilities of LLMs in logical reasoning rely on binary entailment classification or synthetically derived rationales, which are not sufficient for properly assessing model’s capabilities. We present P-FOLIO, a human-annotated dataset consisting of diverse and complex reasoning chains for a set of realistic logical reasoning stories also written by humans. P-FOLIO is collected with an annotation protocol that facilitates humans to annotate well-structured natural language proofs for first-order logic reasoning problems in a step-by-step manner. The number of reasoning steps in P-FOLIO span from 0 to 20. We further use P-FOLIO to evaluate and improve large-language-model (LLM) reasoning capabilities. We evaluate LLM reasoning capabilities at a fine granularity via single-step inference rule classification, with more diverse inference rules of more diverse and higher levels of complexities than previous works. Given that a single model-generated reasoning chain could take a completely different path than the human-annotated one, we sample multiple reasoning chains from a model and use pass@k metrics for evaluating the quality of model-generated reasoning chains. We show that human-written reasoning chains significantly boost the logical reasoning capabilities of LLMs via many-shot prompting and fine-tuning. Furthermore, fine-tuning Llam3-7B on P-FOLIO improves the model performance by 10% or more on three other out-of-domain logical reasoning datasets.

We introduce the Principled Reasoning and Acting (PRAct) framework, a novel method for learning and enforcing action principles from trajectory data. Central to our approach is the use of text gradients from a reflection and optimization engine to derive these action principles. To adapt action principles to specific task requirements, we propose a new optimization framework, Reflective Principle Optimization (RPO). After execution, RPO employs a reflector to critique current action principles and an optimizer to update them accordingly.We investigate the RPO framework under two scenarios: Reward-RPO, which uses environmental rewards for reflection, and Self-RPO, which conducts self-reflection without external rewards. Additionally, we developed two RPO methods, RPO-Traj and RPO-Batch, to adapt to different settings.Experimental results across four environments demonstrate that the PRAct agent, leveraging the RPO framework, can effectively learn and apply action principles to enhance performance.

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Embrace Divergence for Richer Insights: A Multi-document Summarization Benchmark and a Case Study on Summarizing Diverse Information from News Articles
Kung-Hsiang Huang | Philippe Laban | Alexander Fabbri | Prafulla Kumar Choubey | Shafiq Joty | Caiming Xiong | Chien-Sheng Wu
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

Previous research in multi-document news summarization has typically concentrated on collating information that all sources agree upon. However, the summarization of diverse information dispersed across multiple articles about an event remains underexplored. In this paper, we propose a new task of summarizing diverse information encountered in multiple news articles encompassing the same event. To facilitate this task, we outlined a data collection schema for identifying diverse information and curated a dataset named DiverseSumm. The dataset includes 245 news stories, with each story comprising 10 news articles and paired with a human-validated reference. Next, to enable consistent automatic evaluation, we conducted a comprehensive analysis to pinpoint the position and verbosity biases when utilizing Large Language Model (LLM)-based metrics for evaluating the coverage and faithfulness of summaries. Through correlation analyses, we outline the best practices for effectively using automatic LLM-based metrics on the DiverseSumm dataset. Finally, we study how LLMs summarize multiple news articles by analyzing which type of diverse information LLMs are capable of identifying. Our analyses suggest that despite the extraordinary capabilities of LLMs in single-document summarization, the proposed task remains a complex challenge for them mainly due to their limited coverage, with GPT-4 only able to cover under 40% of the diverse information on average.

People from different social and demographic groups express diverse perspectives and conflicting opinions on a broad set of topics such as product reviews, healthcare, law, and politics. A fair summary should provide a comprehensive coverage of diverse perspectives without underrepresenting certain groups. However, current work in summarization metrics and Large Language Models (LLMs) evaluation has not explored fair abstractive summarization. In this paper, we systematically investigate fair abstractive summarization for user-generated data. We first formally define fairness in abstractive summarization as not underrepresenting perspectives of any groups of people, and we propose four reference-free automatic metrics by measuring the differences between target and source perspectives. We evaluate nine LLMs, including three GPT models, four LLaMA models, PaLM 2, and Claude, on six datasets collected from social media, online reviews, and recorded transcripts. Experiments show that both the model-generated and the human-written reference summaries suffer from low fairness. We conduct a comprehensive analysis of the common factors influencing fairness and propose three simple but effective methods to alleviate unfair summarization. Our dataset and code are available at https://github.com/psunlpgroup/FairSumm.

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What Are We Measuring When We Evaluate Large Vision-Language Models? An Analysis of Latent Factors and Biases
Anthony Tiong | Junqi Zhao | Boyang Li | Junnan Li | Steven Hoi | Caiming Xiong
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

Vision-language (VL) models, pretrained on colossal image-text datasets, have attained broad VL competence that is difficult to evaluate. A common belief is that a small number of VL skills underlie the variety of VL tests. In this paper, we perform a large-scale transfer learning experiment aimed at discovering latent VL skills from data. We reveal interesting characteristics that have important implications for test suite design. First, generation tasks suffer from a length bias, suggesting benchmarks should balance tasks with varying output lengths. Second, we demonstrate that factor analysis successfully identifies reasonable yet surprising VL skill factors, suggesting benchmarks could leverage similar analyses for task selection.Finally, we present a new dataset, OLIVE¹, which simulates user instructions in the wild and presents challenges dissimilar to all datasets we tested. Our findings contribute to the design of balanced and broad-coverage vision-language evaluation methods. ¹https://github.com/jq-zh/olive-dataset

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ARM: Alignment with Residual Energy-Based Model
Bo Pang | Caiming Xiong | Yingbo Zhou
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

While large language models (LLMs) trained with large-scale unsupervised learning acquire a wide variety of world knowledge and skills, its behavior does not necessarily align with human preferences. RLHF methods achieve successes in aligning LLM responses with human preferences and improving the controllability of LLM behavior with human instruction. However, RLHF methods are considerably complicated to implement, computationally expensive to train, and notoriously tricky to tune. In this work, we propose Alignment with Residual Energy-Based Model (ARM), as a simple and flexible alternative to RLHF methods. Our method is driven by an observation that we can learn an aligned policy by minimizing a forward Kullback–Leibler (KL) divergence from a target policy (in the form of a residual energy-based model) to a parameteric policy (LLM), instead of a reverse KL as in RLHF methods. With samples from the energy-based target policy, we can leverage the power of DPO (or other offline methods) to learn an aligned policy efficiently. ARM is simple to implement and applicable in various data settings. Our extensive experiments demonstrate its strong performance across multiple datasets, compared to strong baselines like PPO, DPO.

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Parameter-Efficient Detoxification with Contrastive Decoding
Tong Niu | Caiming Xiong | Yingbo Zhou | Semih Yavuz
Proceedings of the 1st Human-Centered Large Language Modeling Workshop

The field of natural language generation has witnessed significant advancements in recent years, including the development of controllable text generation techniques. However, controlling the attributes of the generated text remains a challenge, especially when aiming to avoid undesirable behavior such as toxicity. In this work, we introduce Detoxification Generator (DETOXIGEN), an inference-time algorithm that steers the generation away from unwanted styles. DETOXIGEN is an ensemble of a pre-trained language model (generator) and a detoxifier. The detoxifier is trained intentionally on the toxic data representative of the undesirable attribute, encouraging it to generate text in that style exclusively. During the actual generation, we use the trained detoxifier to produce undesirable tokens for the generator to contrast against at each decoding step. This approach directly informs the generator to avoid generating tokens that the detoxifier considers highly likely. We evaluate DETOXIGEN on the commonly used REALTOXICITYPROMPTS benchmark (Gehman et al., 2020) with various language models as generators. We find that it significantly outperforms previous approaches in detoxification metrics while not compromising on the generation quality. Moreover, the detoxifier is obtained by soft prompt-tuning using the same backbone language model as the generator. Hence, DETOXIGEN requires only a tiny amount of extra weights from the virtual tokens of the detoxifier to be loaded into GPU memory while decoding, making it a promising lightweight, practical, and parameter-efficient detoxification strategy.

This paper presents FoFo, a pioneering benchmark for evaluating large language models’ (LLMs) ability to follow complex, domain-specific formats, a crucial yet under-examined capability for their application as AI agents. Despite LLMs’ advancements, existing benchmarks fail to assess their format-following proficiency adequately. FoFo fills this gap with a diverse range of real-world formats and instructions, developed through an AI-Human collaborative method. Our evaluation across both open-source (e.g., Llama 2, WizardLM) and closed-source (e.g., GPT-4, PALM2, Gemini) LLMs highlights three key findings: open-source models significantly lag behind closed-source ones in format adherence; LLMs’ format-following performance is independent of their content generation quality; and LLMs’ format proficiency varies across different domains. These insights suggest the need for specialized tuning for format-following skills and highlight FoFo’s role in guiding the selection of domain-specific AI agents. FoFo will be publicly released, contributing a critical tool for advancing LLM evaluation and application.

2023

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Did You Read the Instructions? Rethinking the Effectiveness of Task Definitions in Instruction Learning
Fan Yin | Jesse Vig | Philippe Laban | Shafiq Joty | Caiming Xiong | Chien-Sheng Wu
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Large language models (LLMs) have shown impressive performance in following natural language instructions to solve unseen tasks. However, it remains unclear whether models truly understand task definitions and whether the human-written definitions are optimal. In this paper, we systematically study the role of task definitions in instruction learning. We first conduct an ablation analysis informed by human annotations to understand which parts of a task definition are most important, and find that model performance only drops substantially when removing contents describing the task output, in particular label information. Next, we propose an automatic algorithm to compress task definitions to a minimal supporting set of tokens, and find that 60% of tokens can be removed while maintaining or even improving model performance. Based on these results, we propose two strategies to help models better leverage task instructions: (1) providing only key information for tasks in a common structured format, and (2) adding a meta-tuning stage to help the model better understand the definitions. With these two strategies, we achieve a 4.2 Rouge-L improvement over 119 unseen test tasks.

Human evaluation is the foundation upon which the evaluation of both summarization systems and automatic metrics rests. However, existing human evaluation studies for summarization either exhibit a low inter-annotator agreement or have insufficient scale, and an in-depth analysis of human evaluation is lacking. Therefore, we address the shortcomings of existing summarization evaluation along the following axes: (1) We propose a modified summarization salience protocol, Atomic Content Units (ACUs), which is based on fine-grained semantic units and allows for a high inter-annotator agreement. (2) We curate the Robust Summarization Evaluation (RoSE) benchmark, a large human evaluation dataset consisting of 22,000 summary-level annotations over 28 top-performing systems on three datasets. (3) We conduct a comparative study of four human evaluation protocols, underscoring potential confounding factors in evaluation setups. (4) We evaluate 50 automatic metrics and their variants using the collected human annotations across evaluation protocols and demonstrate how our benchmark leads to more statistically stable and significant results. The metrics we benchmarked include recent methods based on large language models (LLMs), GPTScore and G-Eval. Furthermore, our findings have important implications for evaluating LLMs, as we show that LLMs adjusted by human feedback (e.g., GPT-3.5) may overfit unconstrained human evaluation, which is affected by the annotators’ prior, input-agnostic preferences, calling for more robust, targeted evaluation methods.

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SWiPE: A Dataset for Document-Level Simplification of Wikipedia Pages
Philippe Laban | Jesse Vig | Wojciech Kryscinski | Shafiq Joty | Caiming Xiong | Chien-Sheng Wu
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Text simplification research has mostly focused on sentence-level simplification, even though many desirable edits - such as adding relevant background information or reordering content - may require document-level context. Prior work has also predominantly framed simplification as a single-step, input-to-output task, only implicitly modeling the fine-grained, span-level edits that elucidate the simplification process. To address both gaps, we introduce the SWiPE dataset, which reconstructs the document-level editing process from English Wikipedia (EW) articles to paired Simple Wikipedia (SEW) articles. In contrast to prior work, SWiPE leverages the entire revision history when pairing pages in order to better identify simplification edits. We work with Wikipedia editors to annotate 5,000 EW-SEW document pairs, labeling more than 40,000 edits with proposed 19 categories. To scale our efforts, we propose several models to automatically label edits, achieving an F-1 score of up to 70.9, indicating that this is a tractable but challenging NLU task. Finally, we categorize the edits produced by several simplification models and find that SWiPE-trained models generate more complex edits while reducing unwanted edits.

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Best-k Search Algorithm for Neural Text Generation
Jiacheng Xu | Caiming Xiong | Silvio Savarese | Yingbo Zhou
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Modern natural language generation paradigms require a decoding strategy to obtain quality sequences out of the model. Beam search yields high-quality but low diversity outputs; stochastic approaches suffer from high variance and sometimes low quality. In this work, we propose a deterministic search algorithm balancing both quality and diversity. We first investigate the vanilla best-first search (BFS) algorithm and then propose the best-k search algorithm. Inspired by BFS, we greedily expand the top k nodes, instead of the first node, to boost efficiency and diversity. Upweighting recently discovered nodes accompanied by heap pruning ensures the completeness of the search procedure. Experiments on four NLG tasks show that best-k search yields more diverse and natural outputs compared to strong baselines, while our approach maintains high text quality. The proposed algorithm is parameter-free, lightweight, efficient, and easy-to-use.

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SharPT: Shared Latent Space Prompt Tuning
Bo Pang | Semih Yavuz | Caiming Xiong | Yingbo Zhou
Findings of the Association for Computational Linguistics: EACL 2023

Prompt tuning is an efficient method for adapting large language models, and Soft Prompt Transfer (SPoT) further narrows the gap between prompt tuning and full model tuning by transferring prompts learned from source tasks to target tasks. It is nevertheless difficult and expensive to identify the source task that provides optimal prompts. In this work, we propose to learn a shared latent space which captures a set of basis skills from a mixture of source tasks. Given an instance, its embedding queries the latent space, yielding a basis skill vector. This vector generates soft prompts, via a lightweight prompt generator, which modulates a frozen model. The latent space and prompt transformation are learned end-to-end by training on source tasks. Transfer learning from source tasks to a target task simply amounts to finetuning the prompt generator, accounting for roughly 0.3% parameters of the frozen backbone model, while the shared latent space is also frozen in finetuning. Our approach outperforms prior soft prompt methods by a significant margin on a variety of tasks such as NLI, sentence completion, QA, conference resolution, word sense disambiguation. We also find, on various model scales, our method achieves competitive performance compared to finetuning the full model.

Text summarization aims to condense long documents and retain key information. Critical to the success of a summarization model is the faithful inference of latent representations of words or tokens in the source documents. Most recent models infer the latent representations with a transformer encoder, which is purely bottom-up and thus does not capture long-distance context well. Also, self-attention-based models face the challenge of quadratic complexity with respect to sequence length. We propose a method to improve summarization models on these two aspects. Our method assumes a hierarchical latent structure of a document where the top-level captures the long range dependency at a coarser time scale and the bottom token level preserves the details. Critically, our method enables token representations to be updated in both a bottom-up and top-down manner. In the bottom-up pass, token representations are inferred with local self-attention to leverage its efficiency. Top-down correction is then applied to allow tokens to capture global context. We demonstrate the effectiveness on a diverse set of summarization datasets, including narrative, conversational, scientific documents and news. Our model achieves state-of-the-art performance on a wide range of long document summarization benchmarks, compared to recent efficient transformers. We show that our model can summarize an entire book and achieve competitive performance using 0.27% parameters and much less training data, compared to a recent GPT-3-based model. These results indicate the general applicability and benefits of the framework.

The dominant paradigm of textual question answering systems is based on end-to-end neural networks, which excels at answering natural language questions but falls short on complex ones. This stands in contrast to the broad adaptation of semantic parsing approaches over structured data sources (e.g., relational database, knowledge graphs), that convert natural language questions to logical forms and execute them with query engines. Towards combining the strengths of neural and symbolic methods, we propose a framework of question parsing and execution on textual QA. It comprises two central pillars: (1) We parse the question of varying complexity into an intermediate representation, named H-expression, which is composed of simple questions as the primitives and symbolic operations representing the relationships among them; (2) To execute the resulting H-expressions, we design a hybrid executor, which integrates the deterministic rules to translate the symbolic operations with a drop-in neural reader network to answer each decomposed simple question. Hence, the proposed framework can be viewed as a top-down question parsing followed by a bottom-up answer backtracking. The resulting H-expressions closely guide the execution process, offering higher precision besides better interpretability while still preserving the advantages of the neural readers for resolving its primitive elements. Our extensive experiments on MuSiQue, 2WikiQA, HotpotQA, and NQ show that the proposed parsing and hybrid execution framework outperforms existing approaches in supervised, few-shot, and zero-shot settings, while also effectively exposing its underlying reasoning process.

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Lexical Repetitions Lead to Rote Learning: Unveiling the Impact of Lexical Overlap in Train and Test Reference Summaries
Prafulla Choubey | Alexander Fabbri | Caiming Xiong | Chien-Sheng Wu
Findings of the Association for Computational Linguistics: EMNLP 2023

Ideal summarization models should generalize to novel summary-worthy content without remembering reference training summaries by rote. However, a single average performance score on the entire test set is inadequate in determining such model competencies. We propose a fine-grained evaluation protocol by partitioning a test set based on the lexical similarity of reference test summaries with training summaries. We observe up to a 5x (1.2x) difference in ROUGE-2 (entity recall) scores between the subsets with the lowest and highest similarity. Next, we show that such training repetitions also make a model vulnerable to rote learning, reproducing data artifacts such as factual errors, especially when reference test summaries are lexically close to training summaries. Consequently, we propose to limit lexical repetitions in training summaries during both supervised fine-tuning and likelihood calibration stages to improve the performance on novel test cases while retaining average performance. Our automatic and human evaluations on novel test subsets and recent news articles show that limiting lexical repetitions in training summaries can prevent rote learning and improve generalization.

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Salespeople vs SalesBot: Exploring the Role of Educational Value in Conversational Recommender Systems
Lidiya Murakhovs’ka | Philippe Laban | Tian Xie | Caiming Xiong | Chien-Sheng Wu
Findings of the Association for Computational Linguistics: EMNLP 2023

Making big purchases requires consumers to research or consult a salesperson to gain domain expertise. However, existing conversational recommender systems (CRS) often overlook users’ lack of background knowledge, focusing solely on gathering preferences. In this work, we define a new problem space for conversational agents that aim to provide both product recommendations and educational value through mixed-type mixed-initiative dialog. We introduce SalesOps, a framework that facilitates the simulation and evaluation of such systems by leveraging recent advancements in large language models (LLMs). We build SalesBot and ShopperBot, a pair of LLM-powered agents that can simulate either side of the framework. A comprehensive human study compares SalesBot against professional salespeople, revealing that although SalesBot approaches professional performance in terms of fluency and informativeness, it lags behind in recommendation quality. We emphasize the distinct limitations both face in providing truthful information, highlighting the challenges of ensuring faithfulness in the CRS context. We release our code and make all data available.

End-to-end task-oriented dialogue (TOD) systems have achieved promising performance by leveraging sophisticated natural language understanding and natural language generation capabilities of pre-trained models. This work enables the TOD systems with more flexibility through a simple cache. The cache provides the flexibility to dynamically update the TOD systems and handle both existing and unseen dialogue scenarios. Towards this end, we first fine-tune a retrieval module to effectively retrieve the most relevant information entries from the cache. We then train end-to-end TOD models that can refer to and ground on both dialogue history and retrieved information during TOD generation. The introduced cache is straightforward to construct, and the backbone models of TOD systems are compatible with existing pre-trained generative models. Extensive experiments demonstrate the superior performance of our framework, with a notable improvement in non-empty joint goal accuracy by 6.7% compared to strong baselines.

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SummEdits: Measuring LLM Ability at Factual Reasoning Through The Lens of Summarization
Philippe Laban | Wojciech Kryscinski | Divyansh Agarwal | Alexander Fabbri | Caiming Xiong | Shafiq Joty | Chien-Sheng Wu
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

With the recent appearance of LLMs in practical settings, having methods that can effectively detect factual inconsistencies is crucial to reduce the propagation of misinformation and improve trust in model outputs. When testing on existing factual consistency benchmarks, we find that a few large language models (LLMs) perform competitively on classification benchmarks for factual inconsistency detection compared to traditional non-LLM methods. However, a closer analysis reveals issues with existing evaluation benchmarks, affecting evaluation precision. To address this, we propose a new protocol for inconsistency detection benchmark creation and implement it in a 10-domain benchmark called SummEdits. This new benchmark is 20 times more cost-effective per sample than previous benchmarks and highly reproducible, as we estimate inter-annotator agreement at about 0.9. Most LLMs struggle on SummEdits, with performance close to random chance. The best-performing model, GPT-4, is still 8% below estimated human performance, highlighting the gaps in LLMs’ ability to reason about facts and detect inconsistencies when they occur.

Interpretability and efficiency are two important considerations for the adoption of neural automatic metrics. In this work, we develop strong-performing automatic metrics for reference-based summarization evaluation, based on a two-stage evaluation pipeline that first extracts basic information units from one text sequence and then checks the extracted units in another sequence. The metrics we developed include two-stage metrics that can provide high interpretability at both the fine-grained unit level and summary level, and one-stage metrics that achieve a balance between efficiency and interpretability. We make the developed tools publicly available at https://github.com/Yale-LILY/AutoACU.

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What’s New? Summarizing Contributions in Scientific Literature
Hiroaki Hayashi | Wojciech Kryscinski | Bryan McCann | Nazneen Rajani | Caiming Xiong
Proceedings of the 17th Conference of the European Chapter of the Association for Computational Linguistics

With thousands of academic articles shared on a daily basis, it has become increasingly difficult to keep up with the latest scientific findings. To overcome this problem, we introduce a new task of disentangled paper summarization, which seeks to generate separate summaries for the paper contributions and the context of the work, making it easier to identify the key findings shared in articles. For this purpose, we extend the S2ORC corpus of academic articles, which spans a diverse set of domains ranging from economics to psychology, by adding disentangled “contribution” and “context” reference labels. Together with the dataset, we introduce and analyze three baseline approaches: 1) a unified model controlled by input code prefixes, 2) a model with separate generation heads specialized in generating the disentangled outputs, and 3) a training strategy that guides the model using additional supervision coming from inbound and outbound citations. We also propose a comprehensive automatic evaluation protocol which reports the relevance, novelty, and disentanglement of generated outputs. Through a human study involving expert annotators, we show that in 79%, of cases our new task is considered more helpful than traditional scientific paper summarization.

2022

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QAFactEval: Improved QA-Based Factual Consistency Evaluation for Summarization
Alexander Fabbri | Chien-Sheng Wu | Wenhao Liu | Caiming Xiong
Proceedings of the 2022 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

Factual consistency is an essential quality of text summarization models in practical settings. Existing work in evaluating this dimension can be broadly categorized into two lines of research, entailment-based and question answering (QA)-based metrics, and different experimental setups often lead to contrasting conclusions as to which paradigm performs the best. In this work, we conduct an extensive comparison of entailment and QA-based metrics, demonstrating that carefully choosing the components of a QA-based metric, especially question generation and answerability classification, is critical to performance. Building on those insights, we propose an optimized metric, which we call QAFactEval, that leads to a 14% average improvement over previous QA-based metrics on the SummaC factual consistency benchmark, and also outperforms the best-performing entailment-based metric. Moreover, we find that QA-based and entailment-based metrics can offer complementary signals and be combined into a single metric for a further performance boost.

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[CASPI] Causal-aware Safe Policy Improvement for Task-oriented Dialogue
Govardana Sachithanandam Ramachandran | Kazuma Hashimoto | Caiming Xiong
Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

The recent success of reinforcement learning (RL) in solving complex tasks is often attributed to its capacity to explore and exploit an environment. Sample efficiency is usually not an issue for tasks with cheap simulators to sample data online. On the other hand, Task-oriented Dialogues (ToD) are usually learnt from offline data collected using human demonstrations. Collecting diverse demonstrations and annotating them is expensive. Unfortunately, RL policy trained on off-policy data are prone to issues of bias and generalization, which are further exacerbated by stochasticity in human response and non-markovian nature of annotated belief state of a dialogue management system. To this end, we propose a batch-RL framework for ToD policy learning: Causal-aware Safe Policy Improvement (CASPI). CASPI includes a mechanism to learn fine-grained reward that captures intention behind human response and also offers guarantee on dialogue policy’s performance against a baseline. We demonstrate the effectiveness of this framework on end-to-end dialogue task of the Multiwoz2.0 dataset. The proposed method outperforms the current state of the art. Further more we demonstrate sample efficiency, where our method trained only on 20% of the data, are comparable to current state of the art method trained on 100% data on two out of there evaluation metrics.

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Modeling Multi-hop Question Answering as Single Sequence Prediction
Semih Yavuz | Kazuma Hashimoto | Yingbo Zhou | Nitish Shirish Keskar | Caiming Xiong
Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Fusion-in-decoder (Fid) (Izacard and Grave, 2020) is a generative question answering (QA) model that leverages passage retrieval with a pre-trained transformer and pushed the state of the art on single-hop QA. However, the complexity of multi-hop QA hinders the effectiveness of the generative QA approach. In this work, we propose a simple generative approach (PathFid) that extends the task beyond just answer generation by explicitly modeling the reasoning process to resolve the answer for multi-hop questions. By linearizing the hierarchical reasoning path of supporting passages, their key sentences, and finally the factoid answer, we cast the problem as a single sequence prediction task. To facilitate complex reasoning with multiple clues, we further extend the unified flat representation of multiple input documents by encoding cross-passage interactions. Our extensive experiments demonstrate that PathFid leads to strong performance gains on two multi-hop QA datasets: HotpotQA and IIRC. Besides the performance gains, PathFid is more interpretable, which in turn yields answers that are more faithfully grounded to the supporting passages and facts compared to the baseline Fid model.

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ConTinTin: Continual Learning from Task Instructions
Wenpeng Yin | Jia Li | Caiming Xiong
Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

The mainstream machine learning paradigms for NLP often work with two underlying presumptions. First, the target task is predefined and static; a system merely needs to learn to solve it exclusively. Second, the supervision of a task mainly comes from a set of labeled examples. A question arises: how to build a system that can keep learning new tasks from their instructions?This work defines a new learning paradigm ConTinTin (Continual Learning from Task Instructions), in which a system should learn a sequence of new tasks one by one, each task is explained by a piece of textual instruction. The system is required to (i) generate the expected outputs of a new task by learning from its instruction, (ii) transfer the knowledge acquired from upstream tasks to help solve downstream tasks (i.e., forward-transfer), and (iii) retain or even improve the performance on earlier tasks after learning new tasks (i.e., backward-transfer). This new problem is studied on a stream of more than 60 tasks, each equipped with an instruction. Technically, our method InstructionSpeak contains two strategies that make full use of task instructions to improve forward-transfer and backward-transfer: one is to learn from negative outputs, the other is to re-visit instructions of previous tasks. To our knowledge, this is the first time to study ConTinTin in NLP. In addition to the problem formulation and our promising approach, this work also contributes to providing rich analyses for the community to better understand this novel learning problem.

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DialFact: A Benchmark for Fact-Checking in Dialogue
Prakhar Gupta | Chien-Sheng Wu | Wenhao Liu | Caiming Xiong
Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Fact-checking is an essential tool to mitigate the spread of misinformation and disinformation. We introduce the task of fact-checking in dialogue, which is a relatively unexplored area. We construct DialFact, a testing benchmark dataset of 22,245 annotated conversational claims, paired with pieces of evidence from Wikipedia. There are three sub-tasks in DialFact: 1) Verifiable claim detection task distinguishes whether a response carries verifiable factual information; 2) Evidence retrieval task retrieves the most relevant Wikipedia snippets as evidence; 3) Claim verification task predicts a dialogue response to be supported, refuted, or not enough information. We found that existing fact-checking models trained on non-dialogue data like FEVER fail to perform well on our task, and thus, we propose a simple yet data-efficient solution to effectively improve fact-checking performance in dialogue. We point out unique challenges in DialFact such as handling the colloquialisms, coreferences, and retrieval ambiguities in the error analysis to shed light on future research in this direction.

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QAConv: Question Answering on Informative Conversations
Chien-Sheng Wu | Andrea Madotto | Wenhao Liu | Pascale Fung | Caiming Xiong
Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

This paper introduces QAConv, a new question answering (QA) dataset that uses conversations as a knowledge source. We focus on informative conversations, including business emails, panel discussions, and work channels. Unlike open-domain and task-oriented dialogues, these conversations are usually long, complex, asynchronous, and involve strong domain knowledge. In total, we collect 34,608 QA pairs from 10,259 selected conversations with both human-written and machine-generated questions. We use a question generator and a dialogue summarizer as auxiliary tools to collect and recommend questions. The dataset has two testing scenarios: chunk mode and full mode, depending on whether the grounded partial conversation is provided or retrieved. Experimental results show that state-of-the-art pretrained QA systems have limited zero-shot performance and tend to predict our questions as unanswerable. Our dataset provides a new training and evaluation testbed to facilitate QA on conversations research.

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RNG-KBQA: Generation Augmented Iterative Ranking for Knowledge Base Question Answering
Xi Ye | Semih Yavuz | Kazuma Hashimoto | Yingbo Zhou | Caiming Xiong
Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Existing KBQA approaches, despite achieving strong performance on i.i.d. test data, often struggle in generalizing to questions involving unseen KB schema items. Prior ranking-based approaches have shown some success in generalization, but suffer from the coverage issue. We present RnG-KBQA, a Rank-and-Generate approach for KBQA, which remedies the coverage issue with a generation model while preserving a strong generalization capability. Our approach first uses a contrastive ranker to rank a set of candidate logical forms obtained by searching over the knowledge graph. It then introduces a tailored generation model conditioned on the question and the top-ranked candidates to compose the final logical form. We achieve new state-of-the-art results on GrailQA and WebQSP datasets. In particular, our method surpasses the prior state-of-the-art by a large margin on the GrailQA leaderboard. In addition, RnG-KBQA outperforms all prior approaches on the popular WebQSP benchmark, even including the ones that use the oracle entity linking. The experimental results demonstrate the effectiveness of the interplay between ranking and generation, which leads to the superior performance of our proposed approach across all settings with especially strong improvements in zero-shot generalization.

Structured knowledge grounding (SKG) leverages structured knowledge to complete user requests, such as semantic parsing over databases and question answering over knowledge bases. Since the inputs and outputs of SKG tasks are heterogeneous, they have been studied separately by different communities, which limits systematic and compatible research on SKG. In this paper, we overcome this limitation by proposing the UnifiedSKG framework, which unifies 21 SKG tasks into a text-to-text format, aiming to promote systematic SKG research, instead of being exclusive to a single task, domain, or dataset. We use UnifiedSKG to benchmark T5 with different sizes and show that T5, with simple modifications when necessary, achieves state-of-the-art performance on almost all of the 21 tasks. We further demonstrate that multi-task prefix-tuning improves the performance on most tasks, largely improving the overall performance. UnifiedSKG also facilitates the investigation of zero-shot and few-shot learning, and we show that T0, GPT-3, and Codex struggle in zero-shot and few-shot learning for SKG. We also use UnifiedSKG to conduct a series of controlled experiments on structured knowledge encoding variants across SKG tasks. UnifiedSKG is easily extensible to more tasks, and it is open-sourced at https://github.com/hkunlp/unifiedskg.

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Near-Negative Distinction: Giving a Second Life to Human Evaluation Datasets
Philippe Laban | Chien-Sheng Wu | Wenhao Liu | Caiming Xiong
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

Precisely assessing the progress in natural language generation (NLG) tasks is challenging, and human evaluation to establish a preference in a model’s output over another is often necessary.However, human evaluation is usually costly, difficult to reproduce, and non-reusable.In this paper, we propose a new and simple automatic evaluation method for NLG called Near-Negative Distinction (NND) that repurposes prior human annotations into NND tests.In an NND test, an NLG model must place a higher likelihood on a high-quality output candidate than on a near-negative candidate with a known error.Model performance is established by the number of NND tests a model passes, as well as the distribution over task-specific errors the model fails on.Through experiments on three NLG tasks (question generation, question answering, and summarization), we show that NND achieves a higher correlation with human judgments than standard NLG evaluation metrics. We then illustrate NND evaluation in four practical scenarios, for example performing fine-grain model analysis, or studying model training dynamics. Our findings suggest that NND can give a second life to human annotations and provide low-cost NLG evaluation.

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CTRLsum: Towards Generic Controllable Text Summarization
Junxian He | Wojciech Kryscinski | Bryan McCann | Nazneen Rajani | Caiming Xiong
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

Current summarization systems yield generic summaries that are disconnected from users’ preferences and expectations. To address this limitation, we present CTRLsum, a generic framework to control generated summaries through a set of keywords. During training keywords are extracted automatically without requiring additional human annotations. At test time CTRLsum features a control function to map control signal to keywords; through engineering the control function, the same trained model is able to be applied to control summaries on various dimensions, while neither affecting the model training process nor the pretrained models. We additionally explore the combination of keywords and text prompts for more control tasks. Experiments demonstrate the effectiveness of CTRLsum on three domains of summarization datasets and five control tasks: (1) entity-centric and (2) length-controllable summarization, (3) contribution summarization on scientific papers, (4) invention purpose summarization on patent filings, and (5) question-guided summarization on news articles. Moreover, when used in a standard, unconstrained summarization setting, CTRLsum is comparable or better than strong pretrained systems.

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Uni-Parser: Unified Semantic Parser for Question Answering on Knowledge Base and Database
Ye Liu | Semih Yavuz | Rui Meng | Dragomir Radev | Caiming Xiong | Yingbo Zhou
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

Parsing natural language questions into executable logical forms is a useful and interpretable way to perform question answering on structured data such as knowledge bases (KB) or databases (DB). However, existing approaches on semantic parsing cannot adapt to both modalities, as they suffer from the exponential growth of the logical form candidates and can hardly generalize to unseen data.In this work, we propose Uni-Parser, a unified semantic parser for question answering (QA) on both KB and DB. We define the primitive (relation and entity in KB, and table name, column name and cell value in DB) as the essential element in our framework. The number of primitives grows only at a linear rate to the number of retrieved relations in KB and DB, preventing us from exponential logic form candidates. We leverage the generator to predict final logical forms by altering and composing top-ranked primitives with different operations (e.g. select, where, count). With sufficiently pruned search space by a contrastive primitive ranker, the generator is empowered to capture the composition of primitives enhancing its generalization ability. We achieve competitive results on multiple KB and DB QA benchmarks with more efficiency, especially in the compositional and zero-shot settings.

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Improving Factual Consistency in Summarization with Compression-Based Post-Editing
Alex Fabbri | Prafulla Kumar Choubey | Jesse Vig | Chien-Sheng Wu | Caiming Xiong
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

State-of-the-art summarization models still struggle to be factually consistent with the input text. A model-agnostic way to address this problem is post-editing the generated summaries. However, existing approaches typically fail to remove entity errors if a suitable input entity replacement is not available or may insert erroneous content. In our work, we focus on removing extrinsic entity errors, or entities not in the source, to improve consistency while retaining the summary’s essential information and form. We propose to use sentence-compression data to train the post-editing model to take a summary with extrinsic entity errors marked with special tokens and output a compressed, well-formed summary with those errors removed. We show that this model improves factual consistency while maintaining ROUGE, improving entity precision by up to 30% on XSum, and that this model can be applied on top of another post-editor, improving entity precision by up to a total of 38%. We perform an extensive comparison of post-editing approaches that demonstrate trade-offs between factual consistency, informativeness, and grammaticality, and we analyze settings where post-editors show the largest improvements.

Pretrained language models (PLMs) have been shown to accumulate factual knowledge during pretraining (Petroni et al. 2019). Recent works probe PLMs for the extent of this knowledge through prompts either in discrete or continuous forms. However, these methods do not consider symmetry of the task: object prediction and subject prediction. In this work, we propose Symmetrical Prompt Enhancement (SPE), a continuous prompt-based method for factual probing in PLMs that leverages the symmetry of the task by constructing symmetrical prompts for subject and object prediction. Our results on a popular factual probing dataset, LAMA, show significant improvement of SPE over previous probing methods.

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OneAligner: Zero-shot Cross-lingual Transfer with One Rich-Resource Language Pair for Low-Resource Sentence Retrieval
Tong Niu | Kazuma Hashimoto | Yingbo Zhou | Caiming Xiong
Findings of the Association for Computational Linguistics: ACL 2022

Aligning parallel sentences in multilingual corpora is essential to curating data for downstream applications such as Machine Translation. In this work, we present OneAligner, an alignment model specially designed for sentence retrieval tasks. This model is able to train on only one language pair and transfers, in a cross-lingual fashion, to low-resource language pairs with negligible degradation in performance. When trained with all language pairs of a large-scale parallel multilingual corpus (OPUS-100), this model achieves the state-of-the-art result on the Tateoba dataset, outperforming an equally-sized previous model by 8.0 points in accuracy while using less than 0.6% of their parallel data. When finetuned on a single rich-resource language pair, be it English-centered or not, our model is able to match the performance of the ones finetuned on all language pairs under the same data budget with less than 2.0 points decrease in accuracy. Furthermore, with the same setup, scaling up the number of rich-resource language pairs monotonically improves the performance, reaching a minimum of 0.4 points discrepancy in accuracy, making it less mandatory to collect any low-resource parallel data. Finally, we conclude through empirical results and analyses that the performance of the sentence alignment task depends mostly on the monolingual and parallel data size, up to a certain size threshold, rather than on what language pairs are used for training or evaluation.

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Quiz Design Task: Helping Teachers Create Quizzes with Automated Question Generation
Philippe Laban | Chien-Sheng Wu | Lidiya Murakhovs’ka | Wenhao Liu | Caiming Xiong
Findings of the Association for Computational Linguistics: NAACL 2022

Question generation (QGen) models are often evaluated with standardized NLG metrics that are based on n-gram overlap. In this paper, we measure whether these metric improvements translate to gains in a practical setting, focusing on the use case of helping teachers automate the generation of reading comprehension quizzes. In our study, teachers building a quiz receive question suggestions, which they can either accept or refuse with a reason. Even though we find that recent progress in QGen leads to a significant increase in question acceptance rates, there is still large room for improvement, with the best model having only 68.4% of its questions accepted by the ten teachers who participated in our study. We then leverage the annotations we collected to analyze standard NLG metrics and find that model performance has reached projected upper-bounds, suggesting new automatic metrics are needed to guide QGen research forward.

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A Generative Language Model for Few-shot Aspect-Based Sentiment Analysis
Ehsan Hosseini-Asl | Wenhao Liu | Caiming Xiong
Findings of the Association for Computational Linguistics: NAACL 2022

Sentiment analysis is an important task in natural language processing. In recent works, pre-trained language models are often used to achieve state-of-the-art results, especially when training data is scarce. It is common to fine-tune on the downstream task, usually by adding task-specific layers on top of the model. In this paper, we focus on aspect-based sentiment analysis, which involves extracting aspect term, category, and predicting their corresponding polarities. In particular, we are interested in few-shot settings. We propose to reformulate the extraction and prediction tasks into the sequence generation task, using a generative language model with unidirectional attention (GPT2 is used unless stated otherwise). This way, the model learns to accomplish the tasks via language generation without the need of training task-specific layers. Our evaluation results on the single-task polarity prediction show that our approach outperforms the previous state-of-the-art (based on BERT) on average performance by a large margins in few-shot and full-shot settings. More importantly, our generative approach significantly reduces the model variance caused by low-resource data. We further demonstrate that the proposed generative language model can handle joint and multi-task settings, unlike previous work. We observe that the proposed sequence generation method achieves further improved performances on polarity prediction when the model is trained via joint and multi-task settings. Further evaluation on similar sentiment analysis datasets, SST-2, SST-5 and OOS intent detection validates the superiority and noise robustness of generative language model in few-shot settings.

Asking good questions is an essential ability for both human and machine intelligence. However, existing neural question generation approaches mainly focus on short factoid type of answers. In this paper, we introduce a neural question generator, MixQG, to bridge this gap. We combine nine question answering datasets with diverse answer types, including yes/no, multiple-choice, extractive, and abstractive answers, to train a single generative model. We show with empirical results that our model outperforms existing work in both seen and unseen domains, and can generate questions with different cognitive levels when conditioned on different answer types. We run a human evaluation study to assess the quality of generated questions and find that MixQG outperforms the next best model by 10%. Our code and model checkpoints will be released and integrated with the HuggingFace library to facilitate various downstream applications.

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Discord Questions: A Computational Approach To Diversity Analysis in News Coverage
Philippe Laban | Chien-Sheng Wu | Lidiya Murakhovs’ka | Xiang Chen | Caiming Xiong
Findings of the Association for Computational Linguistics: EMNLP 2022

There are many potential benefits to news readers accessing diverse sources. Modern news aggregators do the hard work of organizing the news, offering readers a plethora of source options, but choosing which source to read remains challenging.We propose a new framework to assist readers in identifying source differences and gaining an understanding of news coverage diversity.The framework is based on the generation of Discord Questions: questions with a diverse answer pool, explicitly illustrating source differences.To assemble a prototype of the framework, we focus on two components: (1) discord question generation, the task of generating questions answered differently by sources, for which we propose an automatic scoring method, and create a model that improves performance from current question generation (QG) methods by 5%, (2) answer consolidation, the task of grouping answers to a question that are semantically similar, for which we collect data and repurpose a method that achieves 81% balanced accuracy on our realistic test set.We illustrate the framework’s feasibility through a prototype interface. Even though model performance at discord QG still lags human performance by more than 15%, generated questions are judged to be more interesting than factoid questions and can reveal differences in the level of detail, sentiment, and reasoning of sources in news coverage. Code is available at https://github.com/Salesforce/discord_questions.

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Prompt-Tuning Can Be Much Better Than Fine-Tuning on Cross-lingual Understanding With Multilingual Language Models
Lifu Tu | Caiming Xiong | Yingbo Zhou
Findings of the Association for Computational Linguistics: EMNLP 2022

Pre-trained multilingual language models show significant performance gains for zero-shot cross-lingual model transfer on a wide range of natural language understanding (NLU) tasks. Previously, for zero-shot cross-lingual evaluation, pre-trained models are only fine-tuned on English data and tested on a variety of target languages. In this paper, we do cross-lingualevaluation on various NLU tasks (sentence classification, sequence labeling, question answering) using prompt-tuning and compare it with fine-tuning. The results show that prompt tuning achieves much better cross-lingual transfer than fine-tuning across datasets, with only 0.1% to 0.3% tuned parameters. Additionally, we demonstrate through the analysis that prompt tuning can have better cross-lingual transfer-ability of representations on downstream tasks with better aligned decision boundaries.

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BOOKSUM: A Collection of Datasets for Long-form Narrative Summarization
Wojciech Kryscinski | Nazneen Rajani | Divyansh Agarwal | Caiming Xiong | Dragomir Radev
Findings of the Association for Computational Linguistics: EMNLP 2022

The majority of existing text summarization datasets include short-form source documents that lack long-range causal and temporal dependencies, and often contain strong layout and stylistic biases. While relevant, such datasets will offer limited challenges for future text summarization systems. We address these issues by introducing BOOKSUM, a collection of datasets for long-form narrative summarization. Our dataset covers documents from the literature domain, such as novels, plays and stories, and includes highly abstractive, human written summaries on three levels of granularity of increasing difficulty: paragraph-, chapter-, and book-level. The domain and structure of our dataset poses a unique set of challenges for summarization systems, which include: processing very long documents, non-trivial causal and temporal dependencies, and rich discourse structures. To facilitate future work, we trained and evaluated multiple extractive and abstractive summarization models as baselines for our dataset.

Pre-trained Transformer-based models were reported to be robust in intent classification. In this work, we first point out the importance of in-domain out-of-scope detection in few-shot intent recognition tasks and then illustrate the vulnerability of pre-trained Transformer-based models against samples that are in-domain but out-of-scope (ID-OOS). We construct two new datasets, and empirically show that pre-trained models do not perform well on both ID-OOS examples and general out-of-scope examples, especially on fine-grained few-shot intent detection tasks.

We propose a novel framework to conduct field extraction from forms with unlabeled data. To bootstrap the training process, we develop a rule-based method for mining noisy pseudo-labels from unlabeled forms. Using the supervisory signal from the pseudo-labels, we extract a discriminative token representation from a transformer-based model by modeling the interaction between text in the form. To prevent the model from overfitting to label noise, we introduce a refinement module based on a progressive pseudo-label ensemble. Experimental results demonstrate the effectiveness of our framework.

Existing table question answering datasets contain abundant factual questions that primarily evaluate a QA system’s comprehension of query and tabular data. However, restricted by their short-form answers, these datasets fail to include question–answer interactions that represent more advanced and naturally occurring information needs: questions that ask for reasoning and integration of information pieces retrieved from a structured knowledge source. To complement the existing datasets and to reveal the challenging nature of the table-based question answering task, we introduce FeTaQA, a new dataset with 10K Wikipedia-based table, question, free-form answer, supporting table cells pairs. FeTaQA is collected from noteworthy descriptions of Wikipedia tables that contain information people tend to seek; generation of these descriptions requires advanced processing that humans perform on a daily basis: Understand the question and table, retrieve, integrate, infer, and conduct text planning and surface realization to generate an answer. We provide two benchmark methods for the proposed task: a pipeline method based on semantic parsing-based QA systems and an end-to-end method based on large pretrained text generation models, and show that FeTaQA poses a challenge for both methods.

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Numerical Correlation in Text
Daniel Spokoyny | Chien-Sheng Wu | Caiming Xiong
Proceedings of the 1st Workshop on Mathematical Natural Language Processing (MathNLP)

Evaluation of quantitative reasoning of large language models is an important step towards understanding their current capabilities and limitations. We propose a new task, Numerical Correlation in Text, which requires models to identify the correlation between two numbers in a sentence. To this end, we introduce a new dataset, which contains over 2,000 Wikipedia sentences with two numbers and their correlation labels. Using this dataset we are able to show that recent numerically aware pretraining methods for language models do not help generalization on this task posing a challenge for future work in this area.

We propose, DocQueryNet, a value retrieval method with arbitrary queries for form-like documents to reduce human effort of processing forms. Unlike previous methods that only address a fixed set of field items, our method predicts target value for an arbitrary query based on the understanding of the layout and semantics of a form. To further boost model performance, we propose a simple document language modeling (SimpleDLM) strategy to improve document understanding on large-scale model pre-training. Experimental results show that DocQueryNet outperforms previous designs significantly and the SimpleDLM further improves our performance on value retrieval by around 17% F1 score compared with the state-of-the-art pre-training method. Code is available here, https://github.com/salesforce/QVR-SimpleDLM.

2021

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Unsupervised Out-of-Domain Detection via Pre-trained Transformers
Keyang Xu | Tongzheng Ren | Shikun Zhang | Yihao Feng | Caiming Xiong
Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

Deployed real-world machine learning applications are often subject to uncontrolled and even potentially malicious inputs. Those out-of-domain inputs can lead to unpredictable outputs and sometimes catastrophic safety issues. Prior studies on out-of-domain detection require in-domain task labels and are limited to supervised classification scenarios. Our work tackles the problem of detecting out-of-domain samples with only unsupervised in-domain data. We utilize the latent representations of pre-trained transformers and propose a simple yet effective method to transform features across all layers to construct out-of-domain detectors efficiently. Two domain-specific fine-tuning approaches are further proposed to boost detection accuracy. Our empirical evaluations of related methods on two datasets validate that our method greatly improves out-of-domain detection ability in a more general scenario.

The scarcity of comprehensive up-to-date studies on evaluation metrics for text summarization and the lack of consensus regarding evaluation protocols continue to inhibit progress. We address the existing shortcomings of summarization evaluation methods along five dimensions: 1) we re-evaluate 14 automatic evaluation metrics in a comprehensive and consistent fashion using neural summarization model outputs along with expert and crowd-sourced human annotations; 2) we consistently benchmark 23 recent summarization models using the aforementioned automatic evaluation metrics; 3) we assemble the largest collection of summaries generated by models trained on the CNN/DailyMail news dataset and share it in a unified format; 4) we implement and share a toolkit that provides an extensible and unified API for evaluating summarization models across a broad range of automatic metrics; and 5) we assemble and share the largest and most diverse, in terms of model types, collection of human judgments of model-generated summaries on the CNN/Daily Mail dataset annotated by both expert judges and crowd-source workers. We hope that this work will help promote a more complete evaluation protocol for text summarization as well as advance research in developing evaluation metrics that better correlate with human judgments.

We present DART, an open domain structured DAta Record to Text generation dataset with over 82k instances (DARTs). Data-to-text annotations can be a costly process, especially when dealing with tables which are the major source of structured data and contain nontrivial structures. To this end, we propose a procedure of extracting semantic triples from tables that encodes their structures by exploiting the semantic dependencies among table headers and the table title. Our dataset construction framework effectively merged heterogeneous sources from open domain semantic parsing and spoken dialogue systems by utilizing techniques including tree ontology annotation, question-answer pair to declarative sentence conversion, and predicate unification, all with minimum post-editing. We present systematic evaluation on DART as well as new state-of-the-art results on WebNLG 2017 to show that DART (1) poses new challenges to existing data-to-text datasets and (2) facilitates out-of-domain generalization. Our data and code can be found at https://github.com/Yale-LILY/dart.

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Learning to Synthesize Data for Semantic Parsing
Bailin Wang | Wenpeng Yin | Xi Victoria Lin | Caiming Xiong
Proceedings of the 2021 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

Synthesizing data for semantic parsing has gained increasing attention recently. However, most methods require handcrafted (high-precision) rules in their generative process, hindering the exploration of diverse unseen data. In this work, we propose a generative model which features a (non-neural) PCFG that models the composition of programs (e.g., SQL), and a BART-based translation model that maps a program to an utterance. Due to the simplicity of PCFG and pre-trained BART, our generative model can be efficiently learned from existing data at hand. Moreover, explicitly modeling compositions using PCFG leads to better exploration of unseen programs, thus generate more diverse data. We evaluate our method in both in-domain and out-of-domain settings of text-to-SQL parsing on the standard benchmarks of GeoQuery and Spider, respectively. Our empirical results show that the synthesized data generated from our model can substantially help a semantic parser achieve better compositional and domain generalization.

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SCRIPT: Self-Critic PreTraining of Transformers
Erik Nijkamp | Bo Pang | Ying Nian Wu | Caiming Xiong
Proceedings of the 2021 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

We introduce Self-CRItic Pretraining Transformers (SCRIPT) for representation learning of text. The popular masked language modeling (MLM) pretraining methods like BERT replace some tokens with [MASK] and an encoder is trained to recover them, while ELECTRA trains a discriminator to detect replaced tokens proposed by a generator. In contrast, we train a language model as in MLM and further derive a discriminator or critic on top of the encoder without using any additional parameters. That is, the model itself is a critic. SCRIPT combines MLM training and discriminative training for learning rich representations and compute- and sample-efficiency. We demonstrate improved sample-efficiency in pretraining and enhanced representations evidenced by improved downstream task performance on GLUE and SQuAD over strong baselines. Also, the self-critic scores can be directly used as pseudo-log-likelihood for efficient scoring.

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Joint Energy-based Model Training for Better Calibrated Natural Language Understanding Models
Tianxing He | Bryan McCann | Caiming Xiong | Ehsan Hosseini-Asl
Proceedings of the 16th Conference of the European Chapter of the Association for Computational Linguistics: Main Volume

In this work, we explore joint energy-based model (EBM) training during the finetuning of pretrained text encoders (e.g., Roberta) for natural language understanding (NLU) tasks. Our experiments show that EBM training can help the model reach a better calibration that is competitive to strong baselines, with little or no loss in accuracy. We discuss three variants of energy functions (namely scalar, hidden, and sharp-hidden) that can be defined on top of a text encoder, and compare them in experiments. Due to the discreteness of text data, we adopt noise contrastive estimation (NCE) to train the energy-based model. To make NCE training more effective, we train an auto-regressive noise model with the masked language model (MLM) objective.

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BatchMixup: Improving Training by Interpolating Hidden States of the Entire Mini-batch
Wenpeng Yin | Huan Wang | Jin Qu | Caiming Xiong
Findings of the Association for Computational Linguistics: ACL-IJCNLP 2021

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DocNLI: A Large-scale Dataset for Document-level Natural Language Inference
Wenpeng Yin | Dragomir Radev | Caiming Xiong
Findings of the Association for Computational Linguistics: ACL-IJCNLP 2021

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Controllable Abstractive Dialogue Summarization with Sketch Supervision
Chien-Sheng Wu | Linqing Liu | Wenhao Liu | Pontus Stenetorp | Caiming Xiong
Findings of the Association for Computational Linguistics: ACL-IJCNLP 2021

Dense neural text retrieval has achieved promising results on open-domain Question Answering (QA), where latent representations of questions and passages are exploited for maximum inner product search in the retrieval process. However, current dense retrievers require splitting documents into short passages that usually contain local, partial and sometimes biased context, and highly depend on the splitting process. As a consequence, it may yield inaccurate and misleading hidden representations, thus deteriorating the final retrieval result. In this work, we propose Dense Hierarchical Retrieval (DHR), a hierarchical framework which can generate accurate dense representations of passages by utilizing both macroscopic semantics in the document and microscopic semantics specific to each passage. Specifically, a document-level retriever first identifies relevant documents, among which relevant passages are then retrieved by a passage-level retriever. The ranking of the retrieved passages will be further calibrated by examining the document-level relevance. In addition, hierarchical title structure and two negative sampling strategies (i.e., In-Doc and In-Sec negatives) are investigated. We apply DHR to large-scale open-domain QA datasets. DHR significantly outperforms the original dense passage retriever, and helps an end-to-end QA system outperform the strong baselines on multiple open-domain QA benchmarks.

Paraphrase generation has benefited extensively from recent progress in the designing of training objectives and model architectures. However, previous explorations have largely focused on supervised methods, which require a large amount of labeled data that is costly to collect. To address this drawback, we adopt a transfer learning approach and propose a training pipeline that enables pre-trained language models to generate high-quality paraphrases in an unsupervised setting. Our recipe consists of task-adaptation, self-supervision, and a novel decoding algorithm named Dynamic Blocking (DB). To enforce a surface form dissimilar from the input, whenever the language model emits a token contained in the source sequence, DB prevents the model from outputting the subsequent source token for the next generation step. We show with automatic and human evaluations that our approach achieves state-of-the-art performance on both the Quora Question Pair (QQP) and the ParaNMT datasets and is robust to domain shift between the two datasets of distinct distributions. We also demonstrate that our model transfers to paraphrasing in other languages without any additional finetuning.

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FastIF: Scalable Influence Functions for Efficient Model Interpretation and Debugging
Han Guo | Nazneen Rajani | Peter Hase | Mohit Bansal | Caiming Xiong
Proceedings of the 2021 Conference on Empirical Methods in Natural Language Processing

Influence functions approximate the “influences” of training data-points for test predictions and have a wide variety of applications. Despite the popularity, their computational cost does not scale well with model and training data size. We present FastIF, a set of simple modifications to influence functions that significantly improves their run-time. We use k-Nearest Neighbors (kNN) to narrow the search space down to a subset of good candidate data points, identify the configurations that best balance the speed-quality trade-off in estimating the inverse Hessian-vector product, and introduce a fast parallel variant. Our proposed method achieves about 80X speedup while being highly correlated with the original influence values. With the availability of the fast influence functions, we demonstrate their usefulness in four applications. First, we examine whether influential data-points can “explain” test time behavior using the framework of simulatability. Second, we visualize the influence interactions between training and test data-points. Third, we show that we can correct model errors by additional fine-tuning on certain influential data-points, improving the accuracy of a trained MultiNLI model by 2.5% on the HANS dataset. Finally, we experiment with a similar setup but fine-tuning on datapoints not seen during training, improving the model accuracy by 2.8% and 1.7% on HANS and ANLI datasets respectively. Overall, our fast influence functions can be efficiently applied to large models and datasets, and our experiments demonstrate the potential of influence functions in model interpretation and correcting model errors.

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Few-Shot Intent Classification by Gauging Entailment Relationship Between Utterance and Semantic Label
Jin Qu | Kazuma Hashimoto | Wenhao Liu | Caiming Xiong | Yingbo Zhou
Proceedings of the 3rd Workshop on Natural Language Processing for Conversational AI

Zhang et al. (2020) proposed to formulate few-shot intent classification as natural language inference (NLI) between query utterances and examples in the training set. The method is known as discriminative nearest neighbor classification or DNNC. Inspired by this work, we propose to simplify the NLI-style classification pipeline to be the entailment prediction on the utterance-semantic-label-pair (USLP). The semantic information in the labels can thus been infused into the classification process. Compared with DNNC, our proposed method is more efficient in both training and serving since it is based upon the entailment between query utterance and labels instead of all the training examples. The DNNC method requires more than one example per intent while the USLP approach does not have such constraint. In the 1-shot experiments on the CLINC150 (Larson et al., 2019) dataset, the USLP method outperforms traditional classification approach by >20 points (in-domain ac- curacy). We also find that longer and semantically meaningful labels tend to benefit model performance, however, the benefit shrinks as more training data is available.

2020

Dialog state tracking (DST) is a core component in task-oriented dialog systems. Existing approaches for DST mainly fall into one of two categories, namely, ontology-based and ontology-free methods. An ontology-based method selects a value from a candidate-value list for each target slot, while an ontology-free method extracts spans from dialog contexts. Recent work introduced a BERT-based model to strike a balance between the two methods by pre-defining categorical and non-categorical slots. However, it is not clear enough which slots are better handled by either of the two slot types, and the way to use the pre-trained model has not been well investigated. In this paper, we propose a simple yet effective dual-strategy model for DST, by adapting a single BERT-style reading comprehension model to jointly handle both the categorical and non-categorical slots. Our experiments on the MultiWOZ datasets show that our method significantly outperforms the BERT-based counterpart, finding that the key is a deep interaction between the domain-slot and context information. When evaluated on noisy (MultiWOZ 2.0) and cleaner (MultiWOZ 2.1) settings, our method performs competitively and robustly across the two different settings. Our method sets the new state of the art in the noisy setting, while performing more robustly than the best model in the cleaner setting. We also conduct a comprehensive error analysis on the dataset, including the effects of the dual strategy for each slot, to facilitate future research.

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Building Salesforce Neural Machine Translation System
Kazuma Hashimoto | Raffaella Buschiazzo | Caiming Xiong | Teresa Marxhall
Proceedings of the 14th Conference of the Association for Machine Translation in the Americas (Volume 2: User Track)

The goal of conversational machine reading is to answer user questions given a knowledge base text which may require asking clarification questions. Existing approaches are limited in their decision making due to struggles in extracting question-related rules and reasoning about them. In this paper, we present a new framework of conversational machine reading that comprises a novel Explicit Memory Tracker (EMT) to track whether conditions listed in the rule text have already been satisfied to make a decision. Moreover, our framework generates clarification questions by adopting a coarse-to-fine reasoning strategy, utilizing sentence-level entailment scores to weight token-level distributions. On the ShARC benchmark (blind, held-out) testset, EMT achieves new state-of-the-art results of 74.6% micro-averaged decision accuracy and 49.5 BLEU4. We also show that EMT is more interpretable by visualizing the entailment-oriented reasoning process as the conversation flows. Code and models are released at https://github.com/Yifan-Gao/explicit_memory_tracker.

State-of-the-art models in NLP are now predominantly based on deep neural networks that are opaque in terms of how they come to make predictions. This limitation has increased interest in designing more interpretable deep models for NLP that reveal the ‘reasoning’ behind model outputs. But work in this direction has been conducted on different datasets and tasks with correspondingly unique aims and metrics; this makes it difficult to track progress. We propose the Evaluating Rationales And Simple English Reasoning (ERASER a benchmark to advance research on interpretable models in NLP. This benchmark comprises multiple datasets and tasks for which human annotations of “rationales” (supporting evidence) have been collected. We propose several metrics that aim to capture how well the rationales provided by models align with human rationales, and also how faithful these rationales are (i.e., the degree to which provided rationales influenced the corresponding predictions). Our hope is that releasing this benchmark facilitates progress on designing more interpretable NLP systems. The benchmark, code, and documentation are available at https://www.eraserbenchmark.com/

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Double-Hard Debias: Tailoring Word Embeddings for Gender Bias Mitigation
Tianlu Wang | Xi Victoria Lin | Nazneen Fatema Rajani | Bryan McCann | Vicente Ordonez | Caiming Xiong
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics

Word embeddings derived from human-generated corpora inherit strong gender bias which can be further amplified by downstream models. Some commonly adopted debiasing approaches, including the seminal Hard Debias algorithm, apply post-processing procedures that project pre-trained word embeddings into a subspace orthogonal to an inferred gender subspace. We discover that semantic-agnostic corpus regularities such as word frequency captured by the word embeddings negatively impact the performance of these algorithms. We propose a simple but effective technique, Double Hard Debias, which purifies the word embeddings against such corpus regularities prior to inferring and removing the gender subspace. Experiments on three bias mitigation benchmarks show that our approach preserves the distributional semantics of the pre-trained word embeddings while reducing gender bias to a significantly larger degree than prior approaches.

Neural networks lack the ability to reason about qualitative physics and so cannot generalize to scenarios and tasks unseen during training. We propose ESPRIT, a framework for commonsense reasoning about qualitative physics in natural language that generates interpretable descriptions of physical events. We use a two-step approach of first identifying the pivotal physical events in an environment and then generating natural language descriptions of those events using a data-to-text approach. Our framework learns to generate explanations of how the physical simulation will causally evolve so that an agent or a human can easily reason about a solution using those interpretable descriptions. Human evaluations indicate that ESPRIT produces crucial fine-grained details and has high coverage of physical concepts compared to even human annotations. Dataset, code and documentation are available at https://github.com/salesforce/esprit.

Natural language interfaces to databases(NLIDB) democratize end user access to relational data. Due to fundamental differences between natural language communication and programming, it is common for end users to issue questions that are ambiguous to the system or fall outside the semantic scope of its underlying query language. We present PHOTON, a robust, modular, cross-domain NLIDB that can flag natural language input to which a SQL mapping cannot be immediately determined. PHOTON consists of a strong neural semantic parser (63.2% structure accuracy on the Spider dev benchmark), a human-in-the-loop question corrector, a SQL executor and a response generator. The question corrector isa discriminative neural sequence editor which detects confusion span(s) in the input question and suggests rephrasing until a translatable input is given by the user or a maximum number of iterations are conducted. Experiments on simulated data show that the proposed method effectively improves the robustness of text-to-SQL system against untranslatable user input. The live demo of our system is available at http://www.naturalsql.com

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Sketch-Fill-A-R: A Persona-Grounded Chit-Chat Generation Framework
Michael Shum | Stephan Zheng | Wojciech Kryscinski | Caiming Xiong | Richard Socher
Proceedings of the 2nd Workshop on Natural Language Processing for Conversational AI

Human-like chit-chat conversation requires agents to generate responses that are fluent, engaging and consistent. We propose Sketch- Fill-A-R, a framework that uses a persona-memory to generate chit-chat responses in three phases. First, it generates dynamic sketch responses with open slots. Second, it generates candidate responses by filling slots with parts of its stored persona traits. Lastly, it ranks and selects the final response via a language model score. Sketch-Fill-A-R outperforms a state-of-the-art baseline both quantitatively (10-point lower perplexity) and qualitatively (preferred by 55% in head-to-head single-turn studies and 20% higher in consistency in multi-turn user studies) on the Persona-Chat dataset. Finally, we extensively analyze Sketch-Fill-A-R’s responses and human feedback, and show it is more consistent and engaging by using more relevant responses and questions.

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Composed Variational Natural Language Generation for Few-shot Intents
Congying Xia | Caiming Xiong | Philip Yu | Richard Socher
Findings of the Association for Computational Linguistics: EMNLP 2020

In this paper, we focus on generating training examples for few-shot intents in the realistic imbalanced scenario. To build connections between existing many-shot intents and few-shot intents, we consider an intent as a combination of a domain and an action, and propose a composed variational natural language generator (CLANG), a transformer-based conditional variational autoencoder. CLANG utilizes two latent variables to represent the utterances corresponding to two different independent parts (domain and action) in the intent, and the latent variables are composed together to generate natural examples. Additionally, to improve the generator learning, we adopt the contrastive regularization loss that contrasts the in-class with the out-of-class utterance generation given the intent. To evaluate the quality of the generated utterances, experiments are conducted on the generalized few-shot intent detection task. Empirical results show that our proposed model achieves state-of-the-art performances on two real-world intent detection datasets.

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Improving Limited Labeled Dialogue State Tracking with Self-Supervision
Chien-Sheng Wu | Steven C.H. Hoi | Caiming Xiong
Findings of the Association for Computational Linguistics: EMNLP 2020

Existing dialogue state tracking (DST) models require plenty of labeled data. However, collecting high-quality labels is costly, especially when the number of domains increases. In this paper, we address a practical DST problem that is rarely discussed, i.e., learning efficiently with limited labeled data. We present and investigate two self-supervised objectives: preserving latent consistency and modeling conversational behavior. We encourage a DST model to have consistent latent distributions given a perturbed input, making it more robust to an unseen scenario. We also add an auxiliary utterance generation task, modeling a potential correlation between conversational behavior and dialogue states. The experimental results show that our proposed self-supervised signals can improve joint goal accuracy by 8.95% when only 1% labeled data is used on the MultiWOZ dataset. We can achieve an additional 1.76% improvement if some unlabeled data is jointly trained as semi-supervised learning. We analyze and visualize how our proposed self-supervised signals help the DST task and hope to stimulate future data-efficient DST research.

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Bridging Textual and Tabular Data for Cross-Domain Text-to-SQL Semantic Parsing
Xi Victoria Lin | Richard Socher | Caiming Xiong
Findings of the Association for Computational Linguistics: EMNLP 2020

We present BRIDGE, a powerful sequential architecture for modeling dependencies between natural language questions and relational databases in cross-DB semantic parsing. BRIDGE represents the question and DB schema in a tagged sequence where a subset of the fields are augmented with cell values mentioned in the question. The hybrid sequence is encoded by BERT with minimal subsequent layers and the text-DB contextualization is realized via the fine-tuned deep attention in BERT. Combined with a pointer-generator decoder with schema-consistency driven search space pruning, BRIDGE attained state-of-the-art performance on the well-studied Spider benchmark (65.5% dev, 59.2% test), despite being much simpler than most recently proposed models for this task. Our analysis shows that BRIDGE effectively captures the desired cross-modal dependencies and has the potential to generalize to more text-DB related tasks. Our model implementation is available at https://github.com/salesforce/TabularSemanticParsing.

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TOD-BERT: Pre-trained Natural Language Understanding for Task-Oriented Dialogue
Chien-Sheng Wu | Steven C.H. Hoi | Richard Socher | Caiming Xiong
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

The underlying difference of linguistic patterns between general text and task-oriented dialogue makes existing pre-trained language models less useful in practice. In this work, we unify nine human-human and multi-turn task-oriented dialogue datasets for language modeling. To better model dialogue behavior during pre-training, we incorporate user and system tokens into the masked language modeling. We propose a contrastive objective function to simulate the response selection task. Our pre-trained task-oriented dialogue BERT (TOD-BERT) outperforms strong baselines like BERT on four downstream task-oriented dialogue applications, including intention recognition, dialogue state tracking, dialogue act prediction, and response selection. We also show that TOD-BERT has a stronger few-shot ability that can mitigate the data scarcity problem for task-oriented dialogue.

Document interpretation and dialog understanding are the two major challenges for conversational machine reading. In this work, we propose “Discern”, a discourse-aware entailment reasoning network to strengthen the connection and enhance the understanding of both document and dialog. Specifically, we split the document into clause-like elementary discourse units (EDU) using a pre-trained discourse segmentation model, and we train our model in a weakly-supervised manner to predict whether each EDU is entailed by the user feedback in a conversation. Based on the learned EDU and entailment representations, we either reply to the user our final decision “yes/no/irrelevant” of the initial question, or generate a follow-up question to inquiry more information. Our experiments on the ShARC benchmark (blind, held-out test set) show that Discern achieves state-of-the-art results of 78.3% macro-averaged accuracy on decision making and 64.0 BLEU1 on follow-up question generation. Code and models are released at https://github.com/Yifan-Gao/Discern.

Visual dialog is a challenging vision-language task, where a dialog agent needs to answer a series of questions through reasoning on the image content and dialog history. Prior work has mostly focused on various attention mechanisms to model such intricate interactions. By contrast, in this work, we propose VD-BERT, a simple yet effective framework of unified vision-dialog Transformer that leverages the pretrained BERT language models for Visual Dialog tasks. The model is unified in that (1) it captures all the interactions between the image and the multi-turn dialog using a single-stream Transformer encoder, and (2) it supports both answer ranking and answer generation seamlessly through the same architecture. More crucially, we adapt BERT for the effective fusion of vision and dialog contents via visually grounded training. Without the need of pretraining on external vision-language data, our model yields new state of the art, achieving the top position in both single-model and ensemble settings (74.54 and 75.35 NDCG scores) on the visual dialog leaderboard. Our code and pretrained models are released at https://github.com/salesforce/VD-BERT.

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Probing Task-Oriented Dialogue Representation from Language Models
Chien-Sheng Wu | Caiming Xiong
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

This paper investigates pre-trained language models to find out which model intrinsically carries the most informative representation for task-oriented dialogue tasks. We approach the problem from two aspects: supervised classifier probe and unsupervised mutual information probe. We fine-tune a feed-forward layer as the classifier probe on top of a fixed pre-trained language model with annotated labels in a supervised way. Meanwhile, we propose an unsupervised mutual information probe to evaluate the mutual dependence between a real clustering and a representation clustering. The goals of this empirical paper are to 1) investigate probing techniques, especially from the unsupervised mutual information aspect, 2) provide guidelines of pre-trained language model selection for the dialogue research community, 3) find insights of pre-training factors for dialogue application that may be the key to success.

Intent detection is one of the core components of goal-oriented dialog systems, and detecting out-of-scope (OOS) intents is also a practically important skill. Few-shot learning is attracting much attention to mitigate data scarcity, but OOS detection becomes even more challenging. In this paper, we present a simple yet effective approach, discriminative nearest neighbor classification with deep self-attention. Unlike softmax classifiers, we leverage BERT-style pairwise encoding to train a binary classifier that estimates the best matched training example for a user input. We propose to boost the discriminative ability by transferring a natural language inference (NLI) model. Our extensive experiments on a large-scale multi-domain intent detection task show that our method achieves more stable and accurate in-domain and OOS detection accuracy than RoBERTa-based classifiers and embedding-based nearest neighbor approaches. More notably, the NLI transfer enables our 10-shot model to perform competitively with 50-shot or even full-shot classifiers, while we can keep the inference time constant by leveraging a faster embedding retrieval model.

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Simple Data Augmentation with the Mask Token Improves Domain Adaptation for Dialog Act Tagging
Semih Yavuz | Kazuma Hashimoto | Wenhao Liu | Nitish Shirish Keskar | Richard Socher | Caiming Xiong
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

The concept of Dialogue Act (DA) is universal across different task-oriented dialogue domains - the act of “request” carries the same speaker intention whether it is for restaurant reservation or flight booking. However, DA taggers trained on one domain do not generalize well to other domains, which leaves us with the expensive need for a large amount of annotated data in the target domain. In this work, we investigate how to better adapt DA taggers to desired target domains with only unlabeled data. We propose MaskAugment, a controllable mechanism that augments text input by leveraging the pre-trained Mask token from BERT model. Inspired by consistency regularization, we use MaskAugment to introduce an unsupervised teacher-student learning scheme to examine the domain adaptation of DA taggers. Our extensive experiments on the Simulated Dialogue (GSim) and Schema-Guided Dialogue (SGD) datasets show that MaskAugment is useful in improving the cross-domain generalization for DA tagging.

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The Thieves on Sesame Street are Polyglots - Extracting Multilingual Models from Monolingual APIs
Nitish Shirish Keskar | Bryan McCann | Caiming Xiong | Richard Socher
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

Pre-training in natural language processing makes it easier for an adversary with only query access to a victim model to reconstruct a local copy of the victim by training with gibberish input data paired with the victim’s labels for that data. We discover that this extraction process extends to local copies initialized from a pre-trained, multilingual model while the victim remains monolingual. The extracted model learns the task from the monolingual victim, but it generalizes far better than the victim to several other languages. This is done without ever showing the multilingual, extracted model a well-formed input in any of the languages for the target task. We also demonstrate that a few real examples can greatly improve performance, and we analyze how these results shed light on how such extraction methods succeed.

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Universal Natural Language Processing with Limited Annotations: Try Few-shot Textual Entailment as a Start
Wenpeng Yin | Nazneen Fatema Rajani | Dragomir Radev | Richard Socher | Caiming Xiong
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

A standard way to address different NLP problems is by first constructing a problem-specific dataset, then building a model to fit this dataset. To build the ultimate artificial intelligence, we desire a single machine that can handle diverse new problems, for which task-specific annotations are limited. We bring up textual entailment as a unified solver for such NLP problems. However, current research of textual entailment has not spilled much ink on the following questions: (i) How well does a pretrained textual entailment system generalize across domains with only a handful of domain-specific examples? and (ii) When is it worth transforming an NLP task into textual entailment? We argue that the transforming is unnecessary if we can obtain rich annotations for this task. Textual entailment really matters particularly when the target NLP task has insufficient annotations. Universal NLP can be probably achieved through different routines. In this work, we introduce Universal Few-shot textual Entailment (UFO-Entail). We demonstrate that this framework enables a pretrained entailment model to work well on new entailment domains in a few-shot setting, and show its effectiveness as a unified solver for several downstream NLP tasks such as question answering and coreference resolution when the end-task annotations are limited.

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Evaluating the Factual Consistency of Abstractive Text Summarization
Wojciech Kryscinski | Bryan McCann | Caiming Xiong | Richard Socher
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

The most common metrics for assessing summarization algorithms do not account for whether summaries are factually consistent with source documents. We propose a weakly-supervised, model-based approach for verifying factual consistency and identifying conflicts between source documents and generated summaries. Training data is generated by applying a series of rule-based transformations to the sentences of source documents. The factual consistency model is then trained jointly for three tasks: 1) predict whether each summary sentence is factually consistent or not, 2) in either case, extract a span in the source document to support this consistency prediction, 3) for each summary sentence that is deemed inconsistent, extract the inconsistent span from it. Transferring this model to summaries generated by several neural models reveals that this highly scalable approach outperforms previous models, including those trained with strong supervision using datasets from related domains, such as natural language inference and fact checking. Additionally, human evaluation shows that the auxiliary span extraction tasks provide useful assistance in the process of verifying factual consistency. We also release a manually annotated dataset for factual consistency verification, code for training data generation, and trained model weights at https://github.com/salesforce/factCC.

2019

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Transferable Multi-Domain State Generator for Task-Oriented Dialogue Systems
Chien-Sheng Wu | Andrea Madotto | Ehsan Hosseini-Asl | Caiming Xiong | Richard Socher | Pascale Fung
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics

Over-dependence on domain ontology and lack of sharing knowledge across domains are two practical and yet less studied problems of dialogue state tracking. Existing approaches generally fall short when tracking unknown slot values during inference and often have difficulties in adapting to new domains. In this paper, we propose a Transferable Dialogue State Generator (TRADE) that generates dialogue states from utterances using copy mechanism, facilitating transfer when predicting (domain, slot, value) triplets not encountered during training. Our model is composed of an utterance encoder, a slot gate, and a state generator, which are shared across domains. Empirical results demonstrate that TRADE achieves state-of-the-art 48.62% joint goal accuracy for the five domains of MultiWOZ, a human-human dialogue dataset. In addition, we show the transferring ability by simulating zero-shot and few-shot dialogue state tracking for unseen domains. TRADE achieves 60.58% joint goal accuracy in one of the zero-shot domains, and is able to adapt to few-shot cases without forgetting already trained domains.

We present SParC, a dataset for cross-domainSemanticParsing inContext that consists of 4,298 coherent question sequences (12k+ individual questions annotated with SQL queries). It is obtained from controlled user interactions with 200 complex databases over 138 domains. We provide an in-depth analysis of SParC and show that it introduces new challenges compared to existing datasets. SParC demonstrates complex contextual dependencies, (2) has greater semantic diversity, and (3) requires generalization to unseen domains due to its cross-domain nature and the unseen databases at test time. We experiment with two state-of-the-art text-to-SQL models adapted to the context-dependent, cross-domain setup. The best model obtains an exact match accuracy of 20.2% over all questions and less than10% over all interaction sequences, indicating that the cross-domain setting and the con-textual phenomena of the dataset present significant challenges for future research. The dataset, baselines, and leaderboard are released at https://yale-lily.github.io/sparc.

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Explain Yourself! Leveraging Language Models for Commonsense Reasoning
Nazneen Fatema Rajani | Bryan McCann | Caiming Xiong | Richard Socher
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics

Deep learning models perform poorly on tasks that require commonsense reasoning, which often necessitates some form of world-knowledge or reasoning over information not immediately present in the input. We collect human explanations for commonsense reasoning in the form of natural language sequences and highlighted annotations in a new dataset called Common Sense Explanations (CoS-E). We use CoS-E to train language models to automatically generate explanations that can be used during training and inference in a novel Commonsense Auto-Generated Explanation (CAGE) framework. CAGE improves the state-of-the-art by 10% on the challenging CommonsenseQA task. We further study commonsense reasoning in DNNs using both human and auto-generated explanations including transfer to out-of-domain tasks. Empirical results indicate that we can effectively leverage language models for commonsense reasoning.

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Neural Text Summarization: A Critical Evaluation
Wojciech Kryscinski | Nitish Shirish Keskar | Bryan McCann | Caiming Xiong | Richard Socher
Proceedings of the 2019 Conference on Empirical Methods in Natural Language Processing and the 9th International Joint Conference on Natural Language Processing (EMNLP-IJCNLP)

Text summarization aims at compressing long documents into a shorter form that conveys the most important parts of the original document. Despite increased interest in the community and notable research effort, progress on benchmark datasets has stagnated. We critically evaluate key ingredients of the current research setup: datasets, evaluation metrics, and models, and highlight three primary shortcomings: 1) automatically collected datasets leave the task underconstrained and may contain noise detrimental to training and evaluation, 2) current evaluation protocol is weakly correlated with human judgment and does not account for important characteristics such as factual correctness, 3) models overfit to layout biases of current datasets and offer limited diversity in their outputs.

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WSLLN:Weakly Supervised Natural Language Localization Networks
Mingfei Gao | Larry Davis | Richard Socher | Caiming Xiong
Proceedings of the 2019 Conference on Empirical Methods in Natural Language Processing and the 9th International Joint Conference on Natural Language Processing (EMNLP-IJCNLP)

We propose weakly supervised language localization networks (WSLLN) to detect events in long, untrimmed videos given language queries. To learn the correspondence between visual segments and texts, most previous methods require temporal coordinates (start and end times) of events for training, which leads to high costs of annotation. WSLLN relieves the annotation burden by training with only video-sentence pairs without accessing to temporal locations of events. With a simple end-to-end structure, WSLLN measures segment-text consistency and conducts segment selection (conditioned on the text) simultaneously. Results from both are merged and optimized as a video-sentence matching problem. Experiments on ActivityNet Captions and DiDeMo demonstrate that WSLLN achieves state-of-the-art performance.

We present CoSQL, a corpus for building cross-domain, general-purpose database (DB) querying dialogue systems. It consists of 30k+ turns plus 10k+ annotated SQL queries, obtained from a Wizard-of-Oz (WOZ) collection of 3k dialogues querying 200 complex DBs spanning 138 domains. Each dialogue simulates a real-world DB query scenario with a crowd worker as a user exploring the DB and a SQL expert retrieving answers with SQL, clarifying ambiguous questions, or otherwise informing of unanswerable questions. When user questions are answerable by SQL, the expert describes the SQL and execution results to the user, hence maintaining a natural interaction flow. CoSQL introduces new challenges compared to existing task-oriented dialogue datasets: (1) the dialogue states are grounded in SQL, a domain-independent executable representation, instead of domain-specific slot value pairs, and (2) because testing is done on unseen databases, success requires generalizing to new domains. CoSQL includes three tasks: SQL-grounded dialogue state tracking, response generation from query results, and user dialogue act prediction. We evaluate a set of strong baselines for each task and show that CoSQL presents significant challenges for future research. The dataset, baselines, and leaderboard will be released at https://yale-lily.github.io/cosql.

We focus on the cross-domain context-dependent text-to-SQL generation task. Based on the observation that adjacent natural language questions are often linguistically dependent and their corresponding SQL queries tend to overlap, we utilize the interaction history by editing the previous predicted query to improve the generation quality. Our editing mechanism views SQL as sequences and reuses generation results at the token level in a simple manner. It is flexible to change individual tokens and robust to error propagation. Furthermore, to deal with complex table structures in different domains, we employ an utterance-table encoder and a table-aware decoder to incorporate the context of the user utterance and the table schema. We evaluate our approach on the SParC dataset and demonstrate the benefit of editing compared with the state-of-the-art baselines which generate SQL from scratch. Our code is available at https://github.com/ryanzhumich/sparc_atis_pytorch.

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BERT is Not an Interlingua and the Bias of Tokenization
Jasdeep Singh | Bryan McCann | Richard Socher | Caiming Xiong
Proceedings of the 2nd Workshop on Deep Learning Approaches for Low-Resource NLP (DeepLo 2019)

Multilingual transfer learning can benefit both high- and low-resource languages, but the source of these improvements is not well understood. Cananical Correlation Analysis (CCA) of the internal representations of a pre- trained, multilingual BERT model reveals that the model partitions representations for each language rather than using a common, shared, interlingual space. This effect is magnified at deeper layers, suggesting that the model does not progressively abstract semantic con- tent while disregarding languages. Hierarchical clustering based on the CCA similarity scores between languages reveals a tree structure that mirrors the phylogenetic trees hand- designed by linguists. The subword tokenization employed by BERT provides a stronger bias towards such structure than character- and word-level tokenizations. We release a subset of the XNLI dataset translated into an additional 14 languages at https://www.github.com/salesforce/xnli_extension to assist further research into multilingual representations.

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A High-Quality Multilingual Dataset for Structured Documentation Translation
Kazuma Hashimoto | Raffaella Buschiazzo | James Bradbury | Teresa Marshall | Richard Socher | Caiming Xiong
Proceedings of the Fourth Conference on Machine Translation (Volume 1: Research Papers)

This paper presents a high-quality multilingual dataset for the documentation domain to advance research on localization of structured text. Unlike widely-used datasets for translation of plain text, we collect XML-structured parallel text segments from the online documentation for an enterprise software platform. These Web pages have been professionally translated from English into 16 languages and maintained by domain experts, and around 100,000 text segments are available for each language pair. We build and evaluate translation models for seven target languages from English, with several different copy mechanisms and an XML-constrained beam search. We also experiment with a non-English pair to show that our dataset has the potential to explicitly enable 17 × 16 translation settings. Our experiments show that learning to translate with the XML tags improves translation accuracy, and the beam search accurately generates XML structures. We also discuss trade-offs of using the copy mechanisms by focusing on translation of numerical words and named entities. We further provide a detailed human analysis of gaps between the model output and human translations for real-world applications, including suitability for post-editing.

2018

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Global-Locally Self-Attentive Encoder for Dialogue State Tracking
Victor Zhong | Caiming Xiong | Richard Socher
Proceedings of the 56th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Dialogue state tracking, which estimates user goals and requests given the dialogue context, is an essential part of task-oriented dialogue systems. In this paper, we propose the Global-Locally Self-Attentive Dialogue State Tracker (GLAD), which learns representations of the user utterance and previous system actions with global-local modules. Our model uses global modules to shares parameters between estimators for different types (called slots) of dialogue states, and uses local modules to learn slot-specific features. We show that this significantly improves tracking of rare states. GLAD obtains 88.3% joint goal accuracy and 96.4% request accuracy on the WoZ state tracking task, outperforming prior work by 3.9% and 4.8%. On the DSTC2 task, our model obtains 74.7% joint goal accuracy and 97.3% request accuracy, outperforming prior work by 1.3% and 0.8%

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Efficient and Robust Question Answering from Minimal Context over Documents
Sewon Min | Victor Zhong | Richard Socher | Caiming Xiong
Proceedings of the 56th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Neural models for question answering (QA) over documents have achieved significant performance improvements. Although effective, these models do not scale to large corpora due to their complex modeling of interactions between the document and the question. Moreover, recent work has shown that such models are sensitive to adversarial inputs. In this paper, we study the minimal context required to answer the question, and find that most questions in existing datasets can be answered with a small set of sentences. Inspired by this observation, we propose a simple sentence selector to select the minimal set of sentences to feed into the QA model. Our overall system achieves significant reductions in training (up to 15 times) and inference times (up to 13 times), with accuracy comparable to or better than the state-of-the-art on SQuAD, NewsQA, TriviaQA and SQuAD-Open. Furthermore, our experimental results and analyses show that our approach is more robust to adversarial inputs.

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Improving Abstraction in Text Summarization
Wojciech Kryściński | Romain Paulus | Caiming Xiong | Richard Socher
Proceedings of the 2018 Conference on Empirical Methods in Natural Language Processing

Abstractive text summarization aims to shorten long text documents into a human readable form that contains the most important facts from the original document. However, the level of actual abstraction as measured by novel phrases that do not appear in the source document remains low in existing approaches. We propose two techniques to improve the level of abstraction of generated summaries. First, we decompose the decoder into a contextual network that retrieves relevant parts of the source document, and a pretrained language model that incorporates prior knowledge about language generation. Second, we propose a novelty metric that is optimized directly through policy learning to encourage the generation of novel phrases. Our model achieves results comparable to state-of-the-art models, as determined by ROUGE scores and human evaluations, while achieving a significantly higher level of abstraction as measured by n-gram overlap with the source document.

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Multi-Hop Knowledge Graph Reasoning with Reward Shaping
Xi Victoria Lin | Richard Socher | Caiming Xiong
Proceedings of the 2018 Conference on Empirical Methods in Natural Language Processing

Multi-hop reasoning is an effective approach for query answering (QA) over incomplete knowledge graphs (KGs). The problem can be formulated in a reinforcement learning (RL) setup, where a policy-based agent sequentially extends its inference path until it reaches a target. However, in an incomplete KG environment, the agent receives low-quality rewards corrupted by false negatives in the training data, which harms generalization at test time. Furthermore, since no golden action sequence is used for training, the agent can be misled by spurious search trajectories that incidentally lead to the correct answer. We propose two modeling advances to address both issues: (1) we reduce the impact of false negative supervision by adopting a pretrained one-hop embedding model to estimate the reward of unobserved facts; (2) we counter the sensitivity to spurious paths of on-policy RL by forcing the agent to explore a diverse set of paths using randomly generated edge masks. Our approach significantly improves over existing path-based KGQA models on several benchmark datasets and is comparable or better than embedding-based models.

2017

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A Joint Many-Task Model: Growing a Neural Network for Multiple NLP Tasks
Kazuma Hashimoto | Caiming Xiong | Yoshimasa Tsuruoka | Richard Socher
Proceedings of the 2017 Conference on Empirical Methods in Natural Language Processing

Transfer and multi-task learning have traditionally focused on either a single source-target pair or very few, similar tasks. Ideally, the linguistic levels of morphology, syntax and semantics would benefit each other by being trained in a single model. We introduce a joint many-task model together with a strategy for successively growing its depth to solve increasingly complex tasks. Higher layers include shortcut connections to lower-level task predictions to reflect linguistic hierarchies. We use a simple regularization term to allow for optimizing all model weights to improve one task’s loss without exhibiting catastrophic interference of the other tasks. Our single end-to-end model obtains state-of-the-art or competitive results on five different tasks from tagging, parsing, relatedness, and entailment tasks.