Empathy and emotion prediction are key components in the development of effective and empathetic agents, amongst several other applications. The WASSA shared task on empathy empathy and emotion prediction in interactions presents an opportunity to benchmark approaches to these tasks.Appropriately selecting and representing the historical context is crucial in the modelling of empathy and emotion in conversations. In our submissions, we model empathy, emotion polarity and emotion intensity of each utterance in a conversation by feeding the utterance to be classified together with its conversational context, i.e., a certain number of previous conversational turns, as input to an encoder Pre-trained Language Model (PLM), to which we append a regression head for prediction. We also model perceived counterparty empathy of each interlocutor by feeding all utterances from the conversation and a token identifying the interlocutor for which we are predicting the empathy. Our system officially ranked 1st at the CONV-turn track and 2nd at the CONV-dialog track.

Recent approaches have attempted to personalize dialogue systems by leveraging profile information into models. However, this knowledge is scarce and difficult to obtain, which makes the extraction/generation of profile information from dialogues a fundamental asset. To surpass this limitation, we introduce the Profile Generation Task (PGTask). We contribute with a new dataset for this problem, comprising profile sentences aligned with related utterances, extracted from a corpus of dialogues. Furthermore, using state-of-the-art methods, we provide a benchmark for profile generation on this novel dataset. Our experiments disclose the challenges of profile generation, and we hope that this introduces a new research direction.

Emotion Recognition in Conversations (ERC) has been gaining increasing importance as conversational agents become more and more common. Recognizing emotions is key for effective communication, being a crucial component in the development of effective and empathetic conversational agents. Knowledge and understanding of the conversational context are extremely valuable for identifying the emotions of the interlocutor. We thus approach Emotion Recognition in Conversations leveraging the conversational context, i.e., taking into attention previous conversational turns. The usual approach to model the conversational context has been to produce context-independent representations of each utterance and subsequently perform contextual modeling of these. Here we propose context-dependent embedding representations of each utterance by leveraging the contextual representational power of pre-trained transformer language models. In our approach, we feed the conversational context appended to the utterance to be classified as input to the RoBERTa encoder, to which we append a simple classification module, thus discarding the need to deal with context after obtaining the embeddings since these constitute already an efficient representation of such context. We also investigate how the number of introduced conversational turns influences our model performance. The effectiveness of our approach is validated on the open-domain DailyDialog dataset and on the task-oriented EmoWOZ dataset.

Despite significant research effort in the development of automatic dialogue evaluation metrics, little thought is given to evaluating dialogues other than in English. At the same time, ensuring metrics are invariant to semantically similar responses is also an overlooked topic. In order to achieve the desired properties of robustness and multilinguality for dialogue evaluation metrics, we propose a novel framework that takes advantage of the strengths of current evaluation models with the newly-established paradigm of prompting Large Language Models (LLMs). Empirical results show our framework achieves state of the art results in terms of mean Spearman correlation scores across several benchmarks and ranks first place on both the Robust and Multilingual tasks of the DSTC11 Track 4 “Automatic Evaluation Metrics for Open-Domain Dialogue Systems”, proving the evaluation capabilities of prompted LLMs.