Zijun Jia
Author directory2026
BalanceRAG: Joint Risk Calibration for Cascaded Retrieval-Augmented Generation
Zijun Jia | Yuanchang Ye | Sen Jia | Yiyao Qian | Haoning Wang | Baojie Chen | Diyin Tang | Jinsong Yu | Zhiyuan Wang
Findings of the Association for Computational Linguistics: EMNLP 2026
Zijun Jia | Yuanchang Ye | Sen Jia | Yiyao Qian | Haoning Wang | Baojie Chen | Diyin Tang | Jinsong Yu | Zhiyuan Wang
Findings of the Association for Computational Linguistics: EMNLP 2026
Large language models (LLMs) can enhance factuality via retrieval-augmented generation (RAG), but applying RAG to every query is unnecessary when the model-only answer is reliable. This motivates cascaded RAG: each query is first handled by an LLM-only branch, escalated to a RAG fallback only if the primary branch is uncertain, and abstained from when neither branch is sufficiently trustworthy. However, calibrating such cascades stage by stage may be conservative, since the final utility depends on joint uncertainty thresholding of LLM-only and RAG. In this work, we develop **BalanceRAG** to certify threshold pairs at a target risk level. Given uncertainty scores from the two branches, BalanceRAG frames each threshold pair as an operating point on a two-dimensional lattice and identifies safe operating points using sequential graphical testing. This enables risk-adaptive threshold calibration, controlling the system-level error rate among accepted points, while retaining more examples. Furthermore, BalanceRAG extends to multi-risk calibration, allowing retrieval usage to be bounded together with the selection-conditioned risk. Experiments on three open-domain question answering (QA) benchmarks across multiple LLM backbones demonstrate that BalanceRAG meets prescribed risk levels, preserves higher coverage and more accepted correct examples, and reduces unnecessary retrieval calls compared with always-on RAG.
MiRD: Reliable Set-Valued Prediction for Open-Ended Question Answering via Miscoverage Risk Decomposition
Anqi Hu | Zijun Jia | Zhiyuan Wang | Bo Fu
Proceedings of the 2026 Conference on Empirical Methods in Natural Language Processing
Anqi Hu | Zijun Jia | Zhiyuan Wang | Bo Fu
Proceedings of the 2026 Conference on Empirical Methods in Natural Language Processing
Reliable set-valued prediction provides a principled way to mitigate hallucinations in open-ended question answering (QA), yet existing conformal approaches typically rely on a restrictive premise: finite sampling must produce at least one admissible candidate, or calibration examples violating this condition are discarded. In this paper, we introduce MiRD, a two-stage framework that decomposes overall miscoverage into sampling failure and conditional selection failure. In Stage I, MiRD establishes an expectation-level marginal upper bound on the probability that finite sampling produces no admissible answer under a fixed sampling budget. In Stage II, conditioned on sampling success, MiRD calibrates a conformal selection threshold using admission-correlated nonconformity scores constructed from the full calibration set, thereby preserving calibration-set integrity. Across three open-ended QA datasets and eight models, MiRD controls sampling risk, conditional selection risk, and overall miscoverage, while providing tighter first-stage bounds than PAC-style alternatives and more adaptive prediction sets than successful-only calibration.