Automated patent classification typically involves assigning labels to a patent from a taxonomy, using multi-class multi-label classification models. However, classification-based models face challenges in scaling to large numbers of labels, struggle with generalizing to new labels, and fail to effectively utilize the rich information and multiple views of patents and labels. In this work, we propose a multi-view ranking-based method to address these limitations. Our method consists of four ranking-based models that incorporate different views of patents and a meta-model that aggregates and re-ranks the candidate labels given by the four ranking models. We compared our approach against the state-of-the-art baselines on two publicly available patent classification datasets, USPTO-2M and CLEF-IP-2011. We demonstrate that our approach can alleviate the aforementioned limitations and achieve a new state-of-the-art performance by a significant margin.

Extreme multi-label text classification is a prevalent task in industry, but it frequently encounters challenges in terms of machine learning perspectives, including model limitations, data scarcity, and time-consuming evaluation. This paper aims to mitigate these issues by introducing novel approaches. Firstly, we propose a label ranking model as an alternative to the conventional SciBERT-based classification model, enabling efficient handling of large-scale labels and accommodating new labels. Secondly, we present an active learning-based pipeline that addresses the data scarcity of new labels during the update of a classification system. Finally, we introduce ChatGPT to assist with model evaluation. Our experiments demonstrate the effectiveness of these techniques in enhancing the extreme multi-label text classification task.

Despite the important evolutions in few-shot and zero-shot learning techniques, domain specific applications still require expert knowledge and significant effort in annotating and labeling a large volume of unstructured textual data. To mitigate this problem, active learning, and meta-learning attempt to reach a high performance with the least amount of labeled data. In this paper, we introduce a novel approach to combine both lines of work by initializing an active learner with meta-learned parameters obtained through meta-training on tasks similar to the target task during active learning. In this approach we use the pre-trained BERT as our text-encoder and meta-learn its parameters with LEOPARD, which extends the model-agnostic meta-learning method by generating task dependent softmax weights to enable learning across tasks with different number of classes. We demonstrate the effectiveness of our method by performing active learning on five natural language understanding tasks and six datasets with five different acquisition functions. We train two different meta-initializations, and we use the pre-trained BERT base initialization as baseline. We observe that our approach performs better than the baseline at low budget, especially when closely related tasks were present during meta-learning. Moreover, our results show that better performance in the initial phase, i.e., with fewer labeled samples, leads to better performance when larger acquisition batches are used. We also perform an ablation study of the proposed method, showing that active learning with only the meta-learned weights is beneficial and adding the meta-learned learning rates and generating the softmax have negative consequences for the performance.