Considering the limited internal parametric knowledge, retrieval-augmented generation (RAG) has been widely used to extend the knowledge scope of large language models (LLMs). Despite the extensive efforts on RAG research, in existing methods, LLMs cannot precisely assess the relevance of retrieved documents, thus likely leading to misleading or even incorrect utilization of external knowledge (i.e., retrieved documents). To address this issue, in this paper, we propose REAR, a RElevance-Aware Retrieval-augmented approach for open-domain question answering (QA). As the key motivation, we aim to enhance the self-awareness regarding the reliability of external knowledge for LLMs, so as to adaptively utilize external knowledge in RAG systems. Specially, we develop a novel architecture for LLM based RAG system, by incorporating a specially designed assessnent module that precisely assesses the relevance of retrieved documents. Furthermore, we propose an improved training method based on bi-granularity relevance fusion and noise-resistant training. By combining the improvements in both architecture and training, our proposed REAR can better utilize external knowledge by effectively perceiving the relevance of retrieved documents. Experiments on four open-domain QA tasks show that REAR significantly outperforms previous a number of competitive RAG approaches. Our codes can be accessed at https://github.com/RUCAIBox/REAR.

Hallucination detection is a challenging task for large language models (LLMs), and existing studies heavily rely on powerful closed-source LLMs such as GPT-4. In this paper, we propose an autonomous LLM-based agent framework, called HaluAgent, which enables relatively smaller LLMs (e.g. Baichuan2-Chat 7B) to actively select suitable tools for detecting multiple hallucination types such as text, code, and mathematical expression. In HaluAgent, we integrate the LLM, multi-functional toolbox, and design a fine-grained three-stage detection framework along with memory mechanism. To facilitate the effectiveness of HaluAgent, we leverage existing Chinese and English datasets to synthesize detection trajectories for fine-tuning, which endows HaluAgent with the capability for bilingual hallucination detection. Extensive experiments demonstrate that only using 2K samples for tuning LLMs, HaluAgent can perform hallucination detection on various types of tasks and datasets, achieving performance comparable to or even higher than GPT-4 without tool enhancements on both in-domain and out-of-domain datasets.

Large language models (LLMs) are still struggling in aligning with human preference in complex tasks and scenarios. They are prone to overfit into the unexpected patterns or superficial styles in the training data. We conduct an empirical study that only selects the top-10% most updated parameters in LLMs for alignment training, and see improvements in the convergence process and final performance. It indicates the existence of redundant neurons in LLMs for alignment training. To reduce its influence, we propose a low-redundant alignment method named **ALLO**, focusing on optimizing the most related neurons with the most useful supervised signals. Concretely, we first identify the neurons that are related to the human preference data by a gradient-based strategy, then identify the alignment-related key tokens by reward models for computing loss. Besides, we also decompose the alignment process into the forgetting and learning stages, where we first forget the tokens with unaligned knowledge and then learn aligned knowledge, by updating different ratios of neurons, respectively. Experimental results on 10 datasets have shown the effectiveness of ALLO. Our code and data will be publicly released.

Finding interpretable factors for stock returns is the most vital issue in the empirical asset pricing domain. As data-driven methods, existing factor mining models can be categorized into symbol-based and neural-based models. Symbol-based models are interpretable but inefficient, while neural-based approaches are efficient but lack interpretability. Hence, mining interpretable factors effectively presents a significant challenge. Inspired by the success of Large Language Models (LLMs) in various tasks, we propose a FActor Mining Agent (FAMA) model that enables LLMs to integrate the strengths of both neural and symbolic models for factor mining. In this paper, FAMA consists of two main components: Cross-Sample Selection (CSS) and Chain-of-Experience (CoE). CSS addresses the homogeneity challenges in LLMs during factor mining by assimilating diverse factors as in-context samples, whereas CoE enables LLMs to leverage past successful mining experiences, expediting the mining of effective factors. Experimental evaluations on real-world stock market data demonstrate the effectiveness of our approach by surpassing the SOTA RankIC by 0.006 and RankICIR by 0.105 in predicting S&P 500 returns. Furthermore, the investment simulation shows that our model can achieve superior performance with an annualized return of 38.4% and a Sharpe ratio of 667.2%.

Reinforcement learning (RL) has been widely used in training large language models (LLMs) for preventing unexpected outputs, e.g., reducing harmfulness and errors. However, existing RL methods mainly adopt instance-level reward, which cannot provide fine-grained supervision for complex reasoning tasks. As a result, the RL training cannot be fully aware of the specific part or step that actually leads to the incorrectness in model response. To address it, we propose a new RL method named RLMEC that incorporates a generative model as the reward model, which is trained by the erroneous solution rewriting task under the minimum editing constraint, which can produce token-level supervision for RL training. Based 0on the generative reward model, we design the token-level RL objective for training and an imitation-based regularization for stabilizing RL process. And these two objectives focus on the revision of the key tokens for the erroneous solution, reducing the effect of other unimportant tokens. Experiment results on 8 tasks have demonstrated the effectiveness of our approach. Our code and data will be publicly released.

The proliferation of Large Language Models (LLMs) has led to an influx of AI-generated content (AIGC) on the internet, transforming the corpus of Information Retrieval (IR) systems from solely human-written to a coexistence with LLM-generated content. The impact of this surge in AIGC on IR systems remains an open question, with the primary challenge being the lack of a dedicated benchmark for researchers. In this paper, we introduce Cocktail, a comprehensive benchmark tailored for evaluating IR models in this mixed-sourced data landscape of the LLM era. Cocktail consists of 16 diverse datasets with mixed human-written and LLM-generated corpora across various text retrieval tasks and domains. Additionally, to avoid the potential bias from previously included dataset information in LLMs, we also introduce an up-to-date dataset, named NQ-UTD, with queries derived from recent events. Through conducting over 1,000 experiments to assess state-of-the-art retrieval models against the benchmarked datasets in Cocktail, we uncover a clear trade-off between ranking performance and source bias in neural retrieval models, highlighting the necessity for a balanced approach in designing future IR systems. We hope Cocktail can serve as a foundational resource for IR research in the LLM era, with all data and code publicly available at https://github.com/KID-22/Cocktail.

Due to the excellent capacities of large language models (LLMs), it becomes feasible to develop LLM-based agents for reliable user simulation. Considering the scarcity and limit (e.g., privacy issues) of real user data, in this paper, we conduct large-scale user simulations for the web search scenario to improve the analysis and modeling of user search behavior. Specially, we propose BASES, a novel user simulation framework with LLM-based agents, designed to facilitate comprehensive simulations of web search user behaviors. Our simulation framework can generate unique user profiles at scale, which subsequently leads to diverse search behaviors. To demonstrate the effectiveness of BASES, we conduct evaluation experiments based on two human benchmarks in both Chinese and English, demonstrating that BASES can effectively simulate large-scale human-like search behaviors. To further accommodate the research on web search, we develop WARRIORS, a new large-scale dataset encompassing web search user behaviors, including both Chinese and English versions, which can greatly bolster research in the field of information retrieval.

In recent developments within the research community, the integration of Large Language Models (LLMs) in creating fully autonomous agents has garnered significant interest. Despite this, LLM-based agents frequently demonstrate notable shortcomings in adjusting to dynamic environments and fully grasping human needs. In this work, we introduce the problem of LLM-based human-agent collaboration for complex task-solving, exploring their synergistic potential. To tackle the problem, we propose a Reinforcement Learning-based Human-Agent Collaboration method, ReHAC, which trains a policy model designed to determine the most opportune stages for human intervention within the task-solving process. We conduct experiments under real and simulated human-agent collaboration scenarios. Experimental results demonstrate that the synergistic efforts of humans and LLM-based agents significantly improve performance in complex tasks, primarily through well-planned, limited human intervention. Datasets and code are available at: https://github.com/XueyangFeng/ReHAC/.

Personalized product search aims to learn personalized preferences from search logs and adjust the ranking lists returned by engines. Previous studies have extensively explored excavating valuable features to build accurate interest profiles. However, they overlook that the user’s attention varies on product attributes(e.g., brand, category). Users may especially prefer specific attributes or switch their preferences between attributes dynamically. Instead, existing approaches mix up all attribute features and let the model automatically extract useful ones from rather complex scenarios. To solve this problem, in this paper, we propose a dynamic multi-attribute interest learning model to tackle the influences from attributes to user interests. Specifically, we design two interest profiling modules: attribute-centered and attribute-aware profiling. The former focuses on capturing the user’s preferences on a single attribute, while the latter focuses on addressing the interests correlated with multi-attribute within the search history. Besides, we devise a dynamic contribution weights strategy that sends explicit signals to the model to determine the impacts of different attributes better. Experimental results on large-scale datasets illustrate that our model significantly improves the results of existing methods.

With recommender systems broadly deployed in various online platforms, many efforts have been devoted to learning user preferences and building effective sequential recommenders. However, existing work mainly focuses on capturing user implicit preferences from historical interactions and simply matching them with the next behavior, instead of predicting user explicit intentions. This may lead to inappropriate recommendations. In light of this issue, we propose the adversarial user intention learning approach for sequential recommendaiton, named AuriSRec. The major novelty of our approach is to explicitly predict user current intentions when making recommendations, by inferring their decision-making process as explained in target reviews (reviews written after interacting with the ground-truth item). Specifically, AuriSRec conducts adversarial learning between an intention generator and a discriminator. The generator predicts user intentions by taking their historical reviews and behavioral sequences as inputs, while target reviews provide guidance. Beyond typical sequential modeling methods in the field of natural language process (NLP), a decoupling-based review encoder and a hybrid attention fusion mechanism are introduced to filter noise and enhance the generation capacity. On the other hand, the discriminator determines whether the intention is generated or real based on their matching degree to the target item, thereby guiding the generator to produce gradually improved intentions. Extensive experiments on five real-world datasets demonstrate the effectiveness of our approach.

Synthetic data has been proposed as a solution to address the issue of high-quality data scarcity in the training of large language models (LLMs). Studies have shown that synthetic data can effectively improve the performance of LLMs on downstream benchmarks. However, despite its potential benefits, our analysis suggests that there may be inherent flaws in synthetic data. The uniform format of synthetic data can lead to pattern overfitting and cause significant shifts in the output distribution, thereby reducing the model’s instruction-following capabilities. Our work delves into these specific flaws associated with question-answer (Q-A) pairs, a prevalent type of synthetic data, and presents a method based on unlearning techniques to mitigate these flaws. The empirical results demonstrate the effectiveness of our approach, which can reverse the instruction-following issues caused by pattern overfitting without compromising performance on benchmarks at relatively low cost. Our work has yielded key insights into the effective use of synthetic data, aiming to promote more robust and efficient LLM training.

Recently, continuous diffusion models (CDM) have been introduced into non-autoregressive (NAR) text-to-text generation. However, the discrete nature of text increases the difficulty of CDM to generate coherent and fluent texts, and also causes the incompatibility problem between CDM and advanced NLP techniques, especially the popular pre-trained language models (PLMs).To solve it, we propose Diffusion-NAT, which introduces discrete diffusion models (DDM) into NAR text-to-text generation and integrates BART to improve the performance.By revising the decoding process of BART and the typical settings of DDM, we unify the inference process of BART and the denoising process of DDM into the same NAR masked tokens recovering task.In this way, DDM can rely on BART to perform denoising, which can benefit from both the rich pre-learned knowledge of BART and the iterative refining paradigm of DDM.Besides, we also propose the iterative self-prompting strategy to further improve the generation quality.Experimental results on 7 datasets show that our approach can outperform competitive NAR methods, and even surpass autoregressive methods.Our code and data are released at https://github.com/RUCAIBox/DiffusionNAT.

Key-value (KV) caching is an important technique to accelerate the inference of large language models (LLMs), but incurs significant memory overhead. To compress the size of KV cache, existing methods often compromise precision or require extra data for calibration, limiting their practicality in LLM deployment. In this paper, we introduce DecoQuant, a novel data-free low-bit quantization technique based on tensor decomposition methods, to effectively compress KV cache. Our core idea is to adjust the outlier distribution of the original matrix by performing tensor decomposition, so that the quantization difficulties are migrated from the matrix to decomposed local tensors. Specially, we find that outliers mainly concentrate on small local tensors, while large tensors tend to have a narrower value range. Based on this finding, we propose to apply low-bit quantization to the large tensor, while maintaining high-precision representation for the small tensor. Furthermore, we utilize the proposed quantization method to compress the KV cache of LLMs to accelerate the inference, and develop an efficient dequantization kernel tailored specifically for DecoQuant. Through extensive experiments, DecoQuant demonstrates remarkable efficiency gains, showcasing up to a 75% reduction in memory footprint while maintaining comparable generation quality.

Large language models (LLMs) have demonstrated impressive capabilities in various natural language processing tasks. Despite this, their application to information retrieval (IR) tasks is still challenging due to the infrequent occurrence of many IR-specific concepts in natural language. While prompt-based methods can provide task descriptions to LLMs, they often fall short in facilitating a comprehensive understanding and execution of IR tasks, thereby limiting LLMs’ applicability. To address this gap, in this work, we explore the potential of instruction tuning to enhance LLMs’ proficiency in IR tasks. We introduce a novel instruction tuning dataset, INTERS, encompassing 20 tasks across three fundamental IR categories: query understanding, document understanding, and query-document relationship understanding. The data are derived from 43 distinct datasets with manually written templates. Our empirical results reveal that INTERS significantly boosts the performance of various publicly available LLMs, such as LLaMA, Mistral, and Falcon, in IR tasks. Furthermore, we conduct extensive experiments to analyze the effects of instruction design, template diversity, few-shot demonstrations, and the volume of instructions on performance. We make our dataset and the fine-tuned models publicly accessible at https://github.com/DaoD/INTERS.

The integration of large language models (LLMs) and search engines represents a significant evolution in knowledge acquisition methodologies. However, determining the knowledge that an LLM already possesses and the knowledge that requires the help of a search engine remains an unresolved issue. Most existing methods solve this problem through the results of preliminary answers or reasoning done by the LLM itself, but this incurs excessively high computational costs. This paper introduces a novel collaborative approach, namely SlimPLM, that detects missing knowledge in LLMs with a slim proxy model, to enhance the LLM’s knowledge acquisition process. We employ a proxy model which has far fewer parameters, and take its answers as heuristic answers. Heuristic answers are then utilized to predict the knowledge required to answer the user question, as well as the known and unknown knowledge within the LLM. We only conduct retrieval for the missing knowledge in questions that the LLM does not know. Extensive experimental results on five datasets with two LLMs demonstrate a notable improvement in the end-to-end performance of LLMs in question-answering tasks, achieving or surpassing current state-of-the-art models with lower LLM inference costs.

Large language models (LLMs) demonstrate remarkable multilingual capabilities without being pre-trained on specially curated multilingual parallel corpora.It remains a challenging problem to explain the underlying mechanisms by which LLMs process multilingual texts.In this paper, we delve into the composition of Transformer architectures in LLMs to pinpoint language-specific regions.Specially, we propose a novel detection method, language activation probability entropy (LAPE), to identify language-specific neurons within LLMs.Based on LAPE, we conduct comprehensive experiments on several representative LLMs, such as LLaMA-2, BLOOM, and Mistral. Our findings indicate that LLMs’ proficiency in processing a particular language is predominantly due to a small subset of neurons, primarily situated in the models’ top and bottom layers.Furthermore, we showcase the feasibility to “steer” the output language of LLMs by selectively activating or deactivating language-specific neurons. Our research provides important evidence to the understanding and exploration of the multilingual capabilities of LLMs.

In reasoning tasks, even a minor error can cascade into inaccurate results, leading to suboptimal performance of large language models insuch domains. Earlier fine-tuning approaches sought to mitigate this by leveraging more precise supervisory signals from human labeling, larger models, or self-sampling, although at a high cost. Conversely, we develop a method that avoids external resources, relying instead on introducing perturbations to the input. Our training approach randomly masks certain tokens within the chain of thought, a techniquewe found to be particularly effective for reasoning tasks. When applied to fine-tuning with GSM8K on Llama-2-7B, this method achieveda 5% improvement in GSM8K accuracy and a 10% improvement in GSM-IC accuracy over standard supervised fine-tuning with a few codes modified. Furthermore, it is complementary to existing methods. When integrated with related explicit data augmentation methods, it leads to improvements across five datasets of various augmentation methods, as well as two different base models. We further investigate the mechanisms behind this improvement through case studies and quantitative analysis, suggesting that our approach may provide superior support for the model in capturing long-distance dependencies, especially those related to questions. This enhancement could deepen understanding of the premises in questions and prior steps.

Recent advances in large language models (LLMs) have revolutionized the landscape of reasoning tasks. To enhance the capabilities of LLMs to emulate human reasoning, prior studies have focused on modeling reasoning steps using various thought structures like chains, trees, or graphs. However, LLM-based reasoning still encounters the following challenges: (1) Limited adaptability of preset structures to diverse tasks; (2) Insufficient precision in exploiting known conditions to derive new ones; and (3) Inadequate consideration of historical reasoning experiences for subsequent reasoning steps. To this end, we propose DetermLR, a novel perspective that rethinks the reasoning process as an evolution from indeterminacy to determinacy. First, we categorize known conditions into two types: determinate and indeterminate premises, facilitating the transformation process. Subsequently, we leverage quantitative measurements to prioritize more relevant premises to explore new insights. Furthermore, we automate the storage and extraction of available premises and reasoning paths with reasoning memory, preserving historical reasoning details for subsequent reasoning steps. Comprehensive experimental results demonstrate that DetermLR surpasses all baselines on various logical reasoning benchmarks: LogiQA, ProofWriter, FOLIO, PrOntoQA, and LogicalDeduction. Compared to previous multi-step reasoning methods, DetermLR achieves higher accuracy with fewer reasoning steps, highlighting its superior efficiency and effectiveness in solving logical reasoning tasks.

In the era of large language models (LLMs), hallucination (the tendency to generate factually incorrect content) poses great challenges to trustworthy and reliable deployment of LLMs in real-world applications. To tackle the hallucination, three key questions should be well studied: how to detect hallucinations (detection), why do LLMs hallucinate (source), and what can be done to mitigate them (mitigation). To address these challenges, this work presents a systematic empirical study on LLM hallucinations, focused on the three aspects of hallucination detection, source and mitigation. Specially, we construct a new hallucination benchmark HaluEval 2.0, and design a simple yet effective detection method for LLM hallucinations. Furthermore, we zoom into the different training or utilization stages of LLMs and extensively analyze the potential factors that lead to the LLM hallucinations. Finally, we implement and examine a series of widely used techniques to mitigate the hallucinations in LLMs. Our work has led to several important findings to understand the hallucination origin and mitigate the hallucinations in LLMs.

To facilitate the research on large language models (LLMs), this paper presents a comprehensive and unified library, LLMBox, to ease the development, use, and evaluation of LLMs. This library is featured with three main merits: (1) a unified data interface that supports the flexible implementation of various training strategies, (2) a comprehensive evaluation that covers extensive tasks, datasets, and models, and (3) more practical consideration, especially on user-friendliness and efficiency. With our library, users can easily reproduce existing methods, train new models, and conduct comprehensive performance comparisons. To rigorously test LLMBox, we conduct extensive experiments in a diverse coverage of evaluation settings, and experimental results demonstrate the effectiveness and efficiency of our library in supporting various implementations related to LLMs. The detailed introduction and usage guidance can be found at https://github.com/RUCAIBox/LLMBox.

Large language models (LLMs) have achieved dramatic proficiency over NLP tasks with normal length. Recently, multiple studies have committed to extending the context length and enhancing the long text modeling capabilities of LLMs. To comprehensively evaluate the long context ability of LLMs, we propose BAMBOO, a multi-task long context benchmark. BAMBOO has been designed with four principles: comprehensive capacity evaluation, avoidance of data contamination, accurate automatic evaluation, and different length levels. It consists of 10 datasets from 5 different long text understanding tasks, i.e., question answering, hallucination detection, text sorting, language modeling, and code completion, to cover various domains and core capacities of LLMs. We conduct experiments with five widely-used long-context models and further discuss five key questions for long text research. In the end, we discuss problems of current long-context models and point out future directions for enhancing long text modeling capacities. We release our data, prompts, and code at https://anonymous.4open.science/r/BAMBOO/.

Chain-of-Thought (CoT) prompting can enhance the reasoning capabilities of large language models (LLMs), establishing itself as a primary approach to solving complex reasoning tasks. Existing CoT synthesis approaches usually focus on simpler reasoning tasks and thus result in low-quality and inconsistent CoT prompts. In response to this challenge, we present an empirical investigation of CoT prompting and introduce CoTGenius, a novel framework designed for the automatic generation of superior CoT prompts. CoTGenius is developed based on three major evolution strategies, i.e., complicate, diversify, and specify—alongside two filtering mechanisms: evolutionary success judgement and correctness verification. We further employ CoTGenius to create an extensive CoT dataset, and subsequently fine-tune the Llama 2-Chat 7B and 13B models on this dataset. We call the resulting model ChainLM. To deal with the cumulative error issue in reasoning steps, we propose a step-level debating method, wherein multiple debaters discuss each reasoning step to arrive at the correct answer. Extensive experiments demonstrate that our ChainLM models exhibit enhanced proficiency in addressing a spectrum of complex reasoning problems compared to existing models. In addition, we conduct an in-depth analysis of the impact of data categories within CoTGenius on the model performance. We release our dataset and code at https://github.com/RUCAIBox/ChainLM.

Despite the superior performance, Large Language Models (LLMs) require significant computational resources for deployment and use. To overcome this issue, quantization methods have been widely applied to reduce the memory footprint of LLMs as well as increase the inference rate. However, a major challenge is that low-bit quantization methods often lead to performance degradation. It is important to understand how quantization impacts the capacity of LLMs. Different from previous studies focused on overall performance, this work aims to investigate the impact of quantization on emergent abilities, which are important characteristics that distinguish LLMs from small language models. Specifically, we examine the abilities of in-context learning, chain-of-thought reasoning, and instruction-following in quantized LLMs. Our empirical experiments show that these emergent abilities still exist in 4-bit quantization models, while 2-bit models encounter severe performance degradation on the test of these abilities. To improve the performance of low-bit models, we conduct two special experiments: (1) fine-gained impact analysis that studies which components (or substructures) are more sensitive to quantization, and (2) performance compensation through model fine-tuning. Our work derives a series of important findings to understand the impact of quantization on emergent abilities and sheds light on the possibilities of extremely low-bit quantization for LLMs.

Lightweight fine-tuning is widely used as an important technique for efficiently adapting pre-trained language models (PLM) to downstream tasks. Despite the reduction in trainable parameters, existing lightweight fine-tuning methods are found to be effective in low-resource settings but often fail in high-resource settings, leading to unreliable outcomes. This limitation can be attributed to inflexible strategies: they identify the parameters of the model to be trained before fine-tuning and remain unchanged without taking into account the inherent variance of generalization ability in model components (i.e., feed-forward, attention layers) and potential changes during the fine-tuning process. In this paper, we introduce a simple but effective calibration for lightweight fine-tuning PLMs based on the matrix’s stable rank according to both model components and the training process. We proposed both theoretical analyses and experimental verification for the proposed calibration strategy. Considering efficiency, we further propose time-aware and structure-aware strategies to determine the most crucial time to commence the fine-tuning procedure and selectively apply parameter matrices for lightweight fine-tuning, respectively. Extensive experiments demonstrate the superiority of our proposed fine-tuning approach (average improvement 3.1 for GLUE score compared to lightweight fine-tuning method).

By scaling the model size, large pre-trained language models (PLMs) have shown remarkable performance in various natural language processing tasks, mostly outperforming small PLMs by a large margin. However, due to the high computational cost, the huge number of parameters also restricts the applicability of large PLMs in real-world systems. In this paper, we focus on scaling up the parameters of PLMs only during fine-tuning, to benefit from the over-parameterization, while without increasing the inference latency. Given a relatively small PLM, we over-parameterize it by employing a matrix product operator, an efficient and almost lossless decomposition method to factorize its contained parameter matrices into a set of higher-dimensional tensors.Considering the efficiency, we further propose both static and dynamic strategies to select the most important parameter matrices for over-parameterization.Extensive experiments have demonstrated that our approach can significantly boost the fine-tuning performance of small PLMs and even help small PLMs outperform 3× parameterized larger ones.Our code is publicly available at https://github.com/zfgao66/OPF.

Recently, model-based retrieval has emerged as a new paradigm in text retrieval that discards the index in the traditional retrieval model and instead memorizes the candidate corpora using model parameters. This design employs a sequence-to-sequence paradigm to generate document identifiers, which enables the complete capture of the relevance between queries and documents and simplifies the classic index-retrieval-rerank pipeline. Despite its attractive qualities, there remain several major challenges in model-based retrieval, including the discrepancy between pre-training and fine-tuning, and the discrepancy between training and inference. To deal with the above challenges, we propose a novel two-stage model-based retrieval approach called TOME, which makes two major technical contributions, including the utilization of tokenized URLs as identifiers and the design of a two-stage generation architecture. We also propose a number of training strategies to deal with the training difficulty as the corpus size increases. Extensive experiments and analysis on MS MARCO and Natural Questions demonstrate the effectiveness of our proposed approach, and we investigate the scaling laws of TOME by examining various influencing factors.

People often imagine relevant scenes to aid in the writing process. In this work, we aim to utilize visual information for composition in the same manner as humans. We propose a method, LIVE, that makes pre-trained language models (PLMs) Learn to Imagine for Visually-augmented natural language gEneration. First, we imagine the scene based on the text: we use a diffusion model to synthesize high-quality images conditioned on the input texts. Second, we use CLIP to determine whether the text can evoke the imagination in a posterior way. Finally, our imagination is dynamic, and we conduct synthesis for each sentence rather than generate only one image for an entire paragraph. Technically, we propose a novel plug-and-play fusion layer to obtain visually-augmented representations for each text. Our vision-text fusion layer is compatible with Transformer-based architecture. We have conducted extensive experiments on four generation tasks using BART and T5, and the automatic results and human evaluation demonstrate the effectiveness of our proposed method. We will release the code, model, and data at the link: https://github.com/RUCAIBox/LIVE.

Although pre-trained language models (PLMs) have shown impressive performance by text-only self-supervised training, they are found lack of visual semantics or commonsense. Existing solutions often rely on explicit images for visual knowledge augmentation (requiring time-consuming retrieval or generation), and they also conduct the augmentation for the whole input text, without considering whether it is actually needed in specific inputs or tasks. To address these issues, we propose a novel **V**isually-**A**ugmented fine-tuning approach that can be generally applied to various PLMs or NLP tasks, **W**ithout using any retrieved or generated **I**mages, namely **VAWI**. Experimental results show that our approach can consistently improve the performance of BERT, RoBERTa, BART, and T5 at different scales, and outperform several competitive baselines on ten tasks. Our codes and data are publicly available at https://github.com/RUCAIBox/VAWI.

Pretrained language models (PLMs) encode a large amount of world knowledge. However, as such knowledge is frozen at the time of model training, the models become static and limited by the training data at that time. In order to further improve the capacity of PLMs for knowledge-intensive tasks, we consider augmenting PLMs with the large-scale web using search engine. Unlike previous augmentation sources (e.g., Wikipedia data dump), the web provides broader, more comprehensive and constantly updated information. In this paper, we present a web-augmented PLM – UniWeb, which is trained over 16 knowledge-intensive tasks in a unified text-to-text format. Instead of simply using the retrieved contents from web, our approach has made two major improvements. Firstly, we propose an adaptive search engine assisted learning method that can self-evaluate the confidence level of PLM’s predictions, and adaptively determine when to refer to the web for more data, which can avoid useless or noisy augmentation from web. Secondly, we design a pretraining task, i.e., continual knowledge learning, based on salient spans prediction, to reduce the discrepancy between the encoded and retrieved knowledge. Experiments on a wide range of knowledge-intensive tasks show that our model significantly outperforms previous retrieval-augmented methods.

Pre-trained language models (PLMs) have achieved remarkable success in natural language generation (NLG) tasks. Up to now, most NLG-oriented PLMs are pre-trained in an unsupervised manner using the large-scale general corpus. In the meanwhile, an increasing number of models pre-trained with labeled data (i.e. “supervised pre-training”) showcase superior performance compared to unsupervised pre-trained models. Motivated by the success of supervised pre-training, we propose Multi-task superVised Pre-training (MVP) for natural language generation. We collect a large-scale natural language generation corpus, MVPCorpus, from 77 datasets over 11 diverse NLG tasks. Then we unify these examples into a general text-to-text format to pre-train the text generation model MVP in a supervised manner. For each task, we further pre-train specific soft prompts to stimulate the model’s capacity to perform a specific task. Our MVP model can be seen as a practice that utilizes recent instruction tuning on relatively small PLMs. Extensive experiments have demonstrated the effectiveness and generality of our MVP model in a number of NLG tasks, which achieves state-of-the-art performance on 13 out of 17 datasets, outperforming BART by 9.3% and Flan-T5 by 5.8%.

In this paper, we propose a novel language model guided captioning approach, LAMOC, for knowledge-based visual question answering (VQA). Our approach employs the generated captions by a captioning model as the context of an answer prediction model, which is a Pre-Trained Language model (PLM). As the major contribution, we leverage the guidance and feedback of the prediction model to improve the capability of the captioning model. In this way, the captioning model can become aware of the task goal and information need from the PLM. To develop our approach, we design two specific training stages, where the first stage adapts the captioning model to the prediction model (selecting more suitable caption propositions for training) and the second stage tunes the captioning model according to the task goal (learning from feedback of the PLM). Extensive experiments demonstrate the effectiveness of the proposed approach on the knowledge-based VQA task. Specifically, on the challenging A-OKVQA dataset, LAMOC outperforms several competitive zero-shot methods and even achieves comparable results to a fine-tuned VLP model. Our code is publicly available at https://github.com/RUCAIBox/LAMOC.

Conversational search has been regarded as the next-generation search paradigm. Constrained by data scarcity, most existing methods distill the well-trained ad-hoc retriever to the conversational retriever. However, these methods, which usually initialize parameters by query reformulation to discover contextualized dependency, have trouble in understanding the dialogue structure information and struggle with contextual semantic vanishing. In this paper, we propose {pasted macro ‘FULLMODEL’} ({pasted macro ‘MODEL’}) which is a new post-training paradigm with three self-supervised tasks to efficiently initialize the conversational search model to enhance the dialogue structure and contextual semantic understanding. Furthermore, the {pasted macro ‘MODEL’} can be plugged into most of the existing conversational models to boost their performance. To verify the effectiveness of our proposed method, we apply the conversational encoder post-trained by {pasted macro ‘MODEL’} on the conversational search task using two benchmark datasets: CAsT-19 and CAsT-20.Extensive experiments that our {pasted macro ‘MODEL’} can boost the performance of several existing conversational search methods. Our source code is available at https://github.com/morecry/SSP.

In this paper, we propose a highly parameter-efficient approach to scaling pre-trained language models (PLMs) to a deeper model depth. Unlike prior work that shares all parameters or uses extra blocks, we design a more capable parameter-sharing architecture based on matrix product operator (MPO), an efficient tensor decomposition method to factorize the parameter matrix into a set of local tensors. Based on such a decomposition, we share the important local tensor across all layers for reducing the model size and meanwhile keep layer-specific tensors (also using Adapters) for enhancing the adaptation flexibility. To improve the model training, we further propose a stable initialization algorithm tailored for the MPO-based architecture. Extensive experiments have demonstrated the effectiveness of our proposed model in enhancing scalability and achieving higher performance (i.e., with fewer parameters than BERT-base, we successfully scale the model depth by a factor of 4x and even achieve 0.1 points higher than BERT-large for GLUE score). The code to reproduce the results of this paper can be found at https://github.com/RUCAIBox/MPOBERT-code.

Although large language models (LLMs) have achieved excellent performance in a variety of evaluation benchmarks, they still struggle in complex reasoning tasks which require specific knowledge and multi-hop reasoning. To improve the reasoning abilities, we propose ChatCoT, a tool-augmented chain-of-thought reasoning framework for chat-based LLMs (e.g., ChatGPT). In ChatCoT, we model the chain-of-thought (CoT) reasoning as multi-turn conversations, to utilize tools in a more natural way through chatting. At each turn, LLMs can either interact with tools or perform the reasoning. Our approach can effectively leverage the multi-turn conversation ability of chat-based LLMs, and integrate the thought chain following and tools manipulation in a unified way. Specially, we initialize the early turns of the conversation by the knowledge about tools, tasks, and reasoning format, and propose an iterative tool-augmented reasoning step to perform step-by-step tool-augmented reasoning. The experiment results on two complex reasoning datasets (MATH and HotpotQA) have shown the effectiveness of ChatCoT on complex reasoning tasks, achieving a 7.9% relative improvement over the state-of-the-art baseline.

Recent years have witnessed the significant advance in dense retrieval (DR) based on powerful pre-trained language models (PLM). DR models have achieved excellent performance in several benchmark datasets, while they are shown to be not as competitive as traditional sparse retrieval models (e.g., BM25) in a zero-shot retrieval setting. However, in the related literature, there still lacks a detailed and comprehensive study on zero-shot retrieval. In this paper, we present the first thorough examination of the zero-shot capability of DR models. We aim to identify the key factors and analyze how they affect zero-shot retrieval performance. In particular, we discuss the effect of several key factors related to source training set, analyze the potential bias from the target dataset, and review and compare existing zero-shot DR models. Our findings provide important evidence to better understand and develop zero-shot DR models.

Inspired by the superior language abilities of large language models (LLM), large vision-language models (LVLM) have been recently proposed by integrating powerful LLMs for improving the performance on complex multimodal tasks. Despite the promising progress on LVLMs, we find that they suffer from object hallucinations, i.e., they tend to generate objects inconsistent with the target images in the descriptions. To investigate it, this work presents the first systematic study on object hallucination of LVLMs. We conduct the evaluation experiments on several representative LVLMs, and show that they mostly suffer from severe object hallucination issues. We further discuss that the visual instructions may influence the hallucination, and find that: objects that frequently appear in the visual instructions or co-occur with the image objects are obviously prone to be hallucinated by LVLMs. Besides, we further design a polling-based query method called POPE for better evaluation of object hallucination. Experiment results show that our POPE can evaluate object hallucination in a more stable and flexible way.

Question Answering over Knowledge Graph (KGQA) aims to seek answer entities for the natural language question from a large-scale Knowledge Graph (KG). To better perform reasoning on KG, recent work typically adopts a pre-trained language model (PLM) to model the question, and a graph neural network (GNN) based module to perform multi-hop reasoning on the KG. Despite the effectiveness, due to the divergence in model architecture, the PLM and GNN are not closely integrated, limiting the knowledge sharing and fine-grained feature interactions. To solve it, we aim to simplify the above two-module approach, and develop a more capable PLM that can directly support subgraph reasoning for KGQA, namely ReasoningLM. In our approach, we propose a subgraph-aware self-attention mechanism to imitate the GNN for performing structured reasoning, and also adopt an adaptation tuning strategy to adapt the model parameters with 20,000 subgraphs with synthesized questions. After adaptation, the PLM can be parameter-efficient fine-tuned on downstream tasks. Experiments show that ReasoningLM surpasses state-of-the-art models by a large margin, even with fewer updated parameters and less training data. Our codes and data are publicly available at https://github.com/RUCAIBox/ReasoningLM.

Large language models (LLMs), such as ChatGPT, are prone to generate hallucinations, i.e., content that conflicts with the source or cannot be verified by the factual knowledge. To understand what types of content and to which extent LLMs are apt to hallucinate, we introduce the Hallucination Evaluation for Large Language Models (HaluEval) benchmark, a large collection of generated and human-annotated hallucinated samples for evaluating the performance of LLMs in recognizing hallucination. To generate these samples, we propose a ChatGPT-based two-step framework, i.e., sampling-then-filtering. Besides, we also hire some human labelers to annotate the hallucinations in ChatGPT responses. The empirical results suggest that ChatGPT is likely to generate hallucinated content in specific topics by fabricating unverifiable information (i.e., about 19.5% user queries). Moreover, existing LLMs face great challenges in recognizing the hallucinations in texts. While, our experiments also prove that the hallucination recognition can be improved by providing external knowledge or adding reasoning steps.

In this paper, we aim to improve the reasoning ability of large language models (LLMs) over structured data in a unified way. Inspired by the studies on tool augmentation for LLMs, we develop an Iterative Reading-then-Reasoning (IRR) framework to solve question answering tasks based on structured data, called StructGPT. In this framework, we construct the specialized interfaces to collect relevant evidence from structured data (i.e., reading), and let LLMs concentrate on the reasoning task based on the collected information (i.e., reasoning). Specially, we propose an invoking-linearization-generation procedure to support LLMs in reasoning on the structured data with the help of the interfaces. By iterating this procedure with provided interfaces, our approach can gradually approach the target answers to a given query. Experiments conducted on three types of structured data show that StructGPT greatly improves the performance of LLMs, under the few-shot and zero-shot settings.

The recent success of large language models (LLMs) has shown great potential to develop more powerful conversational recommender systems (CRSs), which rely on natural language conversations to satisfy user needs. In this paper, we embark on an investigation into the utilization of ChatGPT for CRSs, revealing the inadequacy of the existing evaluation protocol. It might overemphasize the matching with ground-truth items annotated by humans while neglecting the interactive nature of CRSs. To overcome the limitation, we further propose an **i**nteractive **Eva**luation approach based on **L**L**M**s, named **iEvaLM**, which harnesses LLM-based user simulators. Our evaluation approach can simulate various system-user interaction scenarios. Through the experiments on two public CRS datasets, we demonstrate notable improvements compared to the prevailing evaluation protocol. Furthermore, we emphasize the evaluation of explainability, and ChatGPT showcases persuasive explanation generation for its recommendations. Our study contributes to a deeper comprehension of the untapped potential of LLMs for CRSs and provides a more flexible and realistic evaluation approach for future research about LLM-based CRSs.

The recent advent of end-to-end generative retrieval marks a significant shift in document retrieval methods, leveraging differentiable search indexes to directly produce relevant document identifiers (docids) in response to a specific query. Nevertheless, this approach faces two fundamental challenges: (i) a discrepancy between the token-level probabilistic optimization and the broader document-level relevance estimation; (ii) an overemphasis on top-1 results at the expense of overall ranking quality. To tackle these challenges, we propose a generative retrieval model with reinforcement learning from relevance feedback, which aims to align token-level docid generation with document-level relevance estimation. The training process incorporates three stages: supervised fine-tuning, relevance reward model training, and reinforced learning-to-rank from relevance feedback. To train a high-quality reward model, we define “relevance” under three progressive scenarios, which collectively offer a comprehensive evaluation of the document relevance. Experiments conducted on two benchmark datasets demonstrate the effectiveness of our proposed approach.

Pretrained language models (PLMs) have made remarkable progress in text generation tasks via fine-tuning. While, it is challenging to fine-tune PLMs in a data-scarce situation. Therefore, it is non-trivial to develop a general and lightweight model that can adapt to various text generation tasks based on PLMs. To fulfill this purpose, the recent prompt-based learning offers a potential solution. In this paper, we improve this technique and propose a novel prompt-based method (PTG) for text generation in a transferable setting. First, PTG learns a set of source prompts for various source generation tasks and then transfers these prompts as target prompts to perform target generation tasks. To consider both task- and instance-level information, we design an adaptive attention mechanism to derive the target prompts. For each data instance, PTG learns a specific target prompt by attending to highly relevant source prompts. In extensive experiments, PTG yields competitive or better results than fine-tuning methods. We release our source prompts as an open resource, where users can add or reuse them to improve new text generation tasks for future research. Code and data can be available at https://github.com/RUCAIBox/Transfer-Prompts-for-Text-Generation.

Nowadays, pretrained language models (PLMs) have dominated the majority of NLP tasks. While, little research has been conducted on systematically evaluating the language abilities of PLMs. In this paper, we present a large-scale empirical study on general language ability evaluation of PLMs (ElitePLM). In our study, we design four evaluation dimensions, memory, comprehension, reasoning, and composition, to measure ten widely-used PLMs within five categories. Our empirical results demonstrate that: (1) PLMs with varying training objectives and strategies are good at different ability tests; (2) fine-tuning PLMs in downstream tasks is usually sensitive to the data size and distribution; (3) PLMs have excellent transferability between similar tasks. Moreover, the prediction results of PLMs in our experiments are released as an open resource for more deep and detailed analysis on the language abilities of PLMs. This paper can guide the future work to select, apply, and design PLMs for specific tasks. We have made all the details of experiments publicly available at https://github.com/RUCAIBox/ElitePLM.

Personalized dialogue systems explore the problem of generating responses that are consistent with the user’s personality, which has raised much attention in recent years. Existing personalized dialogue systems have tried to extract user profiles from dialogue history to guide personalized response generation. Since the dialogue history is usually long and noisy, most existing methods truncate the dialogue history to model the user’s personality. Such methods can generate some personalized responses, but a large part of dialogue history is wasted, leading to sub-optimal performance of personalized response generation. In this work, we propose to refine the user dialogue history on a large scale, based on which we can handle more dialogue history and obtain more abundant and accurate persona information. Specifically, we design an MSP model which consists of three personal information refiners and a personalized response generator. With these multi-level refiners, we can sparsely extract the most valuable information (tokens) from the dialogue history and leverage other similar users’ data to enhance personalization. Experimental results on two real-world datasets demonstrate the superiority of our model in generating more informative and personalized responses.

Applying existing methods to emotional support conversation—which provides valuable assistance to people who are in need—has two major limitations: (a) they generally employ a conversation-level emotion label, which is too coarse-grained to capture user’s instant mental state; (b) most of them focus on expressing empathy in the response(s) rather than gradually reducing user’s distress. To address the problems, we propose a novel model MISC, which firstly infers the user’s fine-grained emotional status, and then responds skillfully using a mixture of strategy. Experimental results on the benchmark dataset demonstrate the effectiveness of our method and reveal the benefits of fine-grained emotion understanding as well as mixed-up strategy modeling.

Knowledge-grounded conversation (KGC) shows great potential in building an engaging and knowledgeable chatbot, and knowledge selection is a key ingredient in it. However, previous methods for knowledge selection only concentrate on the relevance between knowledge and dialogue context, ignoring the fact that age, hobby, education and life experience of an interlocutor have a major effect on his or her personal preference over external knowledge. Without taking the personalization issue into account, it is difficult for existing dialogue systems to select the proper knowledge and generate persona-consistent responses. In this work, we introduce personal memory into knowledge selection in KGC to address the personalization issue. We propose a variational method to model the underlying relationship between one’s personal memory and his or her selection of knowledge, and devise a learning scheme in which the forward mapping from personal memory to knowledge and its inverse mapping is included in a closed loop so that they could teach each other. Experiment results show that our methods outperform existing KGC methods significantly on both automatic evaluation and human evaluation.

In this paper, we study how to continually pre-train language models for improving the understanding of math problems. Specifically, we focus on solving a fundamental challenge in modeling math problems, how to fuse the semantics of textual description and formulas, which are highly different in essence. To address this issue, we propose a new approach called COMUS to continually pre-train language models for math problem understanding with syntax-aware memory network. In this approach, we first construct the math syntax graph to model the structural semantic information, by combining the parsing trees of the text and formulas, and then design the syntax-aware memory networks to deeply fuse the features from the graph and text. With the help of syntax relations, we can model the interaction between the token from the text and its semantic-related nodes within the formulas, which is helpful to capture fine-grained semantic correlations between texts and formulas. Besides, we devise three continual pre-training tasks to further align and fuse the representations of the text and math syntax graph. Experimental results on four tasks in the math domain demonstrate the effectiveness of our approach. Our code and data are publicly available at the link: bluehttps://github.com/RUCAIBox/COMUS.

Recently, contrastive learning has been shown to be effective in improving pre-trained language models (PLM) to derive high-quality sentence representations. It aims to pull close positive examples to enhance the alignment while push apart irrelevant negatives for the uniformity of the whole representation space. However, previous works mostly adopt in-batch negatives or sample from training data at random. Such a way may cause the sampling bias that improper negatives (false negatives and anisotropy representations) are used to learn sentence representations, which will hurt the uniformity of the representation space. To address it, we present a new framework DCLR (Debiased Contrastive Learning of unsupervised sentence Representations) to alleviate the influence of these improper negatives.In DCLR, we design an instance weighting method to punish false negatives and generate noise-based negatives to guarantee the uniformity of the representation space.Experiments on seven semantic textual similarity tasks show that our approach is more effective than competitive baselines. Our code and data are publicly available at the link: bluehttps://github.com/RUCAIBox/DCLR.

We study the text generation task under the approach of pre-trained language models (PLMs). Typically, an auto-regressive (AR) method is adopted for generating texts in a token-by-token manner. Despite many advantages of AR generation, it usually suffers from inefficient inference. Therefore, non-autoregressive (NAR) models are proposed to generate all target tokens simultaneously. However, NAR models usually generate texts of lower quality due to the absence of token dependency in the output text. In this paper, we propose ELMER: an efficient and effective PLM for NAR text generation to explicitly model the token dependency during NAR generation. By leveraging the early exit technique, ELMER enables the token generations at different layers, according to their prediction confidence (a more confident token will exit at a lower layer). Besides, we propose a novel pre-training objective, Layer Permutation Language Modeling, to pre-train ELMER by permuting the exit layer for each token in sequences. Experiments on three text generation tasks show that ELMER significantly outperforms NAR models and further narrows the performance gap with AR PLMs (ELMER (29.92) vs BART (30.61) ROUGE-L in XSUM) while achieving over 10 times inference speedup.

To facilitate research on text generation, this paper presents a comprehensive and unified library, TextBox 2.0, focusing on the use of pre-trained language models (PLMs). To be comprehensive, our library covers 13 common text generation tasks and their corresponding 83 datasets and further incorporates 45 PLMs covering general, translation, Chinese, dialogue, controllable, distilled, prompting, and lightweight PLMs. We also implement 4 efficient training strategies and provide 4 generation objectives for pre-training new PLMs from scratch. To be unified, we design the interfaces to support the entire research pipeline (from data loading to training and evaluation), ensuring that each step can be fulfilled in a unified way. Despite the rich functionality, it is easy to use our library, either through the friendly Python API or command line. To validate the effectiveness of our library, we conduct extensive experiments and exemplify four types of research scenarios. The project is released at the link: https://github.com/RUCAIBox/TextBox#2.0.

Sampling proper negatives from a large document pool is vital to effectively train a dense retrieval model. However, existing negative sampling strategies suffer from the uninformative or false negative problem. In this work, we empirically show that according to the measured relevance scores, the negatives ranked around the positives are generally more informative and less likely to be false negatives. Intuitively, these negatives are not too hard (may be false negatives) or too easy (uninformative). They are the ambiguous negatives and need more attention during training.Thus, we propose a simple ambiguous negatives sampling method, SimANS, which incorporates a new sampling probability distribution to sample more ambiguous negatives.Extensive experiments on four public and one industry datasets show the effectiveness of our approach.We made the code and models publicly available in https://github.com/microsoft/SimXNS.

The Lottery Ticket Hypothesis suggests that for any over-parameterized model, a small subnetwork exists to achieve competitive performance compared to the backbone architecture. In this paper, we study whether there is a winning lottery ticket for pre-trained language models, which allow the practitioners to fine-tune the parameters in the ticket but achieve good downstream performance. To achieve this, we regularize the fine-tuning process with L1 distance and explore the subnetwork structure (what we refer to as the “dominant winning ticket”). Empirically, we show that (a) the dominant winning ticket can achieve performance that is comparable with that of the full-parameter model, (b) the dominant winning ticket is transferable across different tasks, (c) and the dominant winning ticket has a natural structure within each parameter matrix. Strikingly, we find that a dominant winning ticket that takes up 0.05% of the parameters can already achieve satisfactory performance, indicating that the PLM is significantly reducible during fine-tuning.

Commonsense reasoning in natural language is a desired ability of artificial intelligent systems. For solving complex commonsense reasoning tasks, a typical solution is to enhance pre-trained language models (PTMs) with a knowledge-aware graph neural network (GNN) encoder that models a commonsense knowledge graph (CSKG).Despite the effectiveness, these approaches are built on heavy architectures, and can’t clearly explain how external knowledge resources improve the reasoning capacity of PTMs. Considering this issue, we conduct a deep empirical analysis, and find that it is indeed relation features from CSKGs (but not node features) that mainly contribute to the performance improvement of PTMs. Based on this finding, we design a simple MLP-based knowledge encoder that utilizes statistical relation paths as features. Extensive experiments conducted on five benchmarks demonstrate the effectiveness of our approach, which also largely reduces the parameters for encoding CSKGs.Our codes and data are publicly available at https://github.com/RUCAIBox/SAFE.

Classical Chinese poetry has a long history and is a precious cultural heritage of humankind. Displaying the classical Chinese poetry in a visual way, helps to cross cultural barriers in different countries, making it enjoyable for all the people. In this paper, we construct a multi-modal knowledge graph for classical Chinese poetry (PKG), in which the visual information of words in the poetry are incorporated. Then a multi-modal pre-training language model, PKG-Bert, is proposed to obtain the poetry representation with visual information, which bridges the semantic gap between different modalities. PKG-Bert achieves the state-of-the-art performance on the poetry-image retrieval task, showing the effectiveness of incorporating the multi-modal knowledge. The large-scale multi-modal knowledge graph of classical Chinese poetry will be released to promote the researches in classical Chinese culture area.

Studies have shown that the sentence’s syntactic structures are important for semantic sentence matching. A typical approach is encoding each sentence’s syntactic structure into an embedding vector, which can be combined with other features to predict the final matching scores. Though successes have been observed, embedding the whole syntactic structures as one vector inevitably overlooks the fine-grained syntax matching patterns, e.g. the alignment of specific term dependencies relations in the two inputted sentences. In this paper, we formalize the task of semantic sentence matching as a problem of graph matching in which each sentence is represented as a directed graph according to its syntactic structures. The syntax matching patterns (i.e. similar syntactic structures) between two sentences, therefore, can be extracted as the sub-graph structure alignments. The proposed method, referred to as Interacted Syntax Graphs (ISG), represents two sentences’ syntactic alignments as well as their semantic matching signals into one association graph. After that, the neural quadratic assignment programming (QAP) is adapted to extract syntactic matching patterns from the association graph. In this way, the syntactic structures fully interact in a fine granularity during the matching process. Experimental results on three public datasets demonstrated that ISG can outperform the state-of-the-art baselines effectively and efficiently. The empirical analysis also showed that ISG can match sentences in an interpretable way.

One typical approach to long-form document matching is first conducting alignment between cross-document sentence pairs, and then aggregating all of the sentence-level matching signals. However, this approach could be problematic because the alignment between documents is partial — despite two documents as a whole are well-matched, most of the sentences could still be dissimilar. Those dissimilar sentences lead to spurious sentence-level matching signals which may overwhelm the real ones, increasing the difficulties of learning the matching function. Therefore, accurately selecting the key sentences for document matching is becoming a challenging issue. To address the issue, we propose a novel matching approach that equips existing document matching models with an Optimal Partial Transport (OPT) based component, namely OPT-Match, which selects the sentences that play a major role in matching. Enjoying the partial transport properties of OPT, the selected key sentences can not only effectively enhance the matching accuracy, but also be explained as the rationales for the matching results. Extensive experiments on four publicly available datasets demonstrated that existing methods equipped with OPT-Match consistently outperformed the corresponding underlying methods. Evaluations also showed that the key sentences selected by OPT-Match were consistent with human-provided rationales.

Recently, Mixture-of-Experts (short as MoE) architecture has achieved remarkable success in increasing the model capacity of large-scale language models. However, MoE requires incorporating significantly more parameters than the base model being extended. In this paper, we propose building a parameter-efficient MoE architecture by sharing information across experts. We adopt matrix product operator (MPO, a tensor decomposition from quantum many-body physics) to reconstruct the parameter matrix in the expert layer and increase model capacity for pre-trained language models by sharing parameters of the central tensor (containing the core information) among different experts while enabling the specificity through the auxiliary tensors (complementing the central tensor) of different experts. To address the unbalanced optimization issue, we further design the gradient mask strategy for the MPO-based MoE architecture. Extensive experiments based on T5 and GPT-2 show improved performance and efficiency of the pre-trained language model (27.2x reduction in total parameters for the superior model performance, compared with the Switch Transformers). Our code is publicly available at https://github.com/RUCAIBox/MPO/MPOE.

Recently, pretrained language models (PLMs) have had exceptional success in language generation. To leverage the rich knowledge encoded by PLMs, a simple yet powerful paradigm is to use prompts in the form of either discrete tokens or continuous embeddings. In existing studies, these prompting methods are typically independent of the inputs, lacking sufficient consideration of input semantics. To address this issue, we propose a novel continuous prompting approach, called context-tuning, to fine-tuning PLMs for natural language generation. Firstly, the prompts are derived based on the input text to elicit useful knowledge from PLMs for generation. We refer to such prompts as contextualized prompts. Secondly, we use continuous inverse prompting to improve the process of natural language generation by modeling an inverse generation process from output to input, making the generated text more relevant to the inputs. Furthermore, we utilize a lightweight context-tuning method that fine-tunes only 0.12% of the parameters while maintaining good performance. Our code is publicly available at https://github.com/RUCAIBox/Context-Tuning.

In this paper, we present a neural model for joint dropped pronoun recovery (DPR) and conversational discourse parsing (CDP) in Chinese conversational speech. We show that DPR and CDP are closely related, and a joint model benefits both tasks. We refer to our model as DiscProReco, and it first encodes the tokens in each utterance in a conversation with a directed Graph Convolutional Network (GCN). The token states for an utterance are then aggregated to produce a single state for each utterance. The utterance states are then fed into a biaffine classifier to construct a conversational discourse graph. A second (multi-relational) GCN is then applied to the utterance states to produce a discourse relation-augmented representation for the utterances, which are then fused together with token states in each utterance as input to a dropped pronoun recovery layer. The joint model is trained and evaluated on a new Structure Parsing-enhanced Dropped Pronoun Recovery (SPDPR) data set that we annotated with both two types of information. Experimental results on the SPDPR dataset and other benchmarks show that DiscProReco significantly outperforms the state-of-the-art baselines of both tasks.

Recently, many studies are emerging towards building a retrieval-based dialogue system that is able to effectively leverage background knowledge (e.g., documents) when conversing with humans. However, it is non-trivial to collect large-scale dialogues that are naturally grounded on the background documents, which hinders the effective and adequate training of knowledge selection and response matching. To overcome the challenge, we consider decomposing the training of the knowledge-grounded response selection into three tasks including: 1) query-passage matching task; 2) query-dialogue history matching task; 3) multi-turn response matching task, and joint learning all these tasks in a unified pre-trained language model. The former two tasks could help the model in knowledge selection and comprehension, while the last task is designed for matching the proper response with the given query and background knowledge (dialogue history). By this means, the model can be learned to select relevant knowledge and distinguish proper response, with the help of ad-hoc retrieval corpora and a large number of ungrounded multi-turn dialogues. Experimental results on two benchmarks of knowledge-grounded response selection indicate that our model can achieve comparable performance with several existing methods that rely on crowd-sourced data for training.

This paper presents a novel pre-trained language models (PLM) compression approach based on the matrix product operator (short as MPO) from quantum many-body physics. It can decompose an original matrix into central tensors (containing the core information) and auxiliary tensors (with only a small proportion of parameters). With the decomposed MPO structure, we propose a novel fine-tuning strategy by only updating the parameters from the auxiliary tensors, and design an optimization algorithm for MPO-based approximation over stacked network architectures. Our approach can be applied to the original or the compressed PLMs in a general way, which derives a lighter network and significantly reduces the parameters to be fine-tuned. Extensive experiments have demonstrated the effectiveness of the proposed approach in model compression, especially the reduction in fine-tuning parameters (91% reduction on average). The code to reproduce the results of this paper can be found at https://github.com/RUCAIBox/MPOP.

In this paper, we release an open-source library, called TextBox, to provide a unified, modularized, and extensible text generation framework. TextBox aims to support a broad set of text generation tasks and models. In our library, we implement 21 text generation models on 9 benchmark datasets, covering the categories of VAE, GAN, and pretrained language models. Meanwhile, our library maintains sufficient modularity and extensibility by properly decomposing the model architecture, inference, and learning process into highly reusable modules, which allows users to easily incorporate new models into our framework. The above features make TextBox especially suitable for researchers and practitioners to quickly reproduce baseline models and develop new models. TextBox is implemented based on PyTorch, and released under Apache License 2.0 at the link https://github.com/RUCAIBox/TextBox.

In recent years, conversational recommender systems (CRSs) have drawn a wide attention in the research community, which focus on providing high-quality recommendations to users via natural language conversations. However, due to diverse scenarios and data formats, existing studies on CRSs lack unified and standardized implementation or comparison. To tackle this challenge, we release an open-source toolkit CRSLab, which provides a unified and extensible framework with highly-decoupled modules to develop CRSs. Based on this framework, we collect 6 commonly used human-annotated CRS datasets and implement 19 models that include advanced techniques such as graph neural networks and pre-training models. Besides, our toolkit provides a series of automatic evaluation protocols and a human-machine interaction interface to evaluate and compare different CRS methods. The project and documents are released at https://github.com/RUCAIBox/CRSLab.

In various natural language processing tasks, passage retrieval and passage re-ranking are two key procedures in finding and ranking relevant information. Since both the two procedures contribute to the final performance, it is important to jointly optimize them in order to achieve mutual improvement. In this paper, we propose a novel joint training approach for dense passage retrieval and passage reranking. A major contribution is that we introduce the dynamic listwise distillation, where we design a unified listwise training approach for both the retriever and the re-ranker. During the dynamic distillation, the retriever and the re-ranker can be adaptively improved according to each other’s relevance information. We also propose a hybrid data augmentation strategy to construct diverse training instances for listwise training approach. Extensive experiments show the effectiveness of our approach on both MSMARCO and Natural Questions datasets. Our code is available at https://github.com/PaddlePaddle/RocketQA.

Recent works have shown that powerful pre-trained language models (PLM) can be fooled by small perturbations or intentional attacks. To solve this issue, various data augmentation techniques are proposed to improve the robustness of PLMs. However, it is still challenging to augment semantically relevant examples with sufficient diversity. In this work, we present Virtual Data Augmentation (VDA), a general framework for robustly fine-tuning PLMs. Based on the original token embeddings, we construct a multinomial mixture for augmenting virtual data embeddings, where a masked language model guarantees the semantic relevance and the Gaussian noise provides the augmentation diversity. Furthermore, a regularized training strategy is proposed to balance the two aspects. Extensive experiments on six datasets show that our approach is able to improve the robustness of PLMs and alleviate the performance degradation under adversarial attacks. Our codes and data are publicly available at bluehttps://github.com/RUCAIBox/VDA.

Conversational recommender systems (CRS) aim to recommend high-quality items to users through interactive conversations. To develop an effective CRS, the support of high-quality datasets is essential. Existing CRS datasets mainly focus on immediate requests from users, while lack proactive guidance to the recommendation scenario. In this paper, we contribute a new CRS dataset named TG-ReDial (Recommendation through Topic-Guided Dialog). Our dataset has two major features. First, it incorporates topic threads to enforce natural semantic transitions towards the recommendation scenario. Second, it is created in a semi-automatic way, hence human annotation is more reasonable and controllable. Based on TG-ReDial, we present the task of topic-guided conversational recommendation, and propose an effective approach to this task. Extensive experiments have demonstrated the effectiveness of our approach on three sub-tasks, namely topic prediction, item recommendation and response generation. TG-ReDial is available at bluehttps://github.com/RUCAIBox/TG-ReDial.

Pronouns are often dropped in Chinese conversations and recovering the dropped pronouns is important for NLP applications such as Machine Translation. Existing approaches usually formulate this as a sequence labeling task of predicting whether there is a dropped pronoun before each token and its type. Each utterance is considered to be a sequence and labeled independently. Although these approaches have shown promise, labeling each utterance independently ignores the dependencies between pronouns in neighboring utterances. Modeling these dependencies is critical to improving the performance of dropped pronoun recovery. In this paper, we present a novel framework that combines the strength of Transformer network with General Conditional Random Fields (GCRF) to model the dependencies between pronouns in neighboring utterances. Results on three Chinese conversation datasets show that the Transformer-GCRF model outperforms the state-of-the-art dropped pronoun recovery models. Exploratory analysis also demonstrates that the GCRF did help to capture the dependencies between pronouns in neighboring utterances, thus contributes to the performance improvements.

One approach to matching texts from asymmetrical domains is projecting the input sequences into a common semantic space as feature vectors upon which the matching function can be readily defined and learned. In real-world matching practices, it is often observed that with the training goes on, the feature vectors projected from different domains tend to be indistinguishable. The phenomenon, however, is often overlooked in existing matching models. As a result, the feature vectors are constructed without any regularization, which inevitably increases the difficulty of learning the downstream matching functions. In this paper, we propose a novel match method tailored for text matching in asymmetrical domains, called WD-Match. In WD-Match, a Wasserstein distance-based regularizer is defined to regularize the features vectors projected from different domains. As a result, the method enforces the feature projection function to generate vectors such that those correspond to different domains cannot be easily discriminated. The training process of WD-Match amounts to a game that minimizes the matching loss regularized by the Wasserstein distance. WD-Match can be used to improve different text matching methods, by using the method as its underlying matching model. Four popular text matching methods have been exploited in the paper. Experimental results based on four publicly available benchmarks showed that WD-Match consistently outperformed the underlying methods and the baselines.

Generating long and informative review text is a challenging natural language generation task. Previous work focuses on word-level generation, neglecting the importance of topical and syntactic characteristics from natural languages. In this paper, we propose a novel review generation model by characterizing an elaborately designed aspect-aware coarse-to-fine generation process. First, we model the aspect transitions to capture the overall content flow. Then, to generate a sentence, an aspect-aware sketch will be predicted using an aspect-aware decoder. Finally, another decoder fills in the semantic slots by generating corresponding words. Our approach is able to jointly utilize aspect semantics, syntactic sketch, and context information. Extensive experiments results have demonstrated the effectiveness of the proposed model.

Person-job fit has been an important task which aims to automatically match job positions with suitable candidates. Previous methods mainly focus on solving the match task in single-domain setting, which may not work well when labeled data is limited. We study the domain adaptation problem for person-job fit. We first propose a deep global match network for capturing the global semantic interactions between two sentences from a job posting and a candidate resume respectively. Furthermore, we extend the match network and implement domain adaptation in three levels, sentence-level representation, sentence-level match, and global match. Extensive experiment results on a large real-world dataset consisting of six domains have demonstrated the effectiveness of the proposed model, especially when there is not sufficient labeled data.

Citation count prediction (CCP) has been an important research task for automatically estimating the future impact of a scholarly paper. Previous studies mainly focus on extracting or mining useful features from the paper itself or the associated authors. An important kind of data signals, peer review text, has not been utilized for the CCP task. In this paper, we take the initiative to utilize peer review data for the CCP task with a neural prediction model. Our focus is to learn a comprehensive semantic representation for peer review text for improving the prediction performance. To achieve this goal, we incorporate the abstract-review match mechanism and the cross-review match mechanism to learn deep features from peer review text. We also consider integrating hand-crafted features via a wide component. The deep and wide components jointly make the prediction. Extensive experiments have demonstrated the usefulness of the peer review data and the effectiveness of the proposed model. Our dataset has been released online.