Large Language Models (LLMs) have showcased their potential in building generative recommendation systems through fine-tuning user behavior data. However, utilizing the user behavior data may pose significant privacy risks like in the traditional recommender models, potentially leading to ethical dilemmas and violations of data protection regulations. To address the privacy concerns, Federated Learning for Recommendation (Fed4Rec) has been identified as a promising solution. However, directly applying Fed4Rec in the LLM context introduces two challenges: 1) exacerbated client performance imbalance, which ultimately impacts the system’s long-term effectiveness, and 2) substantial client resource costs, posing a high demand for clients’ both computational and storage capability to locally train and infer LLMs.To tackle these challenges, we propose a federated framework for LLM-based recommendation (shorted as FELLRec). Generally, FELLRec designs two key strategies. 1) Dynamic balance strategy, which designs dynamic parameter aggregation and learning speed for different clients during training, aiming to ensure relatively balanced performance across clients. 2) Flexible storage strategy, which selectively retains certain sensitive LLM layers on the client side, while offloading other layers to the server, aiming to preserve privacy while saving resources. Specifically, FELLRec flexibly maintains those input and output layers on the client side to ensure the protection of all sensitive information. Experiment results show that FELLRec can achieve a more balanced client performance and improved overall performance in a computational and storage-efficient way while safeguarding user privacy well.

Query rewriting plays a pivotal role in Retrieval-Augmented Generation (RAG) by refining real-world queries of varying complexity. Existing approaches typically rely on outcome-supervised training or heuristic rules to guide the rewriting process. However, these paradigms often struggle to handle queries with varying levels of complexity, posing over- and under-refinement problems. We identify the root cause of these issues as the absence of supervision signals for intermediate steps. To fully construct and utilize such signals, we propose Q-PRM, a novel query rewriting framework. Q-PRM reformulates the rewriting process as a Markov Decision Process (MDP) composed of atomic rewriting steps. In this way, Q-PRM can apply process-level supervision to each atomic step according to the query type, offering more targeted and effective guidance. Q-PRM comprises three key stages: (1) applying Monte Carlo Tree Search to generate step-level process supervision signals; (2) performing reinforced self-training for progressive process refinement; and (3) employing PRM-guided decoding during inference. Experiments on several open-domain QA benchmarks demonstrate that Q-PRM consistently outperforms baselines across different levels of query complexity.