The black-box nature of large language models (LLMs) poses challenges in interpreting results, impacting issues such as data intellectual property protection and hallucination tracing. Training data attribution (TDA) methods are considered effective solutions to address these challenges.Most recent TDA methods rely on influence functions, assuming the model achieves minimized empirical risk. However, achieving this criterion is difficult, and sourcing accuracy can be compromised by fitting errors during model training. In this paper, we introduce a novel TDA method called Debias and Denoise Attribution (DDA), which enhances influence functions by addressing fitting errors. Specifically, the debias strategy seeks to improve the performance of influence functions by eliminating the knowledge bias present in the base model before fine-tuning, while the denoise strategy aims to reduce discrepancies in influence scores arising from varying degrees of fitting during the training process through smoothing techniques.Experimental results demonstrate that our method significantly outperforms existing approaches, achieving an averaged AUC of 91.64%. Moreover, DDA exhibits strong generality and scalability across various sources and different-scale models like LLaMA2, QWEN2, and Mistral.

The emergence of large language models (LLMs) further improves the capabilities of open-domain dialogue systems and can generate fluent, coherent, and diverse responses. However, LLMs still lack a crucial ability: communication skills. This limitation renders them more like information seeking tools rather than anthropomorphic chatbots. Communication skills, such as topic transition, proactively asking questions, concept guidance, empathy, and summarising often should be taken into consideration, to make LLMs more anthropomorphic and proactive during the conversation, thereby increasing the interest of users and attracting them to chat for longer. However, enabling these communication skills in black-box LLMs remains a key challenge because they do not have the same utterance formation mode as real people: think before speaking. Inspired by linguistics and cognitive science, we empower LLMs with communication skills through inner monologues. To evaluate various communication skills, we construct a benchmark named Cskills, which can also more comprehensively evaluate the dialogue generation ability of the model. Experimental results show that the proposed CSIM strategy improves the backbone models and outperforms the baselines.

Despite the success of large language models (LLMs) in natural language generation, much evidence shows that LLMs may produce incorrect or nonsensical text. This limitation highlights the importance of discerning when to trust LLMs, especially in safety-critical domains. Existing methods often express reliability by confidence level, however, their effectiveness is limited by the lack of objective guidance. To address this, we propose CONfidence-Quality-ORDer-preserving alignment approach (CONQORD), which leverages reinforcement learning guided by a tailored dual-component reward function. This function integrates quality reward and order-preserving alignment reward functions. Specifically, the order-preserving reward incentivizes the model to verbalize greater confidence for responses of higher quality to align the order of confidence and quality. Experiments demonstrate that CONQORD significantly improves the alignment performance between confidence and response accuracy, without causing over-cautious. Furthermore, the aligned confidence provided by CONQORD informs when to trust LLMs, and acts as a determinant for initiating the retrieval process of external knowledge. Aligning confidence with response quality ensures more transparent and reliable responses, providing better trustworthiness.

Despite significant progress in model editing methods, their application in real-world scenarios remains challenging as they often cause large language models (LLMs) to collapse. Among them, ROME is particularly concerning, as it could disrupt LLMs with only a single edit. In this paper, we study the root causes of such collapse. Through extensive analysis, we identify two primary factors that contribute to the collapse: i) inconsistent handling of prefixed and unprefixed keys in the parameter update equation may result in very small denominators, causing excessively large parameter updates; ii) the subject of collapse cases is usually the first token, whose unprefixed key distribution significantly differs from the prefixed key distribution in autoregressive transformers, causing the aforementioned issue to materialize. To validate our findings, we propose a simple yet effective approach: uniformly using prefixed keys during editing phase and adding prefixes during testing phase to ensure the consistency between training and testing. The experimental results show that the proposed solution can prevent model collapse while maintaining the effectiveness of the edits.

In textual backdoor attacks, attackers insert poisoned samples with triggered inputs and target labels into training datasets to manipulate model behavior, threatening the model’s security and reliability. Current defense methods can generally be categorized into inference-time and training-time ones. The former often requires a part of clean samples to set detection thresholds, which may be hard to obtain in practical application scenarios, while the latter usually requires an additional retraining or unlearning process to get a clean model, significantly increasing training costs. To avoid these drawbacks, we focus on developing a practical defense method before model training without using any clean samples. Our analysis reveals that with the help of a pre-trained language model (PLM), poisoned samples, different from clean ones, exhibit mismatched relationship and shared characteristics. Based on these observations, we further propose a two-stage poison detection strategy solely leveraging insights from PLM before model training. Extensive experiments confirm our approach’s effectiveness, achieving better performance than current leading methods more swiftly. Our code is available at https://github.com/Ascian/PKAD.

Retrieval-augmented generation (RAG) enhances large language models (LLMs) by incorporating additional information from retrieval. However, studies have shown that LLMs still face challenges in effectively using the retrieved information, even ignore it or be misled by it. The key reason is that the training of LLMs does not clearly make LLMs learn how to utilize input retrieved texts with varied quality. In this paper, we propose a novel perspective that considers the role of LLMs in RAG as “Information Refiner”, which means that regardless of correctness, completeness, or usefulness of retrieved texts, LLMs can consistently integrate knowledge within the retrieved texts and model parameters to generate the texts that are more concise, accurate, and complete than the retrieved texts. To this end, we propose an information refinement training method named INFO-RAG that optimizes LLMs for RAG in an unsupervised manner. INFO-RAG is low-cost and general across various tasks. Extensive experiments on zero-shot prediction of 11 datasets in diverse tasks including Question Answering, Slot-Filling, Language Modeling, Dialogue, and Code Generation show that INFO-RAG improves the performance of LLaMA2 by an average of 9.39% relative points. INFO-RAG also shows advantages in in-context learning and robustness of RAG.

Entity Alignment (EA) is vital for integrating diverse knowledge graph (KG) data, playing a crucial role in data-driven AI applications. Traditional EA methods primarily rely on comparing entity embeddings, but their effectiveness is constrained by the limited input KG data and the capabilities of the representation learning techniques. Against this backdrop, we introduce ChatEA, an innovative framework that incorporates large language models (LLMs) to improve EA. To address the constraints of limited input KG data, ChatEA introduces a KG-code translation module that translates KG structures into a format understandable by LLMs, thereby allowing LLMs to utilize their extensive background knowledge to improve EA accuracy. To overcome the over-reliance on entity embedding comparisons, ChatEA implements a two-stage EA strategy that capitalizes on LLMs’ capability for multi-step reasoning in a dialogue format, thereby enhancing accuracy while preserving efficiency. Our experimental results affirm ChatEA’s superior performance, highlighting LLMs’ potential in facilitating EA tasks.The source code is available at https://anonymous.4open.science/r/ChatEA/.

The questionnaire is a professional research methodology used for both qualitative and quantitative analysis of human opinions, preferences, attitudes, and behaviors. However, designing and evaluating questionnaires demands significant effort due to their intricate and complex structure. Questionnaires entail a series of questions that must conform to intricate constraints involving the questions, options, and overall structure. Specifically, the questions should be relevant and specific to the given research topic and intent. The options should be tailored to the questions, ensuring they are mutually exclusive, completed, and ordered sensibly. Moreover, the sequence of questions should follow a logical order, grouping similar topics together. As a result, automatically generating questionnaires presents a significant challenge and this area has received limited attention primarily due to the scarcity of high-quality datasets. To address these issues, we present Qsnail, the first dataset specifically constructed for the questionnaire generation task, which comprises 13,168 human-written questionnaires gathered from online platforms. We further conduct experiments on Qsnail, and the results reveal that retrieval models and traditional generative models do not fully align with the given research topic and intents. Large language models, while more closely related to the research topic and intents, exhibit significant limitations in terms of diversity and specificity. Despite enhancements through the chain-of-thought prompt and finetuning, questionnaires generated by language models still fall short of human-written questionnaires. Therefore, questionnaire generation is challenging and needs to be further explored. The dataset will be published in the future.

Dense retrieval has shown promise in the first-stage retrieval process when trained on in-domain labeled datasets. However, previous studies have found that dense retrieval is hard to generalize to unseen domains due to its weak modeling of domain-invariant and interpretable feature (i.e., matching signal between two texts, which is the essence of information retrieval). In this paper, we propose a novel method to improve the generalization of dense retrieval via capturing matching signal called BERM. Fully fine-grained expression and query-oriented saliency are two properties of the matching signal. Thus, in BERM, a single passage is segmented into multiple units and two unit-level requirements are proposed for representation as the constraint in training to obtain the effective matching signal. One is semantic unit balance and the other is essential matching unit extractability. Unit-level view and balanced semantics make representation express the text in a fine-grained manner. Essential matching unit extractability makes passage representation sensitive to the given query to extract the pure matching information from the passage containing complex context. Experiments on BEIR show that our method can be effectively combined with different dense retrieval training methods (vanilla, hard negatives mining and knowledge distillation) to improve its generalization ability without any additional inference overhead and target domain data.

Language models trained on large-scale corpora can generate remarkably fluent results in open-domain dialogue. However, for the persona-based dialogue generation task, consistency and coherence are also key factors, which are great challenges for language models. Existing works mainly focus on valuable data filtering, model structure modifying, or objective function designing, while their improvements are limited and hard to generalize to all types of pre-trained language models. However, we find that language models can produce consistent and coherent responses if we consider enough generations. Thus, the problems lay in large-scale response generation and target response selection. In this work, a simple but effective two-stage SimOAP strategy is proposed, i.e., over-sampling and post-evaluation. The over-sampling stage takes large-scale responses from existing trained models efficiently via off-the-shelf distilling and compressing methods, and the post-evaluation stage selects a good response based on multiple well-designed evaluation metrics from large-scale candidates. Experimental results show that the proposed plug-in SimOAP strategy improves the backbone models and outperforms the baseline strategies in both automatic and human evaluations.

Text-to-SQL is the task that aims at translating natural language questions into SQL queries. Existing methods directly align the natural language with SQL Language and train one encoder-decoder-based model to fit all questions. However, they underestimate the inherent structural characteristics of SQL, as well as the gap between specific structure knowledge and general knowledge. This leads to structure errors in the generated SQL. To address the above challenges, we propose a retrieval-argument framework, namely ReFSQL. It contains two parts, structure-enhanced retriever and the generator. Structure-enhanced retriever is designed to identify samples with comparable specific knowledge in an unsupervised way. Subsequently, we incorporate the retrieved samples’ SQL into the input, enabling the model to acquire prior knowledge of similar SQL grammar. To further bridge the gap between specific and general knowledge, we present a mahalanobis contrastive learning method, which facilitates the transfer of the sample toward the specific knowledge distribution constructed by the retrieved samples. Experimental results on five datasets verify the effectiveness of our approach in improving the accuracy and robustness of Text-to-SQL generation. Our framework has achieved improved performance when combined with many other backbone models (including the 11B flan-T5) and also achieved state-of-the-art performance when compared to existing methods that employ the fine-tuning approach.

Generated texts from large language models (LLMs) are remarkably close to high-quality human-authored text, raising concerns about their potential misuse in spreading false information and academic misconduct. Consequently, there is an urgent need for a highly practical detection tool capable of accurately identifying the source of a given text. However, existing detection tools typically rely on access to LLMs and can only differentiate between machine-generated and human-authored text, failing to meet the requirements of fine-grained tracing, intermediary judgment, and rapid detection. Therefore, we propose LLMDet, a model-specific, secure, efficient, and extendable detection tool, that can source text from specific LLMs, such as GPT-2, OPT, LLaMA, and others. In LLMDet, we record the next-token probabilities of salient n-grams as features to calculate proxy perplexity for each LLM. By jointly analyzing the proxy perplexities of LLMs, we can determine the source of the generated text. Experimental results show that LLMDet yields impressive detection performance while ensuring speed and security, achieving 98.54% precision and about × 5.0 faster for recognizing human-authored text. Additionally, LLMDet can effortlessly extend its detection capabilities to a new open-source model. We will provide an open-source tool at https://github.com/TrustedLLM/LLMDet.

Retrieval-augmented language models show promise in addressing issues like outdated information and hallucinations in language models (LMs). However, current research faces two main problems: 1) determining what information to retrieve, and 2) effectively combining retrieved information during generation. We argue that valuable retrieved information should not only be related to the current source text but also consider the future target text, given the nature of LMs that model future tokens. Moreover, we propose that aggregation using latent variables derived from a compact latent space is more efficient than utilizing explicit raw text, which is limited by context length and susceptible to noise. Therefore, we introduce RegaVAE, a retrieval-augmented language model built upon the variational auto-encoder (VAE). It encodes the text corpus into a latent space, capturing current and future information from both source and target text. Additionally, we leverage the VAE to initialize the latent space and adopt the probabilistic form of the retrieval generation paradigm by expanding the Gaussian prior distribution into a Gaussian mixture distribution. Theoretical analysis provides an optimizable upper bound for RegaVAE. Experimental results on various datasets demonstrate significant improvements in text generation quality and hallucination removal.

Multi-aspect controllable text generation aims to generate fluent sentences that possess multiple desired attributes simultaneously. Traditional methods either require expensive iteration / searching within the discrete text space during the decoding stage, or train separate controllers for each aspect, resulting in a degradation of text quality due to the discrepancy between different aspects. To address these limitations, we introduce a novel approach for Multi-aspect control, namely MacLaSa, that estimates compact Latent space for multiple aspects, and performs efficient Sampling with a fast sampler. To eliminate the domain discrepancies between different aspects, we first utilize a variational autoencoder (VAE) network to map text sequences from various data sources into close latent representations. The estimated latent space enables the formulation of joint energy-based models and the plugging in of arbitrary attribute discriminators to achieve multi-aspect control. Afterwards, we draw latent samples with a fast sampler based on ordinary differential equations and feed sampled examples to the VAE decoder to produce target text sequences. Experimental results demonstrate that MacLaSa outperforms strong baselines on both attribute relevance and textual quality while maintaining a high inference speed.

Complex question generation over knowledge bases (KB) aims to generate natural language questions involving multiple KB relations or functional constraints. Existing methods train one encoder-decoder-based model to fit all questions. However, such a one-size-fits-all strategy may not perform well since complex questions exhibit an uneven distribution in many dimensions, such as question types, involved KB relations, and query structures, resulting in insufficient learning for long-tailed samples under different dimensions. To address this problem, we propose a meta-learning framework for complex question generation. The meta-trained generator can acquire universal and transferable meta-knowledge and quickly adapt to long-tailed samples through a few most related training samples. To retrieve similar samples for each input query, we design a self-supervised graph retriever to learn distributed representations for samples, and contrastive learning is leveraged to improve the learned representations. We conduct experiments on both WebQuestionsSP and ComplexWebQuestion, and results on long-tailed samples of different dimensions have been significantly improved, which demonstrates the effectiveness of the proposed framework.

Unsupervised style transfer models are mainly based on an inductive learning approach, which represents the style as embeddings, decoder parameters, or discriminator parameters and directly applies these general rules to the test cases. However, the lacking of parallel corpus hinders the ability of these inductive learning methods on this task. As a result, it is likely to cause severe inconsistent style expressions, like ‘the salad is rude’. To tackle this problem, we propose a novel transductive learning approach in this paper, based on a retrieval-based context-aware style representation. Specifically, an attentional encoder-decoder with a retriever framework is utilized. It involves top-K relevant sentences in the target style in the transfer process. In this way, we can learn a context-aware style embedding to alleviate the above inconsistency problem. In this paper, both sparse (BM25) and dense retrieval functions (MIPS) are used, and two objective functions are designed to facilitate joint learning. Experimental results show that our method outperforms several strong baselines. The proposed transductive learning approach is general and effective to the task of unsupervised style transfer, and we will apply it to the other two typical methods in the future.

Information seeking is an essential step for open-domain question answering to efficiently gather evidence from a large corpus. Recently, iterative approaches have been proven to be effective for complex questions, by recursively retrieving new evidence at each step. However, almost all existing iterative approaches use predefined strategies, either applying the same retrieval function multiple times or fixing the order of different retrieval functions, which cannot fulfill the diverse requirements of various questions. In this paper, we propose a novel adaptive information-seeking strategy for open-domain question answering, namely AISO. Specifically, the whole retrieval and answer process is modeled as a partially observed Markov decision process, where three types of retrieval operations (e.g., BM25, DPR, and hyperlink) and one answer operation are defined as actions. According to the learned policy, AISO could adaptively select a proper retrieval action to seek the missing evidence at each step, based on the collected evidence and the reformulated query, or directly output the answer when the evidence set is sufficient for the question. Experiments on SQuAD Open and HotpotQA fullwiki, which serve as single-hop and multi-hop open-domain QA benchmarks, show that AISO outperforms all baseline methods with predefined strategies in terms of both retrieval and answer evaluations.