This paper describes our submission to the SemEval-2023 for Task 6 on LegalEval: Understanding Legal Texts. Our submission concentrated on three subtasks: Legal Named Entity Recognition (L-NER) for Task-B, Legal Judgment Prediction (LJP) for Task-C1, and Court Judgment Prediction with Explanation (CJPE) for Task-C2. We conducted various experiments on these subtasks and presented the results in detail, including data statistics and methodology. It is worth noting that legal tasks, such as those tackled in this research, have been gaining importance due to the increasing need to automate legal analysis and support. Our team obtained competitive rankings of 15th, 11th, and 1st in Task-B, Task-C1, and Task-C2, respectively, as reported on the leaderboard.

Legal documents are unstructured, use legal jargon, and have considerable length, making them difficult to process automatically via conventional text processing techniques. A legal document processing system would benefit substantially if the documents could be segmented into coherent information units. This paper proposes a new corpus of legal documents annotated (with the help of legal experts) with a set of 13 semantically coherent units labels (referred to as Rhetorical Roles), e.g., facts, arguments, statute, issue, precedent, ruling, and ratio. We perform a thorough analysis of the corpus and the annotations. For automatically segmenting the legal documents, we experiment with the task of rhetorical role prediction: given a document, predict the text segments corresponding to various roles. Using the created corpus, we experiment extensively with various deep learning-based baseline models for the task. Further, we develop a multitask learning (MTL) based deep model with document rhetorical role label shift as an auxiliary task for segmenting a legal document. The proposed model shows superior performance over the existing models. We also experiment with model performance in the case of domain transfer and model distillation techniques to see the model performance in limited data conditions.

An automated system that could assist a judge in predicting the outcome of a case would help expedite the judicial process. For such a system to be practically useful, predictions by the system should be explainable. To promote research in developing such a system, we introduce ILDC (Indian Legal Documents Corpus). ILDC is a large corpus of 35k Indian Supreme Court cases annotated with original court decisions. A portion of the corpus (a separate test set) is annotated with gold standard explanations by legal experts. Based on ILDC, we propose the task of Court Judgment Prediction and Explanation (CJPE). The task requires an automated system to predict an explainable outcome of a case. We experiment with a battery of baseline models for case predictions and propose a hierarchical occlusion based model for explainability. Our best prediction model has an accuracy of 78% versus 94% for human legal experts, pointing towards the complexity of the prediction task. The analysis of explanations by the proposed algorithm reveals a significant difference in the point of view of the algorithm and legal experts for explaining the judgments, pointing towards scope for future research.