Benchmarking the performance of information retrieval (IR) is mostly conducted with a fixed set of documents (static corpora). However, in realistic scenarios, this is rarely the case and the documents to be retrieved are constantly updated and added. In this paper, we focus on Generative Retrievals (GR), which apply autoregressive language models to IR problems, and explore their adaptability and robustness in dynamic scenarios. We also conduct an extensive evaluation of computational and memory efficiency, crucial factors for real-world deployment of IR systems handling vast and ever-changing document collections. Our results on the StreamingQA benchmark demonstrate that GR is more adaptable to evolving knowledge (4–11%), robust in learning knowledge with temporal information, and efficient in terms of inference FLOPs (x2), indexing time (x6), and storage footprint (x4) compared to Dual Encoders (DE), which are commonly used in retrieval systems. Our paper highlights the potential of GR for future use in practical IR systems within dynamic environments.

Previous work in prompt engineering for large language models has introduced different gradient-free probability-based prompt selection methods that aim to choose the optimal prompt among the candidates for a given task but have failed to provide a comprehensive and fair comparison between each other. In this paper, we propose a unified framework to interpret and evaluate the existing probability-based prompt selection methods by performing extensive experiments on 13 common and diverse NLP tasks. We find that each of the existing methods can be interpreted as some variant of the method that maximizes mutual information between the input and the predicted output (MI). Utilizing this finding, we develop several other combinatorial variants of MI and increase the effectiveness of the oracle prompt selection method from 87.79% to 94.98%, measured as the ratio of the performance of the selected prompt to that of the optimal oracle prompt. Furthermore, considering that all the methods rely on the output probability distribution of the model that might be biased, we propose a novel calibration method called Calibration by Marginalization (CBM) that is orthogonal to the existing methods and helps increase the prompt selection effectiveness of the best method to 96.85%, achieving 99.44% of the oracle prompt F1 without calibration.1

We introduce a new problem KTRL+F, a knowledge-augmented in-document search that necessitates real-time identification of all semantic targets within a document with the awareness of external sources through a single natural query. KTRL+F addresses following unique challenges for in-document search: 1) utilizing knowledge outside the document for extended use of additional information about targets, and 2) balancing between real-time applicability with the performance.We analyze various baselines in KTRL+F and find limitations of existing models, such as hallucinations, high latency, or difficulties in leveraging external knowledge. Therefore, we propose a Knowledge-Augmented Phrase Retrieval model that shows a promising balance between speed and performance by simply augmenting external knowledge in phrase embedding. We also conduct a user study to verify whether solving KTRL+F can enhance search experience for users. It demonstrates that even with our simple model, users can reduce the time for searching with less queries and reduced extra visits to other sources for collecting evidence. We encourage the research community to work on KTRL+F to enhance more efficient in-document information access.

To reduce issues like hallucinations and lack of control in Large Language Models (LLMs), a common method is to generate responses by grounding on external contexts given as input, known as knowledge-augmented models. However, previous research often narrowly defines “grounding” as just having the correct answer, which does not ensure the reliability of the entire response. To overcome this, we propose a stricter definition of grounding: a model is truly grounded if it (1) fully utilizes the necessary knowledge from the provided context, and (2) stays within the limits of that knowledge. We introduce a new dataset and a grounding metric to evaluate model capability under the definition. We perform experiments across 25 LLMs of different sizes and training methods and provide insights into factors that influence grounding performance. Our findings contribute to a better understanding of how to improve grounding capabilities and suggest an area of improvement toward more reliable and controllable LLM applications.

In this work, we introduce a semiparametric token-sequence co-supervision training method. It trains a language model by simultaneously leveraging supervision from the traditional next token prediction loss which is calculated over the parametric token embedding space and the next sequence prediction loss which is calculated over the nonparametric sequence embedding space. The nonparametric sequence embedding space is constructed by a separate language model tasked to condense an input text into a single representative embedding. Our experiments demonstrate that a model trained via both supervisions consistently surpasses models trained via each supervision independently. Analysis suggests that this co-supervision encourages a broader generalization capability across the model. Especially, the robustness of parametric token space which is established during the pretraining step tends to effectively enhance the stability of nonparametric sequence embedding space, a new space established by another language model.

The generative retrieval model depends solely on the information encoded in its model parameters without external memory, its information capacity is limited and fixed. To overcome the limitation, we propose Nonparametric Decoding (Np Decoding) which can be applied to existing generative retrieval models. Np Decoding uses nonparametric contextualized vocab embeddings (external memory) rather than vanilla vocab embeddings as decoder vocab embeddings. By leveraging the contextualized vocab embeddings, the generative retrieval model is able to utilize both the parametric and nonparametric space. Evaluation over 9 datasets (8 single-hop and 1 multi-hop) in the document retrieval task shows that applying Np Decoding to generative retrieval models significantly improves the performance. We also show that Np Decoding is data- and parameter-efficient, and shows high performance in the zero-shot setting.

A common practice for text retrieval is to use an encoder to map the documents and the query to a common vector space and perform a nearest neighbor search (NNS); multi-hop retrieval also often adopts the same paradigm, usually with a modification of iteratively reformulating the query vector so that it can retrieve different documents at each hop. However, such a bi-encoder approach has limitations in multi-hop settings; (1) the reformulated query gets longer as the number of hops increases, which further tightens the embedding bottleneck of the query vector, and (2) it is prone to error propagation. In this paper, we focus on alleviating these limitations in multi-hop settings by formulating the problem in a fully generative way. We propose an encoder-decoder model that performs multi-hop retrieval by simply generating the entire text sequences of the retrieval targets, which means the query and the documents interact in the language model’s parametric space rather than L2 or inner product space as in the bi-encoder approach. Our approach, Generative Multi-hop Retrieval (GMR), consistently achieves comparable or higher performance than bi-encoder models in five datasets while demonstrating superior GPU memory and storage footprint.

A real-world information extraction (IE) system for semi-structured document images often involves a long pipeline of multiple modules, whose complexity dramatically increases its development and maintenance cost. One can instead consider an end-to-end model that directly maps the input to the target output and simplify the entire process. However, such generation approach is known to lead to unstable performance if not designed carefully. Here we present our recent effort on transitioning from our existing pipeline-based IE system to an end-to-end system focusing on practical challenges that are associated with replacing and deploying the system in real, large-scale production. By carefully formulating document IE as a sequence generation task, we show that a single end-to-end IE system can be built and still achieve competent performance.