Embedding models play a pivotal role in modern NLP applications such as document retrieval. However, existing embedding models are limited to encoding short documents of typically 512 tokens, restrained from application scenarios requiring long inputs. This paper explores context window extension of existing embedding models, pushing their input length to a maximum of 32,768. We begin by evaluating the performance of existing embedding models using our newly constructed LongEmbed benchmark, which includes two synthetic and four real-world tasks, featuring documents of varying lengths and dispersed target information. The benchmarking results highlight huge opportunities for enhancement in current models. Via comprehensive experiments, we demonstrate that training-free context window extension strategies can effectively increase the input length of these models by several folds. Moreover, comparison of models using Absolute Position Encoding (APE) and Rotary Position Encoding (RoPE) reveals the superiority of RoPE-based embedding models in context window extension, offering empirical guidance for future models. Our benchmark, code and trained models will be released to advance the research in long context embedding models.

Large language models (LLMs) have demonstrated their ability to learn in-context, allowing them to perform various tasks based on a few input-output examples. However, the effectiveness of in-context learning is heavily reliant on the quality of the selected examples. In this paper, we propose a novel framework to iteratively train dense retrievers that can identify high-quality in-context examples for LLMs. Our framework initially trains a reward model based on LLM feedback to evaluate the quality of candidate examples, followed by knowledge distillation to train a bi-encoder based dense retriever. Our experiments on a suite of 30 tasks demonstrate that our framework significantly enhances in-context learning performance. Furthermore, we show the generalization ability of our framework to unseen tasks during training. An in-depth analysis reveals that our model improves performance by retrieving examples with similar patterns, and the gains are consistent across LLMs of varying sizes.

In this paper, we introduce a novel and simple method for obtaining high-quality text embeddings using only synthetic data and less than 1k training steps. Unlike existing methods that often depend on multi-stage intermediate pre-training with billions of weakly-supervised text pairs, followed by fine-tuning with a few labeled datasets, our method does not require building complex training pipelines or relying on manually collected datasets that are often constrained by task diversity and language coverage. We leverage proprietary LLMs to generate diverse synthetic data for hundreds of thousands of text embedding tasks across 93 languages. We then fine-tune open-source decoder-only LLMs on the synthetic data using standard contrastive loss. Experiments demonstrate that our method achieves strong performance on highly competitive text embedding benchmarks without using any labeled data. Furthermore, when fine-tuned with a mixture of synthetic and labeled data, our model sets new state-of-the-art results on the BEIR and MTEB benchmarks.

In this paper, we propose SimLM (Similarity matching with Language Model pre-training), a simple yet effective pre-training method for dense passage retrieval. It employs a simple bottleneck architecture that learns to compress the passage information into a dense vector through self-supervised pre-training. We use a replaced language modeling objective, which is inspired by ELECTRA (Clark et al., 2020), to improve the sample efficiency and reduce the mismatch of the input distribution between pre-training and fine-tuning. SimLM only requires access to an unlabeled corpus and is more broadly applicable when there are no labeled data or queries. We conduct experiments on several large-scale passage retrieval datasets and show substantial improvements over strong baselines under various settings. Remarkably, SimLM even outperforms multi-vector approaches such as ColBERTv2 (Santhanam et al., 2021) which incurs significantly more storage cost. Our code and model checkpoints are available at https://github.com/microsoft/unilm/tree/master/simlm .

Instead of simply matching a query to pre-existing passages, generative retrieval generates identifier strings of passages as the retrieval target. At a cost, the identifier must be distinctive enough to represent a passage. Current approaches use either a numeric ID or a text piece (such as a title or substrings) as the identifier. However, these identifiers cannot cover a passage’s content well. As such, we are motivated to propose a new type of identifier, synthetic identifiers, that are generated based on the content of a passage and could integrate contextualized information that text pieces lack. Furthermore, we simultaneously consider multiview identifiers, including synthetic identifiers, titles, and substrings. These views of identifiers complement each other and facilitate the holistic ranking of passages from multiple perspectives. We conduct a series of experiments on three public datasets, and the results indicate that our proposed approach performs the best in generative retrieval, demonstrating its effectiveness and robustness.

This paper introduces a simple yet effective query expansion approach, denoted as query2doc, to improve both sparse and dense retrieval systems. The proposed method first generates pseudo-documents by few-shot prompting large language models (LLMs), and then expands the query with generated pseudo documents. LLMs are trained on web-scale text corpora and are adept at knowledge memorization. The pseudo-documents from LLMs often contain highly relevant information that can aid in query disambiguation and guide the retrievers. Experimental results demonstrate that query2doc boosts the performance of BM25 by 3% to 15% on ad-hoc IR datasets, such as MS-MARCO and TREC DL, without any model fine-tuning. Furthermore, our method also benefits state-of-the-art dense retrievers in terms of both in-domain and out-of-domain results.

Event extraction (EE) is crucial to downstream tasks such as new aggregation and event knowledge graph construction. Most existing EE datasets manually define fixed event types and design specific schema for each of them, failing to cover diverse events emerging from the online text. Moreover, news titles, an important source of event mentions, have not gained enough attention in current EE research. In this paper, we present Title2Event, a large-scale sentence-level dataset benchmarking Open Event Extraction without restricting event types. Title2Event contains more than 42,000 news titles in 34 topics collected from Chinese web pages. To the best of our knowledge, it is currently the largest manually annotated Chinese dataset for open event extraction. We further conduct experiments on Title2Event with different models and show that the characteristics of titles make it challenging for event extraction, addressing the significance of advanced study on this problem. The dataset and baseline codes are available at https://open-event-hub.github.io/title2event.

Dense passage retrieval has been shown to be an effective approach for information retrieval tasks such as open domain question answering. Under this paradigm, a dual-encoder model is learned to encode questions and passages separately into vector representations, and all the passage vectors are then pre-computed and indexed, which can be efficiently retrieved by vector space search during inference time. In this paper, we propose a new contrastive learning method called Cross Momentum Contrastive learning (xMoCo), for learning a dual-encoder model for question-passage matching. Our method efficiently maintains a large pool of negative samples like the original MoCo, and by jointly optimizing question-to-passage and passage-to-question matching tasks, enables using separate encoders for questions and passages. We evaluate our method on various open-domain question answering dataset, and the experimental results show the effectiveness of the proposed method.

In this work, we present an information-theoretic framework that formulates cross-lingual language model pre-training as maximizing mutual information between multilingual-multi-granularity texts. The unified view helps us to better understand the existing methods for learning cross-lingual representations. More importantly, inspired by the framework, we propose a new pre-training task based on contrastive learning. Specifically, we regard a bilingual sentence pair as two views of the same meaning and encourage their encoded representations to be more similar than the negative examples. By leveraging both monolingual and parallel corpora, we jointly train the pretext tasks to improve the cross-lingual transferability of pre-trained models. Experimental results on several benchmarks show that our approach achieves considerably better performance. The code and pre-trained models are available at https://aka.ms/infoxlm.

Most machine reading comprehension (MRC) models separately handle encoding and matching with different network architectures. In contrast, pretrained language models with Transformer layers, such as GPT (Radford et al., 2018) and BERT (Devlin et al., 2018), have achieved competitive performance on MRC. A research question that naturally arises is: apart from the benefits of pre-training, how many performance gain comes from the unified network architecture. In this work, we evaluate and analyze unifying encoding and matching components with Transformer for the MRC task. Experimental results on SQuAD show that the unified model outperforms previous networks that separately treat encoding and matching. We also introduce a metric to inspect whether a Transformer layer tends to perform encoding or matching. The analysis results show that the unified model learns different modeling strategies compared with previous manually-designed models.

Sentence scoring and sentence selection are two main steps in extractive document summarization systems. However, previous works treat them as two separated subtasks. In this paper, we present a novel end-to-end neural network framework for extractive document summarization by jointly learning to score and select sentences. It first reads the document sentences with a hierarchical encoder to obtain the representation of sentences. Then it builds the output summary by extracting sentences one by one. Different from previous methods, our approach integrates the selection strategy into the scoring model, which directly predicts the relative importance given previously selected sentences. Experiments on the CNN/Daily Mail dataset show that the proposed framework significantly outperforms the state-of-the-art extractive summarization models.

Despite that current reading comprehension systems have achieved significant advancements, their promising performances are often obtained at the cost of making an ensemble of numerous models. Besides, existing approaches are also vulnerable to adversarial attacks. This paper tackles these problems by leveraging knowledge distillation, which aims to transfer knowledge from an ensemble model to a single model. We first demonstrate that vanilla knowledge distillation applied to answer span prediction is effective for reading comprehension systems. We then propose two novel approaches that not only penalize the prediction on confusing answers but also guide the training with alignment information distilled from the ensemble. Experiments show that our best student model has only a slight drop of 0.4% F1 on the SQuAD test set compared to the ensemble teacher, while running 12x faster during inference. It even outperforms the teacher on adversarial SQuAD datasets and NarrativeQA benchmark.

In this paper, we present the gated self-matching networks for reading comprehension style question answering, which aims to answer questions from a given passage. We first match the question and passage with gated attention-based recurrent networks to obtain the question-aware passage representation. Then we propose a self-matching attention mechanism to refine the representation by matching the passage against itself, which effectively encodes information from the whole passage. We finally employ the pointer networks to locate the positions of answers from the passages. We conduct extensive experiments on the SQuAD dataset. The single model achieves 71.3% on the evaluation metrics of exact match on the hidden test set, while the ensemble model further boosts the results to 75.9%. At the time of submission of the paper, our model holds the first place on the SQuAD leaderboard for both single and ensemble model.

Nowadays a typical Neural Machine Translation (NMT) model generates translations from left to right as a linear sequence, during which latent syntactic structures of the target sentences are not explicitly concerned. Inspired by the success of using syntactic knowledge of target language for improving statistical machine translation, in this paper we propose a novel Sequence-to-Dependency Neural Machine Translation (SD-NMT) method, in which the target word sequence and its corresponding dependency structure are jointly constructed and modeled, and this structure is used as context to facilitate word generations. Experimental results show that the proposed method significantly outperforms state-of-the-art baselines on Chinese-English and Japanese-English translation tasks.

We propose a selective encoding model to extend the sequence-to-sequence framework for abstractive sentence summarization. It consists of a sentence encoder, a selective gate network, and an attention equipped decoder. The sentence encoder and decoder are built with recurrent neural networks. The selective gate network constructs a second level sentence representation by controlling the information flow from encoder to decoder. The second level representation is tailored for sentence summarization task, which leads to better performance. We evaluate our model on the English Gigaword, DUC 2004 and MSR abstractive sentence summarization datasets. The experimental results show that the proposed selective encoding model outperforms the state-of-the-art baseline models.

In neural machine translation, the attention mechanism facilitates the translation process by producing a soft alignment between the source sentence and the target sentence. However, without dedicated distortion and fertility models seen in traditional SMT systems, the learned alignment may not be accurate, which can lead to low translation quality. In this paper, we propose two novel models to improve attention-based neural machine translation. We propose a recurrent attention mechanism as an implicit distortion model, and a fertility conditioned decoder as an implicit fertility model. We conduct experiments on large-scale Chinese–English translation tasks. The results show that our models significantly improve both the alignment and translation quality compared to the original attention mechanism and several other variations.