Kaidi Xu


2024

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ConU: Conformal Uncertainty in Large Language Models with Correctness Coverage Guarantees
Zhiyuan Wang | Jinhao Duan | Lu Cheng | Yue Zhang | Qingni Wang | Xiaoshuang Shi | Kaidi Xu | Heng Tao Shen | Xiaofeng Zhu
Findings of the Association for Computational Linguistics: EMNLP 2024

Uncertainty quantification (UQ) in natural language generation (NLG) tasks remains an open challenge, exacerbated by the closed-source nature of the latest large language models (LLMs). This study investigates applying conformal prediction (CP), which can transform any heuristic uncertainty notion into rigorous prediction sets, to black-box LLMs in open-ended NLG tasks. We introduce a novel uncertainty measure based on self-consistency theory, and then develop a conformal uncertainty criterion by integrating the uncertainty condition aligned with correctness into the CP algorithm. Empirical evaluations indicate that our uncertainty measure outperforms prior state-of-the-art methods. Furthermore, we achieve strict control over the correctness coverage rate utilizing 7 popular LLMs on 4 free-form NLG datasets, spanning general-purpose and medical scenarios. Additionally, the calibrated prediction sets with small size further highlights the efficiency of our method in providing trustworthy guarantees for practical open-ended NLG applications.

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ReTA: Recursively Thinking Ahead to Improve the Strategic Reasoning of Large Language Models
Jinhao Duan | Shiqi Wang | James Diffenderfer | Lichao Sun | Tianlong Chen | Bhavya Kailkhura | Kaidi Xu
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

Current logical reasoning evaluations of Large Language Models (LLMs) primarily focus on single-turn and static environments, such as arithmetic problems. The crucial problem of multi-turn, strategic reasoning is under-explored. In this work, we analyze the multi-turn strategic reasoning of LLMs through text-driven complete- and incomplete-information gaming, e.g., board games (Tic-Tac-Toe, Connect-4) and poker games (Texas Hold’em Poker). Specifically, we consider two distinct scenarios: 1) Online Racing, featuring multiple LLMs/agents to facilitate direct competition and comparison; 2) Offline Probing, constructing targeted questions with verified ground truth to evaluate LLMs’ strategic behaviors. Experimental results demonstrate that existing state-of-the-art LLMs and reasoning schemes are largely ineffective for strategic reasoning tasks. To mitigate these limitations, we propose a simple yet effective Recursively Thinking-Ahead (ReTA) agent, incorporating a recursive prompting mechanism that automatically analyzes the opponents’ future moves/actions and assigns reward signals for these situations, to strengthen the strategic reasoning of LLMs. We hope our work could spur further research and exploration in the multi-turn strategic reasoning of LLMs. The code is available at https://github.com/jinhaoduan/ReTA.

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Reinforcement Learning-Driven LLM Agent for Automated Attacks on LLMs
Xiangwen Wang | Jie Peng | Kaidi Xu | Huaxiu Yao | Tianlong Chen
Proceedings of the Fifth Workshop on Privacy in Natural Language Processing

Recently, there has been a growing focus on conducting attacks on large language models (LLMs) to assess LLMs’ safety. Yet, existing attack methods face challenges, including the need to access model weights or merely ensuring LLMs output harmful information without controlling the specific content of their output. Exactly control of the LLM output can produce more inconspicuous attacks which could reveal a new page for LLM security. To achieve this, we propose RLTA: the Reinforcement Learning Targeted Attack, a framework that is designed for attacking language models (LLMs) and is adaptable to both white box (weight accessible) and black box (weight inaccessible) scenarios. It is capable of automatically generating malicious prompts that trigger target LLMs to produce specific outputs. We demonstrate RLTA in two different scenarios: LLM trojan detection and jailbreaking. The comprehensive experimental results show the potential of RLTA in enhancing the security measures surrounding contemporary LLMs.

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Shifting Attention to Relevance: Towards the Predictive Uncertainty Quantification of Free-Form Large Language Models
Jinhao Duan | Hao Cheng | Shiqi Wang | Alex Zavalny | Chenan Wang | Renjing Xu | Bhavya Kailkhura | Kaidi Xu
Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Large Language Models (LLMs) show promising results in language generation and instruction following but frequently “hallucinate”, making their outputs less reliable. Despite Uncertainty Quantification’s (UQ) potential solutions, implementing it accurately within LLMs is challenging. Our research introduces a simple heuristic: not all tokens in auto-regressive LLM text equally represent the underlying meaning, as “linguistic redundancy” often allows a few keywords to convey the essence of long sentences. However, current methods underestimate this inequality when assessing uncertainty, causing tokens with limited semantics to be equally or excessively weighted in UQ. To correct this, we propose Shifting Attention to more Relevant (SAR) components at both token- and sentence-levels for better UQ. We conduct extensive experiments involving a range of popular “off-the-shelf” LLMs, such as Vicuna, WizardLM, and LLaMA-2-chat, with model sizes extending up to 33B parameters. We evaluate various free-form question-answering tasks, encompassing domains such as reading comprehension, science Q&A, and medical Q&A. Our experimental results, coupled with a comprehensive demographic analysis, demonstrate the superior performance of SAR. The code is available at https://github.com/jinhaoduan/SAR.