Large-scale pre-training is widely used in recent document understanding tasks. During deployment, one may expect that models should trigger a conservative fallback policy when encountering out-of-distribution (OOD) samples, which highlights the importance of OOD detection. However, most existing OOD detection methods focus on single-modal inputs such as images or texts. While documents are multi-modal in nature, it is underexplored if and how multi-modal information in documents can be exploited for OOD detection. In this work, we first provide a systematic and in-depth analysis on OOD detection for document understanding models. We study the effects of model modality, pre-training, and fine-tuning across various types of OOD inputs. In particular, we find that spatial information is critical for document OOD detection. To better exploit spatial information, we propose a spatial-aware adapter, which serves as a parameter-efficient add-on module to adapt transformer-based language models to the document domain. Extensive experiments show that adding the spatial-aware adapter significantly improves the OOD detection performance compared to directly using the language model and achieves superior performance compared to competitive baselines.

Document images are a ubiquitous source of data where the text is organized in a complex hierarchical structure ranging from fine granularity (e.g., words), medium granularity (e.g., regions such as paragraphs or figures), to coarse granularity (e.g., the whole page). The spatial hierarchical relationships between content at different levels of granularity are crucial for document image understanding tasks. Existing methods learn features from either word-level or region-level but fail to consider both simultaneously. Word-level models are restricted by the fact that they originate from pure-text language models, which only encode the word-level context. In contrast, region-level models attempt to encode regions corresponding to paragraphs or text blocks into a single embedding, but they perform worse with additional word-level features. To deal with these issues, we propose MGDoc, a new multi-modal multi-granular pre-training framework that encodes page-level, region-level, and word-level information at the same time. MGDoc uses a unified text-visual encoder to obtain multi-modal features across different granularities, which makes it possible to project the multi-granular features into the same hyperspace. To model the region-word correlation, we design a cross-granular attention mechanism and specific pre-training tasks for our model to reinforce the model of learning the hierarchy between regions and words. Experiments demonstrate that our proposed model can learn better features that perform well across granularities and lead to improvements in downstream tasks.