Large language models (LLMs) have an impressive ability to draw on novel information supplied in their context. Yet the mechanisms underlying this contextual grounding remain unknown, especially in situations where contextual information contradicts factual knowledge stored in the parameters, which LLMs also excel at recalling. Favoring the contextual information is critical for retrieval-augmented generation methods, which enrich the context with up-to-date information, hoping that grounding can rectify outdated or noisy stored knowledge. We present a novel method to study grounding abilities using Fakepedia, a novel dataset of counterfactual texts constructed to clash with a model’s internal parametric knowledge. In this study, we introduce Fakepedia, a counterfactual dataset designed to evaluate grounding abilities when the internal parametric knowledge clashes with the contextual information. We benchmark various LLMs with Fakepedia and conduct a causal mediation analysis of LLM components when answering Fakepedia queries, based on our Masked Grouped Causal Tracing (MGCT) method. Through this analysis, we identify distinct computational patterns between grounded and ungrounded responses. We finally demonstrate that distinguishing grounded from ungrounded responses is achievable through computational analysis alone. Our results, together with existing findings about factual recall mechanisms, provide a coherent narrative of how grounding and factual recall mechanisms interact within LLMs.

Constrained decoding, a technique for enforcing constraints on language model outputs, offers a way to control text generation without retraining or architectural modifications. Its application is, however, typically restricted to models that give users access to next-token distributions (usually via softmax logits), which poses a limitation with blackbox large language models (LLMs). This paper introduces sketch-guided constrained decoding (SketchGCD), a novel approach to constrained decoding for blackbox LLMs, which operates without access to the logits of the blackbox LLM. SketchGCD utilizes a locally hosted auxiliary model to refine the output of an unconstrained blackbox LLM, effectively treating this initial output as a “sketch” for further elaboration. This approach is complementary to traditional logit-based techniques and enables the application of constrained decoding in settings where full model transparency is unavailable. We demonstrate the efficacy of SketchGCD through experiments in closed information extraction and constituency parsing, showing how it enhances the utility and flexibility of blackbox LLMs for complex NLP tasks.

A critical component of a successful language generation pipeline is the decoding algorithm. However, the general principles that should guide the choice of a decoding algorithm remain unclear. Previous works only compare decoding algorithms in narrow scenarios, and their findings do not generalize across tasks. We argue that the misalignment between the model’s likelihood and the task-specific notion of utility is the key factor in understanding the effectiveness of decoding algorithms. To structure the discussion, we introduce a taxonomy of misalignment mitigation strategies (MMSs), providing a unifying view of decoding as a tool for alignment. The MMS taxonomy groups decoding algorithms based on their implicit assumptions about likelihood–utility misalignment, yielding general statements about their applicability across tasks. Specifically, by analyzing the correlation between the likelihood and the utility of predictions across a diverse set of tasks, we provide empirical evidence supporting the proposed taxonomy and a set of principles to structure reasoning when choosing a decoding algorithm. Crucially, our analysis is the first to relate likelihood-based decoding algorithms with algorithms that rely on external information, such as value-guided methods and prompting, and covers the most diverse set of tasks to date. Code, data, and models are available at https://github.com/epfl-dlab/understanding-decoding.

Large language models (LLMs) have great potential for synthetic data generation. This work shows that useful data can be synthetically generated even for tasks that cannot be solved directly by LLMs: for problems with structured outputs, it is possible to prompt an LLM to perform the task in the reverse direction, by generating plausible input text for a target output structure. Leveraging this asymmetry in task difficulty makes it possible to produce large-scale, high-quality data for complex tasks. We demonstrate the effectiveness of this approach on closed information extraction, where collecting ground-truth data is challenging, and no satisfactory dataset exists to date. We synthetically generate a dataset of 1.8M data points, establish its superior quality compared to existing datasets in a human evaluation, and use it to finetune small models (220M and 770M parameters), termed SynthIE, that outperform the prior state of the art (with equal model size) by a substantial margin of 57 absolute points in micro-F1 and 79 points in macro-F1. Code, data, and models are available at anonymous.

Despite their impressive performance, large language models (LMs) still struggle with reliably generating complex output structures when not finetuned to follow the required output format exactly. To address this issue, grammar-constrained decoding (GCD) can be used to control the generation of LMs, guaranteeing that the output follows a given structure. Most existing GCD methods are, however, limited to specific tasks, such as parsing or code generation. In this work, we demonstrate that formal grammars can describe the output space for a much wider range of tasks and argue that GCD can serve as a unified framework for structured NLP tasks in general. For increased flexibility, we introduce input-dependent grammars, which allow the grammar to depend on the input and thus enable the generation of different output structures for different inputs. We then empirically demonstrate the power and flexibility of GCD-enhanced LMs on (1) information extraction, (2) entity disambiguation, and (3) constituency parsing. Our results indicate that grammar-constrained LMs substantially outperform unconstrained LMs or even beat task-specific finetuned models. Grammar constraints thus hold great promise for harnessing off-the-shelf LMs for a wide range of structured NLP tasks, especially where training data is scarce or finetuning is expensive. Code and data: https://github.com/epfl-dlab/GCD.

Structured and grounded representation of text is typically formalized by closed information extraction, the problem of extracting an exhaustive set of (subject, relation, object) triplets that are consistent with a predefined set of entities and relations from a knowledge base schema. Most existing works are pipelines prone to error accumulation, and all approaches are only applicable to unrealistically small numbers of entities and relations. We introduce GenIE (generative information extraction), the first end-to-end autoregressive formulation of closed information extraction. GenIE naturally exploits the language knowledge from the pre-trained transformer by autoregressively generating relations and entities in textual form. Thanks to a new bi-level constrained generation strategy, only triplets consistent with the predefined knowledge base schema are produced. Our experiments show that GenIE is state-of-the-art on closed information extraction, generalizes from fewer training data points than baselines, and scales to a previously unmanageable number of entities and relations. With this work, closed information extraction becomes practical in realistic scenarios, providing new opportunities for downstream tasks. Finally, this work paves the way towards a unified end-to-end approach to the core tasks of information extraction.

Modern pretrained language models are critical components of NLP pipelines. Yet, they suffer from spurious correlations, poor out-of-domain generalization, and biases.Inspired by recent progress in causal machine learning, in particular the invariant risk minimization (IRM) paradigm, we propose invariant language modeling, a framework for learning invariant representations that generalize better across multiple environments. In particular, we adapt a game-theoretic implementation of IRM (IRM-games) to language models, where the invariance emerges from a specific training schedule in which all the environments compete to optimize their own environment-specific loss by updating subsets of the model in a round-robin fashion.We focused on controlled experiments to precisely demonstrate the ability of our method to (i) remove structured noise, (ii) ignore specific spurious correlations without affecting global performance, and (iii) achieve better out-of-domain generalization.These benefits come with a negligible computational overhead compared to standard training, do not require changing the local loss, and can be applied to any language model. We believe this framework is promising to help mitigate spurious correlations and biases in language models.

This paper introduces a conceptually simple, scalable, and highly effective BERT-based entity linking model, along with an extensive evaluation of its accuracy-speed trade-off. We present a two-stage zero-shot linking algorithm, where each entity is defined only by a short textual description. The first stage does retrieval in a dense space defined by a bi-encoder that independently embeds the mention context and the entity descriptions. Each candidate is then re-ranked with a cross-encoder, that concatenates the mention and entity text. Experiments demonstrate that this approach is state of the art on recent zero-shot benchmarks (6 point absolute gains) and also on more established non-zero-shot evaluations (e.g. TACKBP-2010), despite its relative simplicity (e.g. no explicit entity embeddings or manually engineered mention tables). We also show that bi-encoder linking is very fast with nearest neighbor search (e.g. linking with 5.9 million candidates in 2 milliseconds), and that much of the accuracy gain from the more expensive cross-encoder can be transferred to the bi-encoder via knowledge distillation. Our code and models are available at https://github.com/facebookresearch/BLINK.