Document logical structuring aims to extract the underlying hierarchical structure of documents, which is crucial for document intelligence. Traditional approaches often fall short in handling the complexity and the variability of lengthy documents. To address these issues, we introduce Seg2Act, an end-to-end, generation-based method for document logical structuring, revisiting logical structure extraction as an action generation task. Specifically, given the text segments of a document, Seg2Act iteratively generates the action sequence via a global context-aware generative model, and simultaneously updates its global context and current logical structure based on the generated actions. Experiments on ChCatExt and HierDoc datasets demonstrate the superior performance of Seg2Act in both supervised and transfer learning settings.

The rapid development of large language models has led to the widespread adoption of Retrieval-Augmented Generation (RAG), which integrates external knowledge to alleviate knowledge bottlenecks and mitigate hallucinations. However, the existing RAG paradigm inevitably suffers from the impact of flawed information introduced during the retrieval phrase, thereby diminishing the reliability and correctness of the generated outcomes. In this paper, we propose Credibility-aware Generation (CAG), a universally applicable framework designed to mitigate the impact of flawed information in RAG. At its core, CAG aims to equip models with the ability to discern and process information based on its credibility. To this end, we propose an innovative data transformation framework that generates data based on credibility, thereby effectively endowing models with the capability of CAG. Furthermore, to accurately evaluate the models’ capabilities of CAG, we construct a comprehensive benchmark covering three critical real-world scenarios. Experimental results demonstrate that our model can effectively understand and employ credibility for generation, significantly outperform other models with retrieval augmentation, and exhibit robustness despite the increasing noise in the context.

Evaluation is the baton for the development of large language models. Current evaluations typically employ a single-item assessment paradigm for each atomic test objective, which struggle to discern whether a model genuinely possesses the required capabilities or merely memorizes/guesses the answers to specific questions. To this end, this paper proposes a novel evaluation framework referred to as StructEval. Starting from an atomic test objective, StructEval deepens and broadens the evaluation by conducting a structured assessment across multiple cognitive levels and critical concepts, and therefore offers a comprehensive, robust and consistent evaluations for large language models. Experiments on three widely-used benchmarks demonstrate that StructEval serves as a reliable tool for resisting the risk of data contamination, and reducing the interference of potential biases, thereby providing a more reliable and consistent conclusion regarding model capabilities. Our framework also sheds light on the design of future principled and trustworthy LLM evaluation protocols.

The eXtreme Multi-label Classification (XMC) aims at accurately assigning large-scale labels to instances, and is challenging for learning, managing, and predicting over the large-scale and rapidly growing set of labels. Traditional XMC methods, like one-vs-all and tree-based methods struggle with the growing set of labels due to their static label assumptions, and embedding-based methods struggle with the complex mapping relationships due to their late-interaction paradigm. In this paper, we propose a large language model (LLM) powered agent framework for extreme multi-label classification – XMC-Agent, which can effectively learn, manage and predict the extremely large and dynamically increasing set of labels. Specifically, XMC-Agent models the extreme multi-label classification task as a dynamic navigation problem, employing a scalable hierarchical label index to effectively manage the unified label space. Additionally, we propose two algorithms to enhance the dynamic navigation capabilities of XMC-Agent: a self-construction algorithm for building the scalable hierarchical index, and an iterative feedback learning algorithm for adjusting the agent to specific tasks. Experiments show that XMC-Agentachieves the state-of-the-art performance on three standard datasets.

Manually annotating instruction data for large language models is difficult, costly, and hard to scale. Meanwhile, current automatic annotation methods typically rely on distilling synthetic data from proprietary LLMs, which not only limits the upper bound of the quality of the instruction data but also raises potential copyright issues. In this paper, we propose REInstruct, a simple and scalable method to automatically build instruction data from an unlabeled corpus without heavy reliance on proprietary LLMs and human annotation.Specifically, REInstruct first selects a subset of unlabeled texts that potentially contain well-structured helpful and insightful content and then generates instructions for these texts. To generate accurate and relevant responses for effective and robust training, REInstruct further proposes a rewriting-based approach to improve the quality of the generated instruction data. By training Llama-7b on a combination of 3k seed data and 32k synthetic data from REInstruct, fine-tuned model achieves a 65.41% win rate on AlpacaEval leaderboard against text-davinci-003, outperforming other open-source, non-distilled instruction data construction methods. The code is publicly available at https://github.com/cs32963/REInstruct.

The alignment problem in Large Language Models (LLMs) involves adapting them to the broad spectrum of human values. This requirement challenges existing alignment methods due to diversity of preferences and regulatory standards. This paper introduces a novel alignment paradigm, priority rule following, which defines rules as the primary control mechanism in each dialog, prioritizing them over user instructions. Our preliminary analysis reveals that even the advanced LLMs, such as GPT-4, exhibit shortcomings in understanding and prioritizing the rules. Therefore, we present PriorityDistill, a semi-automated approach for distilling priority following signals from LLM simulations to ensure robust rule integration and adherence. Our experiments show that this method not only effectively minimizes misalignments utilizing only one general rule but also adapts smoothly to various unseen rules, ensuring they are shielded from hijacking and that the model responds appropriately.

In-context learning(ICL) has gained considerable attention due to its data efficiency and task adaptability. Unfortunately, ICL suffers from the demonstration bias, i.e., its performance and robustness are severely affected by the selection and ordering of demonstrations. In this paper, we identify that such demonstration bias may primarily stem from the semantic ambiguity induced by demonstrations, i.e., a demonstration may indicate multiple input-to-label mappings and its mapping can be interpreted differently in different contexts by LLMs. Such semantic ambiguity disrupts task comprehension during ICL and results in performance fluctuations. To resolve the semantic ambiguity problem, this paper further proposes two de-biasing strategies to mitigate demonstration bias in in-context learning. Experiments on six datasets show that our methods can effectively alleviate demonstration bias and significantly improve task performance.

Despite the advancements made with the retrieve-then-read pipeline on open-domain question answering task, current methods still face challenges stemming from term mismatch and limited interaction between information retrieval systems and large language models. To mitigate these issues, we propose the Chain-of-Rewrite method, which leverages the guidance and feedback gained from the analysis to provide faithful and consistent extensions for effective question answering. Through a two-step rewriting process comprising Semantic Analysis and Semantic Augmentation, the Chain-of-Rewrite method effectively bridges the gap between the user question and relevant documents. By incorporating feedback from the rewriting process, our method can self-correct the retrieval and reading process to further improve the performance. Experiments on four open-domain question answering datasets demonstrate the effectiveness of our system under zero-shot settings.

Building machines with commonsense has been a longstanding challenge in NLP due to the reporting bias of commonsense rules and the exposure bias of rule-based commonsense reasoning. In contrast, humans convey and pass down commonsense implicitly through stories. This paper investigates the inherent commonsense ability of large language models (LLMs) expressed through storytelling. We systematically investigate and compare stories and rules for retrieving and leveraging commonsense in LLMs. Experimental results on 28 commonsense QA datasets show that stories outperform rules as the expression for retrieving commonsense from LLMs, exhibiting higher generation confidence and commonsense accuracy. Moreover, stories are the more effective commonsense expression for answering questions regarding daily events, while rules are more effective for scientific questions. This aligns with the reporting bias of commonsense in text corpora. We further show that the correctness and relevance of commonsense stories can be further improved via iterative self-supervised fine-tuning. These findings emphasize the importance of using appropriate language to express, retrieve, and leverage commonsense for LLMs, highlighting a promising direction for better exploiting their commonsense abilities.

The emergence of large language models (LLMs) has increasingly drawn attention to the use of LLMs for human-like planning. Existing work on LLM-based planning either focuses on leveraging the inherent language generation capabilities of LLMs to produce free-style plans, or employs reinforcement learning approaches to learn decision-making for a limited set of actions within restricted environments. However, both approaches exhibit significant discrepancies from the open and executable requirements in real-world planning. In this paper, we propose a new planning task–open grounded planning. The primary objective of open grounded planning is to ask the model to generate an executable plan based on a variable action set, thereby ensuring the executability of the produced plan. To this end, we establishes a benchmark for open grounded planning spanning a wide range of domains. Then we test current state-of-the-art LLMs along with five planning approaches, revealing that existing LLMs and methods still struggle to address the challenges posed by grounded planning in open domains. The outcomes of this paper define and establish a foundational dataset for open grounded planning, and shed light on the potential challenges and future directions of LLM-based planning.

Instruction Fine-tuning (IFT) is a crucial phase in building large language models (LLMs). Previous works mainly focus on the IFT’s role in the transfer of behavioral norms and the learning of additional world knowledge. However, the understanding of the underlying mechanisms of IFT remains significantly limited. In this paper, we design a knowledge intervention framework to decouple the potential underlying factors of IFT, thereby enabling individual analysis of different factors. Surprisingly, our experiments reveal that attempting to learn additional world knowledge through IFT often struggles to yield positive impacts and can even lead to markedly negative effects. Further, we discover that maintaining internal knowledge consistency before and after IFT is a critical factor for achieving successful IFT. Our findings reveal the underlying mechanisms of IFT and provide robust support for some very recent and potential future works.

The practice of Retrieval-Augmented Generation (RAG), which integrates Large Language Models (LLMs) with retrieval systems, has become increasingly prevalent. However, the repercussions of LLM-derived content infiltrating the web and influencing the retrieval-generation feedback loop are largely uncharted territories. In this study, we construct and iteratively run a simulation pipeline to deeply investigate the short-term and long-term effects of LLM text on RAG systems. Taking the trending Open Domain Question Answering (ODQA) task as a point of entry, our findings reveal a potential digital “Spiral of Silence” effect, with LLM-generated text consistently outperforming human-authored content in search rankings, thereby diminishing the presence and impact of human contributions online. This trend risks creating an imbalanced information ecosystem, where the unchecked proliferation of erroneous LLM-generated content may result in the marginalization of accurate information. We urge the academic community to take heed of this potential issue, ensuring a diverse and authentic digital information landscape.

Low-Rank Adaptation (LoRA) is a widespread parameter-efficient fine-tuning algorithm for large-scale language models. It has been commonly accepted that LoRA mostly achieves promising results in single-task, low-resource settings, and struggles to handle multi-task instruction tuning scenarios. In this paper, we conduct a systematic study of LoRA on diverse tasks and rich resources with different learning capacities, examining its performance on seen tasks during training and its cross-task generalization on unseen tasks. Our findings challenge the prevalent assumption that the limited learning capacity will inevitably result in performance decline. In fact, our study reveals that when configured with an appropriate rank, LoRA can achieve remarkable performance in high-resource and multi-task scenarios, even comparable to that achieved through full fine-tuning. It turns out that the constrained learning capacity encourages LoRA to prioritize conforming to instruction requirements rather than memorizing specialized features of particular tasks or instances. This study reveals the underlying connection between learning capacity and generalization capabilities for robust parameter-efficient fine-tuning, highlighting a promising direction for the broader application of LoRA across various tasks and settings.

Large language models (LLMs) have made significant progress in NLP. However, their ability to memorize, represent, and leverage commonsense knowledge has been a well-known pain point. In this paper, we specifically focus on ChatGPT, a widely used and easily accessible LLM, and ask the following questions: (1) Can ChatGPT effectively answer commonsense questions? (2) Is ChatGPT aware of the underlying commonsense knowledge for answering a specific question? (3) Is ChatGPT knowledgeable in commonsense? (4) Can ChatGPT effectively leverage commonsense for answering questions? We conduct a series of experiments on 11 datasets to evaluate ChatGPT’s commonsense abilities, including answering commonsense questions, identifying necessary knowledge, generating knowledge descriptions, and using knowledge descriptions to answer questions again. Experimental results show that: (1) ChatGPT can achieve good QA accuracies in commonsense tasks, while still struggling with certain domains of datasets. (2) ChatGPT is knowledgeable, and can accurately generate most of the commonsense knowledge using knowledge prompts. (3) Despite its knowledge, ChatGPT is an inexperienced commonsense problem solver, which cannot precisely identify the needed commonsense for answering a specific question. These findings raise the need to explore improved mechanisms for effectively incorporating commonsense into LLMs like ChatGPT, such as better instruction following and commonsense guidance.

Executing computer programs described in natural language has long been a pursuit of computer science. With the advent of enhanced natural language understanding capabilities exhibited by large language models (LLMs), the path toward this goal has been illuminated. In this paper, we seek to examine the capacity of present-day LLMs to comprehend and execute algorithms outlined in natural language. We established an algorithm test set sourced from Introduction to Algorithm, a well-known textbook that contains many representative widely-used algorithms. To systematically assess LLMs’ code execution abilities, we selected 30 algorithms, generated 300 random-sampled instances in total, and evaluated whether popular LLMs can understand and execute these algorithms. Our findings reveal that LLMs, notably GPT-4, can effectively execute programs described in natural language, as long as no heavy numeric computation is involved. We believe our findings contribute to evaluating LLMs’ code execution abilities and would encourage further investigation and application for the computation power of LLMs.

Few-shot NER aims to identify entities of target types with only limited number of illustrative instances. Unfortunately, few-shot NER is severely challenged by the intrinsic precise generalization problem, i.e., it is hard to accurately determine the desired target type due to the ambiguity stemming from information deficiency. In this paper, we propose Superposition Concept Discriminator (SuperCD), which resolves the above challenge via an active learning paradigm. Specifically, a concept extractor is first introduced to identify superposition concepts from illustrative instances, with each concept corresponding to a possible generalization boundary. Then a superposition instance retriever is applied to retrieve corresponding instances of these superposition concepts from large-scale text corpus. Finally, annotators are asked to annotate the retrieved instances and these annotated instances together with original illustrative instances are used to learn FS-NER models. To this end, we learn a universal concept extractor and superposition instance retriever using a large-scale openly available knowledge bases. Experiments show that SuperCD can effectively identify superposition concepts from illustrative instances, retrieve superposition instances from large-scale corpus, and significantly improve the few-shot NER performance with minimal additional efforts.

Declarative knowledge and procedural knowledge are two key parts in meta-cognitive theory, and these two hold significant importance in pre-training and inference of LLMs. However, a comprehensive analysis comparing these two types of knowledge is lacking, primarily due to challenges in definition, probing and quantitative assessment. In this paper, we explore from a new perspective by providing ground-truth knowledge for LLMs and evaluating the effective score. Through extensive experiments with widely-used datasets and models, we get conclusions: (1) In most tasks, benefits from declarative knowledge are greater than those from procedural knowledge. (2) Profits of procedural knowledge are larger than declarative knowledge only in reasoning tasks with simple logic. (3) As pre-training progresses and size increases, model ability to utilize both kinds of knowledge significantly improves, but in different speed. We do detailed analysis for the findings and this can provide primary guidance for evaluation and enhancement of large language models.

Memory is one of the most essential cognitive functions serving as a repository of world knowledge and episodes of activities. In recent years, large-scale pre-trained language models have shown remarkable memorizing ability. On the contrary, vanilla neural networks without pre-training have been long observed suffering from the catastrophic forgetting problem. To investigate such a retentive-forgetful contradiction and understand the memorizing dynamic mechanism of language models, we conduct thorough experiments by controlling the target knowledge types, the learning strategies and the learning schedules. We find that: 1) Vanilla language models without pre-training are forgetful; 2) Pre-training leads to retentive language models; 3) Knowledge relevance and diversification significantly influence the memory formation. These conclusions are useful for understanding the abilities of pre-trained language models and shed light on designing and evaluating new learning and inference algorithms of language models.

Named entity recognition in real-world applications suffers from the diversity of entity types, the emergence of new entity types, and the lack of high-quality annotations. To address the above problems, this paper proposes an in-context learning-based NER approach, which can effectively inject in-context NER ability into PLMs and recognize entities of novel types on-the-fly using only a few demonstrative instances. Specifically, we model PLMs as a meta-function Lambda_instruction, demonstrations, text.M, and a new entity extractor can be implicitly constructed by applying new instruction and demonstrations to PLMs, i.e., (Lambda . M) (instruction, demonstrations) ->F where F will be a new entity extractor F: text -> entities. To inject the above in-context NER ability into PLMs, we propose a meta-function pre-training algorithm, which pre-trains PLMs by comparing the (instruction, demonstration)-initialized extractor with a surrogate golden extractor. Experimental results on 4 few-shot NER datasets show that our method can effectively inject in-context NER ability into PLMs and significantly outperforms the PLMs+fine-tuning counterparts.

Current neural semantic parsers take a supervised approach requiring a considerable amount of training data which is expensive and difficult to obtain. Thus, minimizing the supervision effort is one of the key challenges in semantic parsing. In this paper, we propose the Retrieval as Ambiguous Supervision framework, in which we construct a retrieval system based on pretrained language models to collect high-coverage candidates. Assuming candidates always contain the correct ones, we convert zero-shot task into ambiguously supervised task. To improve the precision and coverage of such ambiguous supervision, we propose a confidence-driven self-training algorithm, in which a semantic parser is learned and exploited to disambiguate the candidates iteratively. Experimental results show that our approach significantly outperforms the state-of-the-art zero-shot semantic parsing methods.

Web documents have become rich data resources in current era, and understanding their discourse structure will potentially benefit various downstream document processing applications. Unfortunately, current discourse analysis and document intelligence research mostly focus on either discourse structure of plain text or superficial visual structures in document, which cannot accurately describe discourse structure of highly free-styled and semi-structured web documents. To promote discourse studies on web documents, in this paper we introduced a benchmark – WebDP, orienting a new task named Web Document Discourse Parsing. Specifically, a web document discourse structure representation schema is proposed by extending classical discourse theories and adding special features to well represent discourse characteristics of web documents. Then, a manually annotated web document dataset – WEBDOCS is developed to facilitate the study of this parsing task. We compared current neural models on WEBDOCS and experimental results show that WebDP is feasible but also challenging for current models.

Distant Supervision (DS) is a promising learning approach for MRC by leveraging easily-obtained question-answer pairs. Unfortunately, the heuristically annotated dataset will inevitably lead to mislabeled instances, resulting in answer bias and context noise problems. To learn debiased and denoised MRC models, this paper proposes the Contrastive Distant Supervision algorithm – CDS, which can learn to distinguish confusing and noisy instances via confidence-aware contrastive learning. Specifically, to eliminate answer bias, CDS samples counterfactual negative instances, which ensures that MRC models must take both answer information and question-context interaction into consideration. To denoise distantly annotated contexts, CDS samples confusing negative instances to increase the margin between correct and mislabeled instances. We further propose a confidence-aware contrastive loss to model and leverage the uncertainty of all DS instances during learning. Experimental results show that CDS is effective and can even outperform supervised MRC models without manual annotations.

In recent years, the injection of factual knowledge has been observed to have a significant positive correlation to the downstream task performance of pre-trained language models. However, existing work neither demonstrates that pre-trained models successfully learn the injected factual knowledge nor proves that there is a causal relation between injected factual knowledge and downstream performance improvements. In this paper, we introduce a counterfactual-based analysis framework to explore the causal effects of factual knowledge injection on the performance of language models within pretrain-finetune paradigm. Instead of directly probing the language model or exhaustively enumerating potential confounding factors, we analyze this issue by perturbing the factual knowledge sources at different scales and comparing the performance of pre-trained language models before and after the perturbation. Surprisingly, throughout our experiments, we find that although the knowledge seems to be successfully injected, the correctness of injected knowledge only has a very limited effect on the models’ downstream performance. This finding strongly challenges previous assumptions that the injected factual knowledge is the key for language models to achieve performance improvements on downstream tasks in pretrain-finetune paradigm.

Few-shot NER needs to effectively capture information from limited instances and transfer useful knowledge from external resources. In this paper, we propose a self-describing mechanism for few-shot NER, which can effectively leverage illustrative instances and precisely transfer knowledge from external resources by describing both entity types and mentions using a universal concept set. Specifically, we design Self-describing Networks (SDNet), a Seq2Seq generation model which can universally describe mentions using concepts, automatically map novel entity types to concepts, and adaptively recognize entities on-demand. We pre-train SDNet with large-scale corpus, and conduct experiments on 8 benchmarks from different domains. Experiments show that SDNet achieves competitive performances on all benchmarks and achieves the new state-of-the-art on 6 benchmarks, which demonstrates its effectiveness and robustness.

Information extraction suffers from its varying targets, heterogeneous structures, and demand-specific schemas. In this paper, we propose a unified text-to-structure generation framework, namely UIE, which can universally model different IE tasks, adaptively generate targeted structures, and collaboratively learn general IE abilities from different knowledge sources. Specifically, UIE uniformly encodes different extraction structures via a structured extraction language, adaptively generates target extractions via a schema-based prompt mechanism – structural schema instructor, and captures the common IE abilities via a large-scale pretrained text-to-structure model. Experiments show that UIE achieved the state-of-the-art performance on 4 IE tasks, 13 datasets, and on all supervised, low-resource, and few-shot settings for a wide range of entity, relation, event and sentiment extraction tasks and their unification. These results verified the effectiveness, universality, and transferability of UIE.

Low-shot relation extraction (RE) aims to recognize novel relations with very few or even no samples, which is critical in real scenario application. Few-shot and zero-shot RE are two representative low-shot RE tasks, which seem to be with similar target but require totally different underlying abilities. In this paper, we propose Multi-Choice Matching Networks to unify low-shot relation extraction. To fill in the gap between zero-shot and few-shot RE, we propose the triplet-paraphrase meta-training, which leverages triplet paraphrase to pre-train zero-shot label matching ability and uses meta-learning paradigm to learn few-shot instance summarizing ability. Experimental results on three different low-shot RE tasks show that the proposed method outperforms strong baselines by a large margin, and achieve the best performance on few-shot RE leaderboard.

Prompt-based probing has been widely used in evaluating the abilities of pretrained language models (PLMs). Unfortunately, recent studies have discovered such an evaluation may be inaccurate, inconsistent and unreliable. Furthermore, the lack of understanding its inner workings, combined with its wide applicability, has the potential to lead to unforeseen risks for evaluating and applying PLMs in real-world applications. To discover, understand and quantify the risks, this paper investigates the prompt-based probing from a causal view, highlights three critical biases which could induce biased results and conclusions, and proposes to conduct debiasing via causal intervention. This paper provides valuable insights for the design of unbiased datasets, better probing frameworks and more reliable evaluations of pretrained language models. Furthermore, our conclusions also echo that we need to rethink the criteria for identifying better pretrained language models.

Since the meaning representations are detailed and accurate annotations which express fine-grained sequence-level semtantics, it is usually hard to train discriminative semantic parsers via Maximum Likelihood Estimation (MLE) in an autoregressive fashion. In this paper, we propose a semantic-aware contrastive learning algorithm, which can learn to distinguish fine-grained meaning representations and take the overall sequence-level semantic into consideration. Specifically, a multi-level online sampling algorithm is proposed to sample confusing and diverse instances. Three semantic-aware similarity functions are designed to accurately measure the distance between meaning representations as a whole. And a ranked contrastive loss is proposed to pull the representations of the semantic-identical instances together and push negative instances away. Experiments on two standard datasets show that our approach achieves significant improvements over MLE baselines and gets state-of-the-art performances by simply applying semantic-aware contrastive learning on a vanilla Seq2Seq model.

Events are considered as the fundamental building blocks of the world. Mining event-centric opinions can benefit decision making, people communication, and social good. Unfortunately, there is little literature addressing event-centric opinion mining, although which significantly diverges from the well-studied entity-centric opinion mining in connotation, structure, and expression. In this paper, we propose and formulate the task of event-centric opinion mining based on event-argument structure and expression categorizing theory. We also benchmark this task by constructing a pioneer corpus and designing a two-step benchmark framework. Experiment results show that event-centric opinion mining is feasible and challenging, and the proposed task, dataset, and baselines are beneficial for future studies.

Current event-centric knowledge graphs highly rely on explicit connectives to mine relations between events. Unfortunately, due to the sparsity of connectives, these methods severely undermine the coverage of EventKGs. The lack of high-quality labelled corpora further exacerbates that problem. In this paper, we propose a knowledge projection paradigm for event relation extraction: projecting discourse knowledge to narratives by exploiting the commonalities between them. Specifically, we propose Multi-tier Knowledge Projection Network (MKPNet), which can leverage multi-tier discourse knowledge effectively for event relation extraction. In this way, the labelled data requirement is significantly reduced, and implicit event relations can be effectively extracted. Intrinsic experimental results show that MKPNet achieves the new state-of-the-art performance and extrinsic experimental results verify the value of the extracted event relations.

Previous literatures show that pre-trained masked language models (MLMs) such as BERT can achieve competitive factual knowledge extraction performance on some datasets, indicating that MLMs can potentially be a reliable knowledge source. In this paper, we conduct a rigorous study to explore the underlying predicting mechanisms of MLMs over different extraction paradigms. By investigating the behaviors of MLMs, we find that previous decent performance mainly owes to the biased prompts which overfit dataset artifacts. Furthermore, incorporating illustrative cases and external contexts improve knowledge prediction mainly due to entity type guidance and golden answer leakage. Our findings shed light on the underlying predicting mechanisms of MLMs, and strongly question the previous conclusion that current MLMs can potentially serve as reliable factual knowledge bases.

Event extraction is challenging due to the complex structure of event records and the semantic gap between text and event. Traditional methods usually extract event records by decomposing the complex structure prediction task into multiple subtasks. In this paper, we propose Text2Event, a sequence-to-structure generation paradigm that can directly extract events from the text in an end-to-end manner. Specifically, we design a sequence-to-structure network for unified event extraction, a constrained decoding algorithm for event knowledge injection during inference, and a curriculum learning algorithm for efficient model learning. Experimental results show that, by uniformly modeling all tasks in a single model and universally predicting different labels, our method can achieve competitive performance using only record-level annotations in both supervised learning and transfer learning settings.

Open relation extraction aims to cluster relation instances referring to the same underlying relation, which is a critical step for general relation extraction. Current OpenRE models are commonly trained on the datasets generated from distant supervision, which often results in instability and makes the model easily collapsed. In this paper, we revisit the procedure of OpenRE from a causal view. By formulating OpenRE using a structural causal model, we identify that the above-mentioned problems stem from the spurious correlations from entities and context to the relation type. To address this issue, we conduct Element Intervention, which intervene on the context and entities respectively to obtain the underlying causal effects of them. We also provide two specific implementations of the interventions based on entity ranking and context contrasting. Experimental results on unsupervised relation extraction datasets show our method to outperform previous state-of-the-art methods and is robust across different datasets.

Distant supervision tackles the data bottleneck in NER by automatically generating training instances via dictionary matching. Unfortunately, the learning of DS-NER is severely dictionary-biased, which suffers from spurious correlations and therefore undermines the effectiveness and the robustness of the learned models. In this paper, we fundamentally explain the dictionary bias via a Structural Causal Model (SCM), categorize the bias into intra-dictionary and inter-dictionary biases, and identify their causes. Based on the SCM, we learn de-biased DS-NER via causal interventions. For intra-dictionary bias, we conduct backdoor adjustment to remove the spurious correlations introduced by the dictionary confounder. For inter-dictionary bias, we propose a causal invariance regularizer which will make DS-NER models more robust to the perturbation of dictionaries. Experiments on four datasets and three DS-NER models show that our method can significantly improve the performance of DS-NER.

Semantic parsing is challenging due to the structure gap and the semantic gap between utterances and logical forms. In this paper, we propose an unsupervised semantic parsing method - Synchronous Semantic Decoding (SSD), which can simultaneously resolve the semantic gap and the structure gap by jointly leveraging paraphrasing and grammar-constrained decoding. Specifically, we reformulate semantic parsing as a constrained paraphrasing problem: given an utterance, our model synchronously generates its canonical utterancel and meaning representation. During synchronously decoding: the utterance paraphrasing is constrained by the structure of the logical form, therefore the canonical utterance can be paraphrased controlledly; the semantic decoding is guided by the semantics of the canonical utterance, therefore its logical form can be generated unsupervisedly. Experimental results show that SSD is a promising approach and can achieve state-of-the-art unsupervised semantic parsing performance on multiple datasets.

Conventional entity typing approaches are based on independent classification paradigms, which make them difficult to recognize inter-dependent, long-tailed and fine-grained entity types. In this paper, we argue that the implicitly entailed extrinsic and intrinsic dependencies between labels can provide critical knowledge to tackle the above challenges. To this end, we propose Label Reasoning Network(LRN), which sequentially reasons fine-grained entity labels by discovering and exploiting label dependencies knowledge entailed in the data. Specifically, LRN utilizes an auto-regressive network to conduct deductive reasoning and a bipartite attribute graph to conduct inductive reasoning between labels, which can effectively model, learn and reason complex label dependencies in a sequence-to-set, end-to-end manner. Experiments show that LRN achieves the state-of-the-art performance on standard ultra fine-grained entity typing benchmarks, and can also resolve the long tail label problem effectively.

Event detection has long been troubled by the trigger curse: overfitting the trigger will harm the generalization ability while underfitting it will hurt the detection performance. This problem is even more severe in few-shot scenario. In this paper, we identify and solve the trigger curse problem in few-shot event detection (FSED) from a causal view. By formulating FSED with a structural causal model (SCM), we found that the trigger is a confounder of the context and the result, which makes previous FSED methods much easier to overfit triggers. To resolve this problem, we propose to intervene on the context via backdoor adjustment during training. Experiments show that our method significantly improves the FSED on both ACE05 and MAVEN datasets.

Bootstrapping has become the mainstream method for entity set expansion. Conventional bootstrapping methods mostly define the expansion boundary using seed-based distance metrics, which heavily depend on the quality of selected seeds and are hard to be adjusted due to the extremely sparse supervision. In this paper, we propose BootstrapGAN, a new learning method for bootstrapping which jointly models the bootstrapping process and the boundary learning process in a GAN framework. Specifically, the expansion boundaries of different bootstrapping iterations are learned via different discriminator networks; the bootstrapping network is the generator to generate new positive entities, and the discriminator networks identify the expansion boundaries by trying to distinguish the generated entities from known positive entities. By iteratively performing the above adversarial learning, the generator and the discriminators can reinforce each other and be progressively refined along the whole bootstrapping process. Experiments show that BootstrapGAN achieves the new state-of-the-art entity set expansion performance.

ISCAS participated in two subtasks of SemEval 2020 Task 5: detecting counterfactual statements and detecting antecedent and consequence. This paper describes our system which is based on pretrained transformers. For the first subtask, we train several transformer-based classifiers for detecting counterfactual statements. For the second subtask, we formulate antecedent and consequence extraction as a query-based question answering problem. The two subsystems both achieved third place in the evaluation. Our system is openly released at https://github.com/casnlu/ISCASSemEval2020Task5.

One of the biggest bottlenecks in building accurate, high coverage neural open IE systems is the need for large labelled corpora. The diversity of open domain corpora and the variety of natural language expressions further exacerbate this problem. In this paper, we propose a syntactic and semantic-driven learning approach, which can learn neural open IE models without any human-labelled data by leveraging syntactic and semantic knowledge as noisier, higher-level supervision. Specifically, we first employ syntactic patterns as data labelling functions and pretrain a base model using the generated labels. Then we propose a syntactic and semantic-driven reinforcement learning algorithm, which can effectively generalize the base model to open situations with high accuracy. Experimental results show that our approach significantly outperforms the supervised counterparts, and can even achieve competitive performance to supervised state-of-the-art (SoA) model.

Bootstrapping for entity set expansion (ESE) has been studied for a long period, which expands new entities using only a few seed entities as supervision. Recent end-to-end bootstrapping approaches have shown their advantages in information capturing and bootstrapping process modeling. However, due to the sparse supervision problem, previous end-to-end methods often only leverage information from near neighborhoods (local semantics) rather than those propagated from the co-occurrence structure of the whole corpus (global semantics). To address this issue, this paper proposes Global Bootstrapping Network (GBN) with the “pre-training and fine-tuning” strategies for effective learning. Specifically, it contains a global-sighted encoder to capture and encode both local and global semantics into entity embedding, and an attention-guided decoder to sequentially expand new entities based on these embeddings. The experimental results show that the GBN learned by “pre-training and fine-tuning” strategies achieves state-of-the-art performance on two bootstrapping datasets.

Query expansion aims to mitigate the mismatch between the language used in a query and in a document. However, query expansion methods can suffer from introducing non-relevant information when expanding the query. To bridge this gap, inspired by recent advances in applying contextualized models like BERT to the document retrieval task, this paper proposes a novel query expansion model that leverages the strength of the BERT model to select relevant document chunks for expansion. In evaluation on the standard TREC Robust04 and GOV2 test collections, the proposed BERT-QE model significantly outperforms BERT-Large models.

Fine-tuning pretrained model has achieved promising performance on standard NER benchmarks. Generally, these benchmarks are blessed with strong name regularity, high mention coverage and sufficient context diversity. Unfortunately, when scaling NER to open situations, these advantages may no longer exist. And therefore it raises a critical question of whether previous creditable approaches can still work well when facing these challenges. As there is no currently available dataset to investigate this problem, this paper proposes to conduct randomization test on standard benchmarks. Specifically, we erase name regularity, mention coverage and context diversity respectively from the benchmarks, in order to explore their impact on the generalization ability of models. To further verify our conclusions, we also construct a new open NER dataset that focuses on entity types with weaker name regularity and lower mention coverage to verify our conclusion. From both randomization test and empirical experiments, we draw the conclusions that 1) name regularity is critical for the models to generalize to unseen mentions; 2) high mention coverage may undermine the model generalization ability and 3) context patterns may not require enormous data to capture when using pretrained encoders.

Event detection systems rely on discrimination knowledge to distinguish ambiguous trigger words and generalization knowledge to detect unseen/sparse trigger words. Current neural event detection approaches focus on trigger-centric representations, which work well on distilling discrimination knowledge, but poorly on learning generalization knowledge. To address this problem, this paper proposes a Delta-learning approach to distill discrimination and generalization knowledge by effectively decoupling, incrementally learning and adaptively fusing event representation. Experiments show that our method significantly outperforms previous approaches on unseen/sparse trigger words, and achieves state-of-the-art performance on both ACE2005 and KBP2017 datasets.

Sequential labeling-based NER approaches restrict each word belonging to at most one entity mention, which will face a serious problem when recognizing nested entity mentions. In this paper, we propose to resolve this problem by modeling and leveraging the head-driven phrase structures of entity mentions, i.e., although a mention can nest other mentions, they will not share the same head word. Specifically, we propose Anchor-Region Networks (ARNs), a sequence-to-nuggets architecture for nested mention detection. ARNs first identify anchor words (i.e., possible head words) of all mentions, and then recognize the mention boundaries for each anchor word by exploiting regular phrase structures. Furthermore, we also design Bag Loss, an objective function which can train ARNs in an end-to-end manner without using any anchor word annotation. Experiments show that ARNs achieve the state-of-the-art performance on three standard nested entity mention detection benchmarks.

In supervised event detection, most of the mislabeling occurs between a small number of confusing type pairs, including trigger-NIL pairs and sibling sub-types of the same coarse type. To address this label confusion problem, this paper proposes cost-sensitive regularization, which can force the training procedure to concentrate more on optimizing confusing type pairs. Specifically, we introduce a cost-weighted term into the training loss, which penalizes more on mislabeling between confusing label pairs. Furthermore, we also propose two estimators which can effectively measure such label confusion based on instance-level or population-level statistics. Experiments on TAC-KBP 2017 datasets demonstrate that the proposed method can significantly improve the performances of different models in both English and Chinese event detection.

Bootstrapping for Entity Set Expansion (ESE) aims at iteratively acquiring new instances of a specific target category. Traditional bootstrapping methods often suffer from two problems: 1) delayed feedback, i.e., the pattern evaluation relies on both its direct extraction quality and extraction quality in later iterations. 2) sparse supervision, i.e., only few seed entities are used as the supervision. To address the above two problems, we propose a novel bootstrapping method combining the Monte Carlo Tree Search (MCTS) algorithm with a deep similarity network, which can efficiently estimate delayed feedback for pattern evaluation and adaptively score entities given sparse supervision signals. Experimental results confirm the effectiveness of the proposed method.

Current region-based NER models only rely on fully-annotated training data to learn effective region encoder, which often face the training data bottleneck. To alleviate this problem, this paper proposes Gazetteer-Enhanced Attentive Neural Networks, which can enhance region-based NER by learning name knowledge of entity mentions from easily-obtainable gazetteers, rather than only from fully-annotated data. Specially, we first propose an attentive neural network (ANN), which explicitly models the mention-context association and therefore is convenient for integrating externally-learned knowledge. Then we design an auxiliary gazetteer network, which can effectively encode name regularity of mentions only using gazetteers. Finally, the learned gazetteer network is incorporated into ANN for better NER. Experiments show that our ANN can achieve the state-of-the-art performance on ACE2005 named entity recognition benchmark. Besides, incorporating gazetteer network can further improve the performance and significantly reduce the requirement of training data.

Semantic parsing aims to map natural language utterances into structured meaning representations. We present a modular platform, EUSP (Easy-to-Use Semantic Parsing PlatForm), that facilitates developers to build semantic parser from scratch. Instead of requiring a large amount of training data or complex grammar knowledge, in our platform developers can build grammar-based semantic parser or neural-based semantic parser through configure files which specify the modules and components that compose semantic parsing system. A high quality grammar-based semantic parsing system only requires domain lexicons rather than costly training data for a semantic parser. Furthermore, we provide a browser-based method to generate the semantic parsing system to minimize the difficulty of development. Experimental results show that the neural-based semantic parser system achieves competitive performance on semantic parsing task, and grammar-based semantic parsers significantly improve the performance of a business search engine.

Previous representation learning techniques for knowledge graph representation usually represent the same entity or relation in different triples with the same representation, without considering the ambiguity of relations and entities. To appropriately handle the semantic variety of entities/relations in distinct triples, we propose an accurate text-enhanced knowledge graph representation learning method, which can represent a relation/entity with different representations in different triples by exploiting additional textual information. Specifically, our method enhances representations by exploiting the entity descriptions and triple-specific relation mention. And a mutual attention mechanism between relation mention and entity description is proposed to learn more accurate textual representations for further improving knowledge graph representation. Experimental results show that our method achieves the state-of-the-art performance on both link prediction and triple classification tasks, and significantly outperforms previous text-enhanced knowledge representation models.

This paper proposes a neural semantic parsing approach – Sequence-to-Action, which models semantic parsing as an end-to-end semantic graph generation process. Our method simultaneously leverages the advantages from two recent promising directions of semantic parsing. Firstly, our model uses a semantic graph to represent the meaning of a sentence, which has a tight-coupling with knowledge bases. Secondly, by leveraging the powerful representation learning and prediction ability of neural network models, we propose a RNN model which can effectively map sentences to action sequences for semantic graph generation. Experiments show that our method achieves state-of-the-art performance on Overnight dataset and gets competitive performance on Geo and Atis datasets.

This paper focuses on detection tasks in information extraction, where positive instances are sparsely distributed and models are usually evaluated using F-measure on positive classes. These characteristics often result in deficient performance of neural network based detection models. In this paper, we propose adaptive scaling, an algorithm which can handle the positive sparsity problem and directly optimize over F-measure via dynamic cost-sensitive learning. To this end, we borrow the idea of marginal utility from economics and propose a theoretical framework for instance importance measuring without introducing any additional hyper-parameters. Experiments show that our algorithm leads to a more effective and stable training of neural network based detection models.

Neural network based models commonly regard event detection as a word-wise classification task, which suffer from the mismatch problem between words and event triggers, especially in languages without natural word delimiters such as Chinese. In this paper, we propose Nugget Proposal Networks (NPNs), which can solve the word-trigger mismatch problem by directly proposing entire trigger nuggets centered at each character regardless of word boundaries. Specifically, NPNs perform event detection in a character-wise paradigm, where a hybrid representation for each character is first learned to capture both structural and semantic information from both characters and words. Then based on learned representations, trigger nuggets are proposed and categorized by exploiting character compositional structures of Chinese event triggers. Experiments on both ACE2005 and TAC KBP 2017 datasets show that NPNs significantly outperform the state-of-the-art methods.

Semantic parsers critically rely on accurate and high-coverage lexicons. However, traditional semantic parsers usually utilize annotated logical forms to learn the lexicon, which often suffer from the lexicon coverage problem. In this paper, we propose a graph-based semi-supervised learning framework that makes use of large text corpora and lexical resources. This framework first constructs a graph with a phrase similarity model learned by utilizing many text corpora and lexical resources. Next, graph propagation algorithm identifies the label distribution of unlabeled phrases from labeled ones. We evaluate our approach on two benchmarks: Webquestions and Free917. The results show that, in both datasets, our method achieves substantial improvement when comparing to the base system that does not utilize the learned lexicon, and gains competitive results when comparing to state-of-the-art systems.

Word composition is a promising technique for representation learning of large linguistic units (e.g., phrases, sentences and documents). However, most of the current composition models do not take the ambiguity of words and the context outside of a linguistic unit into consideration for learning representations, and consequently suffer from the inaccurate representation of semantics. To address this issue, we propose a model-free context-aware word composition model, which employs the latent semantic information as global context for learning representations. The proposed model attempts to resolve the word sense disambiguation and word composition in a unified framework. Extensive evaluation shows consistent improvements over various strong word representation/composition models at different granularities (including word, phrase and sentence), demonstrating the effectiveness of our proposed method.

Reasoning with commonsense knowledge is critical for natural language understanding. Traditional methods for commonsense machine comprehension mostly only focus on one specific kind of knowledge, neglecting the fact that commonsense reasoning requires simultaneously considering different kinds of commonsense knowledge. In this paper, we propose a multi-knowledge reasoning method, which can exploit heterogeneous knowledge for commonsense machine comprehension. Specifically, we first mine different kinds of knowledge (including event narrative knowledge, entity semantic knowledge and sentiment coherent knowledge) and encode them as inference rules with costs. Then we propose a multi-knowledge reasoning model, which selects inference rules for a specific reasoning context using attention mechanism, and reasons by summarizing all valid inference rules. Experiments on RocStories show that our method outperforms traditional models significantly.

Inference rule discovery aims to identify entailment relations between predicates, e.g., ‘X acquire Y –> X purchase Y’ and ‘X is author of Y –> X write Y’. Traditional methods dis-cover inference rules by computing distributional similarities between predicates, with each predicate is represented as one or more feature vectors of its instantiations. These methods, however, have two main drawbacks. Firstly, these methods are mostly context-insensitive, cannot accurately measure the similarity between two predicates in a specific context. Secondly, traditional methods usually model predicates independently, ignore the rich inter-dependencies between predicates. To address the above two issues, this pa-per proposes a graph-based method, which can discover inference rules by effectively modelling and exploiting both the context and the inter-dependencies between predicates. Specifically, we propose a graph-based representation—Predicate Graph, which can capture the semantic relevance between predicates using both the predicate-feature co-occurrence statistics and the inter-dependencies between predicates. Based on the predicate graph, we propose a context-sensitive random walk algorithm, which can learn con-text-specific predicate representations by distinguishing context-relevant information from context-irrelevant information. Experimental results show that our method significantly outperforms traditional inference rule discovery methods.