Yiyun Zhao


2024

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Systematic Evaluation of Long-Context LLMs on Financial Concepts
Lavanya Gupta | Saket Sharma | Yiyun Zhao
Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing: Industry Track

Long-context large language models (LC LLMs) promise to increase reliability of LLMs in real-world tasks requiring processing and understanding of long input documents. However, this ability of LC LLMs to reliably utilize their growing context windows remains under investigation. In this work, we evaluate the performance of state-of-the-art GPT-4 suite of LC LLMs in solving a series of progressively challenging tasks, as a function of factors such as context length, task difficulty, and position of key information by creating a real world financial news dataset. Our findings indicate that LC LLMs exhibit brittleness at longer context lengths even for simple tasks, with performance deteriorating sharply as task complexity increases. At longer context lengths, these state-of-the-art models experience catastrophic failures in instruction following resulting in degenerate outputs. Our prompt ablations also reveal unfortunate continued sensitivity to both the placement of the task instruction in the context window as well as minor markdown formatting. Finally, we advocate for more rigorous evaluation of LC LLMs by employing holistic metrics such as F1 (rather than recall) and reporting confidence intervals, thereby ensuring robust and conclusive findings.

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Optimizing LLM Based Retrieval Augmented Generation Pipelines in the Financial Domain
Yiyun Zhao | Prateek Singh | Hanoz Bhathena | Bernardo Ramos | Aviral Joshi | Swaroop Gadiyaram | Saket Sharma
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 6: Industry Track)

Retrieval Augmented Generation (RAG) is a prominent approach in real-word applications for grounding large language model (LLM) generations in up to date and domain-specific knowledge. However, there is a lack of systematic investigations of the impact of each component (retrieval quality, prompts, generation models) on the generation quality of a RAG pipeline in real world scenarios. In this study, we benchmark 6 LLMs in 15 retrieval scenarios exploring 9 prompts over 2 real world financial domain datasets. We thoroughly discuss the impact of each component in RAG pipeline on answer generation quality and formulate specific recommendations for the design of RAG systems.

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DriftWatch: A Tool that Automatically Detects Data Drift and Extracts Representative Examples Affected by Drift
Myeongjun Jang | Antonios Georgiadis | Yiyun Zhao | Fran Silavong
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 6: Industry Track)

Data drift, which denotes a misalignment between the distribution of reference (i.e., training) and production data, constitutes a significant challenge for AI applications, as it undermines the generalisation capacity of machine learning (ML) models. Therefore, it is imperative to proactively identify data drift before users meet with performance degradation. Moreover, to ensure the successful execution of AI services, endeavours should be directed not only toward detecting the occurrence of drift but also toward effectively addressing this challenge. % considering the limited resources prevalent in practical industrial domains. In this work, we introduce a tool designed to detect data drift in text data. In addition, we propose an unsupervised sampling technique for extracting representative examples from drifted instances. This approach bestows a practical advantage by significantly reducing expenses associated with annotating the labels for drifted instances, an essential prerequisite for retraining the model to sustain its performance on production data.

2023

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When and how to paraphrase for named entity recognition?
Saket Sharma | Aviral Joshi | Yiyun Zhao | Namrata Mukhija | Hanoz Bhathena | Prateek Singh | Sashank Santhanam
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

While paraphrasing is a promising approach for data augmentation in classification tasks, its effect on named entity recognition (NER) is not investigated systematically due to the difficulty of span-level label preservation. In this paper, we utilize simple strategies to annotate entity spans in generations and compare established and novel methods of paraphrasing in NLP such as back translation, specialized encoder-decoder models such as Pegasus, and GPT-3 variants for their effectiveness in improving downstream performance for NER across different levels of gold annotations and paraphrasing strength on 5 datasets. We thoroughly explore the influence of paraphrasers, and dynamics between paraphrasing strength and gold dataset size on the NER performance with visualizations and statistical testing. We find that the choice of the paraphraser greatly impacts NER performance, with one of the larger GPT-3 variants exceedingly capable of generating high quality paraphrases, yielding statistically significant improvements in NER performance with increasing paraphrasing strength, while other paraphrasers show more mixed results. Additionally, inline auto annotations generated by larger GPT-3 are strictly better than heuristic based annotations. We also find diminishing benefits of paraphrasing as gold annotations increase for most datasets. Furthermore, while most paraphrasers promote entity memorization in NER, the proposed GPT-3 configuration performs most favorably among the compared paraphrasers when tested on unseen entities, with memorization reducing further with paraphrasing strength. Finally, we explore mention replacement using GPT-3, which provides additional benefits over base paraphrasing for specific datasets.

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Importance of Synthesizing High-quality Data for Text-to-SQL Parsing
Yiqun Hu | Yiyun Zhao | Jiarong Jiang | Wuwei Lan | Henghui Zhu | Anuj Chauhan | Alexander Hanbo Li | Lin Pan | Jun Wang | Chung-Wei Hang | Sheng Zhang | Jiang Guo | Mingwen Dong | Joseph Lilien | Patrick Ng | Zhiguo Wang | Vittorio Castelli | Bing Xiang
Findings of the Association for Computational Linguistics: ACL 2023

There has been increasing interest in synthesizing data to improve downstream text-to-SQL tasks. In this paper, we examined the existing synthesized datasets and discovered that state-of-the-art text-to-SQL algorithms did not further improve on popular benchmarks when trained with augmented synthetic data. We observed three shortcomings: illogical synthetic SQL queries from independent column sampling, arbitrary table joins, and language gaps between the synthesized SQL and natural language question (NLQ) pair. To address these issues, we propose a novel synthesis framework that imposes strong typing constraints, incorporates key relationships from schema, and conducts schema-distance-weighted column sampling. We also adopt an intermediate representation (IR) for the SQL-to-text task to further improve the quality of the generated NLQ. When existing powerful text-to-SQL parsers are pretrained on our high-quality synthesized data, these models have significant accuracy boosts and achieve new state-of-the-art performance on Spider. We also demonstrate the effectiveness of our techniques with ablation studies

2022

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A Comparison of Strategies for Source-Free Domain Adaptation
Xin Su | Yiyun Zhao | Steven Bethard
Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Data sharing restrictions are common in NLP, especially in the clinical domain, but there is limited research on adapting models to new domains without access to the original training data, a setting known as source-free domain adaptation. We take algorithms that traditionally assume access to the source-domain training data—active learning, self-training, and data augmentation—and adapt them for source free domain adaptation. Then we systematically compare these different strategies across multiple tasks and domains. We find that active learning yields consistent gains across all SemEval 2021 Task 10 tasks and domains, but though the shared task saw successful self-trained and data augmented models, our systematic comparison finds these strategies to be unreliable for source-free domain adaptation.

2021

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SemEval-2021 Task 10: Source-Free Domain Adaptation for Semantic Processing
Egoitz Laparra | Xin Su | Yiyun Zhao | Özlem Uzuner | Timothy Miller | Steven Bethard
Proceedings of the 15th International Workshop on Semantic Evaluation (SemEval-2021)

This paper presents the Source-Free Domain Adaptation shared task held within SemEval-2021. The aim of the task was to explore adaptation of machine-learning models in the face of data sharing constraints. Specifically, we consider the scenario where annotations exist for a domain but cannot be shared. Instead, participants are provided with models trained on that (source) data. Participants also receive some labeled data from a new (development) domain on which to explore domain adaptation algorithms. Participants are then tested on data representing a new (target) domain. We explored this scenario with two different semantic tasks: negation detection (a text classification task) and time expression recognition (a sequence tagging task).

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The University of Arizona at SemEval-2021 Task 10: Applying Self-training, Active Learning and Data Augmentation to Source-free Domain Adaptation
Xin Su | Yiyun Zhao | Steven Bethard
Proceedings of the 15th International Workshop on Semantic Evaluation (SemEval-2021)

This paper describes our systems for negation detection and time expression recognition in SemEval 2021 Task 10, Source-Free Domain Adaptation for Semantic Processing. We show that self-training, active learning and data augmentation techniques can improve the generalization ability of the model on the unlabeled target domain data without accessing source domain data. We also perform detailed ablation studies and error analyses for our time expression recognition systems to identify the source of the performance improvement and give constructive feedback on the temporal normalization annotation guidelines.

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Do pretrained transformers infer telicity like humans?
Yiyun Zhao | Jian Gang Ngui | Lucy Hall Hartley | Steven Bethard
Proceedings of the 25th Conference on Computational Natural Language Learning

Pretrained transformer-based language models achieve state-of-the-art performance in many NLP tasks, but it is an open question whether the knowledge acquired by the models during pretraining resembles the linguistic knowledge of humans. We present both humans and pretrained transformers with descriptions of events, and measure their preference for telic interpretations (the event has a natural endpoint) or atelic interpretations (the event does not have a natural endpoint). To measure these preferences and determine what factors influence them, we design an English test and a novel-word test that include a variety of linguistic cues (noun phrase quantity, resultative structure, contextual information, temporal units) that bias toward certain interpretations. We find that humans’ choice of telicity interpretation is reliably influenced by theoretically-motivated cues, transformer models (BERT and RoBERTa) are influenced by some (though not all) of the cues, and transformer models often rely more heavily on temporal units than humans do.

2020

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How does BERT’s attention change when you fine-tune? An analysis methodology and a case study in negation scope
Yiyun Zhao | Steven Bethard
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics

Large pretrained language models like BERT, after fine-tuning to a downstream task, have achieved high performance on a variety of NLP problems. Yet explaining their decisions is difficult despite recent work probing their internal representations. We propose a procedure and analysis methods that take a hypothesis of how a transformer-based model might encode a linguistic phenomenon, and test the validity of that hypothesis based on a comparison between knowledge-related downstream tasks with downstream control tasks, and measurement of cross-dataset consistency. We apply this methodology to test BERT and RoBERTa on a hypothesis that some attention heads will consistently attend from a word in negation scope to the negation cue. We find that after fine-tuning BERT and RoBERTa on a negation scope task, the average attention head improves its sensitivity to negation and its attention consistency across negation datasets compared to the pre-trained models. However, only the base models (not the large models) improve compared to a control task, indicating there is evidence for a shallow encoding of negation only in the base models.

2019

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Inferring missing metadata from environmental policy texts
Steven Bethard | Egoitz Laparra | Sophia Wang | Yiyun Zhao | Ragheb Al-Ghezi | Aaron Lien | Laura López-Hoffman
Proceedings of the 3rd Joint SIGHUM Workshop on Computational Linguistics for Cultural Heritage, Social Sciences, Humanities and Literature

The National Environmental Policy Act (NEPA) provides a trove of data on how environmental policy decisions have been made in the United States over the last 50 years. Unfortunately, there is no central database for this information and it is too voluminous to assess manually. We describe our efforts to enable systematic research over US environmental policy by extracting and organizing metadata from the text of NEPA documents. Our contributions include collecting more than 40,000 NEPA-related documents, and evaluating rule-based baselines that establish the difficulty of three important tasks: identifying lead agencies, aligning document versions, and detecting reused text.