Fan Yin


2024

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Synchronous Faithfulness Monitoring for Trustworthy Retrieval-Augmented Generation
Di Wu | Jia-Chen Gu | Fan Yin | Nanyun Peng | Kai-Wei Chang
Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing

Retrieval-augmented language models (RALMs) have shown strong performance and wide applicability in knowledge-intensive tasks. However, there are significant trustworthiness concerns as RALMs are prone to generating unfaithful outputs, including baseless information or contradictions with the retrieved context. This paper proposes SynCheck, a lightweight monitor that leverages fine-grained decoding dynamics including sequence likelihood, uncertainty quantification, context influence, and semantic alignment to synchronously detect unfaithful sentences. By integrating efficiently measurable and complementary signals, SynCheck enables accurate and immediate feedback and intervention. Experiments show that SynCheck significantly outperforms existing faithfulness detection baselines, achieving over 0.85 AUROC across a suite of six long-form retrieval-augmented generation tasks. Leveraging SynCheck, we further introduce FOD, a faithfulness-oriented decoding algorithm guided by beam search for long-form retrieval-augmented generation. Empirical results demonstrate that FOD outperforms traditional strategies such as abstention, reranking, or contrastive decoding significantly in terms of faithfulness, achieving over 10% improvement across six datasets.

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Red Teaming Language Model Detectors with Language Models
Zhouxing Shi | Yihan Wang | Fan Yin | Xiangning Chen | Kai-Wei Chang | Cho-Jui Hsieh
Transactions of the Association for Computational Linguistics, Volume 12

The prevalence and strong capability of large language models (LLMs) present significant safety and ethical risks if exploited by malicious users. To prevent the potentially deceptive usage of LLMs, recent work has proposed algorithms to detect LLM-generated text and protect LLMs. In this paper, we investigate the robustness and reliability of these LLM detectors under adversarial attacks. We study two types of attack strategies: 1) replacing certain words in an LLM’s output with their synonyms given the context; 2) automatically searching for an instructional prompt to alter the writing style of the generation. In both strategies, we leverage an auxiliary LLM to generate the word replacements or the instructional prompt. Different from previous works, we consider a challenging setting where the auxiliary LLM can also be protected by a detector. Experiments reveal that our attacks effectively compromise the performance of all detectors in the study with plausible generations, underscoring the urgent need to improve the robustness of LLM-generated text detection systems. Code is available at https://github.com/shizhouxing/LLM-Detector-Robustness.

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Contrastive Instruction Tuning
Tianyi Yan | Fei Wang | James Y. Huang | Wenxuan Zhou | Fan Yin | Aram Galstyan | Wenpeng Yin | Muhao Chen
Findings of the Association for Computational Linguistics: ACL 2024

Instruction tuning has been used as a promising approach to improve the performance of large language models (LLMs) on unseen tasks. However, current LLMs exhibit limited robustness to unseen instructions, generating inconsistent outputs when the same instruction is phrased with slightly varied forms or language styles. This behavior indicates LLMs’ lack of robustness to textual variations and generalizability to unseen instructions, potentially leading to trustworthiness issues. Accordingly, we propose Contrastive Instruction Tuning, which maximizes the similarity between the hidden representations of semantically equivalent instruction-instance pairs while minimizing the similarity between semantically different ones. To facilitate this approach, we augment the existing FLAN collection by paraphrasing task instructions. Experiments on the PromptBench benchmark show that CoIN consistently improves LLMs’ robustness to unseen instructions with variations across character, word, sentence, and semantic levels by an average of +2.5% in accuracy.

2023

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Did You Read the Instructions? Rethinking the Effectiveness of Task Definitions in Instruction Learning
Fan Yin | Jesse Vig | Philippe Laban | Shafiq Joty | Caiming Xiong | Chien-Sheng Wu
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Large language models (LLMs) have shown impressive performance in following natural language instructions to solve unseen tasks. However, it remains unclear whether models truly understand task definitions and whether the human-written definitions are optimal. In this paper, we systematically study the role of task definitions in instruction learning. We first conduct an ablation analysis informed by human annotations to understand which parts of a task definition are most important, and find that model performance only drops substantially when removing contents describing the task output, in particular label information. Next, we propose an automatic algorithm to compress task definitions to a minimal supporting set of tokens, and find that 60% of tokens can be removed while maintaining or even improving model performance. Based on these results, we propose two strategies to help models better leverage task instructions: (1) providing only key information for tasks in a common structured format, and (2) adding a meta-tuning stage to help the model better understand the definitions. With these two strategies, we achieve a 4.2 Rouge-L improvement over 119 unseen test tasks.

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Efficient Shapley Values Estimation by Amortization for Text Classification
Chenghao Yang | Fan Yin | He He | Kai-Wei Chang | Xiaofei Ma | Bing Xiang
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Despite the popularity of Shapley Values in explaining neural text classification models, computing them is prohibitive for large pretrained models due to a large number of model evaluations. In practice, Shapley Values are often estimated with a small number of stochastic model evaluations. However, we show that the estimated Shapley Values are sensitive to random seed choices – the top-ranked features often have little overlap across different seeds, especially on examples with longer input texts. This can only be mitigated by aggregating thousands of model evaluations, which on the other hand, induces substantial computational overheads. To mitigate the trade-off between stability and efficiency, we develop an amortized model that directly predicts each input feature’s Shapley Value without additional model evaluations. It is trained on a set of examples whose Shapley Values are estimated from a large number of model evaluations to ensure stability. Experimental results on two text classification datasets demonstrate that our amortized model estimates Shapley Values accurately with up to 60 times speedup compared to traditional methods. Further, our model does not suffer from stability issues as inference is deterministic. We release our code at https://github.com/yangalan123/Amortized-Interpretability.

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Active Instruction Tuning: Improving Cross-Task Generalization by Training on Prompt Sensitive Tasks
Po-Nien Kung | Fan Yin | Di Wu | Kai-Wei Chang | Nanyun Peng
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

Instruction tuning (IT) achieves impressive zero-shot generalization results by training large language models (LLMs) on a massive amount of diverse tasks with instructions. However, how to select new tasks to improve the performance and generalizability of IT models remains an open question. Training on all existing tasks is impractical due to prohibiting computation requirements, and randomly selecting tasks can lead to suboptimal performance. In this work, we propose active instruction tuning based on prompt uncertainty, a novel framework to identify informative tasks, and then actively tune the models on the selected tasks. We represent the informativeness of new tasks with the disagreement of the current model outputs over perturbed prompts. Our experiments on NIV2 and Self-Instruct datasets demonstrate that our method consistently outperforms other baseline strategies for task selection, achieving better out-of-distribution generalization with fewer training tasks. Additionally, we introduce a task map that categorizes and diagnoses tasks based on prompt uncertainty and prediction probability. We discover that training on ambiguous (prompt-uncertain) tasks improves generalization while training on difficult (prompt-certain and low-probability) tasks offers no benefit, underscoring the importance of task selection for instruction tuning.

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Dynosaur: A Dynamic Growth Paradigm for Instruction-Tuning Data Curation
Da Yin | Xiao Liu | Fan Yin | Ming Zhong | Hritik Bansal | Jiawei Han | Kai-Wei Chang
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

Instruction tuning has emerged to enhance the capabilities of large language models (LLMs) to comprehend instructions and generate appropriate responses. Existing methods either manually annotate or employ LLM (e.g., GPT-series) to generate data for instruction tuning. However, they often overlook associating instructions with existing annotated datasets. In this paper, we propose Dynosaur, a dynamic growth paradigm for the automatic curation of instruction-tuning data. Based on the metadata of existing datasets, we use LLMs to automatically construct instruction-tuning data by identifying relevant data fields and generating appropriate instructions. By leveraging the existing annotated datasets, Dynosaur offers several advantages: 1) it reduces the API cost for generating instructions (e.g., it costs less than $12 USD by calling GPT-3.5-turbo for generating 800K instruction tuning samples; 2) it provides high-quality data for instruction tuning (e.g., it performs better than Alpaca and Flan on Super-NI and Longform with comparable data sizes); and 3) it supports the continuous improvement of models by generating instruction-tuning data when a new annotated dataset becomes available. We further investigate a continual learning scheme for learning with the ever-growing instruction-tuning dataset, and demonstrate that replaying tasks with diverse instruction embeddings not only helps mitigate forgetting issues but generalizes to unseen tasks better. Code and data are available at https://github.com/WadeYin9712/Dynosaur.

2022

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On the Sensitivity and Stability of Model Interpretations in NLP
Fan Yin | Zhouxing Shi | Cho-Jui Hsieh | Kai-Wei Chang
Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Recent years have witnessed the emergence of a variety of post-hoc interpretations that aim to uncover how natural language processing (NLP) models make predictions. Despite the surge of new interpretation methods, it remains an open problem how to define and quantitatively measure the faithfulness of interpretations, i.e., to what extent interpretations reflect the reasoning process by a model. We propose two new criteria, sensitivity and stability, that provide complementary notions of faithfulness to the existed removal-based criteria. Our results show that the conclusion for how faithful interpretations are could vary substantially based on different notions. Motivated by the desiderata of sensitivity and stability, we introduce a new class of interpretation methods that adopt techniques from adversarial robustness. Empirical results show that our proposed methods are effective under the new criteria and overcome limitations of gradient-based methods on removal-based criteria. Besides text classification, we also apply interpretation methods and metrics to dependency parsing. Our results shed light on understanding the diverse set of interpretations.

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ADDMU: Detection of Far-Boundary Adversarial Examples with Data and Model Uncertainty Estimation
Fan Yin | Yao Li | Cho-Jui Hsieh | Kai-Wei Chang
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

Adversarial Examples Detection (AED) is a crucial defense technique against adversarial attacks and has drawn increasing attention from the Natural Language Processing (NLP) community. Despite the surge of new AED methods, our studies show that existing methods heavily rely on a shortcut to achieve good performance. In other words, current search-based adversarial attacks in NLP stop once model predictions change, and thus most adversarial examples generated by those attacks are located near model decision boundaries. To surpass this shortcut and fairly evaluate AED methods, we propose to test AED methods with Far Boundary (FB) adversarial examples. Existing methods show worse than random guess performance under this scenario. To overcome this limitation, we propose a new technique, ADDMU, adversary detection with data and model uncertainty, which combines two types of uncertainty estimation for both regular and FB adversarial example detection. Our new method outperforms previous methods by 3.6 and 6.0 AUC points under each scenario. Finally, our analysis shows that the two types of uncertainty provided by ADDMU can be leveraged to characterize adversarialexamples and identify the ones that contribute most to model’s robustness in adversarial training.

2020

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On the Robustness of Language Encoders against Grammatical Errors
Fan Yin | Quanyu Long | Tao Meng | Kai-Wei Chang
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics

We conduct a thorough study to diagnose the behaviors of pre-trained language encoders (ELMo, BERT, and RoBERTa) when confronted with natural grammatical errors. Specifically, we collect real grammatical errors from non-native speakers and conduct adversarial attacks to simulate these errors on clean text data. We use this approach to facilitate debugging models on downstream applications. Results confirm that the performance of all tested models is affected but the degree of impact varies. To interpret model behaviors, we further design a linguistic acceptability task to reveal their abilities in identifying ungrammatical sentences and the position of errors. We find that fixed contextual encoders with a simple classifier trained on the prediction of sentence correctness are able to locate error positions. We also design a cloze test for BERT and discover that BERT captures the interaction between errors and specific tokens in context. Our results shed light on understanding the robustness and behaviors of language encoders against grammatical errors.

2019

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Entity-Relation Extraction as Multi-Turn Question Answering
Xiaoya Li | Fan Yin | Zijun Sun | Xiayu Li | Arianna Yuan | Duo Chai | Mingxin Zhou | Jiwei Li
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics

In this paper, we propose a new paradigm for the task of entity-relation extraction. We cast the task as a multi-turn question answering problem, i.e., the extraction of entities and elations is transformed to the task of identifying answer spans from the context. This multi-turn QA formalization comes with several key advantages: firstly, the question query encodes important information for the entity/relation class we want to identify; secondly, QA provides a natural way of jointly modeling entity and relation; and thirdly, it allows us to exploit the well developed machine reading comprehension (MRC) models. Experiments on the ACE and the CoNLL04 corpora demonstrate that the proposed paradigm significantly outperforms previous best models. We are able to obtain the state-of-the-art results on all of the ACE04, ACE05 and CoNLL04 datasets, increasing the SOTA results on the three datasets to 49.6 (+1.2), 60.3 (+0.7) and 69.2 (+1.4), respectively. Additionally, we construct and will release a newly developed dataset RESUME, which requires multi-step reasoning to construct entity dependencies, as opposed to the single-step dependency extraction in the triplet exaction in previous datasets. The proposed multi-turn QA model also achieves the best performance on the RESUME dataset.