Other people with similar names: Xin Guan

Unverified author pages with similar names: Xin Guan


2025

Large Language Models (LLMs) face limitations in AI legal and policy applications due to outdated knowledge, hallucinations, and poor reasoning in complex contexts. Retrieval-Augmented Generation (RAG) systems address these issues by incorporating external knowledge, but suffer from retrieval errors, ineffective context integration, and high operational costs. This paper presents the Hybrid Parameter-Adaptive RAG (HyPA-RAG) system, designed for the AI legal domain, with NYC Local Law 144 (LL144) as the test case. HyPA-RAG integrates a query complexity classifier for adaptive parameter tuning, a hybrid retrieval approach combining dense, sparse, and knowledge graph methods, and a comprehensive evaluation framework with tailored question types and metrics. Testing on LL144 demonstrates that HyPA-RAG enhances retrieval accuracy, response fidelity, and contextual precision, offering a robust and adaptable solution for high-stakes legal and policy applications.
Model collapse—a phenomenon where models degrade in performance due to indiscriminate use of synthetic data—is well studied. However, its role in bias amplification—the progressive reinforcement of pre-existing social biases in Large Language Models (LLMs)—remains underexplored. In this paper, we formally define the conditions for bias amplification and demonstrate through statistical simulations that bias can intensify even in the absence of sampling errors, the primary driver of model collapse. Empirically, we investigate political bias amplification in GPT-2 using a custom-built benchmark for sentence continuation tasks. Our findings reveal a progressively increasing right-leaning bias. Furthermore, we evaluate three mitigation strategies—Overfitting, Preservation, and Accumulation—and show that bias amplification persists even when model collapse is mitigated. Finally, a mechanistic interpretation identifies distinct sets of neurons responsible for model collapse and bias amplification, suggesting they arise from different underlying mechanisms.
The manipulation of the personality traits of large language models (LLMs) has emerged as a key area of research. Methods like prompt-based In-Context Knowledge Editing (IKE) and gradient-based Model Editor Networks (MEND) have been explored but show irregularity and variability; IKE depends on the prompt, leading to variability and sensitivity, while MEND yields inconsistent and gibberish outputs. To address this, we employed Opinion QA Based Parameter-Efficient Fine-Tuning (PEFT), specifically Quantized Low-Rank Adaptation (QLoRA), to manipulate the Big Five personality traits: Openness, Conscientiousness, Extraversion, Agreeableness, and Neuroticism. After PEFT, models such as Mistral-7B-Instruct and LLaMA-2-7B-chat showed a latent behaviour by generating emojis for certain traits, despite no emojis being present in the PEFT data. For instance, LLaMA-2-7B-chat generated emojis in 99.5% of extraversion-related test instances, while Mistral-7B-Instruct did so in 92.5% of openness-related test instances. ICL Explainability analysis indicated that the LLMs used emojis intentionally to express these traits. Mechanistic Interpretability analysis showed that this latent behaviour of LLMs could be traced to specific neurons that became activated or amplified after PEFT. This paper provides a number of novel contributions. First, introducing an Opinion QA dataset for PEFT-driven personality manipulation; second, developing metric models to benchmark LLM personality traits; third, demonstrating PEFT’s superiority over IKE in personality manipulation; and finally, analysing and validating emoji usage through explainability methods such as Mechanistic Interpretability and In-context learning Explainability methods.
Multiperspective Fusion (MPF) is a novel posttraining alignment framework for large language models (LLMs) developed in response to the growing need for easy bias mitigation. Built on top of the SAGED pipeline, an automated system for constructing bias benchmarks and extracting interpretable baseline distributions, MPF leverages multiperspective generations to expose and align biases in LLM outputs with nuanced, humanlike baselines. By decomposing baseline, such as sentiment distributions from HR professionals, into interpretable perspective components, MPF guides generation through sampling and balancing of responses, weighted by the probabilities obtained in the decomposition. Empirically, we demonstrate its ability to align LLM sentiment distributions with both counterfactual baselines (absolute equality) and the Human Resource baseline (biased for Top Univeristy), resulting in small KL divergence, reduction of calibration error and generalization to unseen questions. This shows that MPF offers a scalable and interpretable method for alignment and bias mitigation, compatible with deployed LLMs and requiring no extensive prompt engineering or finetuning.
Open-source AI libraries are foundational to modern AI systems, yet they present significant, underexamined risks spanning security, licensing, maintenance, supply chain integrity, and regulatory compliance. We introduce LibVulnWatch, a system that leverages recent advances in large language models and agentic workflows to perform deep, evidence-based evaluations of these libraries. Built on a graph-based orchestration of specialized agents, the framework extracts, verifies, and quantifies risk using information from repositories, documentation, and vulnerability databases. LibVulnWatch produces reproducible, governance-aligned scores across five critical domains, publishing results to a public leaderboard for ongoing ecosystem monitoring. Applied to 20 widely used libraries—including ML frameworks, LLM inference engines, and agent orchestration tools—our approach covers up to 88% of OpenSSF Scorecard checks while surfacing up to 19 additional risks per library, such as critical RCE vulnerabilities, missing SBOMs, and regulatory gaps. By integrating advanced language technologies with the practical demands of software risk assessment, this work demonstrates a scalable, transparent mechanism for continuous supply chain evaluation and informed library selection.