Niklas Kiehne
2024
Is Machine Psychology here? On Requirements for Using Human Psychological Tests on Large Language Models
Lea Löhn
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Niklas Kiehne
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Alexander Ljapunov
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Wolf-Tilo Balke
Proceedings of the 17th International Natural Language Generation Conference
In an effort to better understand the behavior of large language models (LLM), researchers recently turned to conducting psychological assessments on them. Several studies diagnose various psychological concepts in LLMs, such as psychopathological symptoms, personality traits, and intellectual functioning, aiming to unravel their black-box characteristics. But can we safely assess LLMs with tests that were originally designed for humans? The psychology domain looks back on decades of developing standards of appropriate testing procedures to ensure reliable and valid measures. We argue that analogous standardization processes are required for LLM assessments, given their differential functioning as compared to humans. In this paper, we propose seven requirements necessary for testing LLMs. Based on these, we critically reflect a sample of 25 recent machine psychology studies. Our analysis reveals (1) the lack of appropriate methods to assess test reliability and construct validity, (2) the unknown strength of construct-irrelevant influences, such as the contamination of pre-training corpora with test material, and (3) the pervasive issue of non-reproducibility of many studies. The results underscore the lack of a general methodology for the implementation of psychological assessments of LLMs and the need to redefine psychological constructs specifically for large language models rather than adopting them from human psychology.
Analyzing Effects of Learning Downstream Tasks on Moral Bias in Large Language Models
Niklas Kiehne
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Alexander Ljapunov
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Marc Bätje
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Wolf-Tilo Balke
Proceedings of the 2024 Joint International Conference on Computational Linguistics, Language Resources and Evaluation (LREC-COLING 2024)
Pre-training and fine-tuning large language models (LMs) is currently the state-of-the-art methodology for enabling data-scarce downstream tasks. However, the derived models still tend to replicate and perpetuate social biases. To understand this process in more detail, this paper investigates the actual effects of learning downstream tasks on moral bias in LMs. We develop methods to assess the agreement of LMs to explicitly codified norms in both pre-training and fine-tuning stages. Even if a pre-trained foundation model exhibits consistent norms, we find that introducing downstream tasks may indeed lead to unexpected inconsistencies in norm representation. Specifically, we observe two phenomena during fine-tuning across both masked and causal LMs: (1) pre-existing moral bias may be mitigated or amplified even when presented with opposing views and (2) prompt sensitivity may be negatively impacted. We provide empirical evidence of models deteriorating into conflicting states, where contradictory answers can easily be triggered by slight modifications in the input sequence. Our findings thus raise concerns about the general ability of LMs to mitigate moral biases effectively.
2022
Contextualizing Language Models for Norms Diverging from Social Majority
Niklas Kiehne
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Hermann Kroll
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Wolf-Tilo Balke
Findings of the Association for Computational Linguistics: EMNLP 2022
To comprehensibly contextualize decisions, artificial systems in social situations need a high degree of awareness of the rules of conduct of human behavior. Especially transformer-based language models have recently been shown to exhibit some such awareness. But what if norms in some social setting do not adhere to or even blatantly deviate from the mainstream? In this paper, we introduce a novel mechanism based on deontic logic to allow for a flexible adaptation of individual norms by de-biasing training data sets and a task-reduction to textual entailment. Building on the popular ‘Moral Stories’ dataset we on the one hand highlight the intrinsic bias of current language models, on the other hand characterize the adaptability of pre-trained models to deviating norms in fine-tuning settings.
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