Yixin Wan


2023

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PIP: Parse-Instructed Prefix for Syntactically Controlled Paraphrase Generation
Yixin Wan | Kuan-Hao Huang | Kai-Wei Chang
Findings of the Association for Computational Linguistics: ACL 2023

Syntactically controlled paraphrase generation requires language models to generate paraphrases for sentences according to specific syntactic structures. Existing fine-tuning methods on this task is costly, as all parameters of the model need to be updated during the training process. Inspired by recent studies on parameter-efficient learning, we propose Parse-Instructed Prefix (PIP), a novel adaptation of prefix-tuning to tune large pre-trained language models on syntactically controlled paraphrase generation task in a low-data setting with significantly less training cost. We introduce two methods to instruct a model’s encoder prefix to capture syntax-related knowledge: direct initiation (PIP-Direct) and indirect optimization (PIP-Indirect). Comparing to traditional fine-tuning methods for this task, PIP is a compute-efficient alternative with 10 times less learnable parameters. Comparing to existing prefix-tuning methods, PIP excels at capturing syntax control information, achieving significantly higher performance at the same level of learnable parameter count.

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“Kelly is a Warm Person, Joseph is a Role Model”: Gender Biases in LLM-Generated Reference Letters
Yixin Wan | George Pu | Jiao Sun | Aparna Garimella | Kai-Wei Chang | Nanyun Peng
Findings of the Association for Computational Linguistics: EMNLP 2023

Large Language Models (LLMs) have recently emerged as an effective tool to assist individuals in writing various types of content, including professional documents such as recommendation letters. Though bringing convenience, this application also introduces unprecedented fairness concerns. Model-generated reference letters might be directly used by users in professional scenarios. If underlying biases exist in these model-constructed letters, using them without scrutinization could lead to direct societal harms, such as sabotaging application success rates for female applicants. In light of this pressing issue, it is imminent and necessary to comprehensively study fairness issues and associated harms in this real-world use case. In this paper, we critically examine gender biases in LLM-generated reference letters. Drawing inspiration from social science findings, we design evaluation methods to manifest biases through 2 dimensions: (1) biases in language style and (2) biases in lexical content. We further investigate the extent of bias propagation by analyzing the hallucination bias of models, a term that we define to be bias exacerbation in model-hallucinated contents. Through benchmarking evaluation on 2 popular LLMs- ChatGPT and Alpaca, we reveal significant gender biases in LLM-generated recommendation letters. Our findings not only warn against using LLMs for this application without scrutinization, but also illuminate the importance of thoroughly studying hidden biases and harms in LLM-generated professional documents.

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Are Personalized Stochastic Parrots More Dangerous? Evaluating Persona Biases in Dialogue Systems
Yixin Wan | Jieyu Zhao | Aman Chadha | Nanyun Peng | Kai-Wei Chang
Findings of the Association for Computational Linguistics: EMNLP 2023

Recent advancements in Large Language Models empower them to follow freeform instructions, including imitating generic or specific demographic personas in conversations. We define generic personas to represent demographic groups, such as “an Asian person”, whereas specific personas may take the form of specific popular Asian names like “Yumi”. While the adoption of personas enriches user experiences by making dialogue systems more engaging and approachable, it also casts a shadow of potential risk by exacerbating social biases within model responses, thereby causing societal harm through interactions with users. In this paper, we systematically study “persona biases”, which we define to be the sensitivity of dialogue models’ harmful behaviors contingent upon the personas they adopt. We categorize persona biases into biases in harmful expression and harmful agreement, and establish a comprehensive evaluation framework to measure persona biases in five aspects: Offensiveness, Toxic Continuation, Regard, Stereotype Agreement, and Toxic Agreement. Additionally, we propose to investigate persona biases by experimenting with UNIVERSALPERSONA, a systematically constructed persona dataset encompassing various types of both generic and specific model personas. Through benchmarking on four different models- including Blender, ChatGPT, Alpaca, and Vicuna- our study uncovers significant persona biases in dialogue systems. Our findings also underscore the pressing need to revisit the use of personas in dialogue agents to ensure safe application.

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TheoremQA: A Theorem-driven Question Answering Dataset
Wenhu Chen | Ming Yin | Max Ku | Pan Lu | Yixin Wan | Xueguang Ma | Jianyu Xu | Xinyi Wang | Tony Xia
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

The recent LLMs like GPT-4 and PaLM-2 have made tremendous progress in solving fundamental math problems like GSM8K by achieving over 90% accuracy. However, their capabilities to solve more challenging math problems which require domain-specific knowledge (i.e. theorem) have yet to be investigated. In this paper, we introduce TheoremQA, the first theorem-driven question-answering dataset designed to evaluate AI models’ capabilities to apply theorems to solve challenging science problems. TheoremQA is curated by domain experts containing 800 high-quality questions covering 350 theorems from Math, Physics, EE&CS, and Finance. We evaluate a wide spectrum of 16 large language and code models with different prompting strategies like Chain-of-Thoughts and Program-of-Thoughts. We found that GPT-4’s capabilities to solve these problems are unparalleled, achieving an accuracy of 51% with Program-of-Thoughts Prompting. All the existing open-sourced models are below 15%, barely surpassing the random-guess baseline. Given the diversity and broad coverage of TheoremQA, we believe it can be used as a better benchmark to evaluate LLMs’ capabilities to solve challenging science problems.

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Does BERT Exacerbate Gender or L1 Biases in Automated English Speaking Assessment?
Alexander Kwako | Yixin Wan | Jieyu Zhao | Mark Hansen | Kai-Wei Chang | Li Cai
Proceedings of the 18th Workshop on Innovative Use of NLP for Building Educational Applications (BEA 2023)

In English speaking assessment, pretrained large language models (LLMs) such as BERT can score constructed response items as accurately as human raters. Less research has investigated whether LLMs perpetuate or exacerbate biases, which would pose problems for the fairness and validity of the test. This study examines gender and native language (L1) biases in human and automated scores, using an off-the-shelf (OOS) BERT model. Analyses focus on a specific type of bias known as differential item functioning (DIF), which compares examinees of similar English language proficiency. Results show that there is a moderate amount of DIF, based on examinees’ L1 background in grade band 912. DIF is higher when scored by an OOS BERT model, indicating that BERT may exacerbate this bias; however, in practical terms, the degree to which BERT exacerbates DIF is very small. Additionally, there is more DIF for longer speaking items and for older examinees, but BERT does not exacerbate these patterns of DIF.

2022

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Improving the Adversarial Robustness of NLP Models by Information Bottleneck
Cenyuan Zhang | Xiang Zhou | Yixin Wan | Xiaoqing Zheng | Kai-Wei Chang | Cho-Jui Hsieh
Findings of the Association for Computational Linguistics: ACL 2022

Existing studies have demonstrated that adversarial examples can be directly attributed to the presence of non-robust features, which are highly predictive, but can be easily manipulated by adversaries to fool NLP models. In this study, we explore the feasibility of capturing task-specific robust features, while eliminating the non-robust ones by using the information bottleneck theory. Through extensive experiments, we show that the models trained with our information bottleneck-based method are able to achieve a significant improvement in robust accuracy, exceeding performances of all the previously reported defense methods while suffering almost no performance drop in clean accuracy on SST-2, AGNEWS and IMDB datasets.

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Using Item Response Theory to Measure Gender and Racial Bias of a BERT-based Automated English Speech Assessment System
Alexander Kwako | Yixin Wan | Jieyu Zhao | Kai-Wei Chang | Li Cai | Mark Hansen
Proceedings of the 17th Workshop on Innovative Use of NLP for Building Educational Applications (BEA 2022)

Recent advances in natural language processing and transformer-based models have made it easier to implement accurate, automated English speech assessments. Yet, without careful examination, applications of these models may exacerbate social prejudices based on gender and race. This study addresses the need to examine potential biases of transformer-based models in the context of automated English speech assessment. For this purpose, we developed a BERT-based automated speech assessment system and investigated gender and racial bias of examinees’ automated scores. Gender and racial bias was measured by examining differential item functioning (DIF) using an item response theory framework. Preliminary results, which focused on a single verbal-response item, showed no statistically significant DIF based on gender or race for automated scores.