Zhexin Zhang


2024

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ShieldLM: Empowering LLMs as Aligned, Customizable and Explainable Safety Detectors
Zhexin Zhang | Yida Lu | Jingyuan Ma | Di Zhang | Rui Li | Pei Ke | Hao Sun | Lei Sha | Zhifang Sui | Hongning Wang | Minlie Huang
Findings of the Association for Computational Linguistics: EMNLP 2024

The safety of Large Language Models (LLMs) has gained increasing attention in recent years, but there still lacks a comprehensive approach for detecting safety issues within LLMs’ responses in an aligned, customizable and explainable manner. In this paper, we propose ShieldLM, an LLM-based safety detector, which aligns with common safety standards, supports customizable detection rules, and provides explanations for its decisions. To train ShieldLM, we compile a large bilingual dataset comprising 14,387 query-response pairs, annotating the safety of responses based on various safety standards. Through extensive experiments, we demonstrate that ShieldLM surpasses strong baselines across four test sets, showcasing remarkable customizability and explainability. Besides performing well on standard detection datasets, ShieldLM has also been shown to be effective as a safety evaluator for advanced LLMs. ShieldLM is released at https://github.com/thu-coai/ShieldLM to support accurate and explainable safety detection under various safety standards.

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Defending Large Language Models Against Jailbreaking Attacks Through Goal Prioritization
Zhexin Zhang | Junxiao Yang | Pei Ke | Fei Mi | Hongning Wang | Minlie Huang
Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

While significant attention has been dedicated to exploiting weaknesses in LLMs through jailbreaking attacks, there remains a paucity of effort in defending against these attacks. We point out a pivotal factor contributing to the success of jailbreaks: the intrinsic conflict between the goals of being helpful and ensuring safety. Accordingly, we propose to integrate goal prioritization at both training and inference stages to counteract. Implementing goal prioritization during inference substantially diminishes the Attack Success Rate (ASR) of jailbreaking from 66.4% to 3.6% for ChatGPT. And integrating goal prioritization into model training reduces the ASR from 71.0% to 6.6% for Llama2-13B. Remarkably, even in scenarios where no jailbreaking samples are included during training, our approach slashes the ASR by half. Additionally, our findings reveal that while stronger LLMs face greater safety risks, they also possess a greater capacity to be steered towards defending against such attacks, both because of their stronger ability in instruction following. Our work thus contributes to the comprehension of jailbreaking attacks and defenses, and sheds light on the relationship between LLMs’ capability and safety. Our code is available at https://github.com/thu-coai/JailbreakDefense_GoalPriority.

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SafetyBench: Evaluating the Safety of Large Language Models
Zhexin Zhang | Leqi Lei | Lindong Wu | Rui Sun | Yongkang Huang | Chong Long | Xiao Liu | Xuanyu Lei | Jie Tang | Minlie Huang
Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

With the rapid development of Large Language Models (LLMs), increasing attention has been paid to their safety concerns. Consequently, evaluating the safety of LLMs has become an essential task for facilitating the broad applications of LLMs. Nevertheless, the absence of comprehensive safety evaluation benchmarks poses a significant impediment to effectively assess and enhance the safety of LLMs. In this work, we present SafetyBench, a comprehensive benchmark for evaluating the safety of LLMs, which comprises 11,435 diverse multiple choice questions spanning across 7 distinct categories of safety concerns. Notably, SafetyBench also incorporates both Chinese and English data, facilitating the evaluation in both languages. Our extensive tests over 25 popular Chinese and English LLMs in both zero-shot and few-shot settings reveal a substantial performance advantage for GPT-4 over its counterparts, and there is still significant room for improving the safety of current LLMs. We also demonstrate that the measured safety understanding abilities in SafetyBench are correlated with safety generation abilities. Data and evaluation guidelines are available at https://github.com/thu-coai/SafetyBench. Submission entrance and leaderboard are available at https://llmbench.ai/safety.

2023

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MoralDial: A Framework to Train and Evaluate Moral Dialogue Systems via Moral Discussions
Hao Sun | Zhexin Zhang | Fei Mi | Yasheng Wang | Wei Liu | Jianwei Cui | Bin Wang | Qun Liu | Minlie Huang
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Morality in dialogue systems has raised great attention in research recently. A moral dialogue system aligned with users’ values could enhance conversation engagement and user connections. In this paper, we propose a framework, MoralDial to train and evaluate moral dialogue systems. In our framework, we first explore the communication mechanisms of morality and resolve expressed morality into three parts, which indicate the roadmap for building a moral dialogue system. Based on that, we design a simple yet effective method: constructing moral discussions between simulated specific users and the dialogue system. The constructed discussions consist of expressing, explaining, revising, and inferring moral views in dialogue exchanges, which makes conversational models learn morality well in a natural manner. Furthermore, we propose a novel evaluation method under the framework. We evaluate the multiple aspects of morality by judging the relation between dialogue responses and human values in discussions, where the multifaceted nature of morality is particularly considered. Automatic and manual experiments demonstrate that our framework is promising to train and evaluate moral dialogue systems.

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ETHICIST: Targeted Training Data Extraction Through Loss Smoothed Soft Prompting and Calibrated Confidence Estimation
Zhexin Zhang | Jiaxin Wen | Minlie Huang
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Large pre-trained language models achieve impressive results across many tasks. However, recent works point out that pre-trained language models may memorize a considerable fraction of their training data, leading to the privacy risk of information leakage. In this paper, we propose a method named Ethicist for targeted training data extraction through loss smoothed soft prompting and calibrated confidence estimation, investigating how to recover the suffix in the training data when given a prefix. To elicit memorization in the attacked model, we tune soft prompt embeddings while keeping the model fixed. We further propose a smoothing loss that smooths the loss distribution of the suffix tokens to make it easier to sample the correct suffix. In order to select the most probable suffix from a collection of sampled suffixes and estimate the prediction confidence, we propose a calibrated confidence estimation method, which normalizes the confidence of the generated suffixes with a local estimation. We show that Ethicist significantly improves the extraction performance on a recently proposed public benchmark. We also investigate several factors influencing the data extraction performance, including decoding strategy, model scale, prefix length, and suffix length. Our code is availabel at https://github.com/thu-coai/Targeted-Data-Extraction.

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Self-Supervised Sentence Polishing by Adding Engaging Modifiers
Zhexin Zhang | Jian Guan | Xin Cui | Yu Ran | Bo Liu | Minlie Huang
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 3: System Demonstrations)

Teachers often guide students to improve their essays by adding engaging modifiers to polish the sentences. In this work, we present the first study on automatic sentence polishing by adding modifiers. Since there is no available dataset for the new task, we first automatically construct a large number of parallel data by removing modifiers in the engaging sentences collected from public resources. Then we fine-tune LongLM to reconstruct the original sentences from the corrupted ones. Considering that much overlap between inputs and outputs may bias the model to completely copy the inputs, we split each source sentence into sub-sentences and only require the model to generate the modified sub-sentences. Furthermore, we design a retrieval augmentation algorithm to prompt the model to add suitable modifiers. Automatic and manual evaluation on the auto-constructed test set and real human texts show that our model can generate more engaging sentences with suitable modifiers than strong baselines while keeping fluency. We deploy the model at http://coai.cs.tsinghua.edu.cn/static/polishSent/. A demo video is available at https://youtu.be/Y6gFHOgSv8Y.

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InstructSafety: A Unified Framework for Building Multidimensional and Explainable Safety Detector through Instruction Tuning
Zhexin Zhang | Jiale Cheng | Hao Sun | Jiawen Deng | Minlie Huang
Findings of the Association for Computational Linguistics: EMNLP 2023

Safety detection has been an increasingly important topic in recent years and it has become even more necessary to develop reliable safety detection systems with the rapid development of large language models. However, currently available safety detection systems have limitations in terms of their versatility and interpretability. In this paper, we first introduce InstructSafety, a safety detection framework that unifies 7 common sub-tasks for safety detection. These tasks are unified into a similar form through different instructions. We then conduct a comprehensive survey of existing safety detection datasets and process 39 human-annotated datasets for instruction tuning. We also construct adversarial samples to enhance the model’s robustness. After fine-tuning Flan-T5 on the collected data, we have developed Safety-Flan-T5, a multidimensional and explainable safety detector. We conduct comprehensive experiments on a variety of datasets and tasks, and demonstrate the strong performance of Safety-Flan-T5 in comparison to supervised baselines and served APIs (Perspective API, ChatGPT and InstructGPT). We will release the processed data, fine-tuned Safety-Flan-T5 and related code for public use.

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Unveiling the Implicit Toxicity in Large Language Models
Jiaxin Wen | Pei Ke | Hao Sun | Zhexin Zhang | Chengfei Li | Jinfeng Bai | Minlie Huang
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

The open-endedness of large language models (LLMs) combined with their impressive capabilities may lead to new safety issues when being exploited for malicious use. While recent studies primarily focus on probing toxic outputs that can be easily detected with existing toxicity classifiers, we show that LLMs can generate diverse implicit toxic outputs that are exceptionally difficult to detect via simply zero-shot prompting. Moreover, we propose a reinforcement learning (RL) based attacking method to further induce the implicit toxicity in LLMs. Specifically, we optimize the language model with a reward that prefers implicit toxic outputs to explicit toxic and non-toxic ones. Experiments on five widely-adopted toxicity classifiers demonstrate that the attack success rate can be significantly improved through RL fine-tuning. For instance, the RL-finetuned LLaMA-13B model achieves an attack success rate of 90.04% on BAD and 62.85% on Davinci003. Our findings suggest that LLMs pose a significant threat in generating undetectable implicit toxic outputs. We further show that fine-tuning toxicity classifiers on the annotated examples from our attacking method can effectively enhance their ability to detect LLM-generated implicit toxic language.

2022

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Persona-Guided Planning for Controlling the Protagonist’s Persona in Story Generation
Zhexin Zhang | Jiaxin Wen | Jian Guan | Minlie Huang
Proceedings of the 2022 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

Endowing the protagonist with a specific personality is essential for writing an engaging story. In this paper, we aim to control the protagonist’s persona in story generation, i.e., generating a story from a leading context and a persona description, where the protagonist should exhibit the specified personality through a coherent event sequence. Considering that personas are usually embodied implicitly and sparsely in stories, we propose a planning-based generation model named ConPer to explicitly model the relationship between personas and events. ConPer first plans events of the protagonist’s behavior which are motivated by the specified persona through predicting one target sentence, then plans the plot as a sequence of keywords with the guidance of the predicted persona-related events and commonsense knowledge, and finally generates the whole story. Both automatic and manual evaluation results demonstrate that ConPer outperforms state-of-the-art baselines for generating more coherent and persona-controllable stories. Our code is available at https://github.com/thu-coai/ConPer.

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Automatic Comment Generation for Chinese Student Narrative Essays
Zhexin Zhang | Jian Guan | Guowei Xu | Yixiang Tian | Minlie Huang
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing: System Demonstrations

Automatic essay evaluation can help reduce teachers’ workload and enable students to refine their works rapidly. Previous studies focus mainly on giving discrete scores for either the holistic quality orseveral distinct traits. However, real-world teachers usually provide detailed comments in natural language, which are more informative than single scores. In this paper, we present the comment generation task, which aims to generate commentsfor specified segments from given student narrative essays. To tackle this task, we propose a planning-based generation model, which first plans a sequence of keywords, and then expands these keywords into a complete comment. To improve the correctness and informativeness of generated comments, we adopt two following techniques: (1) training an error correction module to filter out incorrect keywords, and (2) recognizing fine-grained structured features from source essays to enrich the keywords. To support the evaluation of the task, we collect a human-written Chinese dataset, which contains 22,399 essay-comment pairs. Extensive experiments show that our model outperforms strong baselines significantly. Moreover, we exert explicit control on our model to generate comments to describe the strengths or weaknesses of inputs with a 91% success rate. We deploy the model at http://coai.cs.tsinghua.edu.cn/static/essayComment/. A demo video is available at https://youtu.be/IuFVk8dUxbI. Our code and data are available at https://github.com/thu-coai/EssayCommentGen.

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Selecting Stickers in Open-Domain Dialogue through Multitask Learning
Zhexin Zhang | Yeshuang Zhu | Zhengcong Fei | Jinchao Zhang | Jie Zhou
Findings of the Association for Computational Linguistics: ACL 2022

With the increasing popularity of online chatting, stickers are becoming important in our online communication. Selecting appropriate stickers in open-domain dialogue requires a comprehensive understanding of both dialogues and stickers, as well as the relationship between the two types of modalities. To tackle these challenges, we propose a multitask learning method comprised of three auxiliary tasks to enhance the understanding of dialogue history, emotion and semantic meaning of stickers. Extensive experiments conducted on a recent challenging dataset show that our model can better combine the multimodal information and achieve significantly higher accuracy over strong baselines. Ablation study further verifies the effectiveness of each auxiliary task. Our code is available at https://github.com/nonstopfor/Sticker-Selection.

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Constructing Highly Inductive Contexts for Dialogue Safety through Controllable Reverse Generation
Zhexin Zhang | Jiale Cheng | Hao Sun | Jiawen Deng | Fei Mi | Yasheng Wang | Lifeng Shang | Minlie Huang
Findings of the Association for Computational Linguistics: EMNLP 2022

Large pretrained language models can easily produce toxic or biased content, which is prohibitive for practical use. In order to detect such toxic generations, existing methods rely on templates, real-world data extraction, crowdsourcing workers or automatic generation to construct adversarial contexts that are likely to induce toxic generations. However, what type of context is more likely to induce unsafe responses is still under-explored. In this paper, we identify that context toxicity and context category (e.g., profanity, insult, drugs, etc.) are two important factors to cause safety issues in response generation. Hence, we propose a method called reverse generation to construct adversarial contexts conditioned on a given response, with the flexibility to control category, toxicity level and inductivity of the generated contexts. Via reverse generation, we augment the existing BAD dataset and construct a new dataset BAD+ which contains more than 120K diverse and highly inductive contexts in 12 categories. We test three popular pretrained dialogue models (Blender, DialoGPT and Plato2) and find that BAD+ can largely expose their safety problems. Furthermore, we show that BAD+ can greatly enhance the safety of generation, and we reveal the key factors of safety improvement. Our code and dataset is available at https://github.com/thu-coai/Reverse_Generation.

2021

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OpenMEVA: A Benchmark for Evaluating Open-ended Story Generation Metrics
Jian Guan | Zhexin Zhang | Zhuoer Feng | Zitao Liu | Wenbiao Ding | Xiaoxi Mao | Changjie Fan | Minlie Huang
Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

Automatic metrics are essential for developing natural language generation (NLG) models, particularly for open-ended language generation tasks such as story generation. However, existing automatic metrics are observed to correlate poorly with human evaluation. The lack of standardized benchmark datasets makes it difficult to fully evaluate the capabilities of a metric and fairly compare different metrics. Therefore, we propose OpenMEVA, a benchmark for evaluating open-ended story generation metrics. OpenMEVA provides a comprehensive test suite to assess the capabilities of metrics, including (a) the correlation with human judgments, (b) the generalization to different model outputs and datasets, (c) the ability to judge story coherence, and (d) the robustness to perturbations. To this end, OpenMEVA includes both manually annotated stories and auto-constructed test examples. We evaluate existing metrics on OpenMEVA and observe that they have poor correlation with human judgments, fail to recognize discourse-level incoherence, and lack inferential knowledge (e.g., causal order between events), the generalization ability and robustness. Our study presents insights for developing NLG models and metrics in further research.