Stereotypical character roles-also known as archetypes or dramatis personae-play an important function in narratives: they facilitate efficient communication with bundles of default characteristics and associations and ease understanding of those characters’ roles in the overall narrative. We present a fully unsupervised k-means clustering approach for learning stereotypical roles given only structural plot information. We demonstrate the technique on Vladimir Propp’s structural theory of Russian folktales (captured in the extended ProppLearner corpus, with 46 tales), showing that our approach can induce six out of seven of Propp’s dramatis personae with F1 measures of up to 0.70 (0.58 average), with an additional category for minor characters. We have explored various feature sets and variations of a cluster evaluation method. The best-performing feature set comprises plot functions, unigrams, tf-idf weights, and embeddings over coreference chain heads. Roles that are mentioned more often (Hero, Villain), or have clearly distinct plot patterns (Princess) are more strongly differentiated than less frequent or distinct roles (Dispatcher, Helper, Donor). Detailed error analysis suggests that the quality of the coreference chain and plot functions annotations are critical for this task. We provide all our data and code for reproducibility.

One of the most fundamental elements of narrative is character: if we are to understand a narrative, we must be able to identify the characters of that narrative. Therefore, character identification is a critical task in narrative natural language understanding. Most prior work has lacked a narratologically grounded definition of character, instead relying on simplified or implicit definitions that do not capture essential distinctions between characters and other referents in narratives. In prior work we proposed a preliminary definition of character that was based in clear narratological principles: a character is an animate entity that is important to the plot. Here we flesh out this concept, demonstrate that it can be reliably annotated (0.78 Cohen’s κ), and provide annotations of 170 narrative texts, drawn from 3 different corpora, containing 1,347 character co-reference chains and 21,999 non-character chains that include 3,937 animate chains. Furthermore, we have shown that a supervised classifier using a simple set of easily computable features can effectively identify these characters (overall F1 of 0.90). A detailed error analysis shows that character identification is first and foremost affected by co-reference quality, and further, that the shorter a chain is the harder it is to effectively identify as a character. We release our code and data for the benefit of other researchers