Ruoxi Jia


2024

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Skin-in-the-Game: Decision Making via Multi-Stakeholder Alignment in LLMs
Bilgehan Sel | Priya Shanmugasundaram | Mohammad Kachuee | Kun Zhou | Ruoxi Jia | Ming Jin
Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Large Language Models (LLMs) have shown remarkable capabilities in tasks such as summarization, arithmetic reasoning, and question answering. However, they encounter significant challenges in the domain of moral reasoning and ethical decision-making, especially in complex scenarios with multiple stakeholders. This paper introduces the Skin-in-the-Game (SKIG) framework, aimed at enhancing moral reasoning in LLMs by exploring decisions’ consequences from multiple stakeholder perspectives. The core components of the framework consist of simulating accountability for decisions, conducting empathy exercises on different stakeholders, and evaluating the risks associated with the impacts of potential actions. We study SKIG’s performance across various moral reasoning benchmarks with proprietary and open-source LLMs, and investigate its crucial components through extensive ablation analyses. Our framework exhibits marked improvements in performance compared to baselines across different language models and benchmarks.

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How Johnny Can Persuade LLMs to Jailbreak Them: Rethinking Persuasion to Challenge AI Safety by Humanizing LLMs
Yi Zeng | Hongpeng Lin | Jingwen Zhang | Diyi Yang | Ruoxi Jia | Weiyan Shi
Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Most traditional AI safety research views models as machines and centers on algorithm-focused attacks developed by security experts. As large language models (LLMs) become increasingly common and competent, non-expert users can also impose risks during daily interactions. Observing this, we shift the perspective, by treating LLMs as human-like communicators to examine the interplay between everyday language interaction and AI safety. Specifically, we study how to persuade LLMs to jailbreak them. First, we propose a persuasion taxonomy derived from decades of social science research. Then, we apply the taxonomy to automatically generate persuasive adversarial prompts (PAP) to jailbreak LLMs. Results show that persuasion significantly increases the jailbreak risk across all risk categories: PAP consistently achieves an attack success rate of over 92% on Llama-2-7b-Chat, GPT-3.5, and GPT-4 in 10 trials, surpassing recent algorithm-focused attacks. On the defense side, we explore various mechanisms against PAP, find a significant gap in existing defenses, and advocate for more fundamental solutions for AI safety.

2022

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Selective Differential Privacy for Language Modeling
Weiyan Shi | Aiqi Cui | Evan Li | Ruoxi Jia | Zhou Yu
Proceedings of the 2022 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

With the increasing applications of language models, it has become crucial to protect these models from leaking private information. Previous work has attempted to tackle this challenge by training RNN-based language models with differential privacy guarantees. However, applying classical differential privacy to language models leads to poor model performance as the underlying privacy notion is over-pessimistic and provides undifferentiated protection for all tokens in the data. Given that the private information in natural language is sparse (for example, the bulk of an email might not carry personally identifiable information), we propose a new privacy notion, selective differential privacy, to provide rigorous privacy guarantees on the sensitive portion of the data to improve model utility. To realize such a new notion, we develop a corresponding privacy mechanism, Selective-DPSGD, for RNN-based language models. Besides language modeling, we also apply the method to a more concrete application – dialog systems. Experiments on both language modeling and dialog system building show that the proposed privacy-preserving mechanism achieves better utilities while remaining safe under various privacy attacks compared to the baselines. The data and code are released at https://github.com/wyshi/lm_privacy to facilitate future research.

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Just Fine-tune Twice: Selective Differential Privacy for Large Language Models
Weiyan Shi | Ryan Shea | Si Chen | Chiyuan Zhang | Ruoxi Jia | Zhou Yu
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

Protecting large language models from privacy leakage is becoming increasingly crucial with their wide adoption in real-world products. Yet applying *differential privacy* (DP), a canonical notion with provable privacy guarantees for machine learning models, to those models remains challenging due to the trade-off between model utility and privacy loss. Utilizing the fact that sensitive information in language data tends to be sparse, Shi et al. (2021) formalized a DP notion extension called *Selective Differential Privacy* (SDP) to protect only the sensitive tokens defined by a policy function. However, their algorithm only works for RNN-based models. In this paper, we develop a novel framework, *Just Fine-tune Twice* (JFT), that achieves SDP for state-of-the-art large transformer-based models. Our method is easy to implement: it first fine-tunes the model with *redacted* in-domain data, and then fine-tunes it again with the *original* in-domain data using a private training mechanism. Furthermore, we study the scenario of imperfect implementation of policy functions that misses sensitive tokens and develop systematic methods to handle it. Experiments show that our method achieves strong utility compared to previous baselines. We also analyze the SDP privacy guarantee empirically with the canary insertion attack.