Language models (LMs) have recently shown remarkable performance on reasoning tasks by explicitly generating intermediate inferences,e.g., chain-of-thought prompting. However, these intermediate inference steps may be inappropriate deductions from the initial contextand lead to incorrect final predictions. Here we introduce REFINER, a framework for finetuning LMs to explicitly generate intermediate reasoning steps while interacting with a critic model that provides automated feedback on the reasoning. Specifically, the critic provides structured feedback that the reasoning LM uses to iteratively improve its intermediate arguments. Empirical evaluations of REFINER on three diverse reasoning tasks show significant improvements over baseline LMs of comparable scale. Furthermore, when using GPT-3.5 or ChatGPT as the reasoner, the trained critic significantly improves reasoning without finetuning the reasoner. Finally, our critic model is trained without expensive human-in-the-loop data but can be substituted with humans at inference time.

Large language models (LLMs) have an impressive ability to draw on novel information supplied in their context. Yet the mechanisms underlying this contextual grounding remain unknown, especially in situations where contextual information contradicts factual knowledge stored in the parameters, which LLMs also excel at recalling. Favoring the contextual information is critical for retrieval-augmented generation methods, which enrich the context with up-to-date information, hoping that grounding can rectify outdated or noisy stored knowledge. We present a novel method to study grounding abilities using Fakepedia, a novel dataset of counterfactual texts constructed to clash with a model’s internal parametric knowledge. In this study, we introduce Fakepedia, a counterfactual dataset designed to evaluate grounding abilities when the internal parametric knowledge clashes with the contextual information. We benchmark various LLMs with Fakepedia and conduct a causal mediation analysis of LLM components when answering Fakepedia queries, based on our Masked Grouped Causal Tracing (MGCT) method. Through this analysis, we identify distinct computational patterns between grounded and ungrounded responses. We finally demonstrate that distinguishing grounded from ungrounded responses is achievable through computational analysis alone. Our results, together with existing findings about factual recall mechanisms, provide a coherent narrative of how grounding and factual recall mechanisms interact within LLMs.

A critical component of a successful language generation pipeline is the decoding algorithm. However, the general principles that should guide the choice of a decoding algorithm remain unclear. Previous works only compare decoding algorithms in narrow scenarios, and their findings do not generalize across tasks. We argue that the misalignment between the model’s likelihood and the task-specific notion of utility is the key factor in understanding the effectiveness of decoding algorithms. To structure the discussion, we introduce a taxonomy of misalignment mitigation strategies (MMSs), providing a unifying view of decoding as a tool for alignment. The MMS taxonomy groups decoding algorithms based on their implicit assumptions about likelihood–utility misalignment, yielding general statements about their applicability across tasks. Specifically, by analyzing the correlation between the likelihood and the utility of predictions across a diverse set of tasks, we provide empirical evidence supporting the proposed taxonomy and a set of principles to structure reasoning when choosing a decoding algorithm. Crucially, our analysis is the first to relate likelihood-based decoding algorithms with algorithms that rely on external information, such as value-guided methods and prompting, and covers the most diverse set of tasks to date. Code, data, and models are available at https://github.com/epfl-dlab/understanding-decoding.

Large language models (LLMs) have great potential for synthetic data generation. This work shows that useful data can be synthetically generated even for tasks that cannot be solved directly by LLMs: for problems with structured outputs, it is possible to prompt an LLM to perform the task in the reverse direction, by generating plausible input text for a target output structure. Leveraging this asymmetry in task difficulty makes it possible to produce large-scale, high-quality data for complex tasks. We demonstrate the effectiveness of this approach on closed information extraction, where collecting ground-truth data is challenging, and no satisfactory dataset exists to date. We synthetically generate a dataset of 1.8M data points, establish its superior quality compared to existing datasets in a human evaluation, and use it to finetune small models (220M and 770M parameters), termed SynthIE, that outperform the prior state of the art (with equal model size) by a substantial margin of 57 absolute points in micro-F1 and 79 points in macro-F1. Code, data, and models are available at anonymous.

Despite their impressive performance, large language models (LMs) still struggle with reliably generating complex output structures when not finetuned to follow the required output format exactly. To address this issue, grammar-constrained decoding (GCD) can be used to control the generation of LMs, guaranteeing that the output follows a given structure. Most existing GCD methods are, however, limited to specific tasks, such as parsing or code generation. In this work, we demonstrate that formal grammars can describe the output space for a much wider range of tasks and argue that GCD can serve as a unified framework for structured NLP tasks in general. For increased flexibility, we introduce input-dependent grammars, which allow the grammar to depend on the input and thus enable the generation of different output structures for different inputs. We then empirically demonstrate the power and flexibility of GCD-enhanced LMs on (1) information extraction, (2) entity disambiguation, and (3) constituency parsing. Our results indicate that grammar-constrained LMs substantially outperform unconstrained LMs or even beat task-specific finetuned models. Grammar constraints thus hold great promise for harnessing off-the-shelf LMs for a wide range of structured NLP tasks, especially where training data is scarce or finetuning is expensive. Code and data: https://github.com/epfl-dlab/GCD.

Structured and grounded representation of text is typically formalized by closed information extraction, the problem of extracting an exhaustive set of (subject, relation, object) triplets that are consistent with a predefined set of entities and relations from a knowledge base schema. Most existing works are pipelines prone to error accumulation, and all approaches are only applicable to unrealistically small numbers of entities and relations. We introduce GenIE (generative information extraction), the first end-to-end autoregressive formulation of closed information extraction. GenIE naturally exploits the language knowledge from the pre-trained transformer by autoregressively generating relations and entities in textual form. Thanks to a new bi-level constrained generation strategy, only triplets consistent with the predefined knowledge base schema are produced. Our experiments show that GenIE is state-of-the-art on closed information extraction, generalizes from fewer training data points than baselines, and scales to a previously unmanageable number of entities and relations. With this work, closed information extraction becomes practical in realistic scenarios, providing new opportunities for downstream tasks. Finally, this work paves the way towards a unified end-to-end approach to the core tasks of information extraction.

Modern pretrained language models are critical components of NLP pipelines. Yet, they suffer from spurious correlations, poor out-of-domain generalization, and biases.Inspired by recent progress in causal machine learning, in particular the invariant risk minimization (IRM) paradigm, we propose invariant language modeling, a framework for learning invariant representations that generalize better across multiple environments. In particular, we adapt a game-theoretic implementation of IRM (IRM-games) to language models, where the invariance emerges from a specific training schedule in which all the environments compete to optimize their own environment-specific loss by updating subsets of the model in a round-robin fashion.We focused on controlled experiments to precisely demonstrate the ability of our method to (i) remove structured noise, (ii) ignore specific spurious correlations without affecting global performance, and (iii) achieve better out-of-domain generalization.These benefits come with a negligible computational overhead compared to standard training, do not require changing the local loss, and can be applied to any language model. We believe this framework is promising to help mitigate spurious correlations and biases in language models.

Evaluation in NLP is usually done by comparing the scores of competing systems independently averaged over a common set of test instances. In this work, we question the use of averages for aggregating evaluation scores into a final number used to decide which system is best, since the average, as well as alternatives such as the median, ignores the pairing arising from the fact that systems are evaluated on the same test instances. We illustrate the importance of taking the instancelevel pairing of evaluation scores into account and demonstrate, both theoretically and empirically, the advantages of aggregation methods based on pairwise comparisons, such as the Bradley–Terry (BT) model, a mechanism based on the estimated probability that a given system scores better than another on the test set. By re-evaluating 296 real NLP evaluation setups across four tasks and 18 evaluation metrics, we show that the choice of aggregation mechanism matters and yields different conclusions as to which systems are state of the art in about 30% of the setups. To facilitate the adoption of pairwise evaluation, we release a practical tool for performing the full analysis of evaluation scores with the mean, median, BT, and two variants of BT (Elo and TrueSkill), alongside functionality for appropriate statistical testing.

Evaluation of cross-lingual encoders is usually performed either via zero-shot cross-lingual transfer in supervised downstream tasks or via unsupervised cross-lingual textual similarity. In this paper, we concern ourselves with reference-free machine translation (MT) evaluation where we directly compare source texts to (sometimes low-quality) system translations, which represents a natural adversarial setup for multilingual encoders. Reference-free evaluation holds the promise of web-scale comparison of MT systems. We systematically investigate a range of metrics based on state-of-the-art cross-lingual semantic representations obtained with pretrained M-BERT and LASER. We find that they perform poorly as semantic encoders for reference-free MT evaluation and identify their two key limitations, namely, (a) a semantic mismatch between representations of mutual translations and, more prominently, (b) the inability to punish “translationese”, i.e., low-quality literal translations. We propose two partial remedies: (1) post-hoc re-alignment of the vector spaces and (2) coupling of semantic-similarity based metrics with target-side language modeling. In segment-level MT evaluation, our best metric surpasses reference-based BLEU by 5.7 correlation points.

The goal of text summarization is to compress documents to the relevant information while excluding background information already known to the receiver. So far, summarization researchers have given considerably more attention to relevance than to background knowledge. In contrast, this work puts background knowledge in the foreground. Building on the realization that the choices made by human summarizers and annotators contain implicit information about their background knowledge, we develop and compare techniques for inferring background knowledge from summarization data. Based on this framework, we define summary scoring functions that explicitly model background knowledge, and show that these scoring functions fit human judgments significantly better than baselines. We illustrate some of the many potential applications of our framework. First, we provide insights into human information importance priors. Second, we demonstrate that averaging the background knowledge of multiple, potentially biased annotators or corpora greatly improves summaryscoring performance. Finally, we discuss potential applications of our framework beyond summarization.

Research on summarization has mainly been driven by empirical approaches, crafting systems to perform well on standard datasets with the notion of information Importance remaining latent. We argue that establishing theoretical models of Importance will advance our understanding of the task and help to further improve summarization systems. To this end, we propose simple but rigorous definitions of several concepts that were previously used only intuitively in summarization: Redundancy, Relevance, and Informativeness. Importance arises as a single quantity naturally unifying these concepts. Additionally, we provide intuitions to interpret the proposed quantities and experiments to demonstrate the potential of the framework to inform and guide subsequent works.

In summarization, automatic evaluation metrics are usually compared based on their ability to correlate with human judgments. Unfortunately, the few existing human judgment datasets have been created as by-products of the manual evaluations performed during the DUC/TAC shared tasks. However, modern systems are typically better than the best systems submitted at the time of these shared tasks. We show that, surprisingly, evaluation metrics which behave similarly on these datasets (average-scoring range) strongly disagree in the higher-scoring range in which current systems now operate. It is problematic because metrics disagree yet we can’t decide which one to trust. This is a call for collecting human judgments for high-scoring summaries as this would resolve the debate over which metrics to trust. This would also be greatly beneficial to further improve summarization systems and metrics alike.

A robust evaluation metric has a profound impact on the development of text generation systems. A desirable metric compares system output against references based on their semantics rather than surface forms. In this paper we investigate strategies to encode system and reference texts to devise a metric that shows a high correlation with human judgment of text quality. We validate our new metric, namely MoverScore, on a number of text generation tasks including summarization, machine translation, image captioning, and data-to-text generation, where the outputs are produced by a variety of neural and non-neural systems. Our findings suggest that metrics combining contextualized representations with a distance measure perform the best. Such metrics also demonstrate strong generalization capability across tasks. For ease-of-use we make our metrics available as web service.

Supervised summarization systems usually rely on supervision at the sentence or n-gram level provided by automatic metrics like ROUGE, which act as noisy proxies for human judgments. In this work, we learn a summary-level scoring function 𝜃 including human judgments as supervision and automatically generated data as regularization. We extract summaries with a genetic algorithm using 𝜃 as a fitness function. We observe strong and promising performances across datasets in both automatic and manual evaluation.

The Story Cloze test is a recent effort in providing a common test scenario for text understanding systems. As part of the LSDSem 2017 shared task, we present a system based on a deep learning architecture combined with a rich set of manually-crafted linguistic features. The system outperforms all known baselines for the task, suggesting that the chosen approach is promising. We additionally present two methods for generating further training data based on stories from the ROCStories corpus.

The evaluation of summaries is a challenging but crucial task of the summarization field. In this work, we propose to learn an automatic scoring metric based on the human judgements available as part of classical summarization datasets like TAC-2008 and TAC-2009. Any existing automatic scoring metrics can be included as features, the model learns the combination exhibiting the best correlation with human judgments. The reliability of the new metric is tested in a further manual evaluation where we ask humans to evaluate summaries covering the whole scoring spectrum of the metric. We release the trained metric as an open-source tool.

We present a new supervised framework that learns to estimate automatic Pyramid scores and uses them for optimization-based extractive multi-document summarization. For learning automatic Pyramid scores, we developed a method for automatic training data generation which is based on a genetic algorithm using automatic Pyramid as the fitness function. Our experimental evaluation shows that our new framework significantly outperforms strong baselines regarding automatic Pyramid, and that there is much room for improvement in comparison with the upper-bound for automatic Pyramid.

We present a new framework for evaluating extractive summarizers, which is based on a principled representation as optimization problem. We prove that every extractive summarizer can be decomposed into an objective function and an optimization technique. We perform a comparative analysis and evaluation of several objective functions embedded in well-known summarizers regarding their correlation with human judgments. Our comparison of these correlations across two datasets yields surprising insights into the role and performance of objective functions in the different summarizers.

Extracting summaries via integer linear programming and submodularity are popular and successful techniques in extractive multi-document summarization. However, many interesting optimization objectives are neither submodular nor factorizable into an integer linear program. We address this issue and present a general optimization framework where any function of input documents and a system summary can be plugged in. Our framework includes two kinds of summarizers – one based on genetic algorithms, the other using a swarm intelligence approach. In our experimental evaluation, we investigate the optimization of two information-theoretic summary evaluation metrics and find that our framework yields competitive results compared to several strong summarization baselines. Our comparative analysis of the genetic and swarm summarizers reveals interesting complementary properties.

Research in multi-document summarization has focused on newswire corpora since the early beginnings. However, the newswire genre provides genre-specific features such as sentence position which are easy to exploit in summarization systems. Such easy to exploit genre-specific features are available in other genres as well. We therefore present the new hMDS corpus for multi-document summarization, which contains heterogeneous source documents from multiple text genres, as well as summaries with different lengths. For the construction of the corpus, we developed a novel construction approach which is suited to build large and heterogeneous summarization corpora with little effort. The method reverses the usual process of writing summaries for given source documents: it combines already available summaries with appropriate source documents. In a detailed analysis, we show that our new corpus is significantly different from the homogeneous corpora commonly used, and that it is heterogeneous along several dimensions. Our experimental evaluation using well-known state-of-the-art summarization systems shows that our corpus poses new challenges in the field of multi-document summarization. Last but not least, we make our corpus publicly available to the research community at the corpus web page https://github.com/AIPHES/hMDS.