Alignment in artificial intelligence pursues the consistency between model responses and human preferences as well as values. In practice, the multifaceted nature of human preferences inadvertently introduces what is known as the ”alignment tax”–a compromise where enhancements in alignment within one objective (e.g., harmlessness) can diminish performance in others (e.g., helpfulness). However, existing alignment techniques are mostly unidirectional, leading to suboptimal trade-offs and poor flexibility over various objectives. To navigate this challenge, we argue the prominence of grounding LLMs with evident preferences. We introduce controllable preference optimization (CPO), which explicitly specifies preference scores for different objectives, thereby guiding the model to generate responses that meet the requirements. Our experimental analysis reveals that the aligned models can provide responses that match various preferences among the ”3H” (helpfulness, honesty, harmlessness) desiderata. Furthermore, by introducing diverse data and alignment goals, we surpass baseline methods in aligning with single objectives, hence mitigating the impact of the alignment tax and achieving improvements in multi-objective alignment.

Improving the effectiveness and efficiency of large language models (LLMs) simultaneously is a critical yet challenging research goal. In this paper, we find that low-rank pre-training, normally considered as efficient methods that will compromise performance, can be scalably effective when reduced parameters are precisely targeted. Specifically, by applying low-dimensional module only to the attention layer — resolves this issue and enhances both effectiveness and efficiency. We refer to this structure as *Low-dimensional Projected Attention (LPA)* and provide an explanatory analysis. Through extensive experimentation at parameter scales of 130M, 370M, and scaling up to 3B, we have validated the effectiveness and scalability of LPA. Our results show that LPA model can save up to 12.4% in time while achieving an approximate 5% improvement in test perplexity (ppl) and on downstream tasks compared with vanilla Transformer.

This paper introduces INTERVENOR (INTERactiVE chaiN Of Repair), a system designed to emulate the interactive code repair processes observed in humans, encompassing both code diagnosis and code repair. INTERVENOR prompts Large Language Models (LLMs) to play distinct roles during the code repair process, functioning as both a Code Learner and a Code Teacher. Specifically, the Code Learner is tasked with adhering to instructions to generate or repair code, while the Code Teacher is responsible for crafting a Chain-of-Repair (CoR) to serve as guidance for the Code Learner. During generating the CoR, the Code Teacher needs to check the generated codes from Code Learner and reassess how to address code bugs based on error feedback received from compilers. Experimental results demonstrate that INTERVENOR surpasses baseline models, exhibiting improvements of approximately 18% and 4.3% over GPT-3.5 in code generation and code translation tasks, respectively. Our further analyses show that CoR is effective to illuminate the reasons behind bugs and outline solution plans in natural language. With the feedback of code compilers, INTERVENOR can accurately identify syntax errors and assertion errors and provide precise instructions to repair codes. All data and codes are available at [https://github.com/NEUIR/INTERVENOR](https://github.com/NEUIR/INTERVENOR).

Pre-trained language models (PLMs) may fail in giving reliable estimates of their predictive uncertainty. We take a close look into this problem, aiming to answer two questions: (1) Do PLMs learn to become calibrated in the training process? (2) How effective are existing calibration methods? For the first question, we conduct fine-grained control experiments to study the dynamic change in PLMs’ calibration performance in training. We consider six factors as control variables, including dataset difficulty, available training samples, training steps, the number of tunable parameters, model scale, and pretraining. We observe a consistent change in calibration performance across six factors. We find that PLMs don’t learn to become calibrated in training, evidenced by the continual increase in confidence, no matter whether the predictions are correct or not. We highlight that our finding somewhat contradicts two established conclusions: (a) Larger PLMs are more calibrated; (b) Pretraining improves model calibration. Next, we study the effectiveness of existing calibration methods in mitigating the overconfidence issue. Besides unlearnable calibration methods (e.g., label smoothing), we adapt and extend two recently proposed learnable methods that directly collect data to train models to have reasonable confidence estimations. Experimental results show that learnable methods significantly reduce PLMs’ confidence in wrong predictions.

With the evergrowing sizes of pre-trained models (PTMs), it has been an emerging practice to only provide the inference APIs for users, namely model-as-a-service (MaaS) setting. To adapt PTMs with model parameters frozen, most current approaches focus on the input side, seeking powerful prompts to stimulate models for correct answers. However, we argue that input-side adaptation could be arduous due to the lack of gradient signals and they usually require thousands of API queries, resulting in high computation and time costs. Specifically, DecT first extracts prompt-stimulated output scores for initial predictions. On top of that, we train an additional decoder network on the output representations to incorporate posterior data knowledge. By gradient-based optimization, DecT can be trained within several seconds and requires only one PTM query per sample. Empirically, we conduct extensive natural language understanding experiments and show that DecT significantly outperforms state-of-the-art algorithms with a 200x speed-up. Our code is available at https://github.com/thunlp/DecT.

Metric-based meta-learning is one of the de facto standards in few-shot learning. It composes of representation learning and metrics calculation designs. Previous works construct class representations in different ways, varying from mean output embedding to covariance and distributions. However, using embeddings in space lacks expressivity and cannot capture class information robustly, while statistical complex modeling poses difficulty to metric designs. In this work, we use tensor fields (“areas”) to model classes from the geometrical perspective for few-shot learning. We present a simple and effective method, dubbed as hypersphere prototypes (HyperProto), where class information is represented by hyperspheres with dynamic sizes with two sets of learnable parameters: the hypersphere’s center and the radius. Extending from points to areas, hyperspheres are much more expressive than embeddings. Moreover, it is more convenient to perform metric-based classification with hypersphere prototypes than statistical modeling, as we only need to calculate the distance from a data point to the surface of the hypersphere. Following this idea, we also develop two variants of prototypes under other measurements. Extensive experiments and analysis on few-shot NLP tasks and comparison with 20+ competitive baselines demonstrate the effectiveness of our approach.

Textual adversarial attacks can discover models’ weaknesses by adding semantic-preserved but misleading perturbations to the inputs. The long-lasting adversarial attack-and-defense arms race in Natural Language Processing (NLP) is algorithm-centric, providing valuable techniques for automatic robustness evaluation. However, the existing practice of robustness evaluation may exhibit issues of incomprehensive evaluation, impractical evaluation protocol, and invalid adversarial samples. In this paper, we aim to set up a unified automatic robustness evaluation framework, shifting towards model-centric evaluation to further exploit the advantages of adversarial attacks. To address the above challenges, we first determine robustness evaluation dimensions based on model capabilities and specify the reasonable algorithm to generate adversarial samples for each dimension. Then we establish the evaluation protocol, including evaluation settings and metrics, under realistic demands. Finally, we use the perturbation degree of adversarial samples to control the sample validity. We implement a toolkit RobTest that realizes our automatic robustness evaluation framework. In our experiments, we conduct a robustness evaluation of RoBERTa models to demonstrate the effectiveness of our evaluation framework, and further show the rationality of each component in the framework.

Large language models (LLMs), e.g., ChatGPT, have revolutionized the domain of natural language processing because of their excellent performance on various tasks. Despite their great potential, LLMs also incur serious concerns as they are likely to be misused. There are already reported cases of academic cheating by using LLMs. Thus, it is a pressing problem to identify LLM-generated texts. In this work, we design a zero-shot black-box method for detecting LLM-generated texts. The key idea is to revise the text to be detected using the ChatGPT model. Our method is based on the intuition that the ChatGPT model will make fewer revisions to LLM-generated texts than it does to human-written texts, because the texts generated by LLMs are more in accord with the generation logic and statistical patterns learned by LLMs like ChatGPT. Thus, if the text to be detected and its ChatGPT-revised version have a higher degree of similarity, the text is more likely to be LLM-generated. Extensive experiments on various datasets and tasks show that our method can effectively detect LLM-generated texts. Moreover, compared with other detection methods, our method has better generalization ability and is more stable across various datasets. The codes are publicly available at https://github.com/thunlp/LLM-generated-text-detection.

Recent research has revealed that pre-trained models (PTMs) are vulnerable to backdoor attacks before the fine-tuning stage. The attackers can implant transferable task-agnostic backdoors in PTMs, and control model outputs on any downstream task, which poses severe security threats to all downstream applications. Existing backdoor-removal defenses focus on task-specific classification models and they are not suitable for defending PTMs against task-agnostic backdoor attacks. To this end, we propose the first task-agnostic backdoor removal method for PTMs. Based on the selective activation phenomenon in backdoored PTMs, we design a simple and effective backdoor eraser, which continually pre-trains the backdoored PTMs with a regularization term in an end-to-end approach. The regularization term removes backdoor functionalities from PTMs while the continual pre-training maintains the normal functionalities of PTMs. We conduct extensive experiments on pre-trained models across different modalities and architectures. The experimental results show that our method can effectively remove backdoors inside PTMs and preserve benign functionalities of PTMs with a few downstream-task-irrelevant auxiliary data, e.g., unlabeled plain texts. The average attack success rate on three downstream datasets is reduced from 99.88% to 8.10% after our defense on the backdoored BERT. The codes are publicly available at https://github.com/thunlp/RECIPE.

Prompt-based tuning for pre-trained language models (PLMs) has shown its effectiveness in few-shot learning. Typically, prompt-based tuning wraps the input text into a cloze question. To make predictions, the model maps the output words to labels via a verbalizer, which is either manually designed or automatically built. However, manual verbalizers heavily depend on domain-specific prior knowledge and human efforts, while finding appropriate label words automatically still remains challenging. In this work, we propose the prototypical verbalizer (ProtoVerb) which is built directly from training data. Specifically, ProtoVerb learns prototype vectors as verbalizers by contrastive learning. In this way, the prototypes summarize training instances and are able to enclose rich class-level semantics. We conduct experiments on both topic classification and entity typing tasks, and the results demonstrate that ProtoVerb significantly outperforms current automatic verbalizers, especially when training data is extremely scarce. More surprisingly, ProtoVerb consistently boosts prompt-based tuning even on untuned PLMs, indicating an elegant non-tuning way to utilize PLMs. Our codes are avaliable at https://github.com/thunlp/OpenPrompt.

Textual adversarial samples play important roles in multiple subfields of NLP research, including security, evaluation, explainability, and data augmentation. However, most work mixes all these roles, obscuring the problem definitions and research goals of the security role that aims to reveal the practical concerns of NLP models. In this paper, we rethink the research paradigm of textual adversarial samples in security scenarios. We discuss the deficiencies in previous work and propose our suggestions that the research on the Security-oriented adversarial NLP (SoadNLP) should: (1) evaluate their methods on security tasks to demonstrate the real-world concerns; (2) consider real-world attackers’ goals, instead of developing impractical methods. To this end, we first collect, process, and release a security datasets collection Advbench. Then, we reformalize the task and adjust the emphasis on different goals in SoadNLP. Next, we propose a simple method based on heuristic rules that can easily fulfill the actual adversarial goals to simulate real-world attack methods. We conduct experiments on both the attack and the defense sides on Advbench. Experimental results show that our method has higher practical value, indicating that the research paradigm in SoadNLP may start from our new benchmark. All the code and data of Advbench can be obtained at https://github.com/thunlp/Advbench.

Prompt-based learning paradigm bridges the gap between pre-training and fine-tuning, and works effectively under the few-shot setting. However, we find that this learning paradigm inherits the vulnerability from the pre-training stage, where model predictions can be misled by inserting certain triggers into the text. In this paper, we explore this universal vulnerability by either injecting backdoor triggers or searching for adversarial triggers on pre-trained language models using only plain text. In both scenarios, we demonstrate that our triggers can totally control or severely decrease the performance of prompt-based models fine-tuned on arbitrary downstream tasks, reflecting the universal vulnerability of the prompt-based learning paradigm. Further experiments show that adversarial triggers have good transferability among language models. We also find conventional fine-tuning models are not vulnerable to adversarial triggers constructed from pre-trained language models. We conclude by proposing a potential solution to mitigate our attack methods. Code and data are publicly available.