In-context learning (ICL) has demonstrated excellent performance across various downstream NLP tasks, especially when synergized with powerful large language models (LLMs). Existing studies evaluate ICL methods primarily based on downstream task performance. This evaluation protocol overlooks the significant cost associated with the demonstration configuration process, i.e., tuning the demonstration as the ICL prompt. However, in this work, we point out that the evaluation protocol leads to unfair comparisons and potentially biased evaluation, because we surprisingly find the correlation between the configuration costs and task performance. Then we call for a two-dimensional evaluation paradigm that considers both of these aspects, facilitating a fairer comparison.Finally, based on our empirical finding that the optimized demonstration on one language model generalizes across language models of different sizes, we introduce a simple yet efficient strategy that can be applied to any ICL method as a plugin, yielding a better trade-off between the two dimensions according to the proposed evaluation paradigm.

In this paper, we extend financial sentiment analysis (FSA) to event-level since events usually serve as the subject of the sentiment in financial text. Though extracting events from the financial text may be conducive to accurate sentiment predictions, it has specialized challenges due to the lengthy and discontinuity of events in a financial text. To this end, we reconceptualize the event extraction as a classification task by designing a categorization comprising coarse-grained and fine-grained event categories. Under this setting, we formulate the Event-Level Financial Sentiment Analysis(EFSA for short) task that outputs quintuples consisting of (company, industry, coarse-grained event, fine-grained event, sentiment) from financial text. A large-scale Chinese dataset containing 12,160 news articles and 13,725 quintuples is publicized as a brand new testbed for our task. A four-hop Chain-of-Thought LLM-based approach is devised for this task. Systematically investigations are conducted on our dataset, and the empirical results demonstrate the benchmarking scores of existing methods and our proposed method can reach the current state-of-the-art. Our dataset and framework implementation are available at https://github.com/cty1934/EFSA

Free-text explanations are crucial for enhancing the interpretability of AI models. However, training models to generate high-quality free-text explanations is challenging, primarily due to the requirement of a substantial amount of human-written explanations, which can be expensive. Recently, Large language models (LLMs) like ChatGPT and GPT-4 have made remarkable progress in various NLP tasks while also providing explanations alongside their answers. Leveraging LLMs for data labeling offers a more cost-effective alternative. However, a key concern arises from the fact that the answers provided by LLMs are not entirely accurate, potentially introducing noise to both task outputs and explanation generation. To remedy this, we propose a new mechanism, Distillation with Explanations from LLMs. we observe that despite the incorrectness in LLMs-generated answers, their explanations are consistent with their answers. Leveraging this consistency, our method combines the ground truth labels and answers-explanations generated by LLMs, to simultaneously generate more accurate answers and the corresponding free-text explanations. Experimental results demonstrate that our approach achieves improved predictive performance and also generates explanations that exhibit greater alignment with the model’s task outputs.

The TableTextQA task requires finding the answer to the question from a combination of tabular and textual data, which has been gaining increasing attention. The row-based approaches have demonstrated remarkable effectiveness. However, they suffer from the following limitations: (1) a lack of interaction between rows; (2) excessively long input lengths; and (3) question attention shifts in the multi-hop QA task. To this end, we propose a novel method: Dynamic Multi-Granularity Graph Estimate Retrieval - DRAMA. Our method incorporates an interaction mechanism among multiple rows. Specifically, we utilize a memory bank to store the features of each row, thereby facilitating the construction of a heterogeneous graph with multi-row information. Besides, a Dynamic Graph Attention Network (DGAT) module is engaged to gauge the attention shift in the multi-hop question and eliminate the noise information dynamically. Empirical results on the widely used HybridQA and TabFact datasets demonstrate that the proposed model is effective.

In this paper, we aim to adapt the idea of retrieval-based neural approaches to the Aspect Sentiment Triplet Extraction (ASTE) task. Different from previous studies retrieving semantic similar neighbors, the ASTE task has its specialized challenges when adapting, i.e., the purpose includes predicting the sentiment polarity and it is usually aspect-dependent. Semantic similar neighbors with different polarities will be infeasible even counterproductive. To tackle this issue, we propose a retrieval-based neural ASTE approach, named RLI (Retrieval-based Aspect Sentiment Triplet Extraction via Label Interpolation), which exploits the label information of neighbors. Given an aspect-opinion term pair, we retrieve semantic similar triplets from the training corpus and interpolate their label information into the augmented representation of the target pair. The retriever is jointly trained with the whole ASTE framework, and neighbors with both similar semantics and sentiments can be recalled with the aid of this distant supervision. In addition, we design a simple yet effective pre-train method for the retriever that implicitly encodes the label similarities. Extensive experiments and analysis on two widely-used benchmarks show that the proposed model establishes a new state-of-the-art on ASTE.

Retrieval-augmented methods are successful in the standard scenario where the retrieval space is sufficient; whereas in the few-shot scenario with limited retrieval space, this paper shows it is non-trivial to put them into practice. First, it is impossible to retrieve semantically similar examples by using an off-the-shelf metric and it is crucial to learn a task-specific retrieval metric; Second, our preliminary experiments demonstrate that it is difficult to optimize a plausible metric by minimizing the standard cross-entropy loss. The in-depth analyses quantitatively show minimizing cross-entropy loss suffers from the weak supervision signals and the severe gradient vanishing issue during the optimization. To address these issues, we introduce two novel training objectives, namely EM-L and R-L, which provide more task-specific guidance to the retrieval metric by the EM algorithm and a ranking-based loss, respectively. Extensive experiments on 10 datasets prove the superiority of the proposed retrieval augmented methods on the performance.

Existing methods to measure sentence similarity are faced with two challenges: (1) labeled datasets are usually limited in size, making them insufficient to train supervised neural models; and (2) there is a training-test gap for unsupervised language modeling (LM) based models to compute semantic scores between sentences, since sentence-level semantics are not explicitly modeled at training. This results in inferior performances in this task. In this work, we propose a new framework to address these two issues. The proposed framework is based on the core idea that the meaning of a sentence should be defined by its contexts, and that sentence similarity can be measured by comparing the probabilities of generating two sentences given the same context. The proposed framework is able to generate high-quality, large-scale dataset with semantic similarity scores between two sentences in an unsupervised manner, with which the train-test gap can be largely bridged. Extensive experiments show that the proposed framework achieves significant performance boosts over existing baselines under both the supervised and unsupervised settings across different datasets.

In this paper, we formulate the personalized news headline generation problem whose goal is to output a user-specific title based on both a user’s reading interests and a candidate news body to be exposed to her. To build up a benchmark for this problem, we publicize a large-scale dataset named PENS (PErsonalized News headlineS). The training set is collected from user impressions logs of Microsoft News, and the test set is manually created by hundreds of native speakers to enable a fair testbed for evaluating models in an offline mode. We propose a generic framework as a preparatory solution to our problem. At its heart, user preference is learned by leveraging the user behavioral data, and three kinds of user preference injections are proposed to personalize a text generator and establish personalized headlines. We investigate our dataset by implementing several state-of-the-art user modeling methods in our framework to demonstrate a benchmark score for the proposed dataset. The dataset is available at https://msnews.github.io/pens.html.

Recent pretraining models in Chinese neglect two important aspects specific to the Chinese language: glyph and pinyin, which carry significant syntax and semantic information for language understanding. In this work, we propose ChineseBERT, which incorporates both the glyph and pinyin information of Chinese characters into language model pretraining. The glyph embedding is obtained based on different fonts of a Chinese character, being able to capture character semantics from the visual features, and the pinyin embedding characterizes the pronunciation of Chinese characters, which handles the highly prevalent heteronym phenomenon in Chinese (the same character has different pronunciations with different meanings). Pretrained on large-scale unlabeled Chinese corpus, the proposed ChineseBERT model yields significant performance boost over baseline models with fewer training steps. The proposed model achieves new SOTA performances on a wide range of Chinese NLP tasks, including machine reading comprehension, natural language inference, text classification, sentence pair matching, and competitive performances in named entity recognition and word segmentation.

The pivot for the unified Aspect-based Sentiment Analysis (ABSA) is to couple aspect terms with their corresponding opinion terms, which might further derive easier sentiment predictions. In this paper, we investigate the unified ABSA task from the perspective of Machine Reading Comprehension (MRC) by observing that the aspect and the opinion terms can serve as the query and answer in MRC interchangeably. We propose a new paradigm named Role Flipped Machine Reading Comprehension (RF-MRC) to resolve. At its heart, the predicted results of either the Aspect Term Extraction (ATE) or the Opinion Terms Extraction (OTE) are regarded as the queries, respectively, and the matched opinion or aspect terms are considered as answers. The queries and answers can be flipped for multi-hop detection. Finally, every matched aspect-opinion pair is predicted by the sentiment classifier. RF-MRC can solve the ABSA task without any additional data annotation or transformation. Experiments on three widely used benchmarks and a challenging dataset demonstrate the superiority of the proposed framework.

A long-standing issue with paraphrase generation is the lack of reliable supervision signals. In this paper, we propose a new unsupervised paradigm for paraphrase generation based on the assumption that the probabilities of generating two sentences with the same meaning given the same context should be the same. Inspired by this fundamental idea, we propose a pipelined system which consists of paraphrase candidate generation based on contextual language models, candidate filtering using scoring functions, and paraphrase model training based on the selected candidates. The proposed paradigm offers merits over existing paraphrase generation methods: (1) using the context regularizer on meanings, the model is able to generate massive amounts of high-quality paraphrase pairs; (2) the combination of the huge amount of paraphrase candidates and further diversity-promoting filtering yields paraphrases with more lexical and syntactic diversity; and (3) using human-interpretable scoring functions to select paraphrase pairs from candidates, the proposed framework provides a channel for developers to intervene with the data generation process, leading to a more controllable model. Experimental results across different tasks and datasets demonstrate that the proposed paradigm significantly outperforms existing paraphrase approaches in both supervised and unsupervised setups.

Inspired by mutual information (MI) based feature selection in SVMs and logistic regression, in this paper, we propose MI-based layer-wise pruning: for each layer of a multi-layer neural network, neurons with higher values of MI with respect to preserved neurons in the upper layer are preserved. Starting from the top softmax layer, layer-wise pruning proceeds in a top-down fashion until reaching the bottom word embedding layer. The proposed pruning strategy offers merits over weight-based pruning techniques: (1) it avoids irregular memory access since representations and matrices can be squeezed into their smaller but dense counterparts, leading to greater speedup; (2) in a manner of top-down pruning, the proposed method operates from a more global perspective based on training signals in the top layer, and prunes each layer by propagating the effect of global signals through layers, leading to better performances at the same sparsity level. Extensive experiments show that at the same sparsity level, the proposed strategy offers both greater speedup and higher performances than weight-based pruning methods (e.g., magnitude pruning, movement pruning).

Multi-source neural machine translation aims to translate from parallel sources of information (e.g. languages, images, etc.) to a single target language, which has shown better performance than most one-to-one systems. Despite the remarkable success of existing models, they usually neglect the fact that multiple source inputs may have inconsistencies. Such differences might bring noise to the task and limit the performance of existing multi-source NMT approaches due to their indiscriminate usage of input sources for target word predictions. In this paper, we attempt to leverage the potential complementary information among distinct sources and alleviate the occasional conflicts of them. To accomplish that, we propose a source invariance network to learn the invariant information of parallel sources. Such network can be easily integrated with multi-encoder based multi-source NMT methods (e.g. multi-encoder RNN and transformer) to enhance the translation results. Extensive experiments on two multi-source translation tasks demonstrate that the proposed approach not only achieves clear gains in translation quality but also captures implicit invariance between different sources.

Image paragraph captioning (IPC) aims to generate a fine-grained paragraph to describe the visual content of an image. Significant progress has been made by deep neural networks, in which the attention mechanism plays an essential role. However, conventional attention mechanisms tend to ignore the past alignment information, which often results in problems of repetitive captioning and incomplete captioning. In this paper, we propose an Interactive key-value Memory- augmented Attention model for image Paragraph captioning (IMAP) to keep track of the attention history (salient objects coverage information) along with the update-chain of the decoder state and therefore avoid generating repetitive or incomplete image descriptions. In addition, we employ an adaptive attention mechanism to realize adaptive alignment from image regions to caption words, where an image region can be mapped to an arbitrary number of caption words while a caption word can also attend to an arbitrary number of image regions. Extensive experiments on a benchmark dataset (i.e., Stanford) demonstrate the effectiveness of our IMAP model.

Chinese word segmentation (CWS) and part-of-speech (POS) tagging are important fundamental tasks for Chinese language processing, where joint learning of them is an effective one-step solution for both tasks. Previous studies for joint CWS and POS tagging mainly follow the character-based tagging paradigm with introducing contextual information such as n-gram features or sentential representations from recurrent neural models. However, for many cases, the joint tagging needs not only modeling from context features but also knowledge attached to them (e.g., syntactic relations among words); limited efforts have been made by existing research to meet such needs. In this paper, we propose a neural model named TwASP for joint CWS and POS tagging following the character-based sequence labeling paradigm, where a two-way attention mechanism is used to incorporate both context feature and their corresponding syntactic knowledge for each input character. Particularly, we use existing language processing toolkits to obtain the auto-analyzed syntactic knowledge for the context, and the proposed attention module can learn and benefit from them although their quality may not be perfect. Our experiments illustrate the effectiveness of the two-way attentions for joint CWS and POS tagging, where state-of-the-art performance is achieved on five benchmark datasets.

Named entity recognition (NER) is highly sensitive to sentential syntactic and semantic properties where entities may be extracted according to how they are used and placed in the running text. To model such properties, one could rely on existing resources to providing helpful knowledge to the NER task; some existing studies proved the effectiveness of doing so, and yet are limited in appropriately leveraging the knowledge such as distinguishing the important ones for particular context. In this paper, we improve NER by leveraging different types of syntactic information through attentive ensemble, which functionalizes by the proposed key-value memory networks, syntax attention, and the gate mechanism for encoding, weighting and aggregating such syntactic information, respectively. Experimental results on six English and Chinese benchmark datasets suggest the effectiveness of the proposed model and show that it outperforms previous studies on all experiment datasets.

In this work, we re-examine the problem of extractive text summarization for long documents. We observe that the process of extracting summarization of human can be divided into two stages: 1) a rough reading stage to look for sketched information, and 2) a subsequent careful reading stage to select key sentences to form the summary. By simulating such a two-stage process, we propose a novel approach for extractive summarization. We formulate the problem as a contextual-bandit problem and solve it with policy gradient. We adopt a convolutional neural network to encode gist of paragraphs for rough reading, and a decision making policy with an adapted termination mechanism for careful reading. Experiments on the CNN and DailyMail datasets show that our proposed method can provide high-quality summaries with varied length, and significantly outperform the state-of-the-art extractive methods in terms of ROUGE metrics.

Aspect-based sentiment analysis (ABSA) has attracted increasing attention recently due to its broad applications. In existing ABSA datasets, most sentences contain only one aspect or multiple aspects with the same sentiment polarity, which makes ABSA task degenerate to sentence-level sentiment analysis. In this paper, we present a new large-scale Multi-Aspect Multi-Sentiment (MAMS) dataset, in which each sentence contains at least two different aspects with different sentiment polarities. The release of this dataset would push forward the research in this field. In addition, we propose simple yet effective CapsNet and CapsNet-BERT models which combine the strengths of recent NLP advances. Experiments on our new dataset show that the proposed model significantly outperforms the state-of-the-art baseline methods