Despite tremendous advancements in large language models (LLMs) over recent years, a notably urgent challenge for their practical deployment is the phenomenon of "hallucination”, where the model fabricates facts and produces non-factual statements. In response, we propose PoLLMgraph—a Polygraph for LLMs—as an effective model-based white-box detection and forecasting approach. PoLLMgraph distinctly differs from the large body of existing research that concentrates on addressing such challenges through black-box evaluations. In particular, we demonstrate that hallucination can be effectively detected by analyzing the LLM’s internal state transition dynamics during generation via tractable probabilistic models. Experimental results on various open-source LLMs confirm the efficacy of PoLLMgraph, outperforming state-of-the-art methods by a considerable margin, evidenced by over 20% improvement in AUC-ROC on common benchmarking datasets like TruthfulQA. Our work paves a new way for model-based white-box analysis of LLMs, motivating the research community to further explore, understand, and refine the intricate dynamics of LLM behaviors.

Although large language models (LLMs) have achieved significant success, their vulnerability to adversarial perturbations, including recent jailbreak attacks, has raised considerable concerns. However, the increasing size of these models and their limited access make improving their robustness a challenging task. Among various defense strategies, randomized smoothing has shown great potential for LLMs, as it does not require full access to the model’s parameters or fine-tuning via adversarial training. However, randomized smoothing involves adding noise to the input before model prediction, and the final model’s robustness largely depends on the model’s performance on these noise-corrupted data. Its effectiveness is often limited by the model’s sub-optimal performance on noisy data. To address this issue, we propose to leverage the multitasking nature of LLMs to first denoise the noisy inputs and then to make predictions based on these denoised versions. We call this procedure self-denoised smoothing. Unlike previous denoised smoothing techniques in computer vision, which require training a separate model to enhance the robustness of LLMs, our method offers significantly better efficiency and flexibility. Our experimental results indicate that our method surpasses existing methods in both empirical and certified robustness in defending against adversarial attacks for both downstream tasks and human alignments (i.e., jailbreak attacks). Our code is publicly available at https://github.com/UCSB-NLP-Chang/SelfDenoise.

Finetuning large language models (LLMs) has been empirically effective on a variety of downstream tasks. Existing approaches to finetuning an LLM either focus on parameter-efficient finetuning, which only updates a small number of trainable parameters, or attempt to reduce the memory footprint during the training phase of the finetuning. Typically, the memory footprint during finetuning stems from three contributors: model weights, optimizer states, and intermediate activations. However, existing works still require considerable memory, and none can simultaneously mitigate the memory footprint of all three sources. In this paper, we present quantized side tuing (QST), which enables memory-efficient and fast finetuning of LLMs by operating through a dual-stage process. First, QST quantizes an LLM’s model weights into 4-bit to reduce the memory footprint of the LLM’s original weights. Second, QST introduces a side network separated from the LLM, which utilizes the hidden states of the LLM to make task-specific predictions. Using a separate side network avoids performing back-propagation through the LLM, thus reducing the memory requirement of the intermediate activations. Finally, QST leverages several low-rank adaptors and gradient-free downsample modules to significantly reduce the trainable parameters, so as to save the memory footprint of the optimizer states. Experiments show that QST can reduce the total memory footprint by up to 2.3× and speed up the finetuning process by up to 3× while achieving competent performance compared with the state-of-the-art. When it comes to full finetuning, QST can reduce the total memory footprint up to 7×.

Building Non-autoregressive (NAR) models in image captioning can fundamentally tackle the high inference latency of autoregressive models. However, existing NAR image captioning models are trained on maximum likelihood estimation, and suffer from their inherent multi-modality problem. Although constructing NAR models based on GANs can theoretically tackle this problem, existing GAN-based NAR models obtain poor performance when transferred to image captioning due to their incapacity of modeling complicated relations between images and text. To tackle this problem, we propose an Adversarial Non-autoregressive Transformer for Image Captioning (CaptionANT) by improving performance from two aspects: 1) modifying the model structure so as to be compatible with contrastive learning to effectively make use of unpaired samples; 2) integrating a reconstruction process to better utilize paired samples. By further combining with other effective techniques and our proposed lightweight structure, CaptionANT can better align input images and output text, and thus achieves new state-of-the-art performance for fully NAR models on the challenging MSCOCO dataset. More importantly, CaptionANT achieves a 26.72 times speedup compared to the autoregressive baseline with only 36.3% the number of parameters of the existing best fully NAR model for image captioning.

We revisit the multimodal entity and relation extraction from a translation point of view. Special attention is paid on the misalignment issue in text-image datasets which may mislead the learning. We are motivated by the fact that the cross-modal misalignment is a similar problem of cross-lingual divergence issue in machine translation. The problem can then be transformed and existing solutions can be borrowed by treating a text and its paired image as the translation to each other. We implement a multimodal back-translation using diffusion-based generative models for pseudo-paralleled pairs and a divergence estimator by constructing a high-resource corpora as a bridge for low-resource learners. Fine-grained confidence scores are generated to indicate both types and degrees of alignments with which better representations are obtained. The method has been validated in the experiments by outperforming 14 state-of-the-art methods in both entity and relation extraction tasks. The source code is available at https://github.com/thecharm/TMR.

Self-attention-based models have achieved remarkable progress in short-text mining. However, the quadratic computational complexities restrict their application in long text processing. Prior works have adopted the chunking strategy to divide long documents into chunks and stack a self-attention backbone with the recurrent structure to extract semantic representation. Such an approach disables parallelization of the attention mechanism, significantly increasing the training cost and raising hardware requirements. Revisiting the self-attention mechanism and the recurrent structure, this paper proposes a novel long-document encoding model, Recurrent Attention Network (RAN), to enable the recurrent operation of self-attention. Combining the advantages from both sides, the well-designed RAN is capable of extracting global semantics in both token-level and document-level representations, making it inherently compatible with both sequential and classification tasks, respectively. Furthermore, RAN is computationally scalable as it supports parallelization on long document processing. Extensive experiments demonstrate the long-text encoding ability of the proposed RAN model on both classification and sequential tasks, showing its potential for a wide range of applications.

Abstract Meaning Representation (AMR) is a semantic representation that can enhance natural language generation (NLG) by providing a logical semantic input. In this paper, we propose the AMR-TST, an AMR-based text style transfer (TST) technique. The AMR-TST converts the source text to an AMR graph and generates the transferred text based on the AMR graph modified by a TST policy named style rewriting. Our method combines both the explainability and diversity of explicit and implicit TST methods. The experiments show that the proposed method achieves state-of-the-art results compared with other baseline models in automatic and human evaluations. The generated transferred text in qualitative evaluation proves the AMR-TST have significant advantages in keeping semantic features and reducing hallucinations. To the best of our knowledge, this work is the first to apply the AMR method focusing on node-level features to the TST task.

Motivated by the success of T5 (Text-To-Text Transfer Transformer) in pre-trained natural language processing models, we propose a unified-modal SpeechT5 framework that explores the encoder-decoder pre-training for self-supervised speech/text representation learning. The SpeechT5 framework consists of a shared encoder-decoder network and six modal-specific (speech/text) pre/post-nets. After preprocessing the input speech/text through the pre-nets, the shared encoder-decoder network models the sequence-to-sequence transformation, and then the post-nets generate the output in the speech/text modality based on the output of the decoder. Leveraging large-scale unlabeled speech and text data, we pre-train SpeechT5 to learn a unified-modal representation, hoping to improve the modeling capability for both speech and text. To align the textual and speech information into this unified semantic space, we propose a cross-modal vector quantization approach that randomly mixes up speech/text states with latent units as the interface between encoder and decoder. Extensive evaluations show the superiority of the proposed SpeechT5 framework on a wide variety of spoken language processing tasks, including automatic speech recognition, speech synthesis, speech translation, voice conversion, speech enhancement, and speaker identification.

Unsupervised text style transfer aims to alter the underlying style of the text to a desired value while keeping its style-independent semantics, without the support of parallel training corpora. Existing methods struggle to achieve both high style conversion rate and low content loss, exhibiting the over-transfer and under-transfer problems. We attribute these problems to the conflicting driving forces of the style conversion goal and content preservation goal. In this paper, we propose a collaborative learning framework for unsupervised text style transfer using a pair of bidirectional decoders, one decoding from left to right while the other decoding from right to left. In our collaborative learning mechanism, each decoder is regularized by knowledge from its peer which has a different knowledge acquisition process. The difference is guaranteed by their opposite decoding directions and a distinguishability constraint. As a result, mutual knowledge distillation drives both decoders to a better optimum and alleviates the over-transfer and under-transfer problems. Experimental results on two benchmark datasets show that our framework achieves strong empirical results on both style compatibility and content preservation.

In this paper, we explore Non-AutoRegressive (NAR) decoding for unsupervised text style transfer. We first propose a base NAR model by directly adapting the common training scheme from its AutoRegressive (AR) counterpart. Despite the faster inference speed over the AR model, this NAR model sacrifices its transfer performance due to the lack of conditional dependence between output tokens. To this end, we investigate three techniques, i.e., knowledge distillation, contrastive learning, and iterative decoding, for performance enhancement. Experimental results on two benchmark datasets suggest that, although the base NAR model is generally inferior to AR decoding, their performance gap can be clearly narrowed when empowering NAR decoding with knowledge distillation, contrastive learning, and iterative decoding.

Emotion-cause pair extraction (ECPE) aims at extracting emotions and causes as pairs from documents, where each pair contains an emotion clause and a set of cause clauses. Existing approaches address the task by first extracting emotion and cause clauses via two binary classifiers separately, and then training another binary classifier to pair them up. However, the extracted emotion-cause pairs of different emotion types cannot be distinguished from each other through simple binary classifiers, which limits the applicability of the existing approaches. Moreover, such two-step approaches may suffer from possible cascading errors. In this paper, to address the first problem, we assign emotion type labels to emotion and cause clauses so that emotion-cause pairs of different emotion types can be easily distinguished. As for the second problem, we reformulate the ECPE task as a unified sequence labeling task, which can extract multiple emotion-cause pairs in an end-to-end fashion. We propose an approach composed of a convolution neural network for encoding neighboring information and two Bidirectional Long-Short Term Memory networks for two auxiliary tasks. Experiment results demonstrate the feasibility and effectiveness of our approaches.

Relation Classification (RC) plays an important role in natural language processing (NLP). Current conventional supervised and distantly supervised RC models always make a closed-world assumption which ignores the emergence of novel relations in open environment. To incrementally recognize the novel relations, current two solutions (i.e, re-training and lifelong learning) are designed but suffer from the lack of large-scale labeled data for novel relations. Meanwhile, prototypical network enjoys better performance on both fields of deep supervised learning and few-shot learning. However, it still suffers from the incompatible feature embedding problem when the novel relations come in. Motivated by them, we propose a two-phase prototypical network with prototype attention alignment and triplet loss to dynamically recognize the novel relations with a few support instances meanwhile without catastrophic forgetting. Extensive experiments are conducted to evaluate the effectiveness of our proposed model.

Entities are the major proportion and build up the topic of text summaries. Although existing text summarization models can produce promising results of automatic metrics, for example, ROUGE, it is difficult to guarantee that an entity is contained in generated summaries. In this paper, we propose a controllable abstractive sentence summarization model which generates summaries with guiding entities. Instead of generating summaries from left to right, we start with a selected entity, generate the left part first, then the right part of a complete summary. Compared to previous entity-based text summarization models, our method can ensure that entities appear in final output summaries rather than generating the complete sentence with implicit entity and article representations. Our model can also generate more novel entities with them incorporated into outputs directly. To evaluate the informativeness of the proposed model, we develop a fine-grained informativeness metrics in the relevance, extraness and omission perspectives. We conduct experiments in two widely-used sentence summarization datasets and experimental results show that our model outperforms the state-of-the-art methods in both automatic evaluation scores and informativeness metrics.

Mixed counting models that use the negative binomial distribution as the prior can well model over-dispersed and hierarchically dependent random variables; thus they have attracted much attention in mining dispersed document topics. However, the existing parameter inference method like Monte Carlo sampling is quite time-consuming. In this paper, we propose two efficient neural mixed counting models, i.e., the Negative Binomial-Neural Topic Model (NB-NTM) and the Gamma Negative Binomial-Neural Topic Model (GNB-NTM) for dispersed topic discovery. Neural variational inference algorithms are developed to infer model parameters by using the reparameterization of Gamma distribution and the Gaussian approximation of Poisson distribution. Experiments on real-world datasets indicate that our models outperform state-of-the-art baseline models in terms of perplexity and topic coherence. The results also validate that both NB-NTM and GNB-NTM can produce explainable intermediate variables by generating dispersed proportions of document topics.

Visual question answering aims to answer the natural language question about a given image. Existing graph-based methods only focus on the relations between objects in an image and neglect the importance of the syntactic dependency relations between words in a question. To simultaneously capture the relations between objects in an image and the syntactic dependency relations between words in a question, we propose a novel dual channel graph convolutional network (DC-GCN) for better combining visual and textual advantages. The DC-GCN model consists of three parts: an I-GCN module to capture the relations between objects in an image, a Q-GCN module to capture the syntactic dependency relations between words in a question, and an attention alignment module to align image representations and question representations. Experimental results show that our model achieves comparable performance with the state-of-the-art approaches.

The causal relationships between emotions and causes in text have recently received a lot of attention. Most of the existing works focus on the extraction of the causally related clauses from documents. However, none of these works has considered the possibility that the causal relationships among the extracted emotion and cause clauses may only be valid under a specific context, without which the extracted clauses may not be causally related. To address such an issue, we propose a new task of determining whether or not an input pair of emotion and cause has a valid causal relationship under different contexts, and construct a corresponding dataset via manual annotation and negative sampling based on an existing benchmark dataset. Furthermore, we propose a prediction aggregation module with low computational overhead to fine-tune the prediction results based on the characteristics of the input clauses. Experiments demonstrate the effectiveness and generality of our aggregation module.

Meta-embedding learning, which combines complementary information in different word embeddings, have shown superior performances across different Natural Language Processing tasks. However, domain-specific knowledge is still ignored by existing meta-embedding methods, which results in unstable performances across specific domains. Moreover, the importance of general and domain word embeddings is related to downstream tasks, how to regularize meta-embedding to adapt downstream tasks is an unsolved problem. In this paper, we propose a method to incorporate both domain-specific and task-oriented information into meta-embeddings. We conducted extensive experiments on four text classification datasets and the results show the effectiveness of our proposed method.

In Visual Question Answering, most existing approaches adopt the pipeline of representing an image via pre-trained CNNs, and then using the uninterpretable CNN features in conjunction with the question to predict the answer. Although such end-to-end models might report promising performance, they rarely provide any insight, apart from the answer, into the VQA process. In this work, we propose to break up the end-to-end VQA into two steps: explaining and reasoning, in an attempt towards a more explainable VQA by shedding light on the intermediate results between these two steps. To that end, we first extract attributes and generate descriptions as explanations for an image. Next, a reasoning module utilizes these explanations in place of the image to infer an answer. The advantages of such a breakdown include: (1) the attributes and captions can reflect what the system extracts from the image, thus can provide some insights for the predicted answer; (2) these intermediate results can help identify the inabilities of the image understanding or the answer inference part when the predicted answer is wrong. We conduct extensive experiments on a popular VQA dataset and our system achieves comparable performance with the baselines, yet with added benefits of explanability and the inherent ability to further improve with higher quality explanations.

This paper focuses on the task of noisy label aggregation in social media, where users with different social or culture backgrounds may annotate invalid or malicious tags for documents. To aggregate noisy labels at a small cost, a network framework is proposed by calculating the matching degree of a document’s topics and the annotators’ meta-data. Unlike using the back-propagation algorithm, a probabilistic inference approach is adopted to estimate network parameters. Finally, a new simulation method is designed for validating the effectiveness of the proposed framework in aggregating noisy labels.