Crafting a convincing financial market analysis report necessitates a wealth of market information and the expertise of financial analysts, posing a highly challenging task. While large language models (LLMs) have enabled the automated generation of financial market analysis text, they still face issues such as hallucinations, errors in financial knowledge, and insufficient capability to reason about complex financial problems, which limits the quality of the generation. To tackle these shortcomings, we propose a novel task and a retrieval-augmented framework grounded in a financial knowledge graph (FKG). The proposed framework is compatible with commonly used instruction-tuning methods. Experiments demonstrate that our framework, coupled with a small-scale language model fine-tuned with instructions, can significantly enhance the logical consistency and quality of the generated analysis texts, outperforming both large-scale language models and other retrieval-augmented baselines.

To tackle the problem of domain-specific knowledge scarcity within large language models (LLMs), knowledge graph-retrievalaugmented method has been proven to be an effective and efficient technique for knowledge infusion. However, existing approaches face two primary challenges: knowledge mismatch between public available knowledge graphs and the specific domain of the task at hand, and poor information compliance of LLMs with knowledge graphs. In this paper, we leverage a small set of labeled samples and a large-scale corpus to efficiently construct domain-specific knowledge graphs by an LLM, addressing the issue of knowledge mismatch. Additionally, we propose a three-stage KG-LLM alignment strategy to enhance the LLM’s capability to utilize information from knowledge graphs. We conduct experiments with a limited-sample setting on two biomedical question-answering datasets, and the results demonstrate that our approach outperforms existing baselines.

Despite the recent advancements in Large Language Models (LLMs), which have significantly enhanced the generative capabilities for various NLP tasks, LLMs still face limitations in directly handling retrieval tasks. However, many practical applications demand the seamless integration of both retrieval and generation. This paper introduces a novel and efficient One-pass Generation and retrieval framework (OneGen), designed to improve LLMs’ performance on tasks that require both generation and retrieval. The proposed framework bridges the traditionally separate training approaches for generation and retrieval by incorporating retrieval tokens generated autoregressively. This enables a single LLM to handle both tasks simultaneously in a unified forward pass. We conduct experiments on two distinct types of composite tasks, RAG and Entity Linking, to validate the pluggability, effectiveness, and efficiency of OneGen in training and inference. Furthermore, our results show that integrating generation and retrieval within the same context preserves the generative capabilities of LLMs while improving retrieval performance. To the best of our knowledge, OneGen is the first to enable LLMs to conduct vector retrieval during the generation.

Improving the performance of large language models (LLMs) in complex question-answering (QA) scenarios has always been a research focal point. Recent studies have attempted to enhance LLMs’ performance by combining step-wise planning with external retrieval. While effective for advanced models like GPT-3.5, smaller LLMs face challenges in decomposing complex questions, necessitating supervised fine-tuning. Previous work has relied on manual annotation and knowledge distillation from teacher LLMs, which are time-consuming and not accurate enough. In this paper, we introduce a novel framework for enhancing LLMs’ planning capabilities by using planning data derived from knowledge graphs (KGs). LLMs fine-tuned with this data have improved planning capabilities, better equipping them to handle complex QA tasks that involve retrieval. Evaluations on multiple datasets, including our newly proposed benchmark, highlight the effectiveness of our framework and the benefits of KG-derived planning data.

Recent advancements in large language models have shown impressive performance in general chat. However, their domain-specific capabilities, particularly in information extraction, have certain limitations. Extracting structured information from natural language that deviates from known schemas or instructions has proven challenging for previous prompt-based methods. This motivated us to explore domain-specific modeling in chat-based language models as a solution for extracting structured information from natural language. In this paper, we present ChatUIE, an innovative unified information extraction framework built upon ChatGLM. Simultaneously, reinforcement learning is employed to improve and align various tasks that involve confusing and limited samples. Furthermore, we integrate generation constraints to address the issue of generating elements that are not present in the input. Our experimental results demonstrate that ChatUIE can significantly improve the performance of information extraction with a slight decrease in chatting ability.

Traditional continual event detection relies on abundant labeled data for training, which is often impractical to obtain in real-world applications. In this paper, we introduce continual few-shot event detection (CFED), a more commonly encountered scenario when a substantial number of labeled samples are not accessible. The CFED task is challenging as it involves memorizing previous event types and learning new event types with few-shot samples. To mitigate these challenges, we propose a memory-based framework: Hierarchical Augmentation Network (HANet). To memorize previous event types with limited memory, we incorporate prototypical augmentation into the memory set. For the issue of learning new event types in few-shot scenarios, we propose a contrastive augmentation module for token representations. Despite comparing with previous state-of-the-art methods, we also conduct comparisons with ChatGPT. Experiment results demonstrate that our method significantly outperforms all of these methods in multiple continual few-shot event detection tasks.

Event Causality Identification (ECI) refers to the detection of causal relations between events in texts. However, most existing studies focus on sentence-level ECI with high-resource languages, leaving more challenging document-level ECI (DECI) with low-resource languages under-explored. In this paper, we propose a Heterogeneous Graph Interaction Model with Multi-granularity Contrastive Transfer Learning (GIMC) for zero-shot cross-lingual document-level ECI. Specifically, we introduce a heterogeneous graph interaction network to model the long-distance dependencies between events that are scattered over a document. Then, to improve cross-lingual transferability of causal knowledge learned from the source language, we propose a multi-granularity contrastive transfer learning module to align the causal representations across languages. Extensive experiments show our framework outperforms the previous state-of-the-art model by 9.4% and 8.2% of average F1 score on monolingual and multilingual scenarios respectively. Notably, in the multilingual scenario, our zero-shot framework even exceeds GPT-3.5 with few-shot learning by 24.3% in overall performance.

As the E-commerce thrives, high-quality online advertising copywriting has attracted more and more attention. Different from the advertising copywriting for a single product, an advertisement (AD) post includes an attractive topic that meets the customer needs and description copywriting about several products under its topic. A good AD post can highlight the characteristics of each product, thus helps customers make a good choice among candidate products. Hence, multi-product AD post generation is meaningful and important. We propose a novel end-to-end model named S-MG Net to generate the AD post. Targeted at such a challenging real-world problem, we split the AD post generation task into two subprocesses: (1) select a set of products via the SelectNet (Selection Network). (2) generate a post including selected products via the MGenNet (Multi-Generator Network). Concretely, SelectNet first captures the post topic and the relationship among the products to output the representative products. Then, MGenNet generates the description copywriting of each product. Experiments conducted on a large-scale real-world AD post dataset demonstrate that our proposed model achieves impressive performance in terms of both automatic metrics as well as human evaluations.

Different from other text generation tasks, in product description generation, it is of vital importance to generate faithful descriptions that stick to the product attribute information. However, little attention has been paid to this problem. To bridge this gap we propose a model named Fidelity-oriented Product Description Generator (FPDG). FPDG takes the entity label of each word into account, since the product attribute information is always conveyed by entity words. Specifically, we first propose a Recurrent Neural Network (RNN) decoder based on the Entity-label-guided Long Short-Term Memory (ELSTM) cell, taking both the embedding and the entity label of each word as input. Second, we establish a keyword memory that stores the entity labels as keys and keywords as values, and FPDG will attend to keywords through attending to their entity labels. Experiments conducted a large-scale real-world product description dataset show that our model achieves the state-of-the-art performance in terms of both traditional generation metrics as well as human evaluations. Specifically, FPDG increases the fidelity of the generated descriptions by 25%.