Literature search questions, such as “where can I find research on the evaluation of consistency in generated summaries?” pose significant challenges for modern search engines and retrieval systems. These questions often require a deep understanding of research concepts and the ability to reason over entire articles. In this work, we introduce LitSearch, a retrieval benchmark comprising 597 realistic literature search queries about recent ML and NLP papers. LitSearch is constructed using a combination of (1) questions generated by GPT-4 based on paragraphs containing inline citations from research papers and (2) questions about recently published papers, manually written by their authors. All LitSearch questions were manually examined or edited by experts to ensure high quality. We extensively benchmark state-of-the-art retrieval models and also evaluate two LLM-based reranking pipelines. We find a significant performance gap between BM25 and state-of-the-art dense retrievers, with a 24.8% difference in absolute recall@5. The LLM-based reranking strategies further improve the best-performing dense retriever by 4.4%. Additionally, commercial search engines and research tools like Google Search perform poorly on LitSearch, lagging behind the best dense retriever by 32 points. Taken together, these results show that LitSearch is an informative new testbed for retrieval systems while catering to a real-world use case.

Extending large language models (LLMs) to process longer inputs is crucial for numerous applications. However, the considerable computational cost of transformers, coupled with limited generalization of positional encoding, restricts the size of their context window. We introduce Cross-Attention to Parallel Encodings (CAPE), a framework that can be applied to any existing decoder-only LLMs for context expansion. CAPE leverages a small encoder to process a long input chunk by chunk and enables the frozen decoder to cross-attend to the additional contexts. CAPE is efficient, generalizable, and versatile: trained with 8K-token documents, CAPE extends the context window of LLaMA-2 to 128K tokens, offering 10× of the throughput with only 1/6 of the memory. CAPE yields strong performance on language modeling and in-context learning. CAPE also excels in retrieval-augmented applications, while existing long-context models degenerate with retrieved contexts. We further introduce a CAPE variant that can extend the context window of instruction-tuned models with only unlabeled data, and showcase its effectiveness on LLaMA-2-Chat, leading to a strong instruction-following model that can leverage very long context on downstream tasks.

Prior work has found that pretrained language models (LMs) fine-tuned with different random seeds can achieve similar in-domain performance but generalize differently on tests of syntactic generalization. In this work, we show that, even within a single model, we can find multiple subnetworks that perform similarly in-domain, but generalize vastly differently. To better understand these phenomena, we investigate if they can be understood in terms of “competing subnetworks”: the model initially represents a variety of distinct algorithms, corresponding to different subnetworks, and generalization occurs when it ultimately converges to one. This explanation has been used to account for generalization in simple algorithmic tasks (“grokking”). Instead of finding competing subnetworks, we find that all subnetworks—whether they generalize or not—share a set of attention heads, which we refer to as the _heuristic core_. Further analysis suggests that these attention heads emerge early in training and compute shallow, non-generalizing features. The model learns to generalize by incorporating additional attention heads, which depend on the outputs of the “heuristic” heads to compute higher-level features. Overall, our results offer a more detailed picture of the mechanisms for syntactic generalization in pre-trained LMs.

In-context learning (ICL) is an important paradigm for adapting large language models (LLMs) to new tasks, but the generalization behavior of ICL remains poorly understood. We investigate the inductive biases of ICL from the perspective of feature bias: which feature ICL is more likely to use given a set of underspecified demonstrations in which two features are equally predictive of the labels. First, we characterize the feature biases of GPT-3 models by constructing underspecified demonstrations from a range of NLP datasets and feature combinations. We find that LLMs exhibit clear feature biases—for example, demonstrating a strong bias to predict labels according to sentiment rather than shallow lexical features, like punctuation. Second, we evaluate the effect of different interventions that are designed to impose an inductive bias in favor of a particular feature, such as adding a natural language instruction or using semantically relevant label words. We find that, while many interventions can influence the learner to prefer a particular feature, it can be difficult to overcome strong prior biases. Overall, our results provide a broader picture of the types of features that ICL may be more likely to exploit and how to impose inductive biases that are better aligned with the intended task.

Scaling up language models has led to unprecedented performance gains, but little is understood about how the training dynamics change as models get larger. How do language models of different sizes learn during pre-training? Why do larger language models demonstrate more desirable behaviors? In this paper, we analyze the intermediate training checkpoints of differently sized OPT models (Zhang et al., 2022)—from 125M to 175B parameters—on next-token prediction, sequence-level generation and downstream tasks. We find that 1) at a given perplexity and independent of model sizes, a similar subset of training tokens see the most significant reduction in loss, with the rest stagnating or showing double-descent behavior (Nakkiran et al., 2020); 2) early in training, all models learn to reduce the perplexity of grammatical sequences that contain hallucinations, with small models halting at this suboptimal distribution and larger ones eventually learning to assign these sequences lower probabilities; and 3) perplexity is a strong predictor of in-context learning performance on 74 multiple-choice tasks from BIG-Bench, and this holds independent of the model size. Together, these results show that perplexity is more predictive of model behaviors than model size or training computation.

Retrieval-based language models (LMs) have shown impressive performance on diverse NLP tasks. In this tutorial, we will provide a comprehensive and coherent overview of recent advances in retrieval-based LMs. We will start by providing preliminaries covering the foundation of LMs (e.g., masked LMs, autoregressive LMs) and retrieval systems (e.g., nearest-neighbor search). We will then detail recent progress in retrieval-based models, focusing on their model architectures and learning approaches. Finally, we will show how retrieval-based LMs are adapted to downstream applications, and extended to multilingual and multi-modal settings. Finally, we will use an exercise to showcase the effectiveness of retrieval-based LMs.

Recent developments of dense retrieval rely on quality representations of queries and contexts from pre-trained query and context encoders. In this paper, we introduce TOUR (Test-Time Optimization of Query Representations), which further optimizes instance-level query representations guided by signals from test-time retrieval results. We leverage a cross-encoder re-ranker to provide fine-grained pseudo labels over retrieval results and iteratively optimize query representations with gradient descent. Our theoretical analysis reveals that TOUR can be viewed as a generalization of the classical Rocchio algorithm for pseudo relevance feedback, and we present two variants that leverage pseudo-labels as hard binary or soft continuous labels. We first apply TOUR on phrase retrieval with our proposed phrase re-ranker, and also evaluate its effectiveness on passage retrieval with an off-the-shelf re-ranker. TOUR greatly improves end-to-end open-domain question answering accuracy, as well as passage retrieval performance. TOUR also consistently improves direct re-ranking by up to 2.0% while running 1.3–2.4x faster with an efficient implementation.

Large language models (LLMs) exploit in-context learning (ICL) to solve tasks with only a few demonstrations, but its mechanisms are not yet well-understood. Some works suggest that LLMs only recall already learned concepts from pre-training, while others hint that ICL performs implicit learning over demonstrations. We characterize two ways through which ICL leverages demonstrations. Task recognition (TR) captures the extent to which LLMs can recognize a task through demonstrations – even without ground-truth labels – and apply their pre-trained priors, whereas task learning (TL) is the ability to capture new input-label mappings unseen in pre-training. Using a wide range of classification datasets and three LLM families (GPT-3, LLaMA and OPT), we design controlled experiments to disentangle the roles of TR and TL in ICL. We show that (1) models can achieve non-trivial performance with only TR, and TR does not further improve with larger models or more demonstrations; (2) LLMs acquire TL as the model scales, and TL’s performance consistently improves with more demonstrations in context. Our findings unravel two different forces behind ICL and we advocate for discriminating them in future ICL research due to their distinct nature.

Transformer-based language models (LMs) are powerful and widely-applicable tools, but their usefulness is constrained by a finite context window and the expensive computational cost of processing long text documents. We propose to adapt pre-trained LMs into AutoCompressors. These language models are capable of compressing long contexts into summary vectors, which are then accessible to the model as soft prompts. Summary vectors are trained with an unsupervised objective, whereby long documents are processed in segments, and summary vectors from all previous segments are used in language modeling. We fine-tune OPT and Llama-2 models on sequences of up to 30,720 tokens and show that AutoCompressors can utilize long contexts to improve perplexity. We evaluate AutoCompressors on in-context learning by compressing task demonstrations and find that summary vectors are good substitutes for plain-text demonstrations, increasing accuracy while reducing inference costs. Finally, we explore the benefits of pre-computing summary vectors for large corpora by applying summary vectors to retrieval-augmented language modeling and a passage re-ranking task. Overall, AutoCompressors emerge as a simple and inexpensive solution to extend the context window of LMs while speeding up inference over long contexts.

Semantic textual similarity (STS) has been a cornerstone task in NLP that measures the degree of similarity between a pair of sentences, with applications in information retrieval, question answering, and embedding methods. However, it is an inherently ambiguous task, with the sentence similarity depending on the specific aspect of interest. We resolve this ambiguity by proposing a novel task called conditional STS (C-STS) which measures similarity conditioned on an aspect elucidated in natural language (hereon, condition). As an example, the similarity between the sentences “The NBA player shoots a three-pointer.” and “A man throws a tennis ball into the air to serve.” is higher for the condition “The motion of the ball.” (both upward) and lower for “The size of the ball.” (one large and one small). C-STS’s advantages are two-fold: (1) it reduces the subjectivity and ambiguity of STS, and (2) enables fine-grained similarity evaluation using diverse conditions. C-STS contains almost 20,000 instances from diverse domains and we evaluate several state-of-the-art models to demonstrate that even the most performant fine-tuning and in-context learning models (GPT-4, Flan, SimCSE) find it challenging, with Spearman correlation scores of <50. We encourage the community to evaluate their models on C-STS to provide a more holistic view of semantic similarity and natural language understanding.

Large language models (LLMs) have emerged as a widely-used tool for information seeking, but their generated outputs are prone to hallucination. In this work, our aim is to allow LLMs to generate text with citations, improving their factual correctness and verifiability. Existing work mainly relies on commercial search engines and human evaluation, making it challenging to reproduce and compare different modeling approaches. We propose ALCE, the first benchmark for Automatic LLMs’ Citation Evaluation. ALCE collects a diverse set of questions and retrieval corpora and requires building end-to-end systems to retrieve supporting evidence and generate answers with citations. We develop automatic metrics along three dimensions—fluency, correctness, and citation quality—and demonstrate their strong correlation with human judgements. Our experiments with state-of-the-art LLMs and novel prompting strategies show that current systems have considerable room for improvement—For example, on the ELI5 dataset, even the best models lack complete citation support 50% of the time. Our analyses further highlight promising future directions, including developing better retrievers, advancing long-context LLMs, and improving the ability to synthesize information from multiple sources.

Dense retrievers have achieved state-of-the-art performance in various information retrieval tasks, but to what extent can they be safely deployed in real-world applications? In this work, we propose a novel attack for dense retrieval systems in which a malicious user generates a small number of adversarial passages by perturbing discrete tokens to maximize similarity with a provided set of training queries. When these adversarial passages are inserted into a large retrieval corpus, we show that this attack is highly effective in fooling these systems to retrieve them for queries that were not seen by the attacker. More surprisingly, these adversarial passages can directly generalize to out-of-domain queries and corpora with a high success attack rate — for instance, we find that 50 generated passages optimized on Natural Questions can mislead >94% of questions posed in financial documents or online forums. We also benchmark and compare a range of state-of-the-art dense retrievers, both unsupervised and supervised. Although different systems exhibit varying levels of vulnerability, we show they can all be successfully attacked by injecting up to 500 passages, a small fraction compared to a retrieval corpus of millions of passages.

Retrieval-based language models (LMs) have demonstrated improved interpretability, factuality, and adaptability compared to their parametric counterparts by incorporating retrieved text from external datastores. While it is well known that parametric models are prone to leaking private data, it remains unclear how the addition of a retrieval datastore impacts model privacy. In this work, we present the first study of privacy risks in retrieval-based LMs, particularly kNN-LMs. Our goal is to explore the optimal design and training procedure in domains where privacy is of concern, aiming to strike a balance between utility and privacy. Crucially, we find that kNN-LMs are more susceptible to leaking private information from their private datastore than parametric models. We further explore mitigations of privacy risks: When privacy information is targeted and readily detected in the text, we find that a simple sanitization step would eliminate the risks while decoupling query and key encoders achieves an even better utility-privacy trade-off. Otherwise, we consider strategies of mixing public and private data in both datastore and encoder training. While these methods offer modest improvements, they leave considerable room for future work. Together, our findings provide insights for practitioners to better understand and mitigate privacy risks in retrieval-based LMs.

The information stored in large language models (LLMs) falls out of date quickly, and retraining from scratch is often not an option. This has recently given rise to a range of techniques for injecting new facts through updating model weights. Current evaluation paradigms are extremely limited, mainly validating the recall of edited facts, but changing one fact should cause rippling changes to the model’s related beliefs. If we edit the UK Prime Minister to now be Rishi Sunak, then we should get a different answer to Who is married to the British Prime Minister? In this work, we present a benchmark MQuAKE (Multi-hop Question Answering for Knowledge Editing) comprising multi-hop questions that assess whether edited models correctly answer questions where the answer should change as an entailed consequence of edited facts. While we find that current knowledge-editing approaches can recall edited facts accurately, they fail catastrophically on the constructed multi-hop questions. We thus propose a simple memory-based approach, MeLLo, which stores all edited facts externally while prompting the language model iteratively to generate answers that are consistent with the edited facts. While MQuAKE remains challenging, we show that MeLLo scales well with LLMs (up to 175B) and outperforms previous model editors by a large margin.

Masked language models (MLMs) conventionally mask 15% of tokens due to the belief that more masking would leave insufficient context to learn good representations; this masking rate has been widely used, regardless of model sizes or masking strategies. In this work, we revisit this important choice of MLM pre-training. We first establish that 15% is not universally optimal, and larger models should adopt a higher masking rate. Specifically, we find that masking 40% outperforms 15% for BERT-large size models on GLUE and SQuAD. Interestingly, an extremely high masking rate of 80% can still preserve 95% fine-tuning performance and most of the accuracy in linguistic probing, challenging the conventional wisdom about the role of the masking rate. We then examine the interplay between masking rates and masking strategies and find that uniform masking requires a higher masking rate compared to sophisticated masking strategies such as span or PMI masking. Finally, we argue that increasing the masking rate has two distinct effects: it leads to more corruption, which makes the prediction task more difficult; it also enables more predictions, which benefits optimization. Using this framework, we revisit BERT’s 80-10-10 corruption strategy. Together, our results contribute to a better understanding of MLM pre-training.

Previous research on open-domain question answering (QA) mainly focuses on questions with short answers. However, information-seeking QA often requires various formats of answers depending on the nature of the questions, e.g., why/how questions typically require a long answer. In this paper, we present MoQA, a benchmark for open-domain QA that requires building one system that can provide short, medium, long, and yes/no answers to different questions accordingly. MoQA builds upon Natural Questions with multiple types of questions and additional crowdsourcing efforts to ensure high query quality. We adapt state-of-the-art models, and reveal unique findings in multi-type open-domain QA: (1) For retriever-reader models, training one retriever on all types achieves the overall best performance, but it is challenging to train one reader model to output answers of different formats, or to train a question classifier to distinguish between types; (2) An end-to-end closed-book QA model trained on multiple types struggles with the task across the board; (3) State-of-the-art large language models such as the largest GPT-3 models (Brown et al., 2020; Ouyang et al., 2022) also lag behind open-book QA models. Our benchmark and analysis call for more effort into building versatile open-domain QA models in the future.

A growing line of work has investigated the development of neural NLP models that can produce rationales–subsets of input that can explain their model predictions. In this paper, we ask whether such rationale models can provide robustness to adversarial attacks in addition to their interpretable nature. Since these models need to first generate rationales (“rationalizer”) before making predictions (“predictor”), they have the potential to ignore noise or adversarially added text by simply masking it out of the generated rationale. To this end, we systematically generate various types of ‘AddText’ attacks for both token and sentence-level rationalization tasks and perform an extensive empirical evaluation of state-of-the-art rationale models across five different tasks. Our experiments reveal that the rationale models promise to improve robustness over AddText attacks while they struggle in certain scenarios–when the rationalizer is sensitive to position bias or lexical choices of attack text. Further, leveraging human rationale as supervision does not always translate to better performance. Our study is a first step towards exploring the interplay between interpretability and robustness in the rationalize-then-predict framework.

The growing size of neural language models has led to increased attention in model compression. The two predominant approaches are pruning, which gradually removes weights from a pre-trained model, and distillation, which trains a smaller compact model to match a larger one. Pruning methods can significantly reduce the model size but hardly achieve large speedups as distillation. However, distillation methods require large amounts of unlabeled data and are expensive to train. In this work, we propose a task-specific structured pruning method CoFi (Coarse- and Fine-grained Pruning), which delivers highly parallelizable subnetworks and matches the distillation methods in both accuracy and latency, without resorting to any unlabeled data. Our key insight is to jointly prune coarse-grained (e.g., layers) and fine-grained (e.g., heads and hidden units) modules, which controls the pruning decision of each parameter with masks of different granularity. We also devise a layerwise distillation strategy to transfer knowledge from unpruned to pruned models during optimization. Our experiments on GLUE and SQuAD datasets show that CoFi yields models with over 10X speedups with a small accuracy drop, showing its effectiveness and efficiency compared to previous pruning and distillation approaches.

Conversational question answering aims to provide natural-language answers to users in information-seeking conversations. Existing conversational QA benchmarks compare models with pre-collected human-human conversations, using ground-truth answers provided in conversational history. It remains unclear whether we can rely on this static evaluation for model development and whether current systems can well generalize to real-world human-machine conversations. In this work, we conduct the first large-scale human evaluation of state-of-the-art conversational QA systems, where human evaluators converse with models and judge the correctness of their answers. We find that the distribution of human machine conversations differs drastically from that of human-human conversations, and there is a disagreement between human and gold-history evaluation in terms of model ranking. We further investigate how to improve automatic evaluations, and propose a question rewriting mechanism based on predicted history, which better correlates with human judgments. Finally, we analyze the impact of various modeling strategies and discuss future directions towards building better conversational question answering systems.

Reasoning over natural language is a challenging problem in NLP. In this work, we focus on proof generation: Given a hypothesis and a set of supporting facts, the model generates a proof tree indicating how to derive the hypothesis from supporting facts. Compared to generating the entire proof in one shot, stepwise generation can better exploit the compositionality and generalize to longer proofs but has achieved limited success on real-world data. Existing stepwise methods struggle to generate proof steps that are both logically valid and relevant to the hypothesis. Instead, they tend to hallucinate invalid steps given the hypothesis. In this paper, we present a novel stepwise method, NLProofS (Natural Language Proof Search), which learns to generate relevant steps conditioning on the hypothesis. At the core of our approach, we train an independent verifier to check the validity of the proof steps to prevent hallucination. Instead of generating steps greedily, we search for proofs maximizing a global proof score judged by the verifier. NLProofS achieves state-of-the-art performance on EntailmentBank and RuleTaker. Specifically, it improves the correctness of predicted proofs from 27.7% to 33.3% in the distractor setting of EntailmentBank, demonstrating the effectiveness of NLProofS in generating challenging human-authored proofs.

Many NLP datasets have been found to contain shortcuts: simple decision rules that achieve surprisingly high accuracy. However, it is difficult to discover shortcuts automatically. Prior work on automatic shortcut detection has focused on enumerating features like unigrams or bigrams, which can find only low-level shortcuts, or relied on post-hoc model interpretability methods like saliency maps, which reveal qualitative patterns without a clear statistical interpretation. In this work, we propose to use probabilistic grammars to characterize and discover shortcuts in NLP datasets. Specifically, we use a context-free grammar to model patterns in sentence classification datasets and use a synchronous context-free grammar to model datasets involving sentence pairs. The resulting grammars reveal interesting shortcut features in a number of datasets, including both simple and high-level features, and automatically identify groups of test examples on which conventional classifiers fail. Finally, we show that the features we discover can be used to generate diagnostic contrast examples and incorporated into standard robust optimization methods to improve worst-group accuracy.

Recent work has improved language models (LMs) remarkably by equipping them with a non-parametric memory component. However, most existing approaches only introduce mem-ories at testing time or represent them using a separately trained encoder, resulting in suboptimal training of the language model. In this work, we present TRIME, a novel yet simple training approach designed for training LMs with memory augmentation. Our approach uses a training objective that directly takes in-batch examples as accessible memory. We also present new methods for memory construction and data batching, which are used for adapting to different sets of memories—local, long-term, and external memory—at testing time. We evaluate TRIME on multiple language modeling and machine translation benchmarks and show that it is able to achieve significant improvements across all the settings. Concretely, TRIME reduces the perplexity from 18.70 to 15.37 on WIKITEXT-103, by effectively leveraging a large memory set from the training corpus. Compared to standard LM training, TRIME adds negligible computational overhead and is compatible with different neural architectures, making it a versatile solution for training memory-augmented LMs.

Masked language models like BERT can perform text classification in a zero-shot fashion by reformulating downstream tasks as text infilling. However, this approach is highly sensitive to the template used to prompt the model, yet practitioners are blind when designing them in strict zero-shot settings. In this paper, we propose an alternative mining-based approach for zero-shot learning. Instead of prompting language models, we use regular expressions to mine labeled examples from unlabeled corpora, which can optionally be filtered through prompting, and used to finetune a pretrained model. Our method is more flexible and interpretable than prompting, and outperforms it on a wide range of tasks when using comparable templates. Our results suggest that the success of prompting can partly be explained by the model being exposed to similar examples during pretraining, which can be directly retrieved through regular expressions.

Pre-trained language models encode undesirable social biases, which are further exacerbated in downstream use. To this end, we propose MABEL (a Method for Attenuating Gender Bias using Entailment Labels), an intermediate pre-training approach for mitigating gender bias in contextualized representations. Key to our approach is the use of a contrastive learning objective on counterfactually augmented, gender-balanced entailment pairs from natural language inference (NLI) datasets. We also introduce an alignment regularizer that pulls identical entailment pairs along opposite gender directions closer. We extensively evaluate our approach on intrinsic and extrinsic metrics, and show that MABEL outperforms previous task-agnostic debiasing approaches in terms of fairness. It also preserves task performance after fine-tuning on downstream tasks. Together, these findings demonstrate the suitability of NLI data as an effective means of bias mitigation, as opposed to only using unlabeled sentences in the literature. Finally, we identify that existing approaches often use evaluation settings that are insufficient or inconsistent. We make an effort to reproduce and compare previous methods, and call for unifying the evaluation settings across gender debiasing methods for better future comparison.

Pre-trained masked language models successfully perform few-shot learning by formulating downstream tasks as text infilling. How- ever, as a strong alternative in full-shot settings, discriminative pre-trained models like ELECTRA do not fit into the paradigm. In this work, we adapt prompt-based few-shot learning to ELECTRA and show that it outperforms masked language models in a wide range of tasks. ELECTRA is pre-trained to distinguish if a token is generated or original. We naturally extend that to prompt-based few-shot learning by training to score the originality of the target options without introducing new parameters. Our method can be easily adapted to tasks involving multi-token predictions without extra computation overhead. Analysis shows that ELECTRA learns distributions that align better with downstream tasks.

The recent GPT-3 model (Brown et al., 2020) achieves remarkable few-shot performance solely by leveraging a natural-language prompt and a few task demonstrations as input context. Inspired by their findings, we study few-shot learning in a more practical scenario, where we use smaller language models for which fine-tuning is computationally efficient. We present LM-BFF—better few-shot fine-tuning of language models—a suite of simple and complementary techniques for fine-tuning language models on a small number of annotated examples. Our approach includes (1) prompt-based fine-tuning together with a novel pipeline for automating prompt generation; and (2) a refined strategy for dynamically and selectively incorporating demonstrations into each context. Finally, we present a systematic evaluation for analyzing few-shot performance on a range of NLP tasks, including classification and regression. Our experiments demonstrate that our methods combine to dramatically outperform standard fine-tuning procedures in this low resource setting, achieving up to 30% absolute improvement, and 11% on average across all tasks. Our approach makes minimal assumptions on task resources and domain expertise, and hence constitutes a strong task-agnostic method for few-shot learning.

Open-domain question answering can be reformulated as a phrase retrieval problem, without the need for processing documents on-demand during inference (Seo et al., 2019). However, current phrase retrieval models heavily depend on sparse representations and still underperform retriever-reader approaches. In this work, we show for the first time that we can learn dense representations of phrases alone that achieve much stronger performance in open-domain QA. We present an effective method to learn phrase representations from the supervision of reading comprehension tasks, coupled with novel negative sampling methods. We also propose a query-side fine-tuning strategy, which can support transfer learning and reduce the discrepancy between training and inference. On five popular open-domain QA datasets, our model DensePhrases improves over previous phrase retrieval models by 15%-25% absolute accuracy and matches the performance of state-of-the-art retriever-reader models. Our model is easy to parallelize due to pure dense representations and processes more than 10 questions per second on CPUs. Finally, we directly use our pre-indexed dense phrase representations for two slot filling tasks, showing the promise of utilizing DensePhrases as a dense knowledge base for downstream tasks.

End-to-end relation extraction aims to identify named entities and extract relations between them. Most recent work models these two subtasks jointly, either by casting them in one structured prediction framework, or performing multi-task learning through shared representations. In this work, we present a simple pipelined approach for entity and relation extraction, and establish the new state-of-the-art on standard benchmarks (ACE04, ACE05 and SciERC), obtaining a 1.7%-2.8% absolute improvement in relation F1 over previous joint models with the same pre-trained encoders. Our approach essentially builds on two independent encoders and merely uses the entity model to construct the input for the relation model. Through a series of careful examinations, we validate the importance of learning distinct contextual representations for entities and relations, fusing entity information early in the relation model, and incorporating global context. Finally, we also present an efficient approximation to our approach which requires only one pass of both entity and relation encoders at inference time, achieving an 8-16× speedup with a slight reduction in accuracy.

Word sense disambiguation (WSD) is a long-standing problem in natural language processing. One significant challenge in supervised all-words WSD is to classify among senses for a majority of words that lie in the long-tail distribution. For instance, 84% of the annotated words have less than 10 examples in the SemCor training data. This issue is more pronounced as the imbalance occurs in both word and sense distributions. In this work, we propose MetricWSD, a non-parametric few-shot learning approach to mitigate this data imbalance issue. By learning to compute distances among the senses of a given word through episodic training, MetricWSD transfers knowledge (a learned metric space) from high-frequency words to infrequent ones. MetricWSD constructs the training episodes tailored to word frequencies and explicitly addresses the problem of the skewed distribution, as opposed to mixing all the words trained with parametric models in previous work. Without resorting to any lexical resources, MetricWSD obtains strong performance against parametric alternatives, achieving a 75.1 F1 score on the unified WSD evaluation benchmark (Raganato et al., 2017b). Our analysis further validates that infrequent words and senses enjoy significant improvement.

Petroni et al. (2019) demonstrated that it is possible to retrieve world facts from a pre-trained language model by expressing them as cloze-style prompts and interpret the model’s prediction accuracy as a lower bound on the amount of factual information it encodes. Subsequent work has attempted to tighten the estimate by searching for better prompts, using a disjoint set of facts as training data. In this work, we make two complementary contributions to better understand these factual probing techniques. First, we propose OptiPrompt, a novel and efficient method which directly optimizes in continuous embedding space. We find this simple method is able to predict an additional 6.4% of facts in the LAMA benchmark. Second, we raise a more important question: Can we really interpret these probing results as a lower bound? Is it possible that these prompt-search methods learn from the training data too? We find, somewhat surprisingly, that the training data used by these methods contains certain regularities of the underlying fact distribution, and all the existing prompt methods, including ours, are able to exploit them for better fact prediction. We conduct a set of control experiments to disentangle “learning” from “learning to recall”, providing a more detailed picture of what different prompts can reveal about pre-trained language models.

Dense retrieval methods have shown great promise over sparse retrieval methods in a range of NLP problems. Among them, dense phrase retrieval—the most fine-grained retrieval unit—is appealing because phrases can be directly used as the output for question answering and slot filling tasks. In this work, we follow the intuition that retrieving phrases naturally entails retrieving larger text blocks and study whether phrase retrieval can serve as the basis for coarse-level retrieval including passages and documents. We first observe that a dense phrase-retrieval system, without any retraining, already achieves better passage retrieval accuracy (+3-5% in top-5 accuracy) compared to passage retrievers, which also helps achieve superior end-to-end QA performance with fewer passages. Then, we provide an interpretation for why phrase-level supervision helps learn better fine-grained entailment compared to passage-level supervision, and also show that phrase retrieval can be improved to achieve competitive performance in document-retrieval tasks such as entity linking and knowledge-grounded dialogue. Finally, we demonstrate how phrase filtering and vector quantization can reduce the size of our index by 4-10x, making dense phrase retrieval a practical and versatile solution in multi-granularity retrieval.

Many datasets have been created for training reading comprehension models, and a natural question is whether we can combine them to build models that (1) perform better on all of the training datasets and (2) generalize and transfer better to new datasets. Prior work has addressed this goal by training one network simultaneously on multiple datasets, which works well on average but is prone to over- or under-fitting different sub- distributions and might transfer worse compared to source models with more overlap with the target dataset. Our approach is to model multi-dataset question answering with an ensemble of single-dataset experts, by training a collection of lightweight, dataset-specific adapter modules (Houlsby et al., 2019) that share an underlying Transformer model. We find that these Multi-Adapter Dataset Experts (MADE) outperform all our baselines in terms of in-distribution accuracy, and simple methods based on parameter-averaging lead to better zero-shot generalization and few-shot transfer performance, offering a strong and versatile starting point for building new reading comprehension systems.

Open-domain question answering has exploded in popularity recently due to the success of dense retrieval models, which have surpassed sparse models using only a few supervised training examples. However, in this paper, we demonstrate current dense models are not yet the holy grail of retrieval. We first construct EntityQuestions, a set of simple, entity-rich questions based on facts from Wikidata (e.g., “Where was Arve Furset born?”), and observe that dense retrievers drastically under-perform sparse methods. We investigate this issue and uncover that dense retrievers can only generalize to common entities unless the question pattern is explicitly observed during training. We discuss two simple solutions towards addressing this critical problem. First, we demonstrate that data augmentation is unable to fix the generalization problem. Second, we argue a more robust passage encoder helps facilitate better question adaptation using specialized question encoders. We hope our work can shed light on the challenges in creating a robust, universal dense retriever that works well across different input distributions.

This paper presents SimCSE, a simple contrastive learning framework that greatly advances the state-of-the-art sentence embeddings. We first describe an unsupervised approach, which takes an input sentence and predicts itself in a contrastive objective, with only standard dropout used as noise. This simple method works surprisingly well, performing on par with previous supervised counterparts. We find that dropout acts as minimal data augmentation and removing it leads to a representation collapse. Then, we propose a supervised approach, which incorporates annotated pairs from natural language inference datasets into our contrastive learning framework, by using “entailment” pairs as positives and “contradiction” pairs as hard negatives. We evaluate SimCSE on standard semantic textual similarity (STS) tasks, and our unsupervised and supervised models using BERT base achieve an average of 76.3% and 81.6% Spearman’s correlation respectively, a 4.2% and 2.2% improvement compared to previous best results. We also show—both theoretically and empirically—that contrastive learning objective regularizes pre-trained embeddings’ anisotropic space to be more uniform, and it better aligns positive pairs when supervised signals are available.

This tutorial provides a comprehensive and coherent overview of cutting-edge research in open-domain question answering (QA), the task of answering questions using a large collection of documents of diversified topics. We will start by first giving a brief historical background, discussing the basic setup and core technical challenges of the research problem, and then describe modern datasets with the common evaluation metrics and benchmarks. The focus will then shift to cutting-edge models proposed for open-domain QA, including two-stage retriever-reader approaches, dense retriever and end-to-end training, and retriever-free methods. Finally, we will cover some hybrid approaches using both text and large knowledge bases and conclude the tutorial with important open questions. We hope that the tutorial will not only help the audience to acquire up-to-date knowledge but also provide new perspectives to stimulate the advances of open-domain QA research in the next phase.

We present SpanBERT, a pre-training method that is designed to better represent and predict spans of text. Our approach extends BERT by (1) masking contiguous random spans, rather than random tokens, and (2) training the span boundary representations to predict the entire content of the masked span, without relying on the individual token representations within it. SpanBERT consistently outperforms BERT and our better-tuned baselines, with substantial gains on span selection tasks such as question answering and coreference resolution. In particular, with the same training data and model size as BERTlarge, our single model obtains 94.6% and 88.7% F1 on SQuAD 1.1 and 2.0 respectively. We also achieve a new state of the art on the OntoNotes coreference resolution task (79.6% F1), strong performance on the TACRED relation extraction benchmark, and even gains on GLUE.1

An unsolved challenge in distributed or federated learning is to effectively mitigate privacy risks without slowing down training or reducing accuracy. In this paper, we propose TextHide aiming at addressing this challenge for natural language understanding tasks. It requires all participants to add a simple encryption step to prevent an eavesdropping attacker from recovering private text data. Such an encryption step is efficient and only affects the task performance slightly. In addition, TextHide fits well with the popular framework of fine-tuning pre-trained language models (e.g., BERT) for any sentence or sentence-pair task. We evaluate TextHide on the GLUE benchmark, and our experiments show that TextHide can effectively defend attacks on shared gradients or representations and the averaged accuracy reduction is only 1.9%. We also present an analysis of the security of TextHide using a conjecture about the computational intractability of a mathematical problem.

Open-domain question answering relies on efficient passage retrieval to select candidate contexts, where traditional sparse vector space models, such as TF-IDF or BM25, are the de facto method. In this work, we show that retrieval can be practically implemented using dense representations alone, where embeddings are learned from a small number of questions and passages by a simple dual-encoder framework. When evaluated on a wide range of open-domain QA datasets, our dense retriever outperforms a strong Lucene-BM25 system greatly by 9%-19% absolute in terms of top-20 passage retrieval accuracy, and helps our end-to-end QA system establish new state-of-the-art on multiple open-domain QA benchmarks.

Humans gather information through conversations involving a series of interconnected questions and answers. For machines to assist in information gathering, it is therefore essential to enable them to answer conversational questions. We introduce CoQA, a novel dataset for building Conversational Question Answering systems. Our dataset contains 127k questions with answers, obtained from 8k conversations about text passages from seven diverse domains. The questions are conversational, and the answers are free-form text with their corresponding evidence highlighted in the passage. We analyze CoQA in depth and show that conversational questions have challenging phenomena not present in existing reading comprehension datasets (e.g., coreference and pragmatic reasoning). We evaluate strong dialogue and reading comprehension models on CoQA. The best system obtains an F1 score of 65.4%, which is 23.4 points behind human performance (88.8%), indicating that there is ample room for improvement. We present CoQA as a challenge to the community at https://stanfordnlp.github.io/coqa.

Many question answering (QA) tasks only provide weak supervision for how the answer should be computed. For example, TriviaQA answers are entities that can be mentioned multiple times in supporting documents, while DROP answers can be computed by deriving many different equations from numbers in the reference text. In this paper, we show it is possible to convert such tasks into discrete latent variable learning problems with a precomputed, task-specific set of possible solutions (e.g. different mentions or equations) that contains one correct option. We then develop a hard EM learning scheme that computes gradients relative to the most likely solution at each update. Despite its simplicity, we show that this approach significantly outperforms previous methods on six QA tasks, including absolute gains of 2–10%, and achieves the state-of-the-art on five of them. Using hard updates instead of maximizing marginal likelihood is key to these results as it encourages the model to find the one correct answer, which we show through detailed qualitative analysis.

We present the results of the Machine Reading for Question Answering (MRQA) 2019 shared task on evaluating the generalization capabilities of reading comprehension systems. In this task, we adapted and unified 18 distinct question answering datasets into the same format. Among them, six datasets were made available for training, six datasets were made available for development, and the rest were hidden for final evaluation. Ten teams submitted systems, which explored various ideas including data sampling, multi-task learning, adversarial training and ensembling. The best system achieved an average F1 score of 72.5 on the 12 held-out datasets, 10.7 absolute points higher than our initial baseline based on BERT.

Organized relational knowledge in the form of “knowledge graphs” is important for many applications. However, the ability to populate knowledge bases with facts automatically extracted from documents has improved frustratingly slowly. This paper simultaneously addresses two issues that have held back prior work. We first propose an effective new model, which combines an LSTM sequence model with a form of entity position-aware attention that is better suited to relation extraction. Then we build TACRED, a large (119,474 examples) supervised relation extraction dataset obtained via crowdsourcing and targeted towards TAC KBP relations. The combination of better supervised data and a more appropriate high-capacity model enables much better relation extraction performance. When the model trained on this new dataset replaces the previous relation extraction component of the best TAC KBP 2015 slot filling system, its F1 score increases markedly from 22.2% to 26.7%.

This paper proposes to tackle open-domain question answering using Wikipedia as the unique knowledge source: the answer to any factoid question is a text span in a Wikipedia article. This task of machine reading at scale combines the challenges of document retrieval (finding the relevant articles) with that of machine comprehension of text (identifying the answer spans from those articles). Our approach combines a search component based on bigram hashing and TF-IDF matching with a multi-layer recurrent neural network model trained to detect answers in Wikipedia paragraphs. Our experiments on multiple existing QA datasets indicate that (1) both modules are highly competitive with respect to existing counterparts and (2) multitask learning using distant supervision on their combination is an effective complete system on this challenging task.