Large language models are susceptible to jailbreak attacks, which can result in the generation of harmful content. While prior defenses mitigate these risks by perturbing or inspecting inputs, they ignore competing objectives, the underlying cause of alignment failures. In this paper, we propose Alignment-Enhanced Decoding (AED), a novel defense that employs adaptive decoding to address the root causes of jailbreak issues. We first define the Competitive Index to quantify alignment failures and utilize feedback from self-evaluation to compute post-alignment logits. Then, AED adaptively combines Competitive Index and post-alignment logits with the original logits to obtain harmless and helpful distributions. Consequently, our method enhances safety alignment while maintaining helpfulness. We conduct experiments across five models and four common jailbreaks, with the results validating the effectiveness of our approach.

This paper describes the system developed by the USTC-NELSLIP team for SemEval-2023 Task 2 Multilingual Complex Named Entity Recognition (MultiCoNER II). We propose a method named Statistical Construction and Dual Adaptation of Gazetteer (SCDAG) for Multilingual Complex NER. The method first utilizes a statistics-based approach to construct a gazetteer. Secondly, the representations of gazetteer networks and language models are adapted by minimizing the KL divergence between them at the sentence-level and entity-level. Finally, these two networks are then integrated for supervised named entity recognition (NER) training. The proposed method is applied to several state-of-the-art Transformer-based NER models with a gazetteer built from Wikidata, and shows great generalization ability across them. The final predictions are derived from an ensemble of these trained models. Experimental results and detailed analysis verify the effectiveness of the proposed method. The official results show that our system ranked 1st on one track (Hindi) in this task.

Addressing the issues of who saying what to whom in multi-party conversations (MPCs) has recently attracted a lot of research attention. However, existing methods on MPC understanding typically embed interlocutors and utterances into sequential information flows, or utilize only the superficial of inherent graph structures in MPCs. To this end, we present a plug-and-play and lightweight method named graph-induced fine-tuning (GIFT) which can adapt various Transformer-based pre-trained language models (PLMs) for universal MPC understanding. In detail, the full and equivalent connections among utterances in regular Transformer ignore the sparse but distinctive dependency of an utterance on another in MPCs. To distinguish different relationships between utterances, four types of edges are designed to integrate graph-induced signals into attention mechanisms to refine PLMs originally designed for processing sequential texts. We evaluate GIFT by implementing it into three PLMs, and test the performance on three downstream tasks including addressee recognition, speaker identification and response selection. Experimental results show that GIFT can significantly improve the performance of three PLMs on three downstream tasks and two benchmarks with only 4 additional parameters per encoding layer, achieving new state-of-the-art performance on MPC understanding.

Modeling multi-party conversations (MPCs) with graph neural networks has been proven effective at capturing complicated and graphical information flows. However, existing methods rely heavily on the necessary addressee labels and can only be applied to an ideal setting where each utterance must be tagged with an “@” or other equivalent addressee label. To study the scarcity of addressee labels which is a common issue in MPCs, we propose MADNet that maximizes addressee deduction expectation in heterogeneous graph neural networks for MPC generation. Given an MPC with a few addressee labels missing, existing methods fail to build a consecutively connected conversation graph, but only a few separate conversation fragments instead. To ensure message passing between these conversation fragments, four additional types of latent edges are designed to complete a fully-connected graph. Besides, to optimize the edge-type-dependent message passing for those utterances without addressee labels, an Expectation-Maximization-based method that iteratively generates silver addressee labels (E step), and optimizes the quality of generated responses (M step), is designed. Experimental results on two Ubuntu IRC channel benchmarks show that MADNet outperforms various baseline models on the task of MPC generation, especially under the more common and challenging setting where part of addressee labels are missing.

With the rise of the metaverse, immersive multimodal conversation has attracted more and more researchers’ attention. Multimodal contexts will become more important for human-computer interaction in the metaverse, especially in shopping domain. Unlike traditional conversation tasks, immersive multimodal conversation has challenges such as multimodal ambiguous candidate identification and multimodal coreference resolution, which makes it more difficult to dialog state tracking and response generation, as described in SIMMC 2.1 challenge, a part of DSTC11. In particular, as the number of objects in the scene increases, the difficulty will increase dramatically. We proposed a prompt-based multi-task learning Encoder-Decoder, in which different subtasks use different prompts to make the model tend to focus on the current subtask. We achieve the winner in ambiguous candidates indentification and runner-up in multimodal coreference resolution (MM-Coref), multimodal dialog state tracking (MM-DST) and assistant response generation. Our code and model are made publicly available at https://github.com/scutcyr/dstc11-simmc2.1-scut-bds-lab.

Intent recognition is critical for task-oriented dialogue systems. However, for emerging domains and new services, it is difficult to accurately identify the key intent of a conversation due to time-consuming data annotation and comparatively poor model transferability. Therefore, the automatic induction of dialogue intention is very important for intelligent dialogue systems. This paper presents our solution to Track 2 of Intent Induction from Conversations for Task-Oriented Dialogue at the Eleventh Dialogue System Technology Challenge (DSTC11). The essence of intention clustering lies in distinguishing the representation of different dialogue utterances. The key to automatic intention induction is that, for any given set of new data, the sentence representation obtained by the model can be well distinguished from different labels. Therefore, we propose a multi-stage coarse-to-fine contrastive learning model training scheme including unsupervised contrastive learning pre-training, supervised contrastive learning pre-training, and fine-tuning with joint contrastive learning and clustering to obtain a better dialogue utterance representation model for the clustering task. In the released DSTC11 Track 2 evaluation results, our proposed system ranked first on both of the two subtasks of this Track.

When multiple conversations occur simultaneously, a listener must decide which conversation each utterance is part of in order to interpret and respond to it appropriately. This task is referred as dialogue disentanglement. A significant drawback of previous studies on disentanglement lies in that they only focus on pair-wise relationships between utterances while neglecting the conversation structure which is important for conversation structure modeling. In this paper, we propose a hierarchical model, named Dialogue BERT (DIALBERT), which integrates the local and global semantics in the context range by using BERT to encode each message-pair and using BiLSTM to aggregate the chronological context information into the output of BERT. In order to integrate the conversation structure information into the model, two types of loss of conversation-structure loss and tree-structure loss are designed. In this way, our model can implicitly learn and leverage the conversation structures without being restricted to the lack of explicit access to such structures during the inference stage. Experimental results on two large datasets show that our method outperforms previous methods by substantial margins, achieving great performance on dialogue disentanglement.

Zero-shot cross-lingual named entity recognition (NER) aims at transferring knowledge from annotated and rich-resource data in source languages to unlabeled and lean-resource data in target languages. Existing mainstream methods based on the teacher-student distillation framework ignore the rich and complementary information lying in the intermediate layers of pre-trained language models, and domain-invariant information is easily lost during transfer. In this study, a mixture of short-channel distillers (MSD) method is proposed to fully interact the rich hierarchical information in the teacher model and to transfer knowledge to the student model sufficiently and efficiently. Concretely, a multi-channel distillation framework is designed for sufficient information transfer by aggregating multiple distillers as a mixture. Besides, an unsupervised method adopting parallel domain adaptation is proposed to shorten the channels between the teacher and student models to preserve domain-invariant features. Experiments on four datasets across nine languages demonstrate that the proposed method achieves new state-of-the-art performance on zero-shot cross-lingual NER and shows great generalization and compatibility across languages and fields.

This paper describes the system developed by the USTC-NELSLIP team for SemEval-2022 Task 11 Multilingual Complex Named Entity Recognition (MultiCoNER). We propose a gazetteer-adapted integration network (GAIN) to improve the performance of language models for recognizing complex named entities. The method first adapts the representations of gazetteer networks to those of language models by minimizing the KL divergence between them. After adaptation, these two networks are then integrated for backend supervised named entity recognition (NER) training. The proposed method is applied to several state-of-the-art Transformer-based NER models with a gazetteer built from Wikidata, and shows great generalization ability across them. The final predictions are derived from an ensemble of these trained models. Experimental results and detailed analysis verify the effectiveness of the proposed method. The official results show that our system ranked 1st on three tracks (Chinese, Code-mixed and Bangla) and 2nd on the other ten tracks in this task.

This paper introduces the SemEval-2021 shared task 4: Reading Comprehension of Abstract Meaning (ReCAM). This shared task is designed to help evaluate the ability of machines in representing and understanding abstract concepts. Given a passage and the corresponding question, a participating system is expected to choose the correct answer from five candidates of abstract concepts in cloze-style machine reading comprehension tasks. Based on two typical definitions of abstractness, i.e., the imperceptibility and nonspecificity, our task provides three subtasks to evaluate models’ ability in comprehending the two types of abstract meaning and the models’ generalizability. Specifically, Subtask 1 aims to evaluate how well a participating system models concepts that cannot be directly perceived in the physical world. Subtask 2 focuses on models’ ability in comprehending nonspecific concepts located high in a hypernym hierarchy given the context of a passage. Subtask 3 aims to provide some insights into models’ generalizability over the two types of abstractness. During the SemEval-2021 official evaluation period, we received 23 submissions to Subtask 1 and 28 to Subtask 2. The participating teams additionally made 29 submissions to Subtask 3. The leaderboard and competition website can be found at https://competitions.codalab.org/competitions/26153. The data and baseline code are available at https://github.com/boyuanzheng010/SemEval2021-Reading-Comprehension-of-Abstract-Meaning.

Knowledge Base Question Answering (KBQA) is to answer natural language questions posed over knowledge bases (KBs). This paper targets at empowering the IR-based KBQA models with the ability of numerical reasoning for answering ordinal constrained questions. A major challenge is the lack of explicit annotations about numerical properties. To address this challenge, we propose a pretraining numerical reasoning model consisting of NumGNN and NumTransformer, guided by explicit self-supervision signals. The two modules are pretrained to encode the magnitude and ordinal properties of numbers respectively and can serve as model-agnostic plugins for any IR-based KBQA model to enhance its numerical reasoning ability. Extensive experiments on two KBQA benchmarks verify the effectiveness of our method to enhance the numerical reasoning ability for IR-based KBQA models.

Personas are useful for dialogue response prediction. However, the personas used in current studies are pre-defined and hard to obtain before a conversation. To tackle this issue, we study a new task, named Speaker Persona Detection (SPD), which aims to detect speaker personas based on the plain conversational text. In this task, a best-matched persona is searched out from candidates given the conversational text. This is a many-to-many semantic matching task because both contexts and personas in SPD are composed of multiple sentences. The long-term dependency and the dynamic redundancy among these sentences increase the difficulty of this task. We build a dataset for SPD, dubbed as Persona Match on Persona-Chat (PMPC). Furthermore, we evaluate several baseline models and propose utterance-to-profile (U2P) matching networks for this task. The U2P models operate at a fine granularity which treat both contexts and personas as sets of multiple sequences. Then, each sequence pair is scored and an interpretable overall score is obtained for a context-persona pair through aggregation. Evaluation results show that the U2P models outperform their baseline counterparts significantly.

We explore end-to-end trained differentiable models that integrate natural logic with neural networks, aiming to keep the backbone of natural language reasoning based on the natural logic formalism while introducing subsymbolic vector representations and neural components. The proposed model adapts module networks to model natural logic operations, which is enhanced with a memory component to model contextual information. Experiments show that the proposed framework can effectively model monotonicity-based reasoning, compared to the baseline neural network models without built-in inductive bias for monotonicity-based reasoning. Our proposed model shows to be robust when transferred from upward to downward inference. We perform further analyses on the performance of the proposed model on aggregation, showing the effectiveness of the proposed subcomponents on helping achieve better intermediate aggregation performance.

The challenges of building knowledge-grounded retrieval-based chatbots lie in how to ground a conversation on its background knowledge and how to match response candidates with both context and knowledge simultaneously. This paper proposes a method named Filtering before Iteratively REferring (FIRE) for this task. In this method, a context filter and a knowledge filter are first built, which derive knowledge-aware context representations and context-aware knowledge representations respectively by global and bidirectional attention. Besides, the entries irrelevant to the conversation are discarded by the knowledge filter. After that, iteratively referring is performed between context and response representations as well as between knowledge and response representations, in order to collect deep matching features for scoring response candidates. Experimental results show that FIRE outperforms previous methods by margins larger than 2.8% and 4.1% on the PERSONA-CHAT dataset with original and revised personas respectively, and margins larger than 3.1% on the CMU_DoG dataset in terms of top-1 accuracy. We also show that FIRE is more interpretable by visualizing the knowledge grounding process.

Performing fact verification based on structured data is important for many real-life applications and is a challenging research problem, particularly when it involves both symbolic operations and informal inference based on language understanding. In this paper, we present a Program-enhanced Verbalization and Graph Attention Network (ProgVGAT) to integrate programs and execution into textual inference models. Specifically, a verbalization with program execution model is proposed to accumulate evidences that are embedded in operations over the tables. Built on that, we construct the graph attention verification networks, which are designed to fuse different sources of evidences from verbalized program execution, program structures, and the original statements and tables, to make the final verification decision. To support the above framework, we propose a program selection module optimized with a new training strategy based on margin loss, to produce more accurate programs, which is shown to be effective in enhancing the final verification results. Experimental results show that the proposed framework achieves the new state-of-the-art performance, a 74.4% accuracy, on the benchmark dataset TABFACT.

This paper proposes a dually interactive matching network (DIM) for presenting the personalities of dialogue agents in retrieval-based chatbots. This model develops from the interactive matching network (IMN) which models the matching degree between a context composed of multiple utterances and a response candidate. Compared with previous persona fusion approach which enhances the representation of a context by calculating its similarity with a given persona, the DIM model adopts a dual matching architecture, which performs interactive matching between responses and contexts and between responses and personas respectively for ranking response candidates. Experimental results on PERSONA-CHAT dataset show that the DIM model outperforms its baseline model, i.e., IMN with persona fusion, by a margin of 14.5% and outperforms the present state-of-the-art model by a margin of 27.7% in terms of top-1 accuracy hits@1.

This paper describes the USTC-NEL (short for ”National Engineering Laboratory for Speech and Language Information Processing University of science and technology of china”) system to the speech translation task of the IWSLT Evaluation 2018. The system is a conventional pipeline system which contains 3 modules: speech recognition, post-processing and machine translation. We train a group of hybrid-HMM models for our speech recognition, and for machine translation we train transformer based neural machine translation models with speech recognition output style text as input. Experiments conducted on the IWSLT 2018 task indicate that, compared to baseline system from KIT, our system achieved 14.9 BLEU improvement.

In this paper, we propose to learn word embeddings based on the recent fixed-size ordinally forgetting encoding (FOFE) method, which can almost uniquely encode any variable-length sequence into a fixed-size representation. We use FOFE to fully encode the left and right context of each word in a corpus to construct a novel word-context matrix, which is further weighted and factorized using truncated SVD to generate low-dimension word embedding vectors. We evaluate this alternate method in encoding word-context statistics and show the new FOFE method has a notable effect on the resulting word embeddings. Experimental results on several popular word similarity tasks have demonstrated that the proposed method outperforms other SVD models that use canonical count based techniques to generate word context matrices.