In professional financial-legal consulting services, accurately and efficiently retrieving and answering legal questions is crucial. Although some breakthroughs have been made in information retrieval and answer generation, few frameworks have successfully integrated these tasks. Therefore, we propose RIRAG (Retrieval-In-the-loop Response and Answer Generation), a bi-directional retrieval-enhanced framework for financial-legal question answering in ObliQA Shared Task. The system introduces BDD-FinLegal, which means Bi-Directional Dynamic finance-legal, a novel retrieval mechanism specifically designed for financial-legal documents, combining traditional retrieval algorithms with modern neural network methods. Legal answer generation is implemented through large language models retrained on expert-annotated datasets. Our method significantly improves the professionalism and interpretability of the answers while maintaining high retrieval accuracy. Experiments on the ADGM dataset show that the system achieved a significant improvement in the Recall@10 evaluation metric and was recognized by financial legal experts for the accuracy and professionalism of the answer generation. This study provides new ideas for building efficient and reliable question-answering systems in the financial-legal domain.

Aspect Sentiment Triple Extraction (ASTE) is an emerging task in fine-grained sentiment analysis. Recent studies have employed Graph Neural Networks (GNN) to model the syntax-semantic relationships inherent in triplet elements. However, they have yet to fully tap into the vast potential of syntactic and semantic information within the ASTE task. In this work, we propose a Dual Encoder: Exploiting the potential of Syntactic and Semantic model (D2E2S), which maximizes the syntactic and semantic relationships among words. Specifically, our model utilizes a dual-channel encoder with a BERT channel to capture semantic information, and an enhanced LSTM channel for comprehensive syntactic information capture. Subsequently, we introduce the heterogeneous feature interaction module to capture intricate interactions between dependency syntax and attention semantics, and to dynamically select vital nodes. We leverage the synergy of these modules to harness the significant potential of syntactic and semantic information in ASTE tasks. Testing on public benchmarks, our D2E2S model surpasses the current state-of-the-art(SOTA), demonstrating its effectiveness.

Emotion Recognition in Conversation (ERC) aims to analyze the speaker’s emotional state in a conversation. Fully mining the information in multimodal and historical utterances plays a crucial role in the performance of the model. However, recent works in ERC focus on historical utterances modeling and generally concatenate the multimodal features directly, which neglects mining deep multimodal information and brings redundancy at the same time. To address the shortcomings of existing models, we propose a novel model, termed Enhancing Emotion Recognition in Conversation with Speech and Contextual Prefixes (ESCP). ESCP employs a directed acyclic graph (DAG) to model historical utterances in a conversation and incorporates a contextual prefix containing the sentiment and semantics of historical utterances. By adding speech and contextual prefixes, the inter- and intra-modal emotion information is efficiently modeled using the prior knowledge of the large-scale pre-trained model. Experiments conducted on several public benchmarks demonstrate that the proposed approach achieves state-of-the-art (SOTA) performances. These results affirm the effectiveness of the novel ESCP model and underscore the significance of incorporating speech and contextual prefixes to guide the pre-trained model.