Unified Active Retrieval for Retrieval Augmented Generation

Qinyuan Cheng, Xiaonan Li, Shimin Li, Qin Zhu, Zhangyue Yin, Yunfan Shao, Linyang Li, Tianxiang Sun, Hang Yan, Xipeng Qiu


Abstract
In Retrieval-Augmented Generation (RAG), retrieval is not always helpful and applying it to every instruction is sub-optimal. Therefore, determining whether to retrieve is crucial for RAG, which is usually referred to as Active Retrieval. However, existing active retrieval methods face two challenges: 1. They usually rely on a single criterion, which struggles with handling various types of instructions. 2. They depend on specialized and highly differentiated procedures, and thus combining them makes the RAG system more complicated and leads to higher response latency. To address these challenges, we propose Unified Active Retrieval (UAR). UAR contains four orthogonal criteria and casts them into plug-and-play classification tasks, which achieves multifaceted retrieval timing judgements with negligible extra inference cost. We further introduce the Unified Active Retrieval Criteria (UAR-Criteria), designed to process diverse active retrieval scenarios through a standardized procedure. Experiments on four representative types of user instructions show that UAR significantly outperforms existing work on the retrieval timing judgement and the performance of downstream tasks, which shows the effectiveness of UAR and its helpfulness to downstream tasks.
Anthology ID:
2024.findings-emnlp.999
Volume:
Findings of the Association for Computational Linguistics: EMNLP 2024
Month:
November
Year:
2024
Address:
Miami, Florida, USA
Editors:
Yaser Al-Onaizan, Mohit Bansal, Yun-Nung Chen
Venue:
Findings
SIG:
Publisher:
Association for Computational Linguistics
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Pages:
17153–17166
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URL:
https://aclanthology.org/2024.findings-emnlp.999
DOI:
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Cite (ACL):
Qinyuan Cheng, Xiaonan Li, Shimin Li, Qin Zhu, Zhangyue Yin, Yunfan Shao, Linyang Li, Tianxiang Sun, Hang Yan, and Xipeng Qiu. 2024. Unified Active Retrieval for Retrieval Augmented Generation. In Findings of the Association for Computational Linguistics: EMNLP 2024, pages 17153–17166, Miami, Florida, USA. Association for Computational Linguistics.
Cite (Informal):
Unified Active Retrieval for Retrieval Augmented Generation (Cheng et al., Findings 2024)
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https://aclanthology.org/2024.findings-emnlp.999.pdf