Haiyan Zhao

Papers on this page may belong to the following people: Haiyan Zhao, Haiyan Zhao


2025

Probing techniques for large language models (LLMs) have primarily focused on English, overlooking the vast majority of other world’s languages. In this paper, we extend these probing methods to a multilingual context, investigating how LLMs encode linguistic structures across diverse languages. We conduct experiments on several open-source LLM models, analyzing probing accuracy, trends across layers, and similarities between probing vectors for multiple languages. Our key findings reveal: (1) a consistent performance gap between high-resource and low-resource languages, with high-resource languages achieving significantly higher probing accuracy; (2) divergent layer-wise accuracy trends, where high-resource languages show substantial improvement in deeper layers similar to English; and (3) higher representational similarities among high-resource languages, with low-resource languages demonstrating lower similarities both among themselves and with high-resource languages. These results provide insights into how linguistic structures are represented differently across languages in LLMs and emphasize the need for improved structure modeling for low-resource languages.
The potential of large language models (LLMs) in contract legal risk analysis remains underexplored. In response, this paper introduces ContractEval, the first benchmark to thoroughly evaluate whether open-source LLMs could match proprietary LLMs in identifying clause-level legal risks in commercial contracts. Using the Contract Understanding Atticus Dataset (CUAD), we assess 4 proprietary and 15 open-source LLMs. Our results highlight five key findings: (1) Proprietary models outperform open-source models in both correctness and output effectiveness. (2) Larger open-source models generally perform better, though the improvement slows down as models get bigger. (3) Reasoning (“thinking”) mode improves output effectiveness but reduces correctness, likely due to over-complicating simpler tasks. (4) Open-source models generate “no related clause” responses more frequently even when relevant clauses are present. (5) Model quantization speed up inference but at the cost of performance drop, showing the tradeoff between efficiency and accuracy. These findings suggest that while most LLMs perform at a level comparable to junior legal assistants, open-source models require targeted fine-tuning to ensure correctness and effectiveness in high-stakes legal settings. ContractEval offers a solid benchmark to guide future development of legal-domain LLMs.
Parameter-Efficient Fine-Tuning (PEFT) methods such as LoRA have significantly improved the adaptation of LLMs to downstream tasksin a resource-efficient manner. However, in multi-task scenarios, challenges such as training imbalance and the seesaw effect frequently emerge. Mixture-of-LoRA (MoLoRA), which combines LoRA with sparse Mixture-of-Experts, mitigates some of these issues by promoting task-specific learning among experts. Despite this, MoLoRA remains inefficient in terms of training speed, parameter utilization, and overall multi-task performance. In this paper, we propose Mixture of Asymmetric Low-Rank Adaptaion (MALoRA), a flexible fine-tuning framework that leverages asymmetric optimization among LoRA experts. MALoRA reduces the number of trainable parameters by 30% to 48%, increases training speed by 1.2x, and matches the computational efficiency of single-task LoRA models. Additionally, MALoRA addresses overfitting issues commonly seen in high-rank configurations, enhancing performance stability. Extensive experiments across diverse multi-task learning scenarios demonstrate that MALoRA consistently outperforms all baseline methods in both inter-domain and intra-domain tasks.
Large Vision-Language Models (LVLMs) have demonstrated remarkable capabilities in processing both visual and textual information. However, the critical challenge of alignment between visual and textual representations is not fully understood. This survey presents a comprehensive examination of alignment and misalignment in LVLMs through an explainability lens. We first examine the fundamentals of alignment, exploring its representational and behavioral aspects, training methodologies, and theoretical foundations. We then analyze misalignment phenomena across three semantic levels: object, attribute, and relational misalignment. Our investigation reveals that misalignment emerges from challenges at multiple levels: the data level, the model level, and the inference level. We provide a comprehensive review of existing mitigation strategies, categorizing them into parameter-frozen and parameter-tuning approaches. Finally, we outline promising future research directions, emphasizing the need for standardized evaluation protocols and in-depth explainability studies.
Large Language Models (LLMs) have transformed natural language processing, yet their internal mechanisms remain largely opaque. Recently, mechanistic interpretability has attracted significant attention from the research community as a means to understand the inner workings of LLMs. Among various mechanistic interpretability approaches, Sparse Autoencoders (SAEs) have emerged as a promising method due to their ability to disentangle the complex, superimposed features within LLMs into more interpretable components. This paper presents a comprehensive survey of SAEs for interpreting and understanding the internal workings of LLMs. Our major contributions include: (1) exploring the technical framework of SAEs, covering basic architecture, design improvements, and effective training strategies; (2) examining different approaches to explaining SAE features, categorized into input-based and output-based explanation methods; (3) discussing evaluation methods for assessing SAE performance, covering both structural and functional metrics; and (4) investigating real-world applications of SAEs in understanding and manipulating LLM behaviors.
Sparse Autoencoders (SAEs) have recently emerged as powerful tools for interpreting and steering the internal representations of large language models (LLMs). However, conventional approaches to analyzing SAEs typically rely solely on input-side activations, without considering the influence between each latent feature and the model’s output. This work is built on two key hypotheses: (1) activated latents do not contribute equally to the construction of the model’s output, and (2) only latents with high influence are effective for model steering. To validate these hypotheses, we propose Gradient Sparse Autoencoder (GradSAE), a simple yet effective method that identifies the most influential latents by incorporating output-side gradient information.
Large language models (LLMs) have shown remarkable performances across a wide range of tasks. However, the mechanisms by which these models encode tasks of varying complexities remain poorly understood. In this paper, we explore the hypothesis that LLMs process concepts of varying complexities in different layers, introducing the idea of “Concept Depth” to suggest that more complex concepts are typically acquired in deeper layers. Specifically, we categorize concepts based on their level of abstraction, defining them in the order of increasing complexity within factual, emotional, and inferential tasks. We conduct extensive probing experiments using layer-wise representations across various LLM families (Gemma, LLaMA, Qwen) on various datasets spanning the three domains of tasks. Our findings reveal that models could efficiently conduct probing for simpler tasks in shallow layers, and more complex tasks typically necessitate deeper layers for accurate understanding. Additionally, we examine how external factors, such as adding noise to the input and quantizing the model weights, might affect layer-wise representations. Our findings suggest that these factors can impede the development of a conceptual understanding of LLMs until deeper layers are explored. We hope that our proposed concept and experimental insights will enhance the understanding of the mechanisms underlying LLMs. Our codes are available at https://github.com/Luckfort/CD.
“Large language models (LLMs) have demonstrated the ability to improve human efficiency through conversational interactions. Conventional LLM-powered dialogue systems, operating ona turn-based paradigm, preclude real-time interaction during response generation. To address this limitation, researchers have proposed duplex models. These models can dynamically adapt to user input, facilitating real-time interactive feedback. However, these methods typically require substantial computational resources to acquire the duplex capability. To reduce overhead, this paper presents a new duplex decoding approach that enhances LLMs with duplex ability, requiring minimal additional training. Specifically, our method employs parallel decoding of input and responses in conversations, effectively implementing a channel-division-multiplexing decoding strategy. Experimental results indicate that our proposed method significantly enhances the naturalness and human-likeness of user-AI interactions with minimal training costs.”

2024

Recent research has shown that large language models rely on spurious correlations in the data for natural language understanding (NLU) tasks. In this work, we aim to answer the following research question: Can we reduce spurious correlations by modifying the ground truth labels of the training data? Specifically, we propose a simple yet effective debiasing framework, named Soft Label Encoding (SoftLE). First, we train a teacher model to quantify each sample’s degree of relying on shortcuts. Then, we encode this shortcut degree into a dummy class and use it to smooth the original ground truth labels, generating soft labels. These soft labels are used to train a more robust student model that reduces spurious correlations between shortcut features and certain classes. Extensive experiments on two NLU benchmark tasks via two language models demonstrate that SoftLE significantly improves out-of-distribution generalization while maintaining satisfactory in-distribution accuracy. Our code is available at https://github.com/ZiruiHE99/sle
Large Language Models (LLMs) have made significant progress recently. However, their practical use in healthcare is hindered by their tendency to generate hallucinations. One specific type, called snowballing hallucination, occurs when LLMs encounter misleading information, and poses a security threat to LLMs. To understand how well LLMs can resist these hallucination, we create the Chinese Medical Hallucination Evaluation benchmark (CMHE). This benchmark can be used to evaluate LLMs’ ability to detect medical hallucinations, make accurate diagnoses in noisy conditions, and provide plausible explanations. The creation of this benchmark involves a combination of manual and model-based approaches. In addition, we use ICD-10 as well as MeSH, two specialized glossaries, to aid in the evaluation. Our experiments show that the LLM struggles to identify fake medical terms and makes poor diagnoses in distracting environments. However, improving the model’s understanding of medical concepts can help it resist interference to some extent. Our dataset is available at https://drive.google.com/drive/folders/1DrdovKwZIh6AX_JjL8BVpUmI9djiIwn_?usp=drive_link.
Events refer to specific occurrences, incidents, or happenings that take place under a particular background. Event reasoning aims to infer events according to certain relations and predict future events. The cutting-edge techniques for event reasoning play a crucial role in various natural language processing applications. Large language models (LLMs) have made significant advancements in event reasoning owing to their wealth of knowledge and reasoning capabilities. However, smaller instruction-tuned models currently in use do not consistently demonstrate exceptional proficiency in managing these tasks. This discrepancy arises from the absence of explicit modeling of events and the interconnections of them within their instruction data. Consequently, these models face challenges in comprehending event structures and semantics while struggling to bridge the gap between their interpretations and human understanding of events. Additionally, their limitations in grasping event relations lead to constrained event reasoning abilities to effectively deduce and incorporate pertinent event knowledge. In this paper, we propose Event-Oriented Instruction Tuning to train our large language model named EvIT specializing in event reasoning tasks. Specifically, we first propose a novel structure named event quadruple which contains the structure and semantics of events and is complete in the event representation. We then design event-relation learning based on the structures. We encapsulate the learning into the instruction-tuning formulation to better stimulate the event reasoning capacity of our model. To implement our training, we design a heuristic unsupervised method to mine event quadruple from a large-scale corpus. At last, we finetune a Llama model on our Event-Oriented Instruction Tuning. We conduct extensive experiments on event reasoning tasks on several datasets. Automatic and human evaluations demonstrate EvIT achieves competitive performances on event reasoning.
The utilization of large language models for medical dialogue generation has attracted considerable attention due to its potential to enhance response richness and coherence. While previous studies have made strides in optimizing model performance, there is a pressing need to bolster the model’s capacity for diagnostic logic to ensure patient safety. In response to this need, we propose an approach termed preference learning from process feedback (PLPF), which involves integrating the doctor’s diagnostic logic into LLMs. PLPF encompasses three key components: rule modeling, preference data generation, and preference alignment. These components collectively serve to train the model to adhere to the diagnostic process. Our experimental results, utilizing Standardized Patient Testing, demonstrate that PLPF enhances the diagnostic accuracy of the baseline model in medical conversations by 17.6%, surpassing the performance of traditional approaches. Moreover, PLPF exhibits effectiveness in both multi-round and single-round dialogue tasks, thereby highlighting its potential in improving medical dialogue generation. Our dataset is available at https://github.com/Chengfeng-Dou/SpTesting.
Chain of Thought (CoT) is significant in improving the reasoning abilities of large language models (LLMs). However, the correlation between the effectiveness of CoT and the length of reasoning steps in prompts remains largely unknown. To shed light on this, we have conducted several empirical experiments to explore the relations. Specifically, we design experiments that expand and compress the rationale reasoning steps within CoT demonstrations, while keeping all other factors constant. We have the following key findings. First, the results indicate that lengthening the reasoning steps in prompts, even without adding new information into the prompt, considerably enhances LLMs’ reasoning abilities across multiple datasets. Alternatively, shortening the reasoning steps, even while preserving the key information, significantly diminishes the reasoning abilities of models. This finding highlights the importance of the number of steps in CoT prompts and provides practical guidance to make better use of LLMs’ potential in complex problem-solving scenarios. Second, we also investigated the relationship between the performance of CoT and the rationales used in demonstrations. Surprisingly, the result shows that even incorrect rationales can yield favorable outcomes if they maintain the requisite length of inference. Third, we observed that the advantages of increasing reasoning steps are task-dependent: simpler tasks require fewer steps, whereas complex tasks gain significantly from longer inference sequences.

2023

The patient-centered medical dialogue systems strive to offer diagnostic interpretation services to users who are less knowledgeable about medical knowledge, through emphasizing the importance of providing responses specific to the patients. It is difficult for the large language models (LLMs) to guarantee the specificity of responses in spite of its promising performance even in some tasks in medical field. Inspired by in-context learning, we propose PlugMed, a Plug-and-Play Medical Dialogue System, for addressing this challenge. PlugMed is equipped with two modules, the prompt generation (PG) module and the response ranking (RR) module, to enhances LLMs’ dialogue strategies for improving the specificity of the dialogue. The PG module is designed to stimulate the imitative ability of LLMs by providing them with real dialogues from similar patients as prompts. The RR module incorporates fine-tuned small model as response filter to enable the selection of appropriate responses generated by LLMs. Furthermore, we introduce a new evaluation method based on matching both user’s intent and high-frequency medical term to effectively assess the specificity of the responses. We conduct experimental evaluations on three medical dialogue datasets, and the results, including both automatic and human evaluation, demonstrate the effectiveness of our approach.