Han Xu


2024

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Towards Understanding Jailbreak Attacks in LLMs: A Representation Space Analysis
Yuping Lin | Pengfei He | Han Xu | Yue Xing | Makoto Yamada | Hui Liu | Jiliang Tang
Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing

Large language models (LLMs) are susceptible to a type of attack known as jailbreaking, which misleads LLMs to output harmful contents. Although there are diverse jailbreak attack strategies, there is no unified understanding on why some methods succeed and others fail. This paper explores the behavior of harmful and harmless prompts in the LLM’s representation space to investigate the intrinsic properties of successful jailbreak attacks. We hypothesize that successful attacks share some similar properties: They are effective in moving the representation of the harmful prompt towards the direction to the harmless prompts. We leverage hidden representations into the objective of existing jailbreak attacks to move the attacks along the acceptance direction, and conduct experiments to validate the above hypothesis using the proposed objective. We hope this study provides new insights into understanding how LLMs understand harmfulness information.

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RESTful-Llama: Connecting User Queries to RESTful APIs
Han Xu | Ruining Zhao | Jindong Wang | Haipeng Chen
Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing: Industry Track

Recent advancements in Large Language Models (LLMs) have showcased exceptional performance in zero-shot learning and reasoning tasks. However, integrating these models with external tools - a crucial need for real-world applications - remains a significant challenge. We propose RESTful-Llama, a novel framework designed to enable Llama 3.1 to transform natural language instructions into effective RESTful API calls. To enhance the fine-tuning process, we introduce DOC_Mine, a method to generate fine-tuning datasets from public API documentation. RESTful-Llama distinguishes itself by enabling open-source LLMs to efficiently interact with and adapt to any REST API system. Experiments demonstrate a 31.9% improvement in robustness and a 2.33x increase in efficiency compared to existing methods.

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A Robust Semantics-based Watermark for Large Language Model against Paraphrasing
Jie Ren | Han Xu | Yiding Liu | Yingqian Cui | Shuaiqiang Wang | Dawei Yin | Jiliang Tang
Findings of the Association for Computational Linguistics: NAACL 2024

Large language models (LLMs) have show their remarkable ability in various natural language tasks. However, there are concerns that LLMs are possible to be used improperly or even illegally. To prevent the malicious usage of LLMs, detecting LLM-generated text becomes crucial in the deployment of LLM applications. Watermarking is an effective strategy to detect the LLM-generated content by encoding a pre-defined secret watermark to facilitate the detection process. However, the majority of existing watermark methods leverage the simple hashes of precedent tokens to partition vocabulary. Such watermarks can be easily eliminated by paraphrase and, correspondingly, the detection effectiveness will be greatly compromised. Thus, to enhance the robustness against paraphrase, we propose a semantics-based watermark framework, SemaMark. It leverages the semantics as an alternative to simple hashes of tokens since the semantic meaning of the sentences will be likely preserved under paraphrase and the watermark can remain robust. Comprehensive experiments are conducted to demonstrate the effectiveness and robustness of SemaMark under different paraphrases.

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Encoding Hierarchical Schema via Concept Flow for Multifaceted Ideology Detection
Songtao Liu | Bang Wang | Wei Xiang | Han Xu | Minghua Xu
Findings of the Association for Computational Linguistics: ACL 2024

Multifaceted ideology detection (MID) aims to detect the ideological leanings of texts towards multiple facets. Previous studies on ideology detection mainly focus on one generic facet and ignore label semantics and explanatory descriptions of ideologies, which are a kind of instructive information and reveal the specific concepts of ideologies. In this paper, we develop a novel concept semantics-enhanced framework for the MID task. Specifically, we propose a bidirectional iterative concept flow (BICo) method to encode multifaceted ideologies. BICo enables the concepts to flow across levels of the schema tree and enriches concept representations with multi-granularity semantics. Furthermore, we explore concept attentive matching and concept-guided contrastive learning strategies to guide the model to capture ideology features with the learned concept semantics. Extensive experiments on the benchmark dataset show that our approach achieves state-of-the-art performance in MID, including in the cross-topic scenario.

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The Good and The Bad: Exploring Privacy Issues in Retrieval-Augmented Generation (RAG)
Shenglai Zeng | Jiankun Zhang | Pengfei He | Yiding Liu | Yue Xing | Han Xu | Jie Ren | Yi Chang | Shuaiqiang Wang | Dawei Yin | Jiliang Tang
Findings of the Association for Computational Linguistics: ACL 2024

Retrieval-augmented generation (RAG) is a powerful technique to facilitate language model generation with proprietary and private data, where data privacy is a pivotal concern. Whereas extensive research has demonstrated the privacy risks of large language models (LLMs), the RAG technique could potentially reshape the inherent behaviors of LLM generation, posing new privacy issues that are currently under-explored. To this end, we conduct extensive empirical studies with novel attack methods, which demonstrate the vulnerability of RAG systems on leaking the private retrieval database. Despite the new risks brought by RAG on the retrieval data, we further discover that RAG can be used to mitigate the old risks, i.e., the leakage of the LLMs’ training data. In general, we reveal many new insights in this paper for privacy protection of retrieval-augmented LLMs, which could benefit both LLMs and RAG systems builders.

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On the Generalization of Training-based ChatGPT Detection Methods
Han Xu | Jie Ren | Pengfei He | Shenglai Zeng | Yingqian Cui | Amy Liu | Hui Liu | Jiliang Tang
Findings of the Association for Computational Linguistics: EMNLP 2024

Large language models, such as ChatGPT, achieve amazing performance on various language processing tasks. However, they can also be exploited for improper purposes such as plagiarism or misinformation dissemination. Thus, there is an urgent need to detect the texts generated by LLMs. One type of most studied methods trains classification models to distinguish LLM texts from human texts. However, existing studies demonstrate the trained models may suffer from distribution shifts (during test), i.e., they are ineffective to predict the generated texts from unseen language tasks or topics which are not collected during training. In this work, we focus on ChatGPT as a representative model, and we conduct a comprehensive investigation on these methods’ generalization behaviors under distribution shift caused by a wide range of factors, including prompts, text lengths, topics, and language tasks. To achieve this goal, we first collect a new dataset with human and ChatGPT texts, and then we conduct extensive studies on the collected dataset. Our studies unveil insightful findings that provide guidance for future methodologies and data collection strategies for LLM detection.

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Exploring Memorization in Fine-tuned Language Models
Shenglai Zeng | Yaxin Li | Jie Ren | Yiding Liu | Han Xu | Pengfei He | Yue Xing | Shuaiqiang Wang | Jiliang Tang | Dawei Yin
Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Large language models (LLMs) have shown great capabilities in various tasks but also exhibited memorization of training data, raising tremendous privacy and copyright concerns. While prior works have studied memorization during pre-training, the exploration of memorization during fine-tuning is rather limited. Compared to pre-training, fine-tuning typically involves more sensitive data and diverse objectives, thus may bring distinct privacy risks and unique memorization behaviors. In this work, we conduct the first comprehensive analysis to explore language models’ (LMs) memorization during fine-tuning across tasks. Our studies with open-sourced and our own fine-tuned LMs across various tasks indicate that memorization presents a strong disparity among different fine-tuning tasks. We provide an intuitive explanation of this task disparity via sparse coding theory and unveil a strong correlation between memorization and attention score distribution.

2015

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Extractive Summarisation Based on Keyword Profile and Language Model
Han Xu | Eric Martin | Ashesh Mahidadia
Proceedings of the 2015 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies