Retrieval-augmented generation (RAG) combines knowledge from domain-specific sources into large language models to ground answer generation. Current RAG systems lack customizable visibility on the context documents and the model’s attentiveness towards such documents. We propose RAGViz, a RAG diagnosis tool that visualizes the attentiveness of the generated tokens in retrieved documents. With a built-in user interface, retrieval index, and Large Language Model (LLM) backbone, RAGViz provides two main functionalities: (1) token and document-level attention visualization, and (2) generation comparison upon context document addition and removal. As an open-source toolkit, RAGViz can be easily hosted with a custom embedding model and HuggingFace-supported LLM backbone. Using a hybrid ANN (Approximate Nearest Neighbor) index, memory-efficient LLM inference tool, and custom context snippet method, RAGViz operates efficiently with a median query time of about 5 seconds on a moderate GPU node. Our code is available at https://github.com/cxcscmu/RAGViz. A demo video of RAGViz can be found at https://youtu.be/cTAbuTu6ur4.

Large Language Models (LLMs) have demonstrated remarkable progress in utilizing tools, but their closed-source nature and high inference costs pose limitations on their adaptability, necessitating a valid method that leverages smaller, open-sourced models. In this paper, we introduce Toolink, a comprehensive framework that performs task-solving by first creating a toolkit and then integrating the planning and calling of tools through a chain-of-solving (CoS) approach. We first validate the efficacy of Toolink in harnessing the model’s creativity and CoS ability on ChatGPT. Subsequently, we curate CoS-GPT, a chain-of-solving dataset designed for tool-using, and finetune the LLaMA-7B model. It results in LLaMA-CoS, a powerful open-source model with advanced tool-planning and tool-calling capabilities. Evaluation of diverse tasks from BIG-bench demonstrates its CoS ability matches that of ChatGPT while its performance surpasses the chain-of-thought approach. Further studies highlight the generalization of LLaMA-CoS to unseen tasks and showcase its capability in using toolkits not explicitly tailored for the target task, affirming its robustness in real-world scenarios. All codes and data are released.

This paper proposes Multi-modAl Retrieval model via Visual modulE pLugin (MARVEL), which learns an embedding space for queries and multi-modal documents to conduct retrieval. MARVEL encodes queries and multi-modal documents with a unified encoder model, which helps to alleviate the modality gap between images and texts. Specifically, we enable the image understanding ability of the well-trained dense retriever, T5-ANCE, by incorporating the visual module’s encoded image features as its inputs. To facilitate the multi-modal retrieval tasks, we build the ClueWeb22-MM dataset based on the ClueWeb22 dataset, which regards anchor texts as queries, and extracts the related text and image documents from anchor-linked web pages. Our experiments show that MARVEL significantly outperforms the state-of-the-art methods on the multi-modal retrieval dataset WebQA and ClueWeb22-MM. MARVEL provides an opportunity to broaden the advantages of text retrieval to the multi-modal scenario. Besides, we also illustrate that the language model has the ability to extract image semantics and partly map the image features to the input word embedding space. All codes are available at https://github.com/OpenMatch/MARVEL.

This study investigates the existence of positional biases in Transformer-based language models for text representation learning, particularly in the context of web document retrieval. We build on previous research that demonstrated loss of information in the middle of input sequences for causal language models, extending it to the domain of embedding learning. We examine positional biases at multiple stages of the training pipeline for an encoder-decoder neural retrieval model, namely language model pre-training, contrastive pre-training, and contrastive fine-tuning. Experiments with the MS-MARCO document collection reveal that after contrastive pre-training the model already generates embeddings that better capture the beginning of the input content, with fine-tuning further aggravating this effect.

The web contains large-scale, diverse, and abundant information to satisfy the information-seeking needs of humans. Through meticulous data collection, preprocessing, and curation, webpages can be used as a fundamental data resource for language model pretraining. However, when confronted with the progressively revolutionized and intricate nature of webpages, rule-based/feature-based web scrapers are becoming increasingly inadequate. This paper presents a simple, fast, and effective Neural web Scraper (NeuScraper) to help extract primary and clean text contents from webpages. Experimental results show that NeuScraper surpasses the baseline scrapers by achieving more than a 20% improvement, demonstrating its potential in extracting higher-quality data to facilitate the language model pretraining. All of the code is available at https://github.com/OpenMatch/NeuScraper.

Common document ranking pipelines in search systems are cascade systems that involve multiple ranking layers to integrate different information step-by-step. In this paper, we propose a novel re-ranker Fusion-in-T5 (FiT5), which integrates text matching information, ranking features, and global document information into one single unified model via templated-based input and global attention. Experiments on passage ranking benchmarks MS MARCO and TREC DL show that FiT5, as one single model, significantly improves ranking performance over complex cascade pipelines. Analysis finds that through attention fusion, FiT5 jointly utilizes various forms of ranking information via gradually attending to related documents and ranking features, and improves the detection of subtle nuances. Our code is open-sourced at https://github.com/OpenMatch/FiT5 . Keywords: document ranking, attention, fusion

Retrieval augmentation can aid language models (LMs) in knowledge-intensive tasks by supplying them with external information. Prior works on retrieval augmentation usually jointly fine-tune the retriever and the LM, making them closely coupled. In this paper, we explore the scheme of generic retrieval plug-in: the retriever is to assist target LMs that may not be known beforehand or are unable to be fine-tuned together. To retrieve useful documents for unseen target LMs, we propose augmentation-adapted retriever (AAR), which learns LM’s preferences obtained from a known source LM. Experiments on the MMLU and PopQA datasets demonstrate that our AAR trained with a small source LM is able to significantly improve the zero-shot generalization of larger target LMs ranging from 250M Flan-T5 to 175B InstructGPT. Further analysis indicates that the preferences of different LMs overlap, enabling AAR trained with a single source LM to serve as a generic plug-in for various target LMs. Our code is open-sourced at https://github.com/OpenMatch/Augmentation-Adapted-Retriever.

This paper explores the effectiveness of model-generated signals in improving zero-shot generalization of text-to-text Transformers such as T5. We study various designs to pretrain T5 using an auxiliary model to construct more challenging token replacements for the main model to denoise. Key aspects under study include the decoding target, the location of the RTD head, and the masking pattern. Based on these studies, we develop a new model, METRO-T0, which is pretrained using the redesigned ELECTRA-Style pretraining strategies and then prompt-finetuned on a mixture of NLP tasks. METRO-T0 outperforms all similar-sized baselines on prompted NLP benchmarks, such as _T0 Eval_ and MMLU, and rivals the state-of-the-art T0-11B model with only **8%** of its parameters. Our analysis on model’s neural activation and parameter sensitivity reveals that the effectiveness of METRO-T0 stems from more balanced contribution of parameters and better utilization of their capacity. The code and model checkpoints are available at [https://github.com/gonglinyuan/metro_t0](https://github.com/gonglinyuan/metro_t0).

This paper presents Structure Aware Dense Retrieval (SANTA) model, which encodes user queries and structured data in one universal embedding space for retrieving structured data. SANTA proposes two pretraining methods to make language models structure-aware and learn effective representations for structured data: 1) Structured Data Alignment, which utilizes the natural alignment relations between structured data and unstructured data for structure-aware pretraining. It contrastively trains language models to represent multi-modal text data and teaches models to distinguish matched structured data for unstructured texts. 2) Masked Entity Prediction, which designs an entity-oriented mask strategy and asks language models to fill in the masked entities. Our experiments show that SANTA achieves state-of-the-art on code search and product search and conducts convincing results in the zero-shot setting. SANTA learns tailored representations for multi-modal text data by aligning structured and unstructured data pairs and capturing structural semantics by masking and predicting entities in the structured data. All codes are available at https://github.com/OpenMatch/OpenMatch.

How much success in Knowledge Graph Completion (KGC) would translate into the performance enhancement in downstream tasks is an important question that has not been studied in depth. In this paper, we introduce a novel benchmark, namely CompleQA, to comprehensively assess the influence of representative KGC methods on Knowledge Graph Question Answering (KGQA), one of the most important downstream applications. This benchmark includes a knowledge graph with 3 million triplets across 5 distinct domains, coupled with over 5000 question-answering pairs and a completion dataset that is well-aligned with these questions. Our evaluation of four well-known KGC methods in combination with two state-of-the-art KGQA systems shows that effective KGC can significantly mitigate the impact of knowledge graph incompleteness on question-answering performance. Surprisingly, we also find that the best-performing KGC method(s) does not necessarily lead to the best QA results, underscoring the need to consider downstream applications when doing KGC.

In this paper we improve the zero-shot generalization ability of language models via Mixture-Of-Memory Augmentation (MoMA), a mechanism that retrieves augmentation documents from multiple information corpora (external memories), with the option to “plug in” unseen memory at inference time. We develop a joint learning mechanism that trains the augmentation component with latent labels derived from the end retrieval task, paired with hard negatives from the memory mixture. We instantiate the model in a zero-shot dense retrieval setting by augmenting strong T5-based retrievers with MoMA. With only T5-base, our model obtains strong zero-shot retrieval accuracy on the eighteen tasks included in the standard BEIR benchmark, outperforming some systems with larger model sizes. As a plug-in-play model, our model can efficiently generalize to any unseen corpus, meanwhile achieving comparable or even better performance than methods relying on target-specific pretraining. Our analysis further illustrates the necessity of augmenting with mixture-of-memory for robust generalization, the benefits of augmentation learning, and how MoMA utilizes the plug-in memory at inference time without changing its parameters. Our code can be found at https://github.com/gesy17/MoMA.

In multitask retrieval, a single retriever is trained to retrieve relevant contexts for multiple tasks. Despite its practical appeal, naive multitask retrieval lags behind task-specific retrieval, in which a separate retriever is trained for each task. We show that it is possible to train a multitask retriever that outperforms task-specific retrievers by promoting task specialization. The main ingredients are: (1) a better choice of pretrained model—one that is explicitly optimized for multitasking—along with compatible prompting, and (2) a novel adaptive learning method that encourages each parameter to specialize in a particular task. The resulting multitask retriever is highly performant on the KILT benchmark. Upon analysis, we find that the model indeed learns parameters that are more task-specialized compared to naive multitasking without prompting or adaptive learning.1

We present a new zero-shot dense retrieval (ZeroDR) method, COCO-DR, to improve the generalization ability of dense retrieval by combating the distribution shifts between source training tasks and target scenarios. To mitigate the impact of document differences, COCO-DR continues pretraining the language model on the target corpora to adapt the model to target distributions via COtinuous COtrastive learning. To prepare for unseen target queries, COCO-DR leverages implicit Distributionally Robust Optimization (iDRO) to reweight samples from different source query clusters for improving model robustness over rare queries during fine-tuning. COCO-DR achieves superior average performance on BEIR, the zero-shot retrieval benchmark. At BERT_Base scale, COCO-DR Base outperforms other ZeroDR models with 60x larger size. At BERT_Large scale, COCO-DR Large outperforms the giant GPT-3 embedding model which has 500x more parameters. Our analysis shows the correlation between COCO-DR’s effectiveness in combating distribution shifts and improving zero-shot accuracy. Our code and model can be found at https://github.com/OpenMatch/COCO-DR.

Dense retrievers encode queries and documents and map them in an embedding space using pre-trained language models. These embeddings need to be high-dimensional to fit training signals and guarantee the retrieval effectiveness of dense retrievers. However, these high-dimensional embeddings lead to larger index storage and higher retrieval latency. To reduce the embedding dimensions of dense retrieval, this paper proposes a Conditional Autoencoder (ConAE) to compress the high-dimensional embeddings to maintain the same embedding distribution and better recover the ranking features. Our experiments show that ConAE is effective in compressing embeddings by achieving comparable ranking performance with its teacher model and making the retrieval system more efficient. Our further analyses show that ConAE can alleviate the redundancy of the embeddings of dense retrieval with only one linear layer. All codes of this work are available at https://github.com/NEUIR/ConAE.

In this paper, we investigate the instability in the standard dense retrieval training, which iterates between model training and hard negative selection using the being-trained model. We show the catastrophic forgetting phenomena behind the training instability, where models learn and forget different negative groups during training iterations. We then propose ANCE-Tele, which accumulates momentum negatives from past iterations and approximates future iterations using lookahead negatives, as “teleportations” along the time axis to smooth the learning process. On web search and OpenQA, ANCE-Tele outperforms previous state-of-the-art systems of similar size, eliminates the dependency on sparse retrieval negatives, and is competitive among systems using significantly more (50x) parameters. Our analysis demonstrates that teleportation negatives reduce catastrophic forgetting and improve convergence speed for dense retrieval training. The source code of this paper is available at https://github.com/OpenMatch/ANCE-Tele.

Dense retrieval (DR) methods conduct text retrieval by first encoding texts in the embedding space and then matching them by nearest neighbor search. This requires strong locality properties from the representation space, e.g., close allocations of each small group of relevant texts, which are hard to generalize to domains without sufficient training data. In this paper, we aim to improve the generalization ability of DR models from source training domains with rich supervision signals to target domains without any relevance label, in the zero-shot setting. To achieve that, we propose Momentum adversarial Domain Invariant Representation learning (MoDIR), which introduces a momentum method to train a domain classifier that distinguishes source versus target domains, and then adversarially updates the DR encoder to learn domain invariant representations. Our experiments show that MoDIR robustly outperforms its baselines on 10+ ranking datasets collected in the BEIR benchmark in the zero-shot setup, with more than 10% relative gains on datasets with enough sensitivity for DR models’ evaluation. Source code is available at https://github.com/ji-xin/modir.

The effectiveness of Neural Information Retrieval (Neu-IR) often depends on a large scale of in-domain relevance training signals, which are not always available in real-world ranking scenarios. To democratize the benefits of Neu-IR, this paper presents MetaAdaptRank, a domain adaptive learning method that generalizes Neu-IR models from label-rich source domains to few-shot target domains. Drawing on source-domain massive relevance supervision, MetaAdaptRank contrastively synthesizes a large number of weak supervision signals for target domains and meta-learns to reweight these synthetic “weak” data based on their benefits to the target-domain ranking accuracy of Neu-IR models. Experiments on three TREC benchmarks in the web, news, and biomedical domains show that MetaAdaptRank significantly improves the few-shot ranking accuracy of Neu-IR models. Further analyses indicate that MetaAdaptRank thrives from both its contrastive weak data synthesis and meta-reweighted data selection. The code and data of this paper can be obtained from https://github.com/thunlp/MetaAdaptRank.

Complex question answering often requires finding a reasoning chain that consists of multiple evidence pieces. Current approaches incorporate the strengths of structured knowledge and unstructured text, assuming text corpora is semi-structured. Building on dense retrieval methods, we propose a new multi-step retrieval approach (BeamDR) that iteratively forms an evidence chain through beam search in dense representations. When evaluated on multi-hop question answering, BeamDR is competitive to state-of-the-art systems, without using any semi-structured information. Through query composition in dense space, BeamDR captures the implicit relationships between evidence in the reasoning chain. The code is available at https://github.com/henryzhao5852/BeamDR.

Multi-document question generation focuses on generating a question that covers the common aspect of multiple documents. Such a model is useful in generating clarifying options. However, a naive model trained only using the targeted (‘positive’) document set may generate too generic questions that cover a larger scope than delineated by the document set. To address this challenge, we introduce the contrastive learning strategy where given ‘positive’ and ‘negative’ sets of documents, we generate a question that is closely related to the ‘positive’ set but is far away from the ‘negative’ set. This setting allows generated questions to be more specific and related to the target document set. To generate such specific questions, we propose Multi-Source Coordinated Question Generator (MSCQG), a novel framework that includes a supervised learning (SL) stage and a reinforcement learning (RL) stage. In the SL stage, a single-document question generator is trained. In the RL stage, a coordinator model is trained to find optimal attention weights to align multiple single-document generators, by optimizing a reward designed to promote specificity of generated questions. We also develop an effective auxiliary objective, named Set-induced Contrastive Regularization (SCR) that improves the coordinator’s contrastive learning during the RL stage. We show that our model significantly outperforms several strong baselines, as measured by automatic metrics and human evaluation. The source repository is publicly available at ‘www.github.com/woonsangcho/contrast_qgen’.

Human conversations naturally evolve around different topics and fluently move between them. In research on dialog systems, the ability to actively and smoothly transition to new topics is often ignored. In this paper we introduce TIAGE, a new topic-shift aware dialog benchmark constructed utilizing human annotations on topic shifts. Based on TIAGE, we introduce three tasks to investigate different scenarios of topic-shift modeling in dialog settings: topic-shift detection, topic-shift triggered response generation and topic-aware dialog generation. Experiments on these tasks show that the topic-shift signals in TIAGE are useful for topic-shift response generation. On the other hand, dialog systems still struggle to decide when to change topic. This indicates further research is needed in topic-shift aware dialog modeling.

Dense retrieval requires high-quality text sequence embeddings to support effective search in the representation space. Autoencoder-based language models are appealing in dense retrieval as they train the encoder to output high-quality embedding that can reconstruct the input texts. However, in this paper, we provide theoretical analyses and show empirically that an autoencoder language model with a low reconstruction loss may not provide good sequence representations because the decoder may take shortcuts by exploiting language patterns. To address this, we propose a new self-learning method that pre-trains the autoencoder using a weak decoder, with restricted capacity and attention flexibility to push the encoder to provide better text representations. Our experiments on web search, news recommendation, and open domain question answering show that our pre-trained model significantly boosts the effectiveness and few-shot ability of dense retrieval models. Our code is available at https://github.com/microsoft/SEED-Encoder/.

Open-domain question answering answers a question based on evidence retrieved from a large corpus. State-of-the-art neural approaches require intermediate evidence annotations for training. However, such intermediate annotations are expensive, and methods that rely on them cannot transfer to the more common setting, where only question–answer pairs are available. This paper investigates whether models can learn to find evidence from a large corpus, with only distant supervision from answer labels for model training, thereby generating no additional annotation cost. We introduce a novel approach (DistDR) that iteratively improves over a weak retriever by alternately finding evidence from the up-to-date model and encouraging the model to learn the most likely evidence. Without using any evidence labels, DistDR is on par with fully-supervised state-of-the-art methods on both multi-hop and single-hop QA benchmarks. Our analysis confirms that DistDR finds more accurate evidence over iterations, which leads to model improvements. The code is available at https://github.com/henryzhao5852/DistDR.

Human conversations naturally evolve around related concepts and hop to distant concepts. This paper presents a new conversation generation model, ConceptFlow, which leverages commonsense knowledge graphs to explicitly model conversation flows. By grounding conversations to the concept space, ConceptFlow represents the potential conversation flow as traverses in the concept space along commonsense relations. The traverse is guided by graph attentions in the concept graph, moving towards more meaningful directions in the concept space, in order to generate more semantic and informative responses. Experiments on Reddit conversations demonstrate ConceptFlow’s effectiveness over previous knowledge-aware conversation models and GPT-2 based models while using 70% fewer parameters, confirming the advantage of explicit modeling conversation structures. All source codes of this work are available at https://github.com/thunlp/ConceptFlow.

Fact Verification requires fine-grained natural language inference capability that finds subtle clues to identify the syntactical and semantically correct but not well-supported claims. This paper presents Kernel Graph Attention Network (KGAT), which conducts more fine-grained fact verification with kernel-based attentions. Given a claim and a set of potential evidence sentences that form an evidence graph, KGAT introduces node kernels, which better measure the importance of the evidence node, and edge kernels, which conduct fine-grained evidence propagation in the graph, into Graph Attention Networks for more accurate fact verification. KGAT achieves a 70.38% FEVER score and significantly outperforms existing fact verification models on FEVER, a large-scale benchmark for fact verification. Our analyses illustrate that, compared to dot-product attentions, the kernel-based attention concentrates more on relevant evidence sentences and meaningful clues in the evidence graph, which is the main source of KGAT’s effectiveness. All source codes of this work are available at https://github.com/thunlp/KernelGAT.

With the epidemic of COVID-19, verifying the scientifically false online information, such as fake news and maliciously fabricated statements, has become crucial. However, the lack of training data in the scientific domain limits the performance of fact verification models. This paper proposes an in-domain language modeling method for fact extraction and verification systems. We come up with SciKGAT to combine the advantages of open-domain literature search, state-of-the-art fact verification systems and in-domain medical knowledge through language modeling. Our experiments on SCIFACT, a dataset of expert-written scientific fact verification, show that SciKGAT achieves 30% absolute improvement on precision. Our analyses show that such improvement thrives from our in-domain language model by picking up more related evidence pieces and accurate fact verification. Our codes and data are released via Github.

The computing cost of transformer self-attention often necessitates breaking long documents to fit in pretrained models in document ranking tasks. In this paper, we design Query-Directed Sparse attention that induces IR-axiomatic structures in transformer self-attention. Our model, QDS-Transformer, enforces the principle properties desired in ranking: local contextualization, hierarchical representation, and query-oriented proximity matching, while it also enjoys efficiency from sparsity. Experiments on four fully supervised and few-shot TREC document ranking benchmarks demonstrate the consistent and robust advantage of QDS-Transformer over previous approaches, as they either retrofit long documents into BERT or use sparse attention without emphasizing IR principles. We further quantify the computing complexity and demonstrates that our sparse attention with TVM implementation is twice more efficient that the fully-connected self-attention. All source codes, trained model, and predictions of this work are available at https://github.com/hallogameboy/QDS-Transformer.

Current text classification methods typically require a good number of human-labeled documents as training data, which can be costly and difficult to obtain in real applications. Humans can perform classification without seeing any labeled examples but only based on a small set of words describing the categories to be classified. In this paper, we explore the potential of only using the label name of each class to train classification models on unlabeled data, without using any labeled documents. We use pre-trained neural language models both as general linguistic knowledge sources for category understanding and as representation learning models for document classification. Our method (1) associates semantically related words with the label names, (2) finds category-indicative words and trains the model to predict their implied categories, and (3) generalizes the model via self-training. We show that our model achieves around 90% accuracy on four benchmark datasets including topic and sentiment classification without using any labeled documents but learning from unlabeled data supervised by at most 3 words (1 in most cases) per class as the label name.

Many real-world open-domain conversation applications have specific goals to achieve during open-ended chats, such as recommendation, psychotherapy, education, etc. We study the problem of imposing conversational goals on open-domain chat agents. In particular, we want a conversational system to chat naturally with human and proactively guide the conversation to a designated target subject. The problem is challenging as no public data is available for learning such a target-guided strategy. We propose a structured approach that introduces coarse-grained keywords to control the intended content of system responses. We then attain smooth conversation transition through turn-level supervised learning, and drive the conversation towards the target with discourse-level constraints. We further derive a keyword-augmented conversation dataset for the study. Quantitative and human evaluations show our system can produce meaningful and effective conversations, significantly improving over other approaches

This paper studies keyphrase extraction in real-world scenarios where documents are from diverse domains and have variant content quality. We curate and release OpenKP, a large scale open domain keyphrase extraction dataset with near one hundred thousand web documents and expert keyphrase annotations. To handle the variations of domain and content quality, we develop BLING-KPE, a neural keyphrase extraction model that goes beyond language understanding using visual presentations of documents and weak supervision from search queries. Experimental results on OpenKP confirm the effectiveness of BLING-KPE and the contributions of its neural architecture, visual features, and search log weak supervision. Zero-shot evaluations on DUC-2001 demonstrate the improved generalization ability of learning from the open domain data compared to a specific domain.

This paper presents the Entity-Duet Neural Ranking Model (EDRM), which introduces knowledge graphs to neural search systems. EDRM represents queries and documents by their words and entity annotations. The semantics from knowledge graphs are integrated in the distributed representations of their entities, while the ranking is conducted by interaction-based neural ranking networks. The two components are learned end-to-end, making EDRM a natural combination of entity-oriented search and neural information retrieval. Our experiments on a commercial search log demonstrate the effectiveness of EDRM. Our analyses reveal that knowledge graph semantics significantly improve the generalization ability of neural ranking models.

Identifying the salience (i.e. importance) of discourse units is an important task in language understanding. While events play important roles in text documents, little research exists on analyzing their saliency status. This paper empirically studies Event Salience and proposes two salience detection models based on discourse relations. The first is a feature based salience model that incorporates cohesion among discourse units. The second is a neural model that captures more complex interactions between discourse units. In our new large-scale event salience corpus, both methods significantly outperform the strong frequency baseline, while our neural model further improves the feature based one by a large margin. Our analyses demonstrate that our neural model captures interesting connections between salience and discourse unit relations (e.g., scripts and frame structures).