Rahul Gupta

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2026

Large Language Models (LLMs) are evolving rapidly on code generation tasks. While it is important to evaluate their code generation accuracy, ensuring they follow responsible practices is equally critical. Some of the previous works use tools such as CodeQL to match patterns against Common Weakness Enumeration (CWE), suffering from high error rate, while others rely on human annotation to only focus on top CWE categories, limiting security coverage. We propose AutoSUIT Bench, which addresses these limitations through a paradigm to automate the vulnerable code benchmark creation with iterative auto validation. As a result, our benchmark covers 232 CWE categories across C/C++, Java, and Python languages and is designed to evaluate on four coding tasks: (i) code generation, (ii) generation with CWE context, (iii) security patching, and (iv) code completion. Upon benchmarking against LLMs, we found that functionality pass rate is consistently higher than vulnerability pass rate for all programming languages. One notable observation from our benchmark is that LLMs perform well on top CWEs while lacks on others down the list. This highlights the necessity of vulnerable code benchmarks with larger CWE coverage.
Recent work has shown that fine-tuning on insecure code data can trigger an emergent misalignment (EMA) phenomenon, where models generate malicious responses even to prompts unrelated to the original insecure code-writing task. Such cross-domain generalization of harmful behavior underscores the need for a deeper understanding of the algorithms, tasks, and datasets that induce emergent misalignment. In this work, we extend this study by demonstrating that emergent misalignment can also arise from narrow refusal unlearning in specific domains. We perform refusal unlearning on Cybersecurity and Safety concept, and evaluate EMA by monitoring refusal scores across seven responsible AI (RAI) domains, Cybersecurity, Safety, Toxicity, Bias, Sensitive Content, Medical/Legal, and Privacy. Our work shows that narrow domain unlearning can yield compliance responses for the targeted concept, however, it may also propagate EMA to unrelated domains. Among the two intervened concepts, Cybersecurity and Safety, we find that the safety concept can have larger EMA impact, i.e, causing lower refusal scores, across other unrelated domains such as bias. We observe this effect consistently across two model families, Mistral-7b-0.3v, and Qwen-7b-2.5. Further, we show that refusal unlearning augmented with cross-entropy loss function on a small set of retain data from the affected domains can largely, if not fully, restore alignment across the impacted domains while having lower refusal rate on the concept we perform unlearning on. To investigate the underlying causes of EMA, we analyze concept entanglements at the representation level via concept vectors. Our analysis reveals that concepts with higher representation similarity in earlier layers are more susceptible to EMA after intervention when the refusal stream is altered through targeted refusal unlearning.
Reinforcement Learning from Human Feedback (RLHF) is central to aligning Large Language Models (LLMs), yet it introduces a critical vulnerability: an imperfect Reward Model (RM) can become a single point of failure when it fails to penalize unsafe behaviors. While existing red-teaming approaches primarily target policy-level weaknesses, they overlook what we term systemic weaknesses cases where both the core LLM and the RM fail in tandem.We present ARES, a framework that systematically discovers and mitigates such dual vulnerabilities. ARES employs a “Safety Mentor” that dynamically composes semantically coherent adversarial prompts by combining structured component types (topics, personas, tactics, goals) and generates corresponding malicious and safe responses. This dual-targeting approach exposes weaknesses in both the core LLM and the RM simultaneously. Using the vulnerabilities gained, ARES implements a two-stage repair process: first fine-tuning the RM to better detect harmful content, then leveraging the improved RM to optimize the core model. Experiments across multiple adversarial safety benchmarks demonstrate that ARES substantially enhances safety robustness while preserving model capabilities, establishing a new paradigm for comprehensive RLHF safety alignment.
We introduce SWAN (Semantic Watermarking with Abstract Meaning Representation), a novel framework that embeds watermark signatures into the semantic structure of a sentence using Abstract Meaning Representation (AMR). In contrast to existing watermarking methods, which typically encode signatures by adjusting token selection preferences during text generation, SWAN embeds the signature directly in the sentence’s semantic representation. As the signature is encoded at the semantic structure level, any paraphrase that preserves meaning, automatically preserves the signature. SWAN is training-free: watermark injection is achieved by prompting an LLM to generate sentences guided by a selected AMR template while maintaining contextual coherence, and detection uses an off-the-shelf AMR parser followed by a simple one-proportion z-test. Empirical evaluation on the RealNews benchmark shows SWAN matches state-of-the-art detection performance on unaltered watermarked text, while significantly improving robustness against paraphrasing, increasing detection AUC by up to 13.9 percentage points compared to prior methods. These results demonstrate that SWAN’s approach of anchoring watermarks in AMR semantic structures provides a simple, effective, and prompt-based method for robust text provenance verification under paraphrasing, opening new avenues for semantic-level watermarking research.

2025

Warning: This paper contains offensive language.Ensuring that large language models (LLMs) do not generate harmful text is critical for their safe deployment. A common failure mode involves producing toxic responses to otherwise innocuous prompts. While various detoxification methods have been proposed, the underlying mechanisms that drive toxic generation in LLMs are not yet fully understood. Our work aims to provide a mechanistic understanding of toxic generation against innocuous-seeming adversarial prompts through the lens of memory localization. We find evidence of localization of toxic memories in the early Multilayer Perceptron (MLP) layers of GPT-2-XL. We further investigate the effects of editing and deleting these toxic memories in MLP layers to reduce toxic generation. Editing significantly reduces toxic generation, from 62.86% to 28.61%. However, this reduction comes with a trade-off in generation quality as perplexity increases from 78.18 on GPT2-XL against the adversarial prompts to 106.06 after editing. Localization-informed deletion achieves a better toxicity-perplexity tradeoff compared to random early layer editing, which reduces toxicity but leads to greater perplexity increases.
Large Language Model (LLM) unlearning has recently gained significant attention, driven by the need to remove unwanted information—such as private, sensitive, or copyrighted content—from trained models. However, conventional unlearning approaches indiscriminately update model parameters to forget all tokens in a target document, including common tokens (e.g., pronouns, prepositions, general nouns) that carry general knowledge. In this paper, we highlight that “not every token needs forgetting”. We propose Selective Unlearning (SU), which identifies a critical subset of tokens within the forgetting set that is relevant to the unwanted information, and unlearns only those tokens. Experiments on two benchmarks and six baseline unlearning algorithms demonstrate that SU not only achieves effective unlearning on the targeted forget data, but also significantly preserves the model’s utility in the retaining set.
Unlearning aims to remove copyrighted, sensitive, or private content from large language models (LLMs) without a full retraining. In this work, we develop a multi-task unlearning benchmark LUME that features three tasks: (1) unlearn synthetically generated creative short novels, (2) unlearn synthetic biographies with sensitive information, and (3) unlearn a collection of public biographies. We further release two fine-tuned LLMs of 1B and 7B parameter sizes as the target models. We conduct detailed evaluations of several recently-proposed algorithms and present results on carefully crafted metrics to understand their behavior and limitations.
Safety reasoning is a recent paradigm where LLMs reason over safety policies before generating responses, thereby mitigating limitations in existing safety measures such as over-refusal and jailbreak vulnerabilities. However, implementing this paradigm is challenging due to the resource-intensive process of creating high-quality policy-embedded chain-of-thought (CoT) datasets while ensuring reasoning remains accurate and free from hallucinations or policy conflicts. To tackle this, we propose AIDSAFE: Agentic Iterative Deliberation for Safety Reasoning, a novel data generation recipe that leverages multi-agent deliberation to iteratively expand reasoning on safety policies. A data refiner stage in AIDSAFE ensures high-quality outputs by eliminating repetitive, redundant, and deceptive thoughts. AIDSAFE-generated CoTs provide a strong foundation for supervised fine-tuning (SFT)-based safety training. Additionally, to address the need of preference data in alignment stages, such as DPO training, we introduce a supplemental recipe that uses belief augmentation to create distinct selected and rejected CoT samples. Our evaluations demonstrate that AIDSAFE-generated CoTs achieve superior policy adherence and reasoning quality. Consequently, we show that fine-tuning open-source LLMs on these CoTs can significantly improve safety generalization and jailbreak robustness while maintaining acceptable utility and over-refusal accuracy.
Large Language Models (LLMs) perform well on reasoning benchmarks but often fail when inputs alter slightly, raising concerns about the extent to which their success relies on memorization. This issue is especially acute in Chain-of-Thought (CoT) reasoning, where spurious memorized patterns can trigger intermediate errors that cascade into incorrect final answers. We introduce STIM, a novel framework for Source-aware Token-level Identification of Memorization, which attributes each token in a reasoning chain to one of multiple memorization sources – local, mid-range, or long-range – based on their statistical co-occurrence with the token in the pretraining corpus. Our token-level analysis across tasks and distributional settings reveals that models rely more on memorization in complex or long-tail cases, and that local memorization is often the dominant driver of errors, leading to up to 67% of wrong tokens. We also show that memorization scores from STIM can be effective in predicting the wrong tokens in the wrong reasoning step. STIM offers a powerful tool for diagnosing and improving model reasoning and can generalize to other structured step-wise generation tasks.

2024

We propose a constraint learning schema forfine-tuning Large Language Models (LLMs)with attribute control. Given a training corpusand control criteria formulated as a sequence-level constraint on model outputs, our methodfine-tunes the LLM on the training corpus whileenhancing constraint satisfaction with minimalimpact on its utility and generation quality.Specifically, our approach regularizes the LLMtraining by penalizing the KL divergence be-tween the desired output distribution, which sat-isfies the constraints, and the LLM’s posterior.This regularization term can be approximatedby an auxiliary model trained to decomposethe sequence-level constraints into token-levelguidance, allowing the term to be measuredby a closed-form formulation. To further im-prove efficiency, we design a parallel schemefor concurrently updating both the LLM andthe auxiliary model. We evaluate the empiricalperformance of our approach by controlling thetoxicity when training an LLM. We show thatour approach leads to an LLM that producesfewer inappropriate responses while achievingcompetitive performance on benchmarks and atoxicity detection task
In a plethora of recent work, large language models (LLMs) demonstrated impressive reasoning ability, but many proposed downstream reasoning tasks only focus on performance-wise evaluation. Two fundamental questions persist: 1) how consistent is the reasoning, and 2) can models detect unreliable reasoning? In this paper, we investigate self-contradictory (Self-Contra) reasoning, where the model reasoning does not support answers. To answer 1), we define and assess the Self-Contra rate across three datasets and delve into finer-grained categories of Self-Contra reasoning. We find that LLMs often contradict themselves in reasoning tasks involving contextual information understanding or commonsense. The model may generate correct answers by taking shortcuts in reasoning or overlooking contextual evidence, leading to compromised reasoning. For 2), we task the state-of-the-art model GPT-4 with identifying Self-Contra reasoning and finer-grained fallacies. We find that finer-grained aided detection can improve GPT-4’s ability to detect Self-Contra. However, it is only able to detect Self-Contra with a 52.2% F1 score, much lower compared to 66.7% for humans. Our results indicate that current LLMs lack the robustness necessary for reliable reasoning and we emphasize the urgent need for establishing best practices in comprehensive reasoning evaluations beyond pure performance-based metrics.
Data are crucial element in large language model (LLM) alignment. Recent studies have explored using LLMs for efficient data collection. However, LLM-generated data often suffers from quality issues, with underrepresented or absent aspects and low-quality datapoints. To address these problems, we propose Data Advisor, an enhanced LLM-based method for generating data that takes into account the characteristics of the desired dataset. Starting from a set of pre-defined principles in hand, Data Advisor monitors the status of the generated data, identifies weaknesses in the current dataset, and advises the next iteration of data generation accordingly. Data Advisor can be easily integrated into existing data generation methods to enhance data quality and coverage. Experiments on safety alignment of three representative LLMs (i.e., Mistral, Llama2, and Falcon) demonstrate the effectiveness of Data Advisor in enhancing model safety against various fine-grained safety issues without sacrificing model utility.
Warning: this paper contains content that may be inappropriate or offensive.As generative models become available for public use in various applications, testing and analyzing vulnerabilities of these models has become a priority. In this work, we propose an automatic red teaming framework that evaluates a given black-box model and exposes its vulnerabilities against unsafe and inappropriate content generation. Our framework uses in-context learning in a feedback loop to red team models and trigger them into unsafe content generation. In particular, taking text-to-image models as target models, we explore different feedback mechanisms to automatically learn effective and diverse adversarial prompts. Our experiments demonstrate that even with enhanced safety features, Stable Diffusion (SD) models are vulnerable to our adversarial prompts, raising concerns on their robustness in practical uses. Furthermore, we demonstrate that the proposed framework is effective for red teaming text-to-text models.

2022

Machine Learning (ML) systems are getting increasingly popular, and drive more and more applications and services in our daily life. Thishas led to growing concerns over user privacy, since human interaction data typically needs to be transmitted to the cloud in order to trainand improve such systems. Federated learning (FL) has recently emerged as a method for training ML models on edge devices using sensitive user data and is seen as a way to mitigate concerns over data privacy. However, since ML models are most commonly trained with label supervision, we need a way to extract labels on edge to make FL viable. In this work, we propose a strategy for training FL models using positive and negative user feedback. We also design a novel framework to study different noise patterns in user feedback, and explore how well standard noise-robust objectives can help mitigate this noise when training models in a federated setting. We evaluate our proposed training setup through detailed experiments on two text classification datasets and analyze the effects of varying levels of user reliability and feedback noise on model performance. We show that our method improves substantially over a self-training baseline, achieving performance closer to models trained with full supervision.
Training mixed-domain translation models is a complex task that demands tailored architec- tures and costly data preparation techniques. In this work, we leverage federated learning (FL) in order to tackle the problem. Our investiga- tion demonstrates that with slight modifications in the training process, neural machine trans- lation (NMT) engines can be easily adapted when an FL-based aggregation is applied to fuse different domains. Experimental results also show that engines built via FL are able to perform on par with state-of-the-art baselines that rely on centralized training techniques. We evaluate our hypothesis in the presence of five datasets with different sizes, from different domains, to translate from German into English and discuss how FL and NMT can mutually benefit from each other. In addition to provid- ing benchmarking results on the union of FL and NMT, we also propose a novel technique to dynamically control the communication band- width by selecting impactful parameters during FL updates. This is a significant achievement considering the large size of NMT engines that need to be exchanged between FL parties.
Use of synthetic data is rapidly emerging as a realistic alternative to manually annotating live traffic for industry-scale model building. Manual data annotation is slow, expensive and not preferred for meeting customer privacy expectations. Further, commercial natural language applications are required to support continuously evolving features as well as newly added experiences. To address these requirements, we propose a targeted synthetic data generation technique by inserting tokens into a given semantic signature. The generated data are used as additional training samples in the tasks of intent classification and named entity recognition. We evaluate on a real-world voice assistant dataset, and using only 33% of the available training set, we achieve the same accuracy as training with all available data. Further, we analyze the effects of data generation across varied real-world applications and propose heuristics that improve the task performance further.
Increasing concerns and regulations about data privacy and sparsity necessitate the study of privacy-preserving, decentralized learning methods for natural language processing (NLP) tasks. Federated learning (FL) provides promising approaches for a large number of clients (e.g., personal devices or organizations) to collaboratively learn a shared global model to benefit all clients while allowing users to keep their data locally. Despite interest in studying FL methods for NLP tasks, a systematic comparison and analysis is lacking in the literature. Herein, we present the FedNLP, a benchmarking framework for evaluating federated learning methods on four different task formulations: text classification, sequence tagging, question answering, and seq2seq. We propose a universal interface between Transformer-based language models (e.g., BERT, BART) and FL methods (e.g., FedAvg, FedOPT, etc.) under various non-IID partitioning strategies. Our extensive experiments with FedNLP provide empirical comparisons between FL methods and help us better understand the inherent challenges of this direction. The comprehensive analysis points to intriguing and exciting future research aimed at developing FL methods for NLP tasks.
Language models excel at generating coherent text, and model compression techniques such as knowledge distillation have enabled their use in resource-constrained settings. However, these models can be biased in multiple ways, including the unfounded association of male and female genders with gender-neutral professions. Therefore, knowledge distillation without any fairness constraints may preserve or exaggerate the teacher model’s biases onto the distilled model. To this end, we present a novel approach to mitigate gender disparity in text generation by learning a fair model during knowledge distillation. We propose two modifications to the base knowledge distillation based on counterfactual role reversal—modifying teacher probabilities and augmenting the training set. We evaluate gender polarity across professions in open-ended text generated from the resulting distilled and finetuned GPT–2 models and demonstrate a substantial reduction in gender disparity with only a minor compromise in utility. Finally, we observe that language models that reduce gender polarity in language generation do not improve embedding fairness or downstream classification fairness.
Multiple metrics have been introduced to measure fairness in various natural language processing tasks. These metrics can be roughly categorized into two categories: 1) extrinsic metrics for evaluating fairness in downstream applications and 2) intrinsic metrics for estimating fairness in upstream contextualized language representation models. In this paper, we conduct an extensive correlation study between intrinsic and extrinsic metrics across bias notions using 19 contextualized language models. We find that intrinsic and extrinsic metrics do not necessarily correlate in their original setting, even when correcting for metric misalignments, noise in evaluation datasets, and confounding factors such as experiment configuration for extrinsic metrics.
Natural Language Understanding (NLU) models can be trained on sensitive information such as phone numbers, zip-codes etc. Recent literature has focused on Model Inversion Attacks (ModIvA) that can extract training data from model parameters. In this work, we present a version of such an attack by extracting canaries inserted in NLU training data. In the attack, an adversary with open-box access to the model reconstructs the canaries contained in the model’s training set. We evaluate our approach by performing text completion on canaries and demonstrate that by using the prefix (non-sensitive) tokens of the canary, we can generate the full canary. As an example, our attack is able to reconstruct a four digit code in the training dataset of the NLU model with a probability of 0.5 in its best configuration. As countermeasures, we identify several defense mechanisms that, when combined, effectively eliminate the risk of ModIvA in our experiments.
With the rapid growth in language processing applications, fairness has emerged as an important consideration in data-driven solutions. Although various fairness definitions have been explored in the recent literature, there is lack of consensus on which metrics most accurately reflect the fairness of a system. In this work, we propose a new formulation – accumulated prediction sensitivity, which measures fairness in machine learning models based on the model’s prediction sensitivity to perturbations in input features. The metric attempts to quantify the extent to which a single prediction depends on a protected attribute, where the protected attribute encodes the membership status of an individual in a protected group. We show that the metric can be theoretically linked with a specific notion of group fairness (statistical parity) and individual fairness. It also correlates well with humans’ perception of fairness. We conduct experiments on two text classification datasets – Jigsaw Toxicity, and Bias in Bios, and evaluate the correlations between metrics and manual annotations on whether the model produced a fair outcome. We observe that the proposed fairness metric based on prediction sensitivity is statistically significantly more correlated with human annotation than the existing counterfactual fairness metric.