Alignment in artificial intelligence pursues the consistency between model responses and human preferences as well as values. In practice, the multifaceted nature of human preferences inadvertently introduces what is known as the ”alignment tax”–a compromise where enhancements in alignment within one objective (e.g., harmlessness) can diminish performance in others (e.g., helpfulness). However, existing alignment techniques are mostly unidirectional, leading to suboptimal trade-offs and poor flexibility over various objectives. To navigate this challenge, we argue the prominence of grounding LLMs with evident preferences. We introduce controllable preference optimization (CPO), which explicitly specifies preference scores for different objectives, thereby guiding the model to generate responses that meet the requirements. Our experimental analysis reveals that the aligned models can provide responses that match various preferences among the ”3H” (helpfulness, honesty, harmlessness) desiderata. Furthermore, by introducing diverse data and alignment goals, we surpass baseline methods in aligning with single objectives, hence mitigating the impact of the alignment tax and achieving improvements in multi-objective alignment.

This paper focuses on detecting clickbait posts on the Web. These posts often use eye-catching disinformation in mixed modalities to mislead users to click for profit. That affects the user experience and thus would be blocked by content provider. To escape detection, malicious creators use tricks to add some irrelevant non-bait content into bait posts, dressing them up as legal to fool the detector. This content often has biased relations with non-bait labels, yet traditional detectors tend to make predictions based on simple co-occurrence rather than grasping inherent factors that lead to malicious behavior. This spurious bias would easily cause misjudgments. To address this problem, we propose a new debiased method based on causal inference. We first employ a set of features in multiple modalities to characterize the posts. Considering these features are often mixed up with unknown biases, we then disentangle three kinds of latent factors from them, including the invariant factor that indicates intrinsic bait intention; the causal factor which reflects deceptive patterns in a certain scenario, and non-causal noise. By eliminating the noise that causes bias, we can use invariant and causal factors to build a robust model with good generalization ability. Experiments on three popular datasets show the effectiveness of our approach.

Natural language (NL) has long been the predominant format for human cognition and communication, and by extension, has been similarly pivotal in the development and application of Large Language Models (LLMs). Yet, besides NL, LLMs have seen various non-NL formats during pre-training, such as code and logical expression. NL’s status as the optimal format for LLMs, particularly in single-LLM reasoning and multi-agent communication, has not been thoroughly examined. In this work, we challenge the default use of NL by exploring the utility of non-NL formats in these contexts. We show that allowing LLMs to autonomously select the most suitable format before reasoning or communicating leads to a 3.3 to 5.7% improvement in reasoning efficiency for different LLMs, and up to a 72.7% reduction in token usage in multi-agent communication, all while maintaining communicative effectiveness. Our comprehensive analysis further reveals that LLMs can devise a format from limited task instructions and that the devised format is effectively transferable across different LLMs. Intriguingly, the structured communication format decided by LLMs exhibits notable parallels with established agent communication languages, suggesting a natural evolution towards efficient, structured communication in agent communication. Our code will be released to facilitate further exploration.

With recommender systems broadly deployed in various online platforms, many efforts have been devoted to learning user preferences and building effective sequential recommenders. However, existing work mainly focuses on capturing user implicit preferences from historical interactions and simply matching them with the next behavior, instead of predicting user explicit intentions. This may lead to inappropriate recommendations. In light of this issue, we propose the adversarial user intention learning approach for sequential recommendaiton, named AuriSRec. The major novelty of our approach is to explicitly predict user current intentions when making recommendations, by inferring their decision-making process as explained in target reviews (reviews written after interacting with the ground-truth item). Specifically, AuriSRec conducts adversarial learning between an intention generator and a discriminator. The generator predicts user intentions by taking their historical reviews and behavioral sequences as inputs, while target reviews provide guidance. Beyond typical sequential modeling methods in the field of natural language process (NLP), a decoupling-based review encoder and a hybrid attention fusion mechanism are introduced to filter noise and enhance the generation capacity. On the other hand, the discriminator determines whether the intention is generated or real based on their matching degree to the target item, thereby guiding the generator to produce gradually improved intentions. Extensive experiments on five real-world datasets demonstrate the effectiveness of our approach.

Understanding events in texts is a core objective of natural language understanding, which requires detecting event occurrences, extracting event arguments, and analyzing inter-event relationships. However, due to the annotation challenges brought by task complexity, a large-scale dataset covering the full process of event understanding has long been absent. In this paper, we introduce MAVEN-Arg, which augments MAVEN datasets with event argument annotations, making the first all-in-one dataset supporting event detection, event argument extraction (EAE), and event relation extraction. As an EAE benchmark, MAVEN-Arg offers three main advantages: (1) a comprehensive schema covering 162 event types and 612 argument roles, all with expert-written definitions and examples; (2) a large data scale, containing 98,591 events and 290,613 arguments obtained with laborious human annotation; (3) the exhaustive annotation supporting all task variants of EAE, which annotates both entity and non-entity event arguments in document level. Experiments indicate that MAVEN-Arg is quite challenging for both fine-tuned EAE models and proprietary large language models (LLMs). Furthermore, to demonstrate the benefits of an all-in-one dataset, we preliminarily explore a potential application, future event prediction, with LLMs. MAVEN-Arg and codes can be obtained from https://github.com/THU-KEG/MAVEN-Argument.

This paper studies vision-language (V&L) pre-training for deep cross-modal representations. Recently, pre-trained V&L models have shown great success in V&L tasks. However, most existing models apply multi-modal encoders to encode the image and text, at the cost of high training complexity because of the input sequence length. In addition, they suffer from noisy training corpora caused by V&L mismatching. In this work, we propose a lightweight vision-language pre-training (LightVLP) for efficient and effective V&L pre-training. First, we design a new V&L framework with two autoencoders. Each autoencoder involves an encoder, which only takes in unmasked tokens (removes masked ones), as well as a lightweight decoder that reconstructs the masked tokens. Besides, we mask and remove large portions of input tokens to accelerate the training. Moreover, we propose a gated interaction mechanism to cope with noise in aligned image-text pairs. As for a matched image-text pair, the model tends to apply cross-modal representations for reconstructions. By contrast, for an unmatched pair, the model conducts reconstructions mainly using uni-modal representations. Benefiting from the above-mentioned designs, our base model shows competitive results compared to ALBEF while saving 44% FLOPs. Further, we compare our large model with ALBEF under the setting of similar FLOPs on six datasets and show the superiority of LightVLP. In particular, our model achieves 2.2% R@1 gains on COCO Text Retrieval and 1.1% on refCOCO+.

To overcome the overparameterized problem in Pre-trained Language Models (PLMs), pruning is widely used as a simple and straightforward compression method by directly removing unimportant weights. Previous first-order methods successfully compress PLMs to extremely high sparsity with little performance drop. These methods, such as movement pruning, use first-order information to prune PLMs while fine-tuning the remaining weights. In this work, we argue fine-tuning is redundant for first-order pruning, since first-order pruning is sufficient to converge PLMs to downstream tasks without fine-tuning. Under this motivation, we propose Static Model Pruning (SMP), which only uses first-order pruning to adapt PLMs to downstream tasks while achieving the target sparsity level. In addition, we also design a new masking function and training objective to further improve SMP. Extensive experiments at various sparsity levels show SMP has significant improvements over first-order and zero-order methods. Unlike previous first-order methods, SMP is also applicable to low sparsity and outperforms zero-order methods. Meanwhile, SMP is more parameter efficient than other methods due to it does not require fine-tuning.

Long-form question answering (LFQA) aims at answering complex, open-ended questions with detailed, paragraph-length responses. The de facto paradigm of LFQA necessitates two procedures: information retrieval, which searches for relevant supporting facts, and information synthesis, which integrates these facts into a coherent answer. In this paper, we introduce WebCPM, the first Chinese LFQA dataset. One unique feature of WebCPM is that its information retrieval is based on interactive web search, which engages with a search engine in real time. Following WebGPT, we develop a web search interface. We recruit annotators to search for relevant information using our interface and then answer questions. Meanwhile, the web search behaviors of our annotators would be recorded. In total, we collect 5,500 high-quality question-answer pairs, together with 15,372 supporting facts and 125,954 web search actions. We fine-tune pre-trained language models to imitate human behaviors for web search and to generate answers based on the collected facts. Our LFQA pipeline, built on these fine-tuned models, generates answers that are no worse than human-written ones in 32.5% and 47.5% of the cases on our dataset and DuReader, respectively. The interface, dataset, and codes are publicly available at https://github.com/thunlp/WebCPM.

In this work, we revisit the Transformer-based pre-trained language models and identify two different types of information confusion in position encoding and model representations, respectively. Firstly, we show that in the relative position encoding, the joint modeling about relative distances and directions brings confusion between two heterogeneous information. It may make the model unable to capture the associative semantics of the same distance and the opposite directions, which in turn affects the performance of downstream tasks. Secondly, we notice the BERT with Mask Language Modeling (MLM) pre-training objective outputs similar token representations (last hidden states of different tokens) and head representations (attention weightsof different heads), which may make the diversity of information expressed by different tokens and heads limited. Motivated by the above investigation, we propose two novel techniques to improve pre-trained language models: Decoupled Directional Relative Position (DDRP) encoding and MTH pre-training objective. DDRP decouples the relative distance features and the directional features in classical relative position encoding. MTH applies two novel auxiliary regularizers besides MLM to enlarge the dissimilarities between (a) last hidden states of different tokens, and (b) attention weights of different heads. These designs allow the model to capture different categories of information more clearly, as a way to alleviate information confusion in representation learning for better optimization. Extensive experiments and ablation studies on GLUE benchmark demonstrate the effectiveness of our proposed methods.

This work examines the presence of modularity in pre-trained Transformers, a feature commonly found in human brains and thought to be vital for general intelligence. In analogy to human brains, we consider two main characteristics of modularity: (1) functional specialization of neurons: we evaluate whether each neuron is mainly specialized in a certain function, and find that the answer is yes. (2) function-based neuron grouping: we explore to find a structure that groups neurons into modules by function, and each module works for its corresponding function. Given the enormous amount of possible structures, we focus on Mixture-of-Experts as a promising candidate, which partitions neurons into experts and usually activates different experts for different inputs. Experimental results show that there are functional experts, where clustered are the neurons specialized in a certain function. Moreover, perturbing the activations of functional experts significantly affects the corresponding function. Finally, we study how modularity emerges during pre-training, and find that the modular structure is stabilized at the early stage, which is faster than neuron stabilization. It suggests that Transformer first constructs the modular structure and then learns fine-grained neuron functions. Our code and data are available at https://github.com/THUNLP/modularity-analysis.

Continual pre-training is the paradigm where pre-trained language models (PLMs) continually acquire fresh knowledge from growing data and gradually get upgraded. Before an upgraded PLM is released, we may have tuned the original PLM for various tasks and stored the adapted weights. However, when tuning the upgraded PLM, these outdated adapted weights will typically be ignored and discarded, causing a potential waste of resources. We bring this issue to the forefront and contend that proper algorithms for recycling outdated adapted weights should be developed. To this end, we formulate the task of recyclable tuning for continual pre-training. In pilot studies, we find that after continual pre-training, the upgraded PLM remains compatible with the outdated adapted weights to some extent. Motivated by this finding, we analyze the connection between continually pre-trained PLMs from two novel aspects, i.e., mode connectivity, and functional similarity. Based on the corresponding findings, we propose both an initialization-based method and a distillation-based method for our task. We demonstrate their feasibility in improving the convergence and performance for tuning the upgraded PLM. We also show that both methods can be combined to achieve better performance.

Large language models (LLMs) have achieved remarkable results on NLP tasks but at the expense of huge parameter sizes and the consequent computational costs. In this paper, we propose Variator, a parameter-efficient acceleration method that enhances computational efficiency through plug-and-play compression plugins. Compression plugins are designed to reduce the sequence length via compressing multiple hidden vectors into one and trained with original LLMs frozen. Different from traditional model acceleration methods, which compress LLMs to smaller sizes, Variator offers two distinct advantages: (1) In real-world applications, the plug-and-play nature of our compression plugins enables dynamic selection of different compression plugins with varying acceleration ratios based on the current workload. (2) The compression plugin comprises a few compact neural network layers with minimal parameters, significantly saving storage and memory overhead, particularly in scenarios with a growing number of tasks. We validate the effectiveness of Variator on seven datasets. Experimental results show that Variator can save 53% computational costs using only 0.9% additional parameters with a performance drop of less than 2%. Moreover, when the model scales to billions of parameters, Variator matches the strong performance of uncompressed LLMs. Our code and checkpoints will be released to facilitate future work.

Parameter-shared pre-trained language models (PLMs) have emerged as a successful approach in resource-constrained environments, enabling substantial reductions in model storage and memory costs without significant performance compromise. However, it is important to note that parameter sharing does not alleviate computational burdens associated with inference, thus impeding its practicality in situations characterized by limited stringent latency requirements or computational resources. Building upon neural ordinary differential equations (ODEs), we introduce a straightforward technique to enhance the inference efficiency of parameter-shared PLMs. Additionally, we propose a simple pre-training technique that leads to fully or partially shared models capable of achieving even greater inference acceleration. The experimental results demonstrate the effectiveness of our methods on both autoregressive and autoencoding PLMs, providing novel insights into more efficient utilization of parameter-shared models in resource-constrained settings.

Recent works have shown promising results of prompt tuning in stimulating pre-trained language models (PLMs) for natural language processing (NLP) tasks. However, to the best of our knowledge, existing works focus on prompt-tuning generative PLMs that are pre-trained to generate target tokens, such as BERT. It is still unknown whether and how discriminative PLMs, e.g., ELECTRA, can be effectively prompt-tuned. In this work, we present DPT, the first prompt tuning framework for discriminative PLMs, which reformulates NLP tasks into a discriminative language modeling problem. Comprehensive experiments on text classification and question answering show that, compared with vanilla fine-tuning, DPT achieves significantly higher performance, and also prevents the unstable problem in tuning large PLMs in both full-set and low-resource settings.

Open relation extraction (OpenRE) aims to extract novel relation types from open-domain corpora, which plays an important role in completing the relation schemes of knowledge bases (KBs). Most OpenRE methods cast different relation types in isolation without considering their hierarchical dependency. We argue that OpenRE is inherently in close connection with relation hierarchies. To establish the bidirectional connections between OpenRE and relation hierarchy, we propose the task of open hierarchical relation extraction and present a novel OHRE framework for the task. We propose a dynamic hierarchical triplet objective and hierarchical curriculum training paradigm, to effectively integrate hierarchy information into relation representations for better novel relation extraction. We also present a top-down hierarchy expansion algorithm to add the extracted relations into existing hierarchies with reasonable interpretability. Comprehensive experiments show that OHRE outperforms state-of-the-art models by a large margin on both relation clustering and hierarchy expansion.

Few-shot classification requires classifiers to adapt to new classes with only a few training instances. State-of-the-art meta-learning approaches such as MAML learn how to initialize and fast adapt parameters from limited instances, which have shown promising results in few-shot classification. However, existing meta-learning models solely rely on implicit instance-based statistics, and thus suffer from instance unreliability and weak interpretability. To solve this problem, we propose a novel meta-information guided meta-learning (MIML) framework, where semantic concepts of classes provide strong guidance for meta-learning in both initialization and adaptation. In effect, our model can establish connections between instance-based information and semantic-based information, which enables more effective initialization and faster adaptation. Comprehensive experimental results on few-shot relation classification demonstrate the effectiveness of the proposed framework. Notably, MIML achieves comparable or superior performance to humans with only one shot on FewRel evaluation.

Knowledge graph (KG) entity typing aims at inferring possible missing entity type instances in KG, which is a very significant but still under-explored subtask of knowledge graph completion. In this paper, we propose a novel approach for KG entity typing which is trained by jointly utilizing local typing knowledge from existing entity type assertions and global triple knowledge in KGs. Specifically, we present two distinct knowledge-driven effective mechanisms of entity type inference. Accordingly, we build two novel embedding models to realize the mechanisms. Afterward, a joint model via connecting them is used to infer missing entity type instances, which favors inferences that agree with both entity type instances and triple knowledge in KGs. Experimental results on two real-world datasets (Freebase and YAGO) demonstrate the effectiveness of our proposed mechanisms and models for improving KG entity typing. The source code and data of this paper can be obtained from: https://github.com/Adam1679/ConnectE .

Distant supervision (DS) has been widely adopted to generate auto-labeled data for sentence-level relation extraction (RE) and achieved great results. However, the existing success of DS cannot be directly transferred to more challenging document-level relation extraction (DocRE), as the inevitable noise caused by DS may be even multiplied in documents and significantly harm the performance of RE. To alleviate this issue, we propose a novel pre-trained model for DocRE, which de-emphasize noisy DS data via multiple pre-training tasks. The experimental results on the large-scale DocRE benchmark show that our model can capture useful information from noisy data and achieve promising results.

Open relation extraction (OpenRE) aims to extract relational facts from the open-domain corpus. To this end, it discovers relation patterns between named entities and then clusters those semantically equivalent patterns into a united relation cluster. Most OpenRE methods typically confine themselves to unsupervised paradigms, without taking advantage of existing relational facts in knowledge bases (KBs) and their high-quality labeled instances. To address this issue, we propose Relational Siamese Networks (RSNs) to learn similarity metrics of relations from labeled data of pre-defined relations, and then transfer the relational knowledge to identify novel relations in unlabeled data. Experiment results on two real-world datasets show that our framework can achieve significant improvements as compared with other state-of-the-art methods. Our code is available at https://github.com/thunlp/RSN.

Sememes are minimum semantic units of concepts in human languages, such that each word sense is composed of one or multiple sememes. Words are usually manually annotated with their sememes by linguists, and form linguistic common-sense knowledge bases widely used in various NLP tasks. Recently, the lexical sememe prediction task has been introduced. It consists of automatically recommending sememes for words, which is expected to improve annotation efficiency and consistency. However, existing methods of lexical sememe prediction typically rely on the external context of words to represent the meaning, which usually fails to deal with low-frequency and out-of-vocabulary words. To address this issue for Chinese, we propose a novel framework to take advantage of both internal character information and external context information of words. We experiment on HowNet, a Chinese sememe knowledge base, and demonstrate that our framework outperforms state-of-the-art baselines by a large margin, and maintains a robust performance even for low-frequency words.

Sememes are defined as the minimum semantic units of human languages. As important knowledge sources, sememe-based linguistic knowledge bases have been widely used in many NLP tasks. However, most languages still do not have sememe-based linguistic knowledge bases. Thus we present a task of cross-lingual lexical sememe prediction, aiming to automatically predict sememes for words in other languages. We propose a novel framework to model correlations between sememes and multi-lingual words in low-dimensional semantic space for sememe prediction. Experimental results on real-world datasets show that our proposed model achieves consistent and significant improvements as compared to baseline methods in cross-lingual sememe prediction. The codes and data of this paper are available at https://github.com/thunlp/CL-SP.

Most language modeling methods rely on large-scale data to statistically learn the sequential patterns of words. In this paper, we argue that words are atomic language units but not necessarily atomic semantic units. Inspired by HowNet, we use sememes, the minimum semantic units in human languages, to represent the implicit semantics behind words for language modeling, named Sememe-Driven Language Model (SDLM). More specifically, to predict the next word, SDLM first estimates the sememe distribution given textual context. Afterwards, it regards each sememe as a distinct semantic expert, and these experts jointly identify the most probable senses and the corresponding word. In this way, SDLM enables language models to work beyond word-level manipulation to fine-grained sememe-level semantics, and offers us more powerful tools to fine-tune language models and improve the interpretability as well as the robustness of language models. Experiments on language modeling and the downstream application of headline generation demonstrate the significant effectiveness of SDLM.

Sememes are minimum semantic units of word meanings, and the meaning of each word sense is typically composed by several sememes. Since sememes are not explicit for each word, people manually annotate word sememes and form linguistic common-sense knowledge bases. In this paper, we present that, word sememe information can improve word representation learning (WRL), which maps words into a low-dimensional semantic space and serves as a fundamental step for many NLP tasks. The key idea is to utilize word sememes to capture exact meanings of a word within specific contexts accurately. More specifically, we follow the framework of Skip-gram and present three sememe-encoded models to learn representations of sememes, senses and words, where we apply the attention scheme to detect word senses in various contexts. We conduct experiments on two tasks including word similarity and word analogy, and our models significantly outperform baselines. The results indicate that WRL can benefit from sememes via the attention scheme, and also confirm our models being capable of correctly modeling sememe information.