With the growing popularity of general-purpose Large Language Models (LLMs), comes a need for more global explanations of model behaviors. Concept-based explanations arise as a promising avenue for explaining high-level patterns learned by LLMs. Yet their evaluation poses unique challenges, especially due to their non-local nature and high dimensional representation in a model’s hidden space. Current methods approach concepts from different perspectives, lacking a unified formalization. This makes evaluating the core measures of concepts, namely faithfulness or readability, challenging. To bridge the gap, we introduce a formal definition of concepts generalizing to diverse concept-based explanations’ settings. Based on this, we quantify the faithfulness of a concept explanation via perturbation. We ensure adequate perturbation in the high-dimensional space for different concepts via an optimization problem. Readability is approximated via an automatic and deterministic measure, quantifying the coherence of patterns that maximally activate a concept while aligning with human understanding. Finally, based on measurement theory, we apply a meta-evaluation method for evaluating these measures, generalizable to other types of explanations or tasks as well. Extensive experimental analysis has been conducted to inform the selection of explanation evaluation measures.

Retrieval Augmented Generation (RAG) system is important in domains such as e-commerce, which has many long-tail entities and frequently updated information. Most existing works adopt separate modules for retrieval and generation, which may be suboptimal since the retrieval task and the generation task cannot benefit from each other to improve performance. We propose a novel Backbone Shared RAG framework (BSharedRAG). It first uses a domain-specific corpus to continually pre-train a base model as a domain-specific backbone model and then trains two plug-and-play Low-Rank Adaptation (LoRA) modules based on the shared backbone to minimize retrieval and generation losses respectively. Experimental results indicate that our proposed BSharedRAG outperforms baseline models by 5% and 13% in Hit@3 upon two datasets in retrieval evaluation and by 23% in terms of BLEU-3 in generation evaluation. Our codes, models, and dataset are available at https://bsharedrag.github.io.

Value alignment is crucial for the responsible development of Large Language Models (LLMs). However, how to define values in this context remains largely unexplored. Existing work mainly specifies values as risk criteria formulated in the AI community, e.g., fairness and privacy protection, suffering from poor clarity, adaptability and transparency. Leveraging basic values established in humanity and social science that are compatible with values across cultures, this paper introduces a novel value space spanned by multiple basic value dimensions and proposes BaseAlign, a corresponding value alignment paradigm. Applying the representative Schwartz’s Theory of Basic Values as an instantiation, we construct FULCRA, a dataset consisting of 20k (LLM output, value vector) pairs. LLMs’ outputs are mapped into the K-dim value space beyond simple binary labels, by identifying their underlying priorities for these value dimensions. Extensive analysis and experiments on FULCRA: (1) reveal the essential relation between basic values and LLMs’ behaviors, (2) demonstrate that our paradigm with basic values not only covers existing risks but also anticipates the unidentified ones, and (3) manifest BaseAlign’s superiority in alignment performance with less data, paving the way for addressing the above three challenges.

Persuasive dialogue requires multi-turn following and planning abilities to achieve the goal of persuading users, which is still challenging even for state-of-the-art large language models (LLMs). Previous works focus on retrieval-based models or generative models in a specific domain due to a lack of data across multiple domains. In this paper, we leverage GPT-4 to create the first multi-domain persuasive dialogue dataset DailyPersuasion. Then we propose a general method named PersuGPT to learn a persuasion model based on LLMs through intent-to-strategy reasoning, which summarizes the intent of user’s utterance and reasons next strategy to respond. Moreover, we design a simulation-based preference optimization, which utilizes a learned user model and our model to simulate next turns and estimate their rewards more accurately. Experimental results on two datasets indicate that our proposed method outperforms all baselines in terms of automatic evaluation metric Win-Rate and human evaluation. The code and data are available at https://persugpt.github.io.

In reasoning tasks, even a minor error can cascade into inaccurate results, leading to suboptimal performance of large language models insuch domains. Earlier fine-tuning approaches sought to mitigate this by leveraging more precise supervisory signals from human labeling, larger models, or self-sampling, although at a high cost. Conversely, we develop a method that avoids external resources, relying instead on introducing perturbations to the input. Our training approach randomly masks certain tokens within the chain of thought, a techniquewe found to be particularly effective for reasoning tasks. When applied to fine-tuning with GSM8K on Llama-2-7B, this method achieveda 5% improvement in GSM8K accuracy and a 10% improvement in GSM-IC accuracy over standard supervised fine-tuning with a few codes modified. Furthermore, it is complementary to existing methods. When integrated with related explicit data augmentation methods, it leads to improvements across five datasets of various augmentation methods, as well as two different base models. We further investigate the mechanisms behind this improvement through case studies and quantitative analysis, suggesting that our approach may provide superior support for the model in capturing long-distance dependencies, especially those related to questions. This enhancement could deepen understanding of the premises in questions and prior steps.

The reward model for Reinforcement Learning from Human Feedback (RLHF) has proven effective in fine-tuning Large Language Models (LLMs). Notably, collecting human feedback for RLHF can be resource-intensive and lead to scalability issues for LLMs and complex tasks. Our proposed framework Proto-RM leverages prototypical networks to enhance reward models under limited human feedback. By enabling stable and reliable structural learning from fewer samples, Proto-RM significantly enhances LLMs' adaptability and accuracy in interpreting human preferences. Extensive experiments on various datasets demonstrate that Proto-RM significantly improves the performance of reward models and LLMs in human feedback tasks, achieving comparable and usually better results than traditional methods, while requiring significantly less data in data-limited scenarios. This research offers a promising direction for enhancing the efficiency of reward models and optimizing the fine-tuning of language models under restricted feedback conditions.

Free-text explanations are crucial for enhancing the interpretability of AI models. However, training models to generate high-quality free-text explanations is challenging, primarily due to the requirement of a substantial amount of human-written explanations, which can be expensive. Recently, Large language models (LLMs) like ChatGPT and GPT-4 have made remarkable progress in various NLP tasks while also providing explanations alongside their answers. Leveraging LLMs for data labeling offers a more cost-effective alternative. However, a key concern arises from the fact that the answers provided by LLMs are not entirely accurate, potentially introducing noise to both task outputs and explanation generation. To remedy this, we propose a new mechanism, Distillation with Explanations from LLMs. we observe that despite the incorrectness in LLMs-generated answers, their explanations are consistent with their answers. Leveraging this consistency, our method combines the ground truth labels and answers-explanations generated by LLMs, to simultaneously generate more accurate answers and the corresponding free-text explanations. Experimental results demonstrate that our approach achieves improved predictive performance and also generates explanations that exhibit greater alignment with the model’s task outputs.

Self-training (ST) has prospered again in language understanding by augmenting the fine-tuning of big pre-trained models when labeled data is insufficient. However, it remains challenging to incorporate ST into attribute-controllable language generation. Augmented only by self-generated pseudo text, generation models over-exploit the previously learned text space and fail to explore a larger one, suffering from a restricted generalization boundary and limited controllability. In this work, we propose DuNST, a novel ST framework to tackle these problems. DuNST jointly models text generation and classification as a dual process and further perturbs and escapes from the collapsed space by adding two kinds of flexible noise. In this way, our model could construct and utilize both pseudo text generated from given labels and pseudo labels predicted from available unlabeled text, which are gradually refined during the ST phase. We theoretically demonstrate that DuNST can be regarded as enhancing the exploration of the potentially larger real text space while maintaining exploitation, guaranteeing improved performance. Experiments on three controllable generation tasks show that DuNST significantly boosts control accuracy with comparable generation fluency and diversity against several strong baselines.

Sentence summarization shortens given texts while maintaining core contents of the texts. Unsupervised approaches have been studied to summarize texts without ground-truth summaries. However, recent unsupervised models are extractive, which remove words from texts and thus they are less flexible than abstractive summarization. In this work, we devise an abstractive model based on reinforcement learning without ground-truth summaries. We formulate the unsupervised summarization based on the Markov decision process with rewards representing the summary quality. To further enhance the summary quality, we develop a multi-summary learning mechanism that generates multiple summaries with varying lengths for a given text, while making the summaries mutually enhance each other. Experimental results show that the proposed model substantially outperforms both abstractive and extractive models, yet frequently generating new words not contained in input texts.

In this paper, we formulate the personalized news headline generation problem whose goal is to output a user-specific title based on both a user’s reading interests and a candidate news body to be exposed to her. To build up a benchmark for this problem, we publicize a large-scale dataset named PENS (PErsonalized News headlineS). The training set is collected from user impressions logs of Microsoft News, and the test set is manually created by hundreds of native speakers to enable a fair testbed for evaluating models in an offline mode. We propose a generic framework as a preparatory solution to our problem. At its heart, user preference is learned by leveraging the user behavioral data, and three kinds of user preference injections are proposed to personalize a text generator and establish personalized headlines. We investigate our dataset by implementing several state-of-the-art user modeling methods in our framework to demonstrate a benchmark score for the proposed dataset. The dataset is available at https://msnews.github.io/pens.html.