Xing Xie


2024

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CDEval: A Benchmark for Measuring the Cultural Dimensions of Large Language Models
Yuhang Wang | Yanxu Zhu | Chao Kong | Shuyu Wei | Xiaoyuan Yi | Xing Xie | Jitao Sang
Proceedings of the 2nd Workshop on Cross-Cultural Considerations in NLP

As the scaling of Large Language Models (LLMs) has dramatically enhanced their capabilities, there has been a growing focus on the alignment problem to ensure their responsible and ethical use. While existing alignment efforts predominantly concentrate on universal values such as the HHH principle, the aspect of culture, which is inherently pluralistic and diverse, has not received adequate attention. This work introduces a new benchmark, CDEval, aimed at evaluating the cultural dimensions of LLMs. CDEval is constructed by incorporating both GPT-4’s automated generation and human verification, covering six cultural dimensions across seven domains. Our comprehensive experiments provide intriguing insights into the culture of mainstream LLMs, highlighting both consistencies and variations across different dimensions and domains. The findings underscore the importance of integrating cultural considerations in LLM development, particularly for applications in diverse cultural settings. This benchmark serves as a valuable resource for cultural studies in LLMs, paving the way for more culturally aware and sensitive models.

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On the Vulnerability of Safety Alignment in Open-Access LLMs
Jingwei Yi | Rui Ye | Qisi Chen | Bin Zhu | Siheng Chen | Defu Lian | Guangzhong Sun | Xing Xie | Fangzhao Wu
Findings of the Association for Computational Linguistics: ACL 2024

Large language models (LLMs) possess immense capabilities but are susceptible to malicious exploitation. To mitigate the risk, safety alignment is employed to align LLMs with ethical standards. However, safety-aligned LLMs may remain vulnerable to carefully crafted jailbreak attacks, but these attacks often face high rejection rates and limited harmfulness. In this paper, we expose the vulnerabilities of safety alignment in open-access LLMs, which can significantly enhance the success rate and harmfulness of jailbreak attacks. Through reverse alignment, achieved by accessing model parameters, we show the feasibility of efficiently fine-tuning LLMs to undermine their inherent safeguards. We investigate two types of reverse alignment techniques: reverse supervised fine-tuning (RSFT) and reverse preference optimization (RPO). RSFT operates by supervising the fine-tuning of LLMs to reverse their inherent values. We also explore how to prepare data needed for RSFT. RPO optimizes LLMs to enhance their preference for harmful content, reversing the models’ safety alignment. Our extensive experiments reveal that open-access high-performance LLMs can be adeptly reverse-aligned to output harmful content, even in the absence of manually curated malicious datasets. Our research acts as a whistleblower for the community, emphasizing the need to pay more attention to safety of open-accessing LLMs. It also underscores the limitations of current safety alignment approaches and calls for research on robust safety alignment methods to counteract malicious fine-tuning attacks.

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Negating Negatives: Alignment with Human Negative Samples via Distributional Dispreference Optimization
Shitong Duan | Xiaoyuan Yi | Peng Zhang | Yan Liu | Zheng Liu | Tun Lu | Xing Xie | Ning Gu
Findings of the Association for Computational Linguistics: EMNLP 2024

Large language models (LLMs) have revolutionized the role of AI, yet pose potential social risks. To steer LLMs towards human preference, alignment technologies have been introduced and gained increasing attention. Nevertheless, existing methods heavily rely on high-quality positive-negative training pairs, suffering from noisy positive responses that are barely distinguishable from negative ones. Given recent LLMs’ proficiency in generating helpful responses, this work pivots towards a new research question: **can we achieve alignment using solely human-annotated negative samples, preserving helpfulness while reducing harmfulness?** For this purpose, we propose Distributional Dispreference Optimization (D2O), which maximizes the discrepancy between dispreferred responses and the generated non-negative ones. In this way, D2O effectively eschews harmful information without incorporating noisy positive samples, while avoiding collapse using self-generated responses as anchors. We demonstrate that D2O can be regarded as learning a distributional preference model reflecting human dispreference against negative responses, which is theoretically an upper bound of the instance-level DPO. Extensive experiments manifest that our method achieves comparable generation quality and surpasses the latest strong baselines in producing less harmful and more informative responses with better training stability and faster convergence.

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Value FULCRA: Mapping Large Language Models to the Multidimensional Spectrum of Basic Human Value
Jing Yao | Xiaoyuan Yi | Yifan Gong | Xiting Wang | Xing Xie
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

Value alignment is crucial for the responsible development of Large Language Models (LLMs). However, how to define values in this context remains largely unexplored. Existing work mainly specifies values as risk criteria formulated in the AI community, e.g., fairness and privacy protection, suffering from poor clarity, adaptability and transparency. Leveraging basic values established in humanity and social science that are compatible with values across cultures, this paper introduces a novel value space spanned by multiple basic value dimensions and proposes BaseAlign, a corresponding value alignment paradigm. Applying the representative Schwartz’s Theory of Basic Values as an instantiation, we construct FULCRA, a dataset consisting of 20k (LLM output, value vector) pairs. LLMs’ outputs are mapped into the K-dim value space beyond simple binary labels, by identifying their underlying priorities for these value dimensions. Extensive analysis and experiments on FULCRA: (1) reveal the essential relation between basic values and LLMs’ behaviors, (2) demonstrate that our paradigm with basic values not only covers existing risks but also anticipates the unidentified ones, and (3) manifest BaseAlign’s superiority in alignment performance with less data, paving the way for addressing the above three challenges.

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KIEval: A Knowledge-grounded Interactive Evaluation Framework for Large Language Models
Zhuohao Yu | Chang Gao | Wenjin Yao | Yidong Wang | Wei Ye | Jindong Wang | Xing Xie | Yue Zhang | Shikun Zhang
Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Automatic evaluation methods for large language models (LLMs) are hindered by data contamination, leading to inflated assessments of their effectiveness. Existing strategies, which aim to detect contaminated texts, focus on quantifying contamination status instead of accurately gauging model performance. In this paper, we introduce KIEval, a Knowledge-grounded Interactive Evaluation framework, which incorporates an LLM-powered “interactor” role for the first time to accomplish a dynamic contamination-resilient evaluation. Starting with a question in a conventional LLM benchmark involving domain-specific knowledge, KIEval utilizes dynamically generated, multi-round, and knowledge-focused dialogues to determine whether a model’s response is merely a recall of benchmark answers or demonstrates a deep comprehension to apply knowledge in more complex conversations. Extensive experiments on seven leading LLMs across five datasets validate KIEval’s effectiveness and generalization. We also reveal that data contamination brings no contribution or even negative effect to models’ real-world applicability and understanding, and existing contamination detection methods for LLMs can only identify contamination in pre-training but not during supervised fine-tuning.

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Aligning Large Language Models for Controllable Recommendations
Wensheng Lu | Jianxun Lian | Wei Zhang | Guanghua Li | Mingyang Zhou | Hao Liao | Xing Xie
Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Inspired by the exceptional general intelligence of Large Language Models (LLMs), researchers have begun to explore their application in pioneering the next generation of recommender systems — systems that are conversational, explainable, and controllable. However, existing literature primarily concentrates on integrating domain-specific knowledge into LLMs to enhance accuracy using a fixed task template, often overlooking the diversity of recommendation tasks and the ability of LLMs to follow recommendation-specific instructions. To address this gap, we first introduce a collection of supervised learning tasks, augmented with labels derived from a conventional recommender model, aimed at explicitly improving LLMs’ proficiency in adhering to recommendation-specific instructions. Next, we propose a reinforcement learning-based alignment procedure to enhance LLMs’ generalization ability. Extensive experiments on two real-world datasets demonstrate that our approach significantly improves the capability of LLMs to respond to instructions within recommender systems, reducing formatting errors while maintaining a high level of accuracy.

2023

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To Copy Rather Than Memorize: A Vertical Learning Paradigm for Knowledge Graph Completion
Rui Li | Xu Chen | Chaozhuo Li | Yanming Shen | Jianan Zhao | Yujing Wang | Weihao Han | Hao Sun | Weiwei Deng | Qi Zhang | Xing Xie
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Embedding models have shown great power in knowledge graph completion (KGC) task. By learning structural constraints for each training triple, these methods implicitly memorize intrinsic relation rules to infer missing links. However, this paper points out that the multi-hop relation rules are hard to be reliably memorized due to the inherent deficiencies of such implicit memorization strategy, making embedding models underperform in predicting links between distant entity pairs. To alleviate this problem, we present Vertical Learning Paradigm (VLP), which extends embedding models by allowing to explicitly copy target information from related factual triples for more accurate prediction. Rather than solely relying on the implicit memory, VLP directly provides additional cues to improve the generalization ability of embedding models, especially making the distant link prediction significantly easier. Moreover, we also propose a novel relative distance based negative sampling technique (ReD) for more effective optimization. Experiments demonstrate the validity and generality of our proposals on two standard benchmarks. Our code is available at https://github.com/rui9812/VLP.

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Are You Copying My Model? Protecting the Copyright of Large Language Models for EaaS via Backdoor Watermark
Wenjun Peng | Jingwei Yi | Fangzhao Wu | Shangxi Wu | Bin Bin Zhu | Lingjuan Lyu | Binxing Jiao | Tong Xu | Guangzhong Sun | Xing Xie
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Large language models (LLMs) have demonstrated powerful capabilities in both text understanding and generation. Companies have begun to offer Embedding as a Service (EaaS) based on these LLMs, which can benefit various natural language processing (NLP) tasks for customers. However, previous studies have shown that EaaS is vulnerable to model extraction attacks, which can cause significant losses for the owners of LLMs, as training these models is extremely expensive. To protect the copyright of LLMs for EaaS, we propose an Embedding Watermark method called {pasted macro ‘METHOD’} that implants backdoors on embeddings. Our method selects a group of moderate-frequency words from a general text corpus to form a trigger set, then selects a target embedding as the watermark, and inserts it into the embeddings of texts containing trigger words as the backdoor. The weight of insertion is proportional to the number of trigger words included in the text. This allows the watermark backdoor to be effectively transferred to EaaS-stealer’s model for copyright verification while minimizing the adverse impact on the original embeddings’ utility. Our extensive experiments on various datasets show that our method can effectively protect the copyright of EaaS models without compromising service quality. Our code is available at https://github.com/yjw1029/EmbMarker.

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DuNST: Dual Noisy Self Training for Semi-Supervised Controllable Text Generation
Yuxi Feng | Xiaoyuan Yi | Xiting Wang | Laks Lakshmanan, V.S. | Xing Xie
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Self-training (ST) has prospered again in language understanding by augmenting the fine-tuning of big pre-trained models when labeled data is insufficient. However, it remains challenging to incorporate ST into attribute-controllable language generation. Augmented only by self-generated pseudo text, generation models over-exploit the previously learned text space and fail to explore a larger one, suffering from a restricted generalization boundary and limited controllability. In this work, we propose DuNST, a novel ST framework to tackle these problems. DuNST jointly models text generation and classification as a dual process and further perturbs and escapes from the collapsed space by adding two kinds of flexible noise. In this way, our model could construct and utilize both pseudo text generated from given labels and pseudo labels predicted from available unlabeled text, which are gradually refined during the ST phase. We theoretically demonstrate that DuNST can be regarded as enhancing the exploration of the potentially larger real text space while maintaining exploitation, guaranteeing improved performance. Experiments on three controllable generation tasks show that DuNST significantly boosts control accuracy with comparable generation fluency and diversity against several strong baselines.

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GLUE-X: Evaluating Natural Language Understanding Models from an Out-of-Distribution Generalization Perspective
Linyi Yang | Shuibai Zhang | Libo Qin | Yafu Li | Yidong Wang | Hanmeng Liu | Jindong Wang | Xing Xie | Yue Zhang
Findings of the Association for Computational Linguistics: ACL 2023

Pre-trained language models (PLMs) are known to improve the generalization performance of natural language understanding models by leveraging large amounts of data during the pre-training phase. However, the out-of-distribution (OOD) generalization problem remains a challenge in many NLP tasks, limiting the real-world deployment of these methods. This paper presents the first attempt at creating a unified benchmark named GLUE-X for evaluating OOD robustness in NLP models, highlighting the importance of OOD robustness and providing insights on how to measure the robustness of a model and how to improve it. The benchmark includes 13 publicly available datasets for OOD testing, and evaluations are conducted on 8 classic NLP tasks over 21 popularly used PLMs. Our findings confirm the need for improved OOD accuracy in NLP tasks, as significant performance degradation was observed in all settings compared to in-distribution (ID) accuracy.

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ToViLaG: Your Visual-Language Generative Model is Also An Evildoer
Xinpeng Wang | Xiaoyuan Yi | Han Jiang | Shanlin Zhou | Zhihua Wei | Xing Xie
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

Recent large-scale Visual-Language Generative Models (VLGMs) have achieved unprecedented improvement in multimodal image/text generation. However, these models might also generate toxic content, e.g., offensive text and pornography images, raising significant ethical risks. Despite exhaustive studies on toxic degeneration of language models, this problem remains largely unexplored within the context of visual-language generation. This work delves into the propensity for toxicity generation and susceptibility to toxic data across various VLGMs. For this purpose, we built ToViLaG, a dataset comprising 32K co-toxic/mono-toxic text-image pairs and 1K innocuous but evocative text that tends to stimulate toxicity. Furthermore, we propose WInToRe, a novel toxicity metric tailored to visual-language generation, which theoretically reflects different aspects of toxicity considering both input and output. On such a basis, we benchmarked the toxicity of a diverse spectrum of VLGMs and discovered that some models do more evil than expected while some are more vulnerable to infection, underscoring the necessity of VLGMs detoxification. Therefore, we develop an innovative bottleneck-based detoxification method. Our method could reduce toxicity while maintaining comparable generation quality, providing a promising initial solution to this line of research.

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Longtriever: a Pre-trained Long Text Encoder for Dense Document Retrieval
Junhan Yang | Zheng Liu | Chaozhuo Li | Guangzhong Sun | Xing Xie
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

Pre-trained language models (PLMs) have achieved the preeminent position in dense retrieval due to their powerful capacity in modeling intrinsic semantics. However, most existing PLM-based retrieval models encounter substantial computational costs and are infeasible for processing long documents. In this paper, a novel retrieval model Longtriever is proposed to embrace three core challenges of long document retrieval: substantial computational cost, incomprehensive document understanding, and scarce annotations. Longtriever splits long documents into short blocks and then efficiently models the local semantics within a block and the global context semantics across blocks in a tightly-coupled manner. A pre-training phase is further proposed to empower Longtriever to achieve a better understanding of underlying semantic correlations. Experimental results on two popular benchmark datasets demonstrate the superiority of our proposal.

2022

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Fuse It More Deeply! A Variational Transformer with Layer-Wise Latent Variable Inference for Text Generation
Jinyi Hu | Xiaoyuan Yi | Wenhao Li | Maosong Sun | Xing Xie
Proceedings of the 2022 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

The past several years have witnessed Variational Auto-Encoder’s superiority in various text generation tasks. However, due to the sequential nature of the text, auto-regressive decoders tend to ignore latent variables and then reduce to simple language models, known as the KL vanishing problem, which would further deteriorate when VAE is combined with Transformer-based structures. To ameliorate this problem, we propose Della, a novel variational Transformer framework. Della learns a series of layer-wise latent variables with each inferred from those of lower layers and tightly coupled with the hidden states by low-rank tensor product. In this way, Della forces these posterior latent variables to be fused deeply with the whole computation path and hence incorporate more information. We theoretically demonstrate that our method can be regarded as entangling latent variables to avoid posterior information decrease through layers, enabling Della to get higher non-zero KL values even without any annealing or thresholding tricks. Experiments on four unconditional and three conditional generation tasks show that Della could better alleviate KL vanishing and improve both quality and diversity compared to several strong baselines.

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Effective and Efficient Query-aware Snippet Extraction for Web Search
Jingwei Yi | Fangzhao Wu | Chuhan Wu | Xiaolong Huang | Binxing Jiao | Guangzhong Sun | Xing Xie
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

Query-aware webpage snippet extraction is widely used in search engines to help users better understand the content of the returned webpages before clicking. The extracted snippet is expected to summarize the webpage in the context of the input query. Existing snippet extraction methods mainly rely on handcrafted features of overlapping words, which cannot capture deep semantic relationships between the query and webpages. Another idea is to extract the sentences which are most relevant to queries as snippets with existing text matching methods. However, these methods ignore the contextual information of webpages, which may be sub-optimal. In this paper, we propose an effective query-aware webpage snippet extraction method named DeepQSE. In DeepQSE, the concatenation of title, query and each candidate sentence serves as an input of query-aware sentence encoder, aiming to capture the fine-grained relevance between the query and sentences. Then, these query-aware sentence representations are modeled jointly through a document-aware relevance encoder to capture contextual information of the webpage. Since the query and each sentence are jointly modeled in DeepQSE, its online inference may be slow. Thus, we further propose an efficient version of DeepQSE, named Efficient-DeepQSE, which can significantly improve the inference speed of DeepQSE without affecting its performance. The core idea of Efficient-DeepQSE is to decompose the query-aware snippet extraction task into two stages, i.e., a coarse-grained candidate sentence selection stage where sentence representations can be cached, and a fine-grained relevance modeling stage. Experiments on two datasets validate the effectiveness and efficiency of our methods.

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A Joint Learning Framework for Restaurant Survival Prediction and Explanation
Xin Li | Xiaojie Zhang | Peng JiaHao | Rui Mao | Mingyang Zhou | Xing Xie | Hao Liao
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

The bloom of the Internet and the recent breakthroughs in deep learning techniques open a new door to AI for E-commence, with a trend of evolving from using a few financial factors such as liquidity and profitability to using more advanced AI techniques to process complex and multi-modal data. In this paper, we tackle the practical problem of restaurant survival prediction. We argue that traditional methods ignore two essential respects, which are very helpful for the task: 1) modeling customer reviews and 2) jointly considering status prediction and result explanation. Thus, we propose a novel joint learning framework for explainable restaurant survival prediction based on the multi-modal data of user-restaurant interactions and users’ textual reviews. Moreover, we design a graph neural network to capture the high-order interactions and design a co-attention mechanism to capture the most informative and meaningful signal from noisy textual reviews. Our results on two datasets show a significant and consistent improvement over the SOTA techniques (average 6.8% improvement in prediction and 45.3% improvement in explanation).

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RAPO: An Adaptive Ranking Paradigm for Bilingual Lexicon Induction
Zhoujin Tian | Chaozhuo Li | Shuo Ren | Zhiqiang Zuo | Zengxuan Wen | Xinyue Hu | Xiao Han | Haizhen Huang | Denvy Deng | Qi Zhang | Xing Xie
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

Bilingual lexicon induction induces the word translations by aligning independently trained word embeddings in two languages. Existing approaches generally focus on minimizing the distances between words in the aligned pairs, while suffering from low discriminative capability to distinguish the relative orders between positive and negative candidates. In addition, the mapping function is globally shared by all words, whose performance might be hindered by the deviations in the distributions of different languages. In this work, we propose a novel ranking-oriented induction model RAPO to learn personalized mapping function for each word. RAPO is capable of enjoying the merits from the unique characteristics of a single word and the cross-language isomorphism simultaneously. Extensive experimental results on public datasets including both rich-resource and low-resource languages demonstrate the superiority of our proposal. Our code is publicly available in https://github.com/Jlfj345wf/RAPO.

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Evade the Trap of Mediocrity: Promoting Diversity and Novelty in Text Generation via Concentrating Attention
Wenhao Li | Xiaoyuan Yi | Jinyi Hu | Maosong Sun | Xing Xie
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

Recently, powerful Transformer architectures have proven superior in generating high-quality sentences. Nevertheless, these models tend to produce dull high-frequency phrases, severely hurting the diversity and novelty of generated text. In this work, we dig into the intrinsic mechanism of this problem and found that sparser attention values in Transformer could improve diversity. To understand such a phenomenon, we first conduct both empirical and theoretical analysis and then attribute it to representation degeneration caused by the attentive mixture of the hidden states during training. We term this process the Trap of Mediocrity. To escape from such a trap, we introduce a novel attention regularization loss to control the sharpness of the attention distribution, which is transparent to model structures and can be easily implemented within 20 lines of python code. We prove that this method could be mathematically regarded as learning a Bayesian approximation of posterior attention. Experiments show that our method improved the diversity and novelty of the generated text while maintaining comparable quality on a variety of conditional and unconditional generation tasks.

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Generating Multiple-Length Summaries via Reinforcement Learning for Unsupervised Sentence Summarization
Dongmin Hyun | Xiting Wang | Chayoung Park | Xing Xie | Hwanjo Yu
Findings of the Association for Computational Linguistics: EMNLP 2022

Sentence summarization shortens given texts while maintaining core contents of the texts. Unsupervised approaches have been studied to summarize texts without ground-truth summaries. However, recent unsupervised models are extractive, which remove words from texts and thus they are less flexible than abstractive summarization. In this work, we devise an abstractive model based on reinforcement learning without ground-truth summaries. We formulate the unsupervised summarization based on the Markov decision process with rewards representing the summary quality. To further enhance the summary quality, we develop a multi-summary learning mechanism that generates multiple summaries with varying lengths for a given text, while making the summaries mutually enhance each other. Experimental results show that the proposed model substantially outperforms both abstractive and extractive models, yet frequently generating new words not contained in input texts.

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Recurrence Boosts Diversity! Revisiting Recurrent Latent Variable in Transformer-Based Variational AutoEncoder for Diverse Text Generation
Jinyi Hu | Xiaoyuan Yi | Wenhao Li | Maosong Sun | Xing Xie
Findings of the Association for Computational Linguistics: EMNLP 2022

Variational Auto-Encoder (VAE) has been widely adopted in text generation. Among many variants, recurrent VAE learns token-wise latent variables with each conditioned on the preceding ones, which captures sequential variability better in the era of RNN. However, it is unclear how to incorporate such recurrent dynamics into the recently dominant Transformer due to its parallelism. In this work, we propose TRACE, a Transformer-based recurrent VAE structure. TRACE imposes recurrence on segment-wise latent variables with arbitrarily separated text segments and constructs the posterior distribution with residual parameterization. Besides, we design an acceleration method by approximating idempotent matrices, which allows parallelism while maintaining the conditional dependence of latent variables. We demonstrate that TRACE could deduce a non-zero lower bound of the KL term and enhance the entanglement of each segment and preceding latent variables, providing a theoretical guarantee of generation diversity. Experiments on two unconditional and one conditional generation task show that TRACE achieves significantly improved diversity while maintaining satisfactory generation quality.

2021

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PENS: A Dataset and Generic Framework for Personalized News Headline Generation
Xiang Ao | Xiting Wang | Ling Luo | Ying Qiao | Qing He | Xing Xie
Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

In this paper, we formulate the personalized news headline generation problem whose goal is to output a user-specific title based on both a user’s reading interests and a candidate news body to be exposed to her. To build up a benchmark for this problem, we publicize a large-scale dataset named PENS (PErsonalized News headlineS). The training set is collected from user impressions logs of Microsoft News, and the test set is manually created by hundreds of native speakers to enable a fair testbed for evaluating models in an offline mode. We propose a generic framework as a preparatory solution to our problem. At its heart, user preference is learned by leveraging the user behavioral data, and three kinds of user preference injections are proposed to personalize a text generator and establish personalized headlines. We investigate our dataset by implementing several state-of-the-art user modeling methods in our framework to demonstrate a benchmark score for the proposed dataset. The dataset is available at https://msnews.github.io/pens.html.

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HieRec: Hierarchical User Interest Modeling for Personalized News Recommendation
Tao Qi | Fangzhao Wu | Chuhan Wu | Peiru Yang | Yang Yu | Xing Xie | Yongfeng Huang
Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

User interest modeling is critical for personalized news recommendation. Existing news recommendation methods usually learn a single user embedding for each user from their previous behaviors to represent their overall interest. However, user interest is usually diverse and multi-grained, which is difficult to be accurately modeled by a single user embedding. In this paper, we propose a news recommendation method with hierarchical user interest modeling, named HieRec. Instead of a single user embedding, in our method each user is represented in a hierarchical interest tree to better capture their diverse and multi-grained interest in news. We use a three-level hierarchy to represent 1) overall user interest; 2) user interest in coarse-grained topics like sports; and 3) user interest in fine-grained topics like football. Moreover, we propose a hierarchical user interest matching framework to match candidate news with different levels of user interest for more accurate user interest targeting. Extensive experiments on two real-world datasets validate our method can effectively improve the performance of user modeling for personalized news recommendation.

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Uni-FedRec: A Unified Privacy-Preserving News Recommendation Framework for Model Training and Online Serving
Tao Qi | Fangzhao Wu | Chuhan Wu | Yongfeng Huang | Xing Xie
Findings of the Association for Computational Linguistics: EMNLP 2021

News recommendation techniques can help users on news platforms obtain their preferred news information. Most existing news recommendation methods rely on centrally stored user behavior data to train models and serve users. However, user data is usually highly privacy-sensitive, and centrally storing them in the news platform may raise privacy concerns and risks. In this paper, we propose a unified news recommendation framework, which can utilize user data locally stored in user clients to train models and serve users in a privacy-preserving way. Following a widely used paradigm in real-world recommender systems, our framework contains a stage for candidate news generation (i.e., recall) and a stage for candidate news ranking (i.e., ranking). At the recall stage, each client locally learns multiple interest representations from clicked news to comprehensively model user interests. These representations are uploaded to the server to recall candidate news from a large news pool, which are further distributed to the user client at the ranking stage for personalized news display. In addition, we propose an interest decomposer-aggregator method with perturbation noise to better protect private user information encoded in user interest representations. Besides, we collaboratively train both recall and ranking models on the data decentralized in a large number of user clients in a privacy-preserving way. Experiments on two real-world news datasets show that our method can outperform baseline methods and effectively protect user privacy.

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Leveraging Bidding Graphs for Advertiser-Aware Relevance Modeling in Sponsored Search
Shuxian Bi | Chaozhuo Li | Xiao Han | Zheng Liu | Xing Xie | Haizhen Huang | Zengxuan Wen
Findings of the Association for Computational Linguistics: EMNLP 2021

Recently, sponsored search has become one of the most lucrative channels for marketing. As the fundamental basis of sponsored search, relevance modeling has attracted increasing attention due to the tremendous practical value. Most existing methods solely rely on the query-keyword pairs. However, keywords are usually short texts with scarce semantic information, which may not precisely reflect the underlying advertising intents. In this paper, we investigate the novel problem of advertiser-aware relevance modeling, which leverages the advertisers’ information to bridge the gap between the search intents and advertising purposes. Our motivation lies in incorporating the unsupervised bidding behaviors as the complementary graphs to learn desirable advertiser representations. We further propose a Bidding-Graph augmented Triple-based Relevance model BGTR with three towers to deeply fuse the bidding graphs and semantic textual data. Empirically, we evaluate the BGTR model over a large industry dataset, and the experimental results consistently demonstrate its superiority.

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Efficient-FedRec: Efficient Federated Learning Framework for Privacy-Preserving News Recommendation
Jingwei Yi | Fangzhao Wu | Chuhan Wu | Ruixuan Liu | Guangzhong Sun | Xing Xie
Proceedings of the 2021 Conference on Empirical Methods in Natural Language Processing

News recommendation is critical for personalized news access. Most existing news recommendation methods rely on centralized storage of users’ historical news click behavior data, which may lead to privacy concerns and hazards. Federated Learning is a privacy-preserving framework for multiple clients to collaboratively train models without sharing their private data. However, the computation and communication cost of directly learning many existing news recommendation models in a federated way are unacceptable for user clients. In this paper, we propose an efficient federated learning framework for privacy-preserving news recommendation. Instead of training and communicating the whole model, we decompose the news recommendation model into a large news model maintained in the server and a light-weight user model shared on both server and clients, where news representations and user model are communicated between server and clients. More specifically, the clients request the user model and news representations from the server, and send their locally computed gradients to the server for aggregation. The server updates its global user model with the aggregated gradients, and further updates its news model to infer updated news representations. Since the local gradients may contain private information, we propose a secure aggregation method to aggregate gradients in a privacy-preserving way. Experiments on two real-world datasets show that our method can reduce the computation and communication cost on clients while keep promising model performance.

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Matching-oriented Embedding Quantization For Ad-hoc Retrieval
Shitao Xiao | Zheng Liu | Yingxia Shao | Defu Lian | Xing Xie
Proceedings of the 2021 Conference on Empirical Methods in Natural Language Processing

Product quantization (PQ) is a widely used technique for ad-hoc retrieval. Recent studies propose supervised PQ, where the embedding and quantization models can be jointly trained with supervised learning. However, there is a lack of appropriate formulation of the joint training objective; thus, the improvements over previous non-supervised baselines are limited in reality. In this work, we propose the Matching-oriented Product Quantization (MoPQ), where a novel objective Multinoulli Contrastive Loss (MCL) is formulated. With the minimization of MCL, we are able to maximize the matching probability of query and ground-truth key, which contributes to the optimal retrieval accuracy. Given that the exact computation of MCL is intractable due to the demand of vast contrastive samples, we further propose the Differentiable Cross-device Sampling (DCS), which significantly augments the contrastive samples for precise approximation of MCL. We conduct extensive experimental studies on four real-world datasets, whose results verify the effectiveness of MoPQ. The code is available at https://github.com/microsoft/MoPQ.

2020

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Fine-grained Interest Matching for Neural News Recommendation
Heyuan Wang | Fangzhao Wu | Zheng Liu | Xing Xie
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics

Personalized news recommendation is a critical technology to improve users’ online news reading experience. The core of news recommendation is accurate matching between user’s interests and candidate news. The same user usually has diverse interests that are reflected in different news she has browsed. Meanwhile, important semantic features of news are implied in text segments of different granularities. Existing studies generally represent each user as a single vector and then match the candidate news vector, which may lose fine-grained information for recommendation. In this paper, we propose FIM, a Fine-grained Interest Matching method for neural news recommendation. Instead of aggregating user’s all historical browsed news into a unified vector, we hierarchically construct multi-level representations for each news via stacked dilated convolutions. Then we perform fine-grained matching between segment pairs of each browsed news and the candidate news at each semantic level. High-order salient signals are then identified by resembling the hierarchy of image recognition for final click prediction. Extensive experiments on a real-world dataset from MSN news validate the effectiveness of our model on news recommendation.

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MIND: A Large-scale Dataset for News Recommendation
Fangzhao Wu | Ying Qiao | Jiun-Hung Chen | Chuhan Wu | Tao Qi | Jianxun Lian | Danyang Liu | Xing Xie | Jianfeng Gao | Winnie Wu | Ming Zhou
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics

News recommendation is an important technique for personalized news service. Compared with product and movie recommendations which have been comprehensively studied, the research on news recommendation is much more limited, mainly due to the lack of a high-quality benchmark dataset. In this paper, we present a large-scale dataset named MIND for news recommendation. Constructed from the user click logs of Microsoft News, MIND contains 1 million users and more than 160k English news articles, each of which has rich textual content such as title, abstract and body. We demonstrate MIND a good testbed for news recommendation through a comparative study of several state-of-the-art news recommendation methods which are originally developed on different proprietary datasets. Our results show the performance of news recommendation highly relies on the quality of news content understanding and user interest modeling. Many natural language processing techniques such as effective text representation methods and pre-trained language models can effectively improve the performance of news recommendation. The MIND dataset will be available at https://msnews.github.io.

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Graph Neural News Recommendation with Unsupervised Preference Disentanglement
Linmei Hu | Siyong Xu | Chen Li | Cheng Yang | Chuan Shi | Nan Duan | Xing Xie | Ming Zhou
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics

With the explosion of news information, personalized news recommendation has become very important for users to quickly find their interested contents. Most existing methods usually learn the representations of users and news from news contents for recommendation. However, they seldom consider high-order connectivity underlying the user-news interactions. Moreover, existing methods failed to disentangle a user’s latent preference factors which cause her clicks on different news. In this paper, we model the user-news interactions as a bipartite graph and propose a novel Graph Neural News Recommendation model with Unsupervised Preference Disentanglement, named GNUD. Our model can encode high-order relationships into user and news representations by information propagation along the graph. Furthermore, the learned representations are disentangled with latent preference factors by a neighborhood routing algorithm, which can enhance expressiveness and interpretability. A preference regularizer is also designed to force each disentangled subspace to independently reflect an isolated preference, improving the quality of the disentangled representations. Experimental results on real-world news datasets demonstrate that our proposed model can effectively improve the performance of news recommendation and outperform state-of-the-art news recommendation methods.

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Privacy-Preserving News Recommendation Model Learning
Tao Qi | Fangzhao Wu | Chuhan Wu | Yongfeng Huang | Xing Xie
Findings of the Association for Computational Linguistics: EMNLP 2020

News recommendation aims to display news articles to users based on their personal interest. Existing news recommendation methods rely on centralized storage of user behavior data for model training, which may lead to privacy concerns and risks due to the privacy-sensitive nature of user behaviors. In this paper, we propose a privacy-preserving method for news recommendation model training based on federated learning, where the user behavior data is locally stored on user devices. Our method can leverage the useful information in the behaviors of massive number users to train accurate news recommendation models and meanwhile remove the need of centralized storage of them. More specifically, on each user device we keep a local copy of the news recommendation model, and compute gradients of the local model based on the user behaviors in this device. The local gradients from a group of randomly selected users are uploaded to server, which are further aggregated to update the global model in the server. Since the model gradients may contain some implicit private information, we apply local differential privacy (LDP) to them before uploading for better privacy protection. The updated global model is then distributed to each user device for local model update. We repeat this process for multiple rounds. Extensive experiments on a real-world dataset show the effectiveness of our method in news recommendation model training with privacy protection.

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PTUM: Pre-training User Model from Unlabeled User Behaviors via Self-supervision
Chuhan Wu | Fangzhao Wu | Tao Qi | Jianxun Lian | Yongfeng Huang | Xing Xie
Findings of the Association for Computational Linguistics: EMNLP 2020

User modeling is critical for many personalized web services. Many existing methods model users based on their behaviors and the labeled data of target tasks. However, these methods cannot exploit useful information in unlabeled user behavior data, and their performance may be not optimal when labeled data is scarce. Motivated by pre-trained language models which are pre-trained on large-scale unlabeled corpus to empower many downstream tasks, in this paper we propose to pre-train user models from large-scale unlabeled user behaviors data. We propose two self-supervision tasks for user model pre-training. The first one is masked behavior prediction, which can model the relatedness between historical behaviors. The second one is next K behavior prediction, which can model the relatedness between past and future behaviors. The pre-trained user models are finetuned in downstream tasks to learn task-specific user representations. Experimental results on two real-world datasets validate the effectiveness of our proposed user model pre-training method.

2019

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Neural News Recommendation with Long- and Short-term User Representations
Mingxiao An | Fangzhao Wu | Chuhan Wu | Kun Zhang | Zheng Liu | Xing Xie
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics

Personalized news recommendation is important to help users find their interested news and improve reading experience. A key problem in news recommendation is learning accurate user representations to capture their interests. Users usually have both long-term preferences and short-term interests. However, existing news recommendation methods usually learn single representations of users, which may be insufficient. In this paper, we propose a neural news recommendation approach which can learn both long- and short-term user representations. The core of our approach is a news encoder and a user encoder. In the news encoder, we learn representations of news from their titles and topic categories, and use attention network to select important words. In the user encoder, we propose to learn long-term user representations from the embeddings of their IDs.In addition, we propose to learn short-term user representations from their recently browsed news via GRU network. Besides, we propose two methods to combine long-term and short-term user representations. The first one is using the long-term user representation to initialize the hidden state of the GRU network in short-term user representation. The second one is concatenating both long- and short-term user representations as a unified user vector. Extensive experiments on a real-world dataset show our approach can effectively improve the performance of neural news recommendation.

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Neural News Recommendation with Topic-Aware News Representation
Chuhan Wu | Fangzhao Wu | Mingxiao An | Yongfeng Huang | Xing Xie
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics

News recommendation can help users find interested news and alleviate information overload. The topic information of news is critical for learning accurate news and user representations for news recommendation. However, it is not considered in many existing news recommendation methods. In this paper, we propose a neural news recommendation approach with topic-aware news representations. The core of our approach is a topic-aware news encoder and a user encoder. In the news encoder we learn representations of news from their titles via CNN networks and apply attention networks to select important words. In addition, we propose to learn topic-aware news representations by jointly training the news encoder with an auxiliary topic classification task. In the user encoder we learn the representations of users from their browsed news and use attention networks to select informative news for user representation learning. Extensive experiments on a real-world dataset validate the effectiveness of our approach.

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Exploring Sequence-to-Sequence Learning in Aspect Term Extraction
Dehong Ma | Sujian Li | Fangzhao Wu | Xing Xie | Houfeng Wang
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics

Aspect term extraction (ATE) aims at identifying all aspect terms in a sentence and is usually modeled as a sequence labeling problem. However, sequence labeling based methods cannot make full use of the overall meaning of the whole sentence and have the limitation in processing dependencies between labels. To tackle these problems, we first explore to formalize ATE as a sequence-to-sequence (Seq2Seq) learning task where the source sequence and target sequence are composed of words and labels respectively. At the same time, to make Seq2Seq learning suit to ATE where labels correspond to words one by one, we design the gated unit networks to incorporate corresponding word representation into the decoder, and position-aware attention to pay more attention to the adjacent words of a target word. The experimental results on two datasets show that Seq2Seq learning is effective in ATE accompanied with our proposed gated unit networks and position-aware attention mechanism.

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Neural News Recommendation with Heterogeneous User Behavior
Chuhan Wu | Fangzhao Wu | Mingxiao An | Tao Qi | Jianqiang Huang | Yongfeng Huang | Xing Xie
Proceedings of the 2019 Conference on Empirical Methods in Natural Language Processing and the 9th International Joint Conference on Natural Language Processing (EMNLP-IJCNLP)

News recommendation is important for online news platforms to help users find interested news and alleviate information overload. Existing news recommendation methods usually rely on the news click history to model user interest. However, these methods may suffer from the data sparsity problem, since the news click behaviors of many users in online news platforms are usually very limited. Fortunately, some other kinds of user behaviors such as webpage browsing and search queries can also provide useful clues of users’ news reading interest. In this paper, we propose a neural news recommendation approach which can exploit heterogeneous user behaviors. Our approach contains two major modules, i.e., news representation and user representation. In the news representation module, we learn representations of news from their titles via CNN networks, and apply attention networks to select important words. In the user representation module, we propose an attentive multi-view learning framework to learn unified representations of users from their heterogeneous behaviors such as search queries, clicked news and browsed webpages. In addition, we use word- and record-level attentions to select informative words and behavior records. Experiments on a real-world dataset validate the effectiveness of our approach.

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Reviews Meet Graphs: Enhancing User and Item Representations for Recommendation with Hierarchical Attentive Graph Neural Network
Chuhan Wu | Fangzhao Wu | Tao Qi | Suyu Ge | Yongfeng Huang | Xing Xie
Proceedings of the 2019 Conference on Empirical Methods in Natural Language Processing and the 9th International Joint Conference on Natural Language Processing (EMNLP-IJCNLP)

User and item representation learning is critical for recommendation. Many of existing recommendation methods learn representations of users and items based on their ratings and reviews. However, the user-user and item-item relatedness are usually not considered in these methods, which may be insufficient. In this paper, we propose a neural recommendation approach which can utilize useful information from both review content and user-item graphs. Since reviews and graphs have different characteristics, we propose to use a multi-view learning framework to incorporate them as different views. In the review content-view, we propose to use a hierarchical model to first learn sentence representations from words, then learn review representations from sentences, and finally learn user/item representations from reviews. In addition, we propose to incorporate a three-level attention network into this view to select important words, sentences and reviews for learning informative user and item representations. In the graph-view, we propose a hierarchical graph neural network to jointly model the user-item, user-user and item-item relatedness by capturing the first- and second-order interactions between users and items in the user-item graph. In addition, we apply attention mechanism to model the importance of these interactions to learn informative user and item representations. Extensive experiments on four benchmark datasets validate the effectiveness of our approach.

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Neural News Recommendation with Multi-Head Self-Attention
Chuhan Wu | Fangzhao Wu | Suyu Ge | Tao Qi | Yongfeng Huang | Xing Xie
Proceedings of the 2019 Conference on Empirical Methods in Natural Language Processing and the 9th International Joint Conference on Natural Language Processing (EMNLP-IJCNLP)

News recommendation can help users find interested news and alleviate information overload. Precisely modeling news and users is critical for news recommendation, and capturing the contexts of words and news is important to learn news and user representations. In this paper, we propose a neural news recommendation approach with multi-head self-attention (NRMS). The core of our approach is a news encoder and a user encoder. In the news encoder, we use multi-head self-attentions to learn news representations from news titles by modeling the interactions between words. In the user encoder, we learn representations of users from their browsed news and use multi-head self-attention to capture the relatedness between the news. Besides, we apply additive attention to learn more informative news and user representations by selecting important words and news. Experiments on a real-world dataset validate the effectiveness and efficiency of our approach.

2018

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HL-EncDec: A Hybrid-Level Encoder-Decoder for Neural Response Generation
Sixing Wu | Dawei Zhang | Ying Li | Xing Xie | Zhonghai Wu
Proceedings of the 27th International Conference on Computational Linguistics

Recent years have witnessed a surge of interest on response generation for neural conversation systems. Most existing models are implemented by following the Encoder-Decoder framework and operate sentences of conversations at word-level. The word-level model is suffering from the Unknown Words Issue and the Preference Issue, which seriously impact the quality of generated responses, for example, generated responses may become irrelevant or too general (i.e. safe responses). To address these issues, this paper proposes a hybrid-level Encoder-Decoder model (HL-EncDec), which not only utilizes the word-level features but also character-level features. We conduct several experiments to evaluate HL-EncDec on a Chinese corpus, experimental results show our model significantly outperforms other non-word-level models in automatic metrics and human annotations and is able to generate more informative responses. We also conduct experiments with a small-scale English dataset to show the generalization ability.

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Detecting Tweets Mentioning Drug Name and Adverse Drug Reaction with Hierarchical Tweet Representation and Multi-Head Self-Attention
Chuhan Wu | Fangzhao Wu | Junxin Liu | Sixing Wu | Yongfeng Huang | Xing Xie
Proceedings of the 2018 EMNLP Workshop SMM4H: The 3rd Social Media Mining for Health Applications Workshop & Shared Task

This paper describes our system for the first and third shared tasks of the third Social Media Mining for Health Applications (SMM4H) workshop, which aims to detect the tweets mentioning drug names and adverse drug reactions. In our system we propose a neural approach with hierarchical tweet representation and multi-head self-attention (HTR-MSA) for both tasks. Our system achieved the first place in both the first and third shared tasks of SMM4H with an F-score of 91.83% and 52.20% respectively.
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