Recursive processing is considered a hallmark of human linguistic abilities. A recent study evaluated recursive processing in recurrent neural language models (RNN-LMs) and showed that such models perform below chance level on embedded dependencies within nested constructions – a prototypical example of recursion in natural language. Here, we study if state-of-the-art Transformer LMs do any better. We test eight different Transformer LMs on two different types of nested constructions, which differ in whether the embedded (inner) dependency is short or long range. We find that Transformers achieve near-perfect performance on short-range embedded dependencies, significantly better than previous results reported for RNN-LMs and humans. However, on long-range embedded dependencies, Transformers’ performance sharply drops below chance level. Remarkably, the addition of only three words to the embedded dependency caused Transformers to fall from near-perfect to below-chance performance. Taken together, our results reveal how brittle syntactic processing is in Transformers, compared to humans.

Recent work has shown that LSTMs trained on a generic language modeling objective capture syntax-sensitive generalizations such as long-distance number agreement. We have however no mechanistic understanding of how they accomplish this remarkable feat. Some have conjectured it depends on heuristics that do not truly take hierarchical structure into account. We present here a detailed study of the inner mechanics of number tracking in LSTMs at the single neuron level. We discover that long-distance number information is largely managed by two “number units”. Importantly, the behaviour of these units is partially controlled by other units independently shown to track syntactic structure. We conclude that LSTMs are, to some extent, implementing genuinely syntactic processing mechanisms, paving the way to a more general understanding of grammatical encoding in LSTMs.

Using the Entropy Reduction incremental complexity metric, we relate high gamma power signals from the brains of epileptic patients to incremental stages of syntactic analysis in English and French. We find that signals recorded intracranially from the anterior Inferior Temporal Sulcus (aITS) and the posterior Inferior Temporal Gyrus (pITG) correlate with word-by-word Entropy Reduction values derived from phrase structure grammars for those languages. In the anterior region, this correlation persists even in combination with surprisal co-predictors from PCFG and ngram models. The result confirms the idea that the brain’s temporal lobe houses a parsing function, one whose incremental processing difficulty profile reflects changes in grammatical uncertainty.