Jianfeng Gao


2024

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Toward Compositional Behavior in Neural Models: A Survey of Current Views
Kate McCurdy | Paul Soulos | Paul Smolensky | Roland Fernandez | Jianfeng Gao
Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing

Compositionality is a core property of natural language, and compositional behavior (CB) is a crucial goal for modern NLP systems. The research literature, however, includes conflicting perspectives on how CB should be defined, evaluated, and achieved. We propose a conceptual framework to address these questions and survey researchers active in this area.We find consensus on several key points. Researchers broadly accept our proposed definition of CB, agree that it is not solved by current models, and doubt that scale alone will achieve the target behavior. In other areas, we find the field is split on how to move forward, identifying diverse opportunities for future research.

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SciEx: Benchmarking Large Language Models on Scientific Exams with Human Expert Grading and Automatic Grading
Tu Anh Dinh | Carlos Mullov | Leonard Bärmann | Zhaolin Li | Danni Liu | Simon Reiß | Jueun Lee | Nathan Lerzer | Jianfeng Gao | Fabian Peller-Konrad | Tobias Röddiger | Alexander Waibel | Tamim Asfour | Michael Beigl | Rainer Stiefelhagen | Carsten Dachsbacher | Klemens Böhm | Jan Niehues
Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing

With the rapid development of Large Language Models (LLMs), it is crucial to have benchmarks which can evaluate the ability of LLMs on different domains. One common use of LLMs is performing tasks on scientific topics, such as writing algorithms, querying databases or giving mathematical proofs. Inspired by the way university students are evaluated on such tasks, in this paper, we propose SciEx - a benchmark consisting of university computer science exam questions, to evaluate LLMs’ ability on solving scientific tasks. SciEx is (1) multilingual, containing both English and German exams, and (2) multi-modal, containing questions that involve images, and (3) contains various types of freeform questions with different difficulty levels, due to the nature of university exams. We evaluate the performance of various state-of-the-art LLMs on our new benchmark. Since SciEx questions are freeform, it is not straightforward to evaluate LLM performance. Therefore, we provide human expert grading of the LLM outputs on SciEx. We show that the free-form exams in SciEx remain challenging for the current LLMs, where the best LLM only achieves 59.4% exam grade on average. We also provide detailed comparisons between LLM performance and student performance on SciEx. To enable future evaluation of new LLMs, we propose using LLM-as-a-judge to grade the LLM answers on SciEx. Our experiments show that, although they do not perform perfectly on solving the exams, LLMs are decent as graders, achieving 0.948 Pearson correlation with expert grading.

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Retrieve What You Need: A Mutual Learning Framework for Open-domain Question Answering
Dingmin Wang | Qiuyuan Huang | Matthew Jackson | Jianfeng Gao
Transactions of the Association for Computational Linguistics, Volume 12

An open-domain question answering (QA) system usually follows a retrieve-then-read paradigm, in which a retriever is used to retrieve relevant passages from a large corpus, and then a reader generates answers based on the retrieved passages and the original question. In this paper, we propose a simple and novel mutual learning framework to improve the performance of retrieve-then-read-style models via an intermediate module named the knowledge selector, which we train with reinforcement learning. The key benefits of our proposed intermediate module are: 1) no requirement for additional annotated question-passage pairs; 2) improvements in both retrieval and QA performance, as well as computational efficiency, compared to prior competitive retrieve-then-read models; 3) with no finetuning, improvement in the zero-shot performance of large-scale pre-trained language models, e.g., ChatGPT, by encapsulating the input with relevant knowledge without violating the input length constraint.

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Self-Checker: Plug-and-Play Modules for Fact-Checking with Large Language Models
Miaoran Li | Baolin Peng | Michel Galley | Jianfeng Gao | Zhu Zhang
Findings of the Association for Computational Linguistics: NAACL 2024

Fact-checking is an essential task in NLP that is commonly utilized to validate the factual accuracy of a piece of text. Previous approaches mainly involve the resource-intensive process of fine-tuning pre-trained language models on specific datasets. In addition, there is a notable gap in datasets that focus on fact-checking texts generated by large language models (LLMs). In this paper, we introduce Self-Checker, a plug-and-play framework that harnesses LLMs for efficient and rapid fact-checking in a few-shot manner. We also present the BingCheck dataset, specifically designed for fact-checking texts generated by LLMs. Empirical results demonstrate the potential of Self-Checker in the use of LLMs for fact-checking. Compared to state-of-the-art fine-tuned models, there is still significant room for improvement, indicating that adopting LLMs could be a promising direction for future fact-checking research.

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ReEval: Automatic Hallucination Evaluation for Retrieval-Augmented Large Language Models via Transferable Adversarial Attacks
Xiaodong Yu | Hao Cheng | Xiaodong Liu | Dan Roth | Jianfeng Gao
Findings of the Association for Computational Linguistics: NAACL 2024

Despite remarkable advancements in mitigating hallucinations in large language models (LLMs) by retrieval augmentation, it remains challenging to measure the reliability of LLMs using static question-answering (QA) data. Specifically, given the potential of data contamination (e.g., leading to memorization), good static benchmark performance does not ensure that model can reliably use the provided evidence for responding, which is essential to avoid hallucination when the required knowledge is new or private. Inspired by adversarial machine learning, we investigate the feasibility of automatically perturbing existing static one for dynamic evaluation. Specifically, this paper presents ReEval, an LLM-based framework using prompt chaining to perturb the original evidence for generating new test cases for evaluating the LLMs’ reliability in using new evidence for answering.We implement ReEval using ChatGPT and evaluate the resulting variants of two popular open-domain QA datasets on a collection ofLLMs under various prompting settings. Our generated data is human-readable and useful to trigger hallucination in LLM. Accurate models on static data are observed to produce unsupported answers from the perturbed evidence, with pronounced accuracy drops across LLMs including GPT-4. We find that our adversarial examples are transferable across all considered LLMs. The examples generated by a small model can be used to evaluate a much larger model, making our approach cost-effective.

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MindAgent: Emergent Gaming Interaction
Ran Gong | Qiuyuan Huang | Xiaojian Ma | Yusuke Noda | Zane Durante | Zilong Zheng | Demetri Terzopoulos | Li Fei-Fei | Jianfeng Gao | Hoi Vo
Findings of the Association for Computational Linguistics: NAACL 2024

Large Foundation Models (LFMs) can perform complex scheduling in a multi-agent system and can coordinate agents to complete sophisticated tasks that require extensive collaboration.However, despite the introduction of numerous gaming frameworks, the community lacks adequate benchmarks that support the implementation of a general multi-agent infrastructure encompassing collaboration between LFMs and human-NPCs. We propose a novel infrastructure—Mindagent—for evaluating planning and coordination capabilities in the context of gaming interaction. In particular, our infrastructure leverages an existing gaming framework to (i) act as the coordinator for a multi-agent system, (ii) collaborate with human players via instructions, and (iii) enable in-context learning based on few-shot prompting with feedback.Furthermore, we introduce “Cuisineworld”, a new gaming scenario and its related benchmark that supervises multiple agents playing the game simultaneously and measures multi-agent collaboration efficiency. We have conducted comprehensive evaluations with a new auto-metric Collaboration Score: CoS for assessing the collaboration efficiency. Finally, Mindagent can be deployed in real-world gaming scenarios in a customized VR version of Cuisineworld and adapted in the “Minecraft” domain. Our work involving LFMs within our new infrastructure for general-purpose scheduling and coordination can elucidate how such skills may be obtained by learning from large language corpora.

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Teaching Language Models to Self-Improve through Interactive Demonstrations
Xiao Yu | Baolin Peng | Michel Galley | Jianfeng Gao | Zhou Yu
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

The self-improving ability of large language models (LLMs), enabled by prompting them to analyze and revise their own outputs, has garnered significant interest in recent research. However, this ability has been shown to be absent and difficult to learn for smaller models, thus widening the performance gap between state-of-the-art LLMs and more cost-effective and faster ones. To reduce this gap, we introduce TriPosT, a training algorithm that endows smaller models with such self-improvement ability, and show that our approach can improve LLaMA-7B’s performance on math and reasoning tasks by up to 7.13%. In contrast to prior work, we achieve this by using the smaller model to interact with LLMs to collect feedback and improvements on *its own generations*. We then replay this experience to train the small model. Our experiments on four math and reasoning datasets show that the interactive experience of learning from and correcting its *own* mistakes is crucial for small models to improve their performance.

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Language Models as Inductive Reasoners
Zonglin Yang | Li Dong | Xinya Du | Hao Cheng | Erik Cambria | Xiaodong Liu | Jianfeng Gao | Furu Wei
Proceedings of the 18th Conference of the European Chapter of the Association for Computational Linguistics (Volume 1: Long Papers)

Inductive reasoning is a core component of human intelligence. In the past research of inductive reasoning within computer science, formal language is used as representations of knowledge (facts and rules, more specifically). However, formal language can cause systematic problems for inductive reasoning such as disability of handling raw input such as natural language, sensitiveness to mislabeled data, and incapacity to handle ambiguous input. To this end, we propose a new paradigm (task) for inductive reasoning, which is to induce natural language rules from natural language facts, and create a dataset termed DEER containing 1.2k rule-fact pairs for the task, where rules and facts are written in natural language. New automatic metrics are also proposed and analysed for the evaluation of this task. With DEER, we investigate a modern approach for inductive reasoning where we use natural language as representation for knowledge instead of formal language and use pretrained language models as ”reasoners”. Moreover, we provide the first and comprehensive analysis of how well pretrained language models can induce natural language rules from natural language facts. We also propose a new framework drawing insights from philosophy literature for this task, which we show in the experiment section that surpasses baselines in both automatic and human evaluations. We discuss about our future perspectives for inductive reasoning in Section 7. Dataset and code are available at https://github.com/ZonglinY/Inductive_Reasoning.

2023

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DIONYSUS: A Pre-trained Model for Low-Resource Dialogue Summarization
Yu Li | Baolin Peng | Pengcheng He | Michel Galley | Zhou Yu | Jianfeng Gao
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Dialogue summarization has recently garnered significant attention due to its wide range of applications. However, existing methods for summarizing dialogues have limitations because they do not take into account the inherent structure of dialogue and rely heavily on labeled data, which can lead to poor performance in new domains. In this work, we propose DIONYSUS (dynamic input optimization in pre-training for dialogue summarization), a pre-trained encoder-decoder model for summarizing dialogues in any new domain. To pre-train DIONYSUS, we create two pseudo summaries for each dialogue example: one from a fine-tuned summarization model and the other from important dialogue turns. We then choose one of these pseudo summaries based on information distribution differences in different types of dialogues. This selected pseudo summary serves as the objective for pre-training DIONYSUS using a self-supervised approach on a large dialogue corpus. Our experiments show that DIONYSUS outperforms existing methods on six datasets, as demonstrated by its ROUGE scores in zero-shot and few-shot settings

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Chain-of-Skills: A Configurable Model for Open-Domain Question Answering
Kaixin Ma | Hao Cheng | Yu Zhang | Xiaodong Liu | Eric Nyberg | Jianfeng Gao
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

The retrieval model is an indispensable component for real-world knowledge-intensive tasks, e.g., open-domain question answering (ODQA). As separate retrieval skills are annotated for different datasets, recent work focuses on customized methods, limiting the model transfer- ability and scalability. In this work, we propose a modular retriever where individual modules correspond to key skills that can be reused across datasets. Our approach supports flexible skill configurations based on the target domain to boost performance. To mitigate task interference, we design a novel modularization parameterization inspired by sparse Transformer. We demonstrate that our model can benefit from self-supervised pretraining on Wikipedia and fine-tuning using multiple ODQA datasets, both in a multi-task fashion. Our approach outperforms recent self-supervised retrievers in zero-shot evaluations and achieves state-of-the-art fine-tuned retrieval performance on NQ, HotpotQA and OTT-QA.

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Z-Code++: A Pre-trained Language Model Optimized for Abstractive Summarization
Pengcheng He | Baolin Peng | Song Wang | Yang Liu | Ruochen Xu | Hany Hassan | Yu Shi | Chenguang Zhu | Wayne Xiong | Michael Zeng | Jianfeng Gao | Xuedong Huang
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

This paper presents Z-Code++, a new pre-trained language model optimized for abstractive text summarization. The model extends the state-of-the-art encoder-decoder model using three techniques. First, we use a two-phase pre-training to improve the model’s performance on low-resource summarization tasks. The model is first pre-trained using text corpora for language understanding, then is continually pre-trained on summarization corpora for grounded text generation. Second, we replace self-attention layers in the encoder with disentangled attention layers, where each word is represented using two vectors that encode its content and position, respectively. Third, we use fusion-in-encoder, a simple yet effective method of encoding long sequences in a hierarchical manner. Z-Code++ createsa new state-of-the-art on 9 of 13 text summarization tasks across 5 languages. Our model is parameter-efficient in that it outperforms the 600x larger PaLM540B on XSum, and the finetuned 200x larger GPT3175B on SAMSum. In zero-shot and few-shot settings, our model substantially outperforms the competing models.

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Model-Generated Pretraining Signals Improves Zero-Shot Generalization of Text-to-Text Transformers
Linyuan Gong | Chenyan Xiong | Xiaodong Liu | Payal Bajaj | Yiqing Xie | Alvin Cheung | Jianfeng Gao | Xia Song
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

This paper explores the effectiveness of model-generated signals in improving zero-shot generalization of text-to-text Transformers such as T5. We study various designs to pretrain T5 using an auxiliary model to construct more challenging token replacements for the main model to denoise. Key aspects under study include the decoding target, the location of the RTD head, and the masking pattern. Based on these studies, we develop a new model, METRO-T0, which is pretrained using the redesigned ELECTRA-Style pretraining strategies and then prompt-finetuned on a mixture of NLP tasks. METRO-T0 outperforms all similar-sized baselines on prompted NLP benchmarks, such as _T0 Eval_ and MMLU, and rivals the state-of-the-art T0-11B model with only **8%** of its parameters. Our analysis on model’s neural activation and parameter sensitivity reveals that the effectiveness of METRO-T0 stems from more balanced contribution of parameters and better utilization of their capacity. The code and model checkpoints are available at [https://github.com/gonglinyuan/metro_t0](https://github.com/gonglinyuan/metro_t0).

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Task-Aware Specialization for Efficient and Robust Dense Retrieval for Open-Domain Question Answering
Hao Cheng | Hao Fang | Xiaodong Liu | Jianfeng Gao
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 2: Short Papers)

Given its effectiveness on knowledge-intensive natural language processing tasks, dense retrieval models have become increasingly popular. Specifically, the de-facto architecture for open-domain question answering uses two isomorphic encoders that are initialized from the same pretrained model but separately parameterized for questions and passages. This biencoder architecture is parameter-inefficient in that there is no parameter sharing between encoders. Further, recent studies show that such dense retrievers underperform BM25 in various settings. We thus propose a new architecture, Task-Aware Specialization for dEnse Retrieval (TASER), which enables parameter sharing by interleaving shared and specialized blocks in a single encoder. Our experiments on five question answering datasets show that TASER can achieve superior accuracy, surpassing BM25, while using about 60% of the parameters as bi-encoder dense retrievers. In out-of-domain evaluations, TASER is also empirically more robust than bi-encoder dense retrievers. Our code is available at https://github.com/microsoft/taser.

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Logical Transformers: Infusing Logical Structures into Pre-Trained Language Models
Borui Wang | Qiuyuan Huang | Budhaditya Deb | Aaron Halfaker | Liqun Shao | Daniel McDuff | Ahmed Hassan Awadallah | Dragomir Radev | Jianfeng Gao
Findings of the Association for Computational Linguistics: ACL 2023

Natural language contains rich logical structures and logical information, and correctly detecting and accurately understanding these logical structures and information underlying natural language texts is very crucial for NLP models’ performance on many important NLU and NLG tasks. Existing pre-trained language models based on the transformer architecture mostly adopt a classical design for constructing their input embeddings that ignores the logical structures underlying natural language texts, thus limiting their ability to better capture and encode key logical information in the input sequences. To overcome such limitations, in this paper we first propose a novel approach to construct logic-aware input embeddings for transformer language models through a combination of logic detection, logic mapping and hierarchical logical projections, and then develop a corresponding new modeling paradigm that can upgrade existing transformer language models into logical transformers to boost their performance on different NLU and NLG tasks. Our empirical experiments on four important and challenging NLU and NLG tasks demonstrate that our proposed logical transformer language models can achieve superior performance over their baseline transformer models through a deeper understanding of the logical structures of texts.

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AutoMoE: Heterogeneous Mixture-of-Experts with Adaptive Computation for Efficient Neural Machine Translation
Ganesh Jawahar | Subhabrata Mukherjee | Xiaodong Liu | Young Jin Kim | Muhammad Abdul-Mageed | Laks Lakshmanan, V.S. | Ahmed Hassan Awadallah | Sebastien Bubeck | Jianfeng Gao
Findings of the Association for Computational Linguistics: ACL 2023

Mixture-of-Expert (MoE) models have obtained state-of-the-art performance in Neural Machine Translation (NMT) tasks. Existing works in MoE mostly consider a homogeneous design where the same number of experts of the same size are placed uniformly throughout the network. Furthermore, existing MoE works do not consider computational constraints (e.g., FLOPs, latency) to guide their design. To this end, we develop AutoMoE – a framework for designing heterogeneous MoE’s under computational constraints. AutoMoE leverages Neural Architecture Search (NAS) to obtain efficient sparse MoE sub-transformers with 4x inference speedup (CPU) and FLOPs reduction over manually designed Transformers, with parity in BLEU score over dense Transformer and within 1 BLEU point of MoE SwitchTransformer, on aggregate over benchmark datasets for NMT.Heterogeneous search space with dense and sparsely activated Transformer modules (e.g., how many experts? where to place them? what should be their sizes?) allows for adaptive compute – where different amounts of computations are used for different tokens in the input. Adaptivity comes naturally from routing decisions which send tokens to experts of different sizes. AutoMoE code, data, and trained models are available at https://aka.ms/AutoMoE.

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Pre-training Multi-task Contrastive Learning Models for Scientific Literature Understanding
Yu Zhang | Hao Cheng | Zhihong Shen | Xiaodong Liu | Ye-Yi Wang | Jianfeng Gao
Findings of the Association for Computational Linguistics: EMNLP 2023

Scientific literature understanding tasks have gained significant attention due to their potential to accelerate scientific discovery. Pre-trained language models (LMs) have shown effectiveness in these tasks, especially when tuned via contrastive learning. However, jointly utilizing pre-training data across multiple heterogeneous tasks (e.g., extreme multi-label paper classification, citation prediction, and literature search) remains largely unexplored. To bridge this gap, we propose a multi-task contrastive learning framework, SciMult, with a focus on facilitating common knowledge sharing across different scientific literature understanding tasks while preventing task-specific skills from interfering with each other. To be specific, we explore two techniques – task-aware specialization and instruction tuning. The former adopts a Mixture-of-Experts Transformer architecture with task-aware sub-layers; the latter prepends task-specific instructions to the input text so as to produce task-aware outputs. Extensive experiments on a comprehensive collection of benchmark datasets verify the effectiveness of our task-aware specialization strategy, where we outperform state-of-the-art scientific pre-trained LMs. Code, datasets, and pre-trained models can be found at https://scimult.github.io/.

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Enhancing Task Bot Engagement with Synthesized Open-Domain Dialog
Miaoran Li | Baolin Peng | Michel Galley | Jianfeng Gao | Zhu (Drew) Zhang
Proceedings of the 24th Annual Meeting of the Special Interest Group on Discourse and Dialogue

The construction of dialog systems for various types of conversations, such as task-oriented dialog (TOD) and open-domain dialog (ODD), has been an active area of research. In order to more closely mimic human-like conversations that often involve the fusion of different dialog modes, it is important to develop systems that can effectively handle both TOD and ODD and access different knowledge sources. In this work, we present a new automatic framework to enrich TODs with synthesized ODDs. We also introduce the PivotBot model, which is capable of handling both TOD and ODD modes and can access different knowledge sources to generate informative responses. Evaluation results indicate the superior ability of the proposed model to switch smoothly between TOD and ODD tasks.

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Interactive Text Generation
Felix Faltings | Michel Galley | Kianté Brantley | Baolin Peng | Weixin Cai | Yizhe Zhang | Jianfeng Gao | Bill Dolan
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

Users interact with text, image, code, or other editors on a daily basis. However, machine learning models are rarely trained in the settings that reflect the interactivity between users and their editor. This is understandable as training AI models with real users is not only slow and costly, but what these models learn may be specific to user interface design choices. Unfortunately, this means most of the research on text, code, and image generation has focused on non-interactive settings, whereby the model is expected to get everything right without accounting for any input from a user who may be willing to help. We introduce a new Interactive Text Generation task that allows training generation models interactively without the costs of involving real users, by using user simulators that provide edits that guide the model towards a given target text. We train our interactive models using Imitation Learning, and our experiments against competitive non-interactive generation models show that models trained interactively are superior to their non-interactive counterparts, even when all models are given the same budget of user inputs or edits.

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Tree Prompting: Efficient Task Adaptation without Fine-Tuning
Chandan Singh | John Morris | Alexander Rush | Jianfeng Gao | Yuntian Deng
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

Prompting language models (LMs) is the main interface for applying them to new tasks. However, for smaller LMs, prompting provides low accuracy compared to gradient-based fine-tuning. Tree Prompting is an approach to prompting which builds a decision tree of prompts, linking multiple prompt-LM calls together to solve a task. At inference time, each call to the LM is determined by efficiently routing the outcome of the previous call using the tree. Experiments on classification datasets show that Tree Prompting improves accuracy over competing methods and is competitive with fine-tuning. We also show that variants of Tree Prompting allow inspection of a model’s decision-making process.

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ConvLab-3: A Flexible Dialogue System Toolkit Based on a Unified Data Format
Qi Zhu | Christian Geishauser | Hsien-chin Lin | Carel van Niekerk | Baolin Peng | Zheng Zhang | Shutong Feng | Michael Heck | Nurul Lubis | Dazhen Wan | Xiaochen Zhu | Jianfeng Gao | Milica Gasic | Minlie Huang
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing: System Demonstrations

Task-oriented dialogue (TOD) systems function as digital assistants, guiding users through various tasks such as booking flights or finding restaurants. Existing toolkits for building TOD systems often fall short in delivering comprehensive arrays of data, model, and experimental environments with a user-friendly experience. We introduce ConvLab-3: a multifaceted dialogue system toolkit crafted to bridge this gap. Our unified data format simplifies the integration of diverse datasets and models, significantly reducing complexity and cost for studying generalization and transfer. Enhanced with robust reinforcement learning (RL) tools, featuring a streamlined training process, in-depth evaluation tools, and a selection of user simulators, ConvLab-3 supports the rapid development and evaluation of robust dialogue policies. Through an extensive study, we demonstrate the efficacy of transfer learning and RL and showcase that ConvLab-3 is not only a powerful tool for seasoned researchers but also an accessible platform for newcomers.

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Explaining Data Patterns in Natural Language with Language Models
Chandan Singh | John X. Morris | Jyoti Aneja | Alexander Rush | Jianfeng Gao
Proceedings of the 6th BlackboxNLP Workshop: Analyzing and Interpreting Neural Networks for NLP

Large language models (LLMs) have displayed an impressive ability to harness natural language to perform complex tasks. We explore whether we can leverage this ability to find and explain patterns in data. Specifically, given a pre-trained LLM and data examples, we apply interpretable autoprompting (iPrompt) to generate a natural language string explaining the data. iPrompt iteratively generates explanations with an LLM and reranks them based on their performance when used as a prompt. Experiments on a wide range of datasets, from synthetic mathematics to natural language understanding, show that iPrompt can yield meaningful insights by accurately finding dataset explanations that are human-interpretable. Moreover, iPrompt is reasonably efficient, as it does not require access to model gradients and works with relatively small models (e.g. ~6 billion parameters rather than >=100 billion). Finally, experiments with scientific datasets show the potential for iPrompt to aid in scientific discovery.

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How Much Do Language Models Copy From Their Training Data? Evaluating Linguistic Novelty in Text Generation Using RAVEN
R. Thomas McCoy | Paul Smolensky | Tal Linzen | Jianfeng Gao | Asli Celikyilmaz
Transactions of the Association for Computational Linguistics, Volume 11

Current language models can generate high-quality text. Are they simply copying text they have seen before, or have they learned generalizable linguistic abstractions? To tease apart these possibilities, we introduce RAVEN, a suite of analyses for assessing the novelty of generated text, focusing on sequential structure (n-grams) and syntactic structure. We apply these analyses to four neural language models trained on English (an LSTM, a Transformer, Transformer-XL, and GPT-2). For local structure—e.g., individual dependencies—text generated with a standard sampling scheme is substantially less novel than our baseline of human-generated text from each model’s test set. For larger-scale structure—e.g., overall sentence structure—model-generated text is as novel or even more novel than the human-generated baseline, but models still sometimes copy substantially, in some cases duplicating passages over 1,000 words long from the training set. We also perform extensive manual analysis, finding evidence that GPT-2 uses both compositional and analogical generalization mechanisms and showing that GPT-2’s novel text is usually well-formed morphologically and syntactically but has reasonably frequent semantic issues (e.g., being self-contradictory).

2022

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Knowledge-Grounded Dialogue Generation with a Unified Knowledge Representation
Yu Li | Baolin Peng | Yelong Shen | Yi Mao | Lars Liden | Zhou Yu | Jianfeng Gao
Proceedings of the 2022 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

Knowledge-grounded dialogue systems are challenging to build due to the lack of training data and heterogeneous knowledge sources. Existing systems perform poorly on unseen topics due to limited topics covered in the training data. In addition, it is challenging to generalize to the domains that require different types of knowledge sources. To address the above challenges, we present PLUG, a language model that homogenizes different knowledge sources to a unified knowledge representation for knowledge-grounded dialogue generation tasks. We first retrieve relevant information from heterogeneous knowledge sources (e.g., wiki, dictionary, or knowledge graph); Then the retrieved knowledge is transformed into text and concatenated with dialogue history to feed into the language model for generating responses. PLUG is pre-trained on a large-scale knowledge-grounded dialogue corpus. The empirical evaluation on two benchmarks shows that PLUG generalizes well across different knowledge-grounded dialogue tasks. It achieves comparable performance with state-of-the-art methods in the fully-supervised setting and significantly outperforms other approaches in zero-shot and few-shot settings.

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KAT: A Knowledge Augmented Transformer for Vision-and-Language
Liangke Gui | Borui Wang | Qiuyuan Huang | Alexander Hauptmann | Yonatan Bisk | Jianfeng Gao
Proceedings of the 2022 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

The primary focus of recent work with large-scale transformers has been on optimizing the amount of information packed into the model’s parameters. In this work, we ask a complementary question: Can multimodal transformers leverage explicit knowledge in their reasoning? Existing, primarily unimodal, methods have explored approaches under the paradigm of knowledge retrieval followed by answer prediction, but leave open questions about the quality and relevance of the retrieved knowledge used, and how the reasoning processes over implicit and explicit knowledge should be integrated. To address these challenges, we propose a - Knowledge Augmented Transformer (KAT) - which achieves a strong state-of-the-art result (+6% absolute) on the open-domain multimodal task of OK-VQA. Our approach integrates implicit and explicit knowledge in an encoder-decoder architecture, while still jointly reasoning over both knowledge sources during answer generation. Additionally, explicit knowledge integration improves interpretability of model predictions in our analysis.

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Open Domain Question Answering with A Unified Knowledge Interface
Kaixin Ma | Hao Cheng | Xiaodong Liu | Eric Nyberg | Jianfeng Gao
Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

The retriever-reader framework is popular for open-domain question answering (ODQA) due to its ability to use explicit knowledge. Although prior work has sought to increase the knowledge coverage by incorporating structured knowledge beyond text, accessing heterogeneous knowledge sources through a unified interface remains an open question. While data-to-text generation has the potential to serve as a universal interface for data and text, its feasibility for downstream tasks remains largely unknown. In this work, we bridge this gap and use the data-to-text method as a means for encoding structured knowledge for open-domain question answering. Specifically, we propose a verbalizer-retriever-reader framework for ODQA over data and text where verbalized tables from Wikipedia and graphs from Wikidata are used as augmented knowledge sources. We show that our Unified Data and Text QA, UDT-QA, can effectively benefit from the expanded knowledge index, leading to large gains over text-only baselines. Notably, our approach sets the single-model state-of-the-art on Natural Questions. Furthermore, our analyses indicate that verbalized knowledge is preferred for answer reasoning for both adapted and hot-swap settings.

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Toward Self-Learning End-to-End Task-oriented Dialog Systems
Xiaoying Zhang | Baolin Peng | Jianfeng Gao | Helen Meng
Proceedings of the 23rd Annual Meeting of the Special Interest Group on Discourse and Dialogue

End-to-end task bots are typically learned over a static and usually limited-size corpus. However, when deployed in dynamic, changing, and open environments to interact with users, task bots tend to fail when confronted with data that deviate from the training corpus, i.e., out-of-distribution samples. In this paper, we study the problem of automatically adapting task bots to changing environments by learning from human-bot interactions with minimum or zero human annotations. We propose SL-Agent, a novel self-learning framework for building end-to-end task bots. SL-Agent consists of a dialog model and a pre-trained reward model to predict the quality of an agent response. It enables task bots to automatically adapt to changing environments by learning from the unlabeled human-bot dialog logs accumulated after deployment via reinforcement learning with the incorporated reward model. Experimental results on four well-studied dialog tasks show the effectiveness of SL-Agent to automatically adapt to changing environments, using both automatic and human evaluations. We will release code and data for further research.

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AdaMix: Mixture-of-Adaptations for Parameter-efficient Model Tuning
Yaqing Wang | Sahaj Agarwal | Subhabrata Mukherjee | Xiaodong Liu | Jing Gao | Ahmed Hassan Awadallah | Jianfeng Gao
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

Standard fine-tuning of large pre-trained language models (PLMs) for downstream tasks requires updating hundreds of millions to billions of parameters, and storing a large copy of the PLM weights for every task resulting in increased cost for storing, sharing and serving the models. To address this, parameter-efficient fine-tuning (PEFT) techniques were introduced where small trainable components are injected in the PLM and updated during fine-tuning. We propose AdaMix as a general PEFT method that tunes a mixture of adaptation modules – given the underlying PEFT method of choice – introduced in each Transformer layer while keeping most of the PLM weights frozen. For instance, AdaMix can leverage a mixture of adapters like Houlsby or a mixture of low rank decomposition matrices like LoRA to improve downstream task performance over the corresponding PEFT methods for fully supervised and few-shot NLU and NLG tasks. Further, we design AdaMix such that it matches the same computational cost and the number of tunable parameters as the underlying PEFT method. By only tuning 0.1-0.2% of PLM parameters, we show that AdaMix outperforms SOTA parameter-efficient fine-tuning and full model fine-tuning for both NLU and NLG tasks.

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LiST: Lite Prompted Self-training Makes Parameter-efficient Few-shot Learners
Yaqing Wang | Subhabrata Mukherjee | Xiaodong Liu | Jing Gao | Ahmed Awadallah | Jianfeng Gao
Findings of the Association for Computational Linguistics: NAACL 2022

We present a new method LiST for efficient fine-tuning of large pre-trained language models (PLMs) in few-shot learning settings. LiST improves over recent methods that adopt prompt-based fine-tuning (FN) using two key techniques. The first is the use of self-training to leverage large amounts of unlabeled data for prompt-based FN in few-shot settings. We use self-training in conjunction with meta-learning for re-weighting noisy pseudo-prompt labels. Traditionally, self-training is expensive as it requires updating all the model parameters repetitively. Therefore, we use a second technique for light-weight fine-tuning where we introduce a small number of task-specific parameters that are fine-tuned during self-training while keeping the PLM encoder frozen. Our experiments show that LiST can effectively leverage unlabeled data to improve the model performance for few-shot learning. Additionally, the finetuning process is efficient as it only updates a small percentage of the parameters and the overall model footprint is reduced since several tasks can share a common PLM encoder as backbone. We present a comprehensive study on six NLU tasks to validate the effectiveness of LiST. The results show that LiST improves by 35% over classic fine-tuning methods and 6% over prompt-based FN with 96% reduction in number of trainable parameters when fine-tuned with no more than 30 labeled examples from each task. With only 14M tunable parameters, LiST outperforms GPT-3 in-context learning by 33% on few-shot NLU tasks

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Knowledge-Rich Self-Supervision for Biomedical Entity Linking
Sheng Zhang | Hao Cheng | Shikhar Vashishth | Cliff Wong | Jinfeng Xiao | Xiaodong Liu | Tristan Naumann | Jianfeng Gao | Hoifung Poon
Findings of the Association for Computational Linguistics: EMNLP 2022

Entity linking faces significant challenges such as prolific variations and prevalent ambiguities, especially in high-value domains with myriad entities. Standard classification approaches suffer from the annotation bottleneck and cannot effectively handle unseen entities. Zero-shot entity linking has emerged as a promising direction for generalizing to new entities, but it still requires example gold entity mentions during training and canonical descriptions for all entities, both of which are rarely available outside of Wikipedia. In this paper, we explore Knowledge-RIch Self-Supervision (KRISS) for biomedical entity linking, by leveraging readily available domain knowledge. In training, it generates self-supervised mention examples on unlabeled text using a domain ontology and trains a contextual encoder using contrastive learning. For inference, it samples self-supervised mentions as prototypes for each entity and conducts linking by mapping the test mention to the most similar prototype. Our approach can easily incorporate entity descriptions and gold mention labels if available. We conducted extensive experiments on seven standard datasets spanning biomedical literature and clinical notes. Without using any labeled information, our method produces KRISSBERT, a universal entity linker for four million UMLS entities that attains new state of the art, outperforming prior self-supervised methods by as much as 20 absolute points in accuracy. We released KRISSBERT at https://aka.ms/krissbert.

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CodeExp: Explanatory Code Document Generation
Haotian Cui | Chenglong Wang | Junjie Huang | Jeevana Priya Inala | Todd Mytkowicz | Bo Wang | Jianfeng Gao | Nan Duan
Findings of the Association for Computational Linguistics: EMNLP 2022

Developing models that can automatically generate detailed code explanation can greatly benefit software maintenance and programming education. However, existing code-to-text generation models often produce only high-level summaries of code that do not capture implementation-level choices essential for these scenarios. To fill in this gap, we propose the code explanation generation task. We first conducted a human study to identify the criteria for high-quality explanatory docstring for code. Based on that, we collected and refined a large-scale code docstring corpus and formulated automatic evaluation metrics that best match human assessments. Finally, we present a multi-stage fine-tuning strategy and baseline models for the task. Our experiments show that (1) our refined training dataset lets models achieve better performance in the explanation generation tasks compared to larger-scale unrefined data (15x larger), and (2) fine-tuned models can generate well-structured long docstrings comparable to human-written ones. We envision our training dataset, human-evaluation protocol, recommended metrics, and fine-tuning strategy can boost future code explanation research. The code and annotated data are available at https://github.com/subercui/CodeExp.

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Open-domain Question Answering via Chain of Reasoning over Heterogeneous Knowledge
Kaixin Ma | Hao Cheng | Xiaodong Liu | Eric Nyberg | Jianfeng Gao
Findings of the Association for Computational Linguistics: EMNLP 2022

We propose a novel open-domain question answering (ODQA) framework for answering single/multi-hop questions across heterogeneous knowledge sources.The key novelty of our method is the introduction of the intermediary modules into the current retriever-reader pipeline.Unlike previous methods that solely rely on the retriever for gathering all evidence in isolation,our intermediary performs a chain of reasoning over the retrieved set.Specifically, our method links the retrieved evidence with its related global context into graphs and organizes them into a candidate list of evidence chains.Built upon pretrained language models, our system achieves competitive performance on two ODQA datasets, OTT-QA and NQ, against tables and passages from Wikipedia.In particular, our model substantially outperforms the previous state-of-the-art on OTT-QA with an exact match score of 47.3 (45% relative gain).

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Grounded Keys-to-Text Generation: Towards Factual Open-Ended Generation
Faeze Brahman | Baolin Peng | Michel Galley | Sudha Rao | Bill Dolan | Snigdha Chaturvedi | Jianfeng Gao
Findings of the Association for Computational Linguistics: EMNLP 2022

Large pre-trained language models have recently enabled open-ended generation frameworks (e.g., prompt-to-text NLG) to tackle a variety of tasks going beyond the traditional data-to-text generation. While this framework is more general, it is under-specified and often leads to a lack of controllability restricting their real-world usage. We propose a new grounded keys-to-text generation task: the task is to generate a factual description about an entity given a set of guiding keys, and grounding passages. To address this task, we introduce a new dataset, called EntDeGen. Inspired by recent QA-based evaluation measures, we propose an automatic metric, MAFE, for factual correctness of generated descriptions. Our EntDescriptor model is equipped with strong rankers to fetch helpful passages and generate entity descriptions. Experimental result shows a good correlation (60.14) between our proposed metric and human judgments of factuality. Our rankers significantly improved the factual correctness of generated descriptions (15.95% and 34.51% relative gains in recall and precision). Finally, our ablation study highlights the benefit of combining keys and groundings.

2021

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UnitedQA: A Hybrid Approach for Open Domain Question Answering
Hao Cheng | Yelong Shen | Xiaodong Liu | Pengcheng He | Weizhu Chen | Jianfeng Gao
Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

To date, most of recent work under the retrieval-reader framework for open-domain QA focuses on either extractive or generative reader exclusively. In this paper, we study a hybrid approach for leveraging the strengths of both models. We apply novel techniques to enhance both extractive and generative readers built upon recent pretrained neural language models, and find that proper training methods can provide large improvement over previous state-of-the-art models. We demonstrate that a simple hybrid approach by combining answers from both readers can efficiently take advantages of extractive and generative answer inference strategies and outperforms single models as well as homogeneous ensembles. Our approach outperforms previous state-of-the-art models by 3.3 and 2.7 points in exact match on NaturalQuestions and TriviaQA respectively.

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Generation-Augmented Retrieval for Open-Domain Question Answering
Yuning Mao | Pengcheng He | Xiaodong Liu | Yelong Shen | Jianfeng Gao | Jiawei Han | Weizhu Chen
Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

We propose Generation-Augmented Retrieval (GAR) for answering open-domain questions, which augments a query through text generation of heuristically discovered relevant contexts without external resources as supervision. We demonstrate that the generated contexts substantially enrich the semantics of the queries and GAR with sparse representations (BM25) achieves comparable or better performance than state-of-the-art dense retrieval methods such as DPR. We show that generating diverse contexts for a query is beneficial as fusing their results consistently yields better retrieval accuracy. Moreover, as sparse and dense representations are often complementary, GAR can be easily combined with DPR to achieve even better performance. GAR achieves state-of-the-art performance on Natural Questions and TriviaQA datasets under the extractive QA setup when equipped with an extractive reader, and consistently outperforms other retrieval methods when the same generative reader is used.

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RADDLE: An Evaluation Benchmark and Analysis Platform for Robust Task-oriented Dialog Systems
Baolin Peng | Chunyuan Li | Zhu Zhang | Chenguang Zhu | Jinchao Li | Jianfeng Gao
Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

For task-oriented dialog systems to be maximally useful, it must be able to process conversations in a way that is (1) generalizable with a small number of training examples for new task domains, and (2) robust to user input in various styles, modalities, or domains. In pursuit of these goals, we introduce the RADDLE benchmark, a collection of corpora and tools for evaluating the performance of models across a diverse set of domains. By including tasks with limited training data, RADDLE is designed to favor and encourage models with a strong generalization ability. RADDLE also includes a diagnostic checklist that facilitates detailed robustness analysis in aspects such as language variations, speech errors, unseen entities, and out-of-domain utterances. We evaluate recent state-of-the-art systems based on pre-training and fine-tuning, and find that grounded pre-training on heterogeneous dialog corpora performs better than training a separate model per domain. Adversarial training is also proposed to improve model robustness against noisy inputs. Overall, existing models are less than satisfactory in robustness evaluation, which suggests opportunities for future improvement.

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EmailSum: Abstractive Email Thread Summarization
Shiyue Zhang | Asli Celikyilmaz | Jianfeng Gao | Mohit Bansal
Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

Recent years have brought about an interest in the challenging task of summarizing conversation threads (meetings, online discussions, etc.). Such summaries help analysis of the long text to quickly catch up with the decisions made and thus improve our work or communication efficiency. To spur research in thread summarization, we have developed an abstractive Email Thread Summarization (EmailSum) dataset, which contains human-annotated short (<30 words) and long (<100 words) summaries of 2,549 email threads (each containing 3 to 10 emails) over a wide variety of topics. We perform a comprehensive empirical study to explore different summarization techniques (including extractive and abstractive methods, single-document and hierarchical models, as well as transfer and semisupervised learning) and conduct human evaluations on both short and long summary generation tasks. Our results reveal the key challenges of current abstractive summarization models in this task, such as understanding the sender’s intent and identifying the roles of sender and receiver. Furthermore, we find that widely used automatic evaluation metrics (ROUGE, BERTScore) are weakly correlated with human judgments on this email thread summarization task. Hence, we emphasize the importance of human evaluation and the development of better metrics by the community.

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Soloist: Building Task Bots at Scale with Transfer Learning and Machine Teaching
Baolin Peng | Chunyuan Li | Jinchao Li | Shahin Shayandeh | Lars Liden | Jianfeng Gao
Transactions of the Association for Computational Linguistics, Volume 9

We present a new method, Soloist,1 that uses transfer learning and machine teaching to build task bots at scale. We parameterize classical modular task-oriented dialog systems using a Transformer-based auto-regressive language model, which subsumes different dialog modules into a single neural model. We pre-train, on heterogeneous dialog corpora, a task-grounded response generation model, which can generate dialog responses grounded in user goals and real-world knowledge for task completion. The pre-trained model can be efficiently adapted to accomplish new tasks with a handful of task-specific dialogs via machine teaching, where training samples are generated by human teachers interacting with the system. Experiments show that (i)Soloist creates new state-of-the-art on well-studied task-oriented dialog benchmarks, including CamRest676 and MultiWOZ; (ii) in the few-shot fine-tuning settings, Soloist significantly outperforms existing methods; and (iii) the use of machine teaching substantially reduces the labeling cost of fine-tuning. The pre-trained models and codes are available at https://aka.ms/soloist.

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Structural Biases for Improving Transformers on Translation into Morphologically Rich Languages
Paul Soulos | Sudha Rao | Caitlin Smith | Eric Rosen | Asli Celikyilmaz | R. Thomas McCoy | Yichen Jiang | Coleman Haley | Roland Fernandez | Hamid Palangi | Jianfeng Gao | Paul Smolensky
Proceedings of the 4th Workshop on Technologies for MT of Low Resource Languages (LoResMT2021)

Machine translation has seen rapid progress with the advent of Transformer-based models. These models have no explicit linguistic structure built into them, yet they may still implicitly learn structured relationships by attending to relevant tokens. We hypothesize that this structural learning could be made more robust by explicitly endowing Transformers with a structural bias, and we investigate two methods for building in such a bias. One method, the TP-Transformer, augments the traditional Transformer architecture to include an additional component to represent structure. The second method imbues structure at the data level by segmenting the data with morphological tokenization. We test these methods on translating from English into morphologically rich languages, Turkish and Inuktitut, and consider both automatic metrics and human evaluations. We find that each of these two approaches allows the network to achieve better performance, but this improvement is dependent on the size of the dataset. In sum, structural encoding methods make Transformers more sample-efficient, enabling them to perform better from smaller amounts of data.

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Posterior Differential Regularization with f-divergence for Improving Model Robustness
Hao Cheng | Xiaodong Liu | Lis Pereira | Yaoliang Yu | Jianfeng Gao
Proceedings of the 2021 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

We address the problem of enhancing model robustness through regularization. Specifically, we focus on methods that regularize the model posterior difference between clean and noisy inputs. Theoretically, we provide a connection of two recent methods, Jacobian Regularization and Virtual Adversarial Training, under this framework. Additionally, we generalize the posterior differential regularization to the family of f-divergences and characterize the overall framework in terms of the Jacobian matrix. Empirically, we compare those regularizations and standard BERT training on a diverse set of tasks to provide a comprehensive profile of their effect on model generalization. For both fully supervised and semi-supervised settings, we show that regularizing the posterior difference with f-divergence can result in well-improved model robustness. In particular, with a proper f-divergence, a BERT-base model can achieve comparable generalization as its BERT-large counterpart for in-domain, adversarial and domain shift scenarios, indicating the great potential of the proposed framework for enhancing NLP model robustness.

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Enriching Transformers with Structured Tensor-Product Representations for Abstractive Summarization
Yichen Jiang | Asli Celikyilmaz | Paul Smolensky | Paul Soulos | Sudha Rao | Hamid Palangi | Roland Fernandez | Caitlin Smith | Mohit Bansal | Jianfeng Gao
Proceedings of the 2021 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

Abstractive summarization, the task of generating a concise summary of input documents, requires: (1) reasoning over the source document to determine the salient pieces of information scattered across the long document, and (2) composing a cohesive text by reconstructing these salient facts into a shorter summary that faithfully reflects the complex relations connecting these facts. In this paper, we adapt TP-Transformer (Schlag et al., 2019), an architecture that enriches the original Transformer (Vaswani et al., 2017) with the explicitly compositional Tensor Product Representation (TPR), for the task of abstractive summarization. The key feature of our model is a structural bias that we introduce by encoding two separate representations for each token to represent the syntactic structure (with role vectors) and semantic content (with filler vectors) separately. The model then binds the role and filler vectors into the TPR as the layer output. We argue that the structured intermediate representations enable the model to take better control of the contents (salient facts) and structures (the syntax that connects the facts) when generating the summary. Empirically, we show that our TP-Transformer outperforms the Transformer and the original TP-Transformer significantly on several abstractive summarization datasets based on both automatic and human evaluations. On several syntactic and semantic probing tasks, we demonstrate the emergent structural information in the role vectors and the performance gain by information specificity of the role vectors and improved syntactic interpretability in the TPR layer outputs.(Code and models are available at https://github.com/jiangycTarheel/TPT-Summ)

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Text Editing by Command
Felix Faltings | Michel Galley | Gerold Hintz | Chris Brockett | Chris Quirk | Jianfeng Gao | Bill Dolan
Proceedings of the 2021 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

A prevailing paradigm in neural text generation is one-shot generation, where text is produced in a single step. The one-shot setting is inadequate, however, when the constraints the user wishes to impose on the generated text are dynamic, especially when authoring longer documents. We address this limitation with an interactive text generation setting in which the user interacts with the system by issuing commands to edit existing text. To this end, we propose a novel text editing task, and introduce WikiDocEdits, a dataset of single-sentence edits crawled from Wikipedia. We show that our Interactive Editor, a transformer-based model trained on this dataset, outperforms baselines and obtains positive results in both automatic and human evaluations. We present empirical and qualitative analyses of this model’s performance.

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Targeted Adversarial Training for Natural Language Understanding
Lis Pereira | Xiaodong Liu | Hao Cheng | Hoifung Poon | Jianfeng Gao | Ichiro Kobayashi
Proceedings of the 2021 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

We present a simple yet effective Targeted Adversarial Training (TAT) algorithm to improve adversarial training for natural language understanding. The key idea is to introspect current mistakes and prioritize adversarial training steps to where the model errs the most. Experiments show that TAT can significantly improve accuracy over standard adversarial training on GLUE and attain new state-of-the-art zero-shot results on XNLI. Our code will be released upon acceptance of the paper.

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Contrastive Multi-document Question Generation
Woon Sang Cho | Yizhe Zhang | Sudha Rao | Asli Celikyilmaz | Chenyan Xiong | Jianfeng Gao | Mengdi Wang | Bill Dolan
Proceedings of the 16th Conference of the European Chapter of the Association for Computational Linguistics: Main Volume

Multi-document question generation focuses on generating a question that covers the common aspect of multiple documents. Such a model is useful in generating clarifying options. However, a naive model trained only using the targeted (‘positive’) document set may generate too generic questions that cover a larger scope than delineated by the document set. To address this challenge, we introduce the contrastive learning strategy where given ‘positive’ and ‘negative’ sets of documents, we generate a question that is closely related to the ‘positive’ set but is far away from the ‘negative’ set. This setting allows generated questions to be more specific and related to the target document set. To generate such specific questions, we propose Multi-Source Coordinated Question Generator (MSCQG), a novel framework that includes a supervised learning (SL) stage and a reinforcement learning (RL) stage. In the SL stage, a single-document question generator is trained. In the RL stage, a coordinator model is trained to find optimal attention weights to align multiple single-document generators, by optimizing a reward designed to promote specificity of generated questions. We also develop an effective auxiliary objective, named Set-induced Contrastive Regularization (SCR) that improves the coordinator’s contrastive learning during the RL stage. We show that our model significantly outperforms several strong baselines, as measured by automatic metrics and human evaluation. The source repository is publicly available at ‘www.github.com/woonsangcho/contrast_qgen’.

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Reader-Guided Passage Reranking for Open-Domain Question Answering
Yuning Mao | Pengcheng He | Xiaodong Liu | Yelong Shen | Jianfeng Gao | Jiawei Han | Weizhu Chen
Findings of the Association for Computational Linguistics: ACL-IJCNLP 2021

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GO FIGURE: A Meta Evaluation of Factuality in Summarization
Saadia Gabriel | Asli Celikyilmaz | Rahul Jha | Yejin Choi | Jianfeng Gao
Findings of the Association for Computational Linguistics: ACL-IJCNLP 2021

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Token-wise Curriculum Learning for Neural Machine Translation
Chen Liang | Haoming Jiang | Xiaodong Liu | Pengcheng He | Weizhu Chen | Jianfeng Gao | Tuo Zhao
Findings of the Association for Computational Linguistics: EMNLP 2021

Existing curriculum learning approaches to Neural Machine Translation (NMT) require sampling sufficient amounts of “easy” samples from training data at the early training stage. This is not always achievable for low-resource languages where the amount of training data is limited. To address such a limitation, we propose a novel token-wise curriculum learning approach that creates sufficient amounts of easy samples. Specifically, the model learns to predict a short sub-sequence from the beginning part of each target sentence at the early stage of training. Then the sub-sequence is gradually expanded as the training progresses. Such a new curriculum design is inspired by the cumulative effect of translation errors, which makes the latter tokens more challenging to predict than the beginning ones. Extensive experiments show that our approach can consistently outperform baselines on five language pairs, especially for low-resource languages. Combining our approach with sentence-level methods further improves the performance of high-resource languages.

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ARCH: Efficient Adversarial Regularized Training with Caching
Simiao Zuo | Chen Liang | Haoming Jiang | Pengcheng He | Xiaodong Liu | Jianfeng Gao | Weizhu Chen | Tuo Zhao
Findings of the Association for Computational Linguistics: EMNLP 2021

Adversarial regularization can improve model generalization in many natural language processing tasks. However, conventional approaches are computationally expensive since they need to generate a perturbation for each sample in each epoch. We propose a new adversarial regularization method ARCH (adversarial regularization with caching), where perturbations are generated and cached once every several epochs. As caching all the perturbations imposes memory usage concerns, we adopt a K-nearest neighbors-based strategy to tackle this issue. The strategy only requires caching a small amount of perturbations, without introducing additional training time. We evaluate our proposed method on a set of neural machine translation and natural language understanding tasks. We observe that ARCH significantly eases the computational burden (saves up to 70% of computational time in comparison with conventional approaches). More surprisingly, by reducing the variance of stochastic gradients, ARCH produces a notably better (in most of the tasks) or comparable model generalization. Our code is publicly available.

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NICE: Neural Image Commenting with Empathy
Kezhen Chen | Qiuyuan Huang | Daniel McDuff | Xiang Gao | Hamid Palangi | Jianfeng Wang | Kenneth Forbus | Jianfeng Gao
Findings of the Association for Computational Linguistics: EMNLP 2021

Emotion and empathy are examples of human qualities lacking in many human-machine interactions. The goal of our work is to generate engaging dialogue grounded in a user-shared image with increased emotion and empathy while minimizing socially inappropriate or offensive outputs. We release the Neural Image Commenting with Empathy (NICE) dataset consisting of almost two million images and the corresponding human-generated comments, a set of human annotations, and baseline performance on a range of models. In-stead of relying on manually labeled emotions, we also use automatically generated linguistic representations as a source of weakly supervised labels. Based on these annotations, we define two different tasks for the NICE dataset. Then, we propose a novel pre-training model - Modeling Affect Generation for Image Comments (MAGIC) - which aims to generate comments for images, conditioned on linguistic representations that capture style and affect, and to help generate more empathetic, emotional, engaging and socially appropriate comments. Using this model we achieve state-of-the-art performance on one of our NICE tasks. The experiments show that the approach can generate more human-like and engaging image comments.

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Adversarial Regularization as Stackelberg Game: An Unrolled Optimization Approach
Simiao Zuo | Chen Liang | Haoming Jiang | Xiaodong Liu | Pengcheng He | Jianfeng Gao | Weizhu Chen | Tuo Zhao
Proceedings of the 2021 Conference on Empirical Methods in Natural Language Processing

Adversarial regularization has been shown to improve the generalization performance of deep learning models in various natural language processing tasks. Existing works usually formulate the method as a zero-sum game, which is solved by alternating gradient descent/ascent algorithms. Such a formulation treats the adversarial and the defending players equally, which is undesirable because only the defending player contributes to the generalization performance. To address this issue, we propose Stackelberg Adversarial Regularization (SALT), which formulates adversarial regularization as a Stackelberg game. This formulation induces a competition between a leader and a follower, where the follower generates perturbations, and the leader trains the model subject to the perturbations. Different from conventional approaches, in SALT, the leader is in an advantageous position. When the leader moves, it recognizes the strategy of the follower and takes the anticipated follower’s outcomes into consideration. Such a leader’s advantage enables us to improve the model fitting to the unperturbed data. The leader’s strategic information is captured by the Stackelberg gradient, which is obtained using an unrolling algorithm. Our experimental results on a set of machine translation and natural language understanding tasks show that SALT outperforms existing adversarial regularization baselines across all tasks. Our code is publicly available.

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HittER: Hierarchical Transformers for Knowledge Graph Embeddings
Sanxing Chen | Xiaodong Liu | Jianfeng Gao | Jian Jiao | Ruofei Zhang | Yangfeng Ji
Proceedings of the 2021 Conference on Empirical Methods in Natural Language Processing

This paper examines the challenging problem of learning representations of entities and relations in a complex multi-relational knowledge graph. We propose HittER, a Hierarchical Transformer model to jointly learn Entity-relation composition and Relational contextualization based on a source entity’s neighborhood. Our proposed model consists of two different Transformer blocks: the bottom block extracts features of each entity-relation pair in the local neighborhood of the source entity and the top block aggregates the relational information from outputs of the bottom block. We further design a masked entity prediction task to balance information from the relational context and the source entity itself. Experimental results show that HittER achieves new state-of-the-art results on multiple link prediction datasets. We additionally propose a simple approach to integrate HittER into BERT and demonstrate its effectiveness on two Freebase factoid question answering datasets.

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Few-Shot Named Entity Recognition: An Empirical Baseline Study
Jiaxin Huang | Chunyuan Li | Krishan Subudhi | Damien Jose | Shobana Balakrishnan | Weizhu Chen | Baolin Peng | Jianfeng Gao | Jiawei Han
Proceedings of the 2021 Conference on Empirical Methods in Natural Language Processing

This paper presents an empirical study to efficiently build named entity recognition (NER) systems when a small amount of in-domain labeled data is available. Based upon recent Transformer-based self-supervised pre-trained language models (PLMs), we investigate three orthogonal schemes to improve model generalization ability in few-shot settings: (1) meta-learning to construct prototypes for different entity types, (2) task-specific supervised pre-training on noisy web data to extract entity-related representations and (3) self-training to leverage unlabeled in-domain data. On 10 public NER datasets, we perform extensive empirical comparisons over the proposed schemes and their combinations with various proportions of labeled data, our experiments show that (i)in the few-shot learning setting, the proposed NER schemes significantly improve or outperform the commonly used baseline, a PLM-based linear classifier fine-tuned using domain labels. (ii) We create new state-of-the-art results on both few-shot and training-free settings compared with existing methods.

2020

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SMART: Robust and Efficient Fine-Tuning for Pre-trained Natural Language Models through Principled Regularized Optimization
Haoming Jiang | Pengcheng He | Weizhu Chen | Xiaodong Liu | Jianfeng Gao | Tuo Zhao
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics

Transfer learning has fundamentally changed the landscape of natural language processing (NLP). Many state-of-the-art models are first pre-trained on a large text corpus and then fine-tuned on downstream tasks. However, due to limited data resources from downstream tasks and the extremely high complexity of pre-trained models, aggressive fine-tuning often causes the fine-tuned model to overfit the training data of downstream tasks and fail to generalize to unseen data. To address such an issue in a principled manner, we propose a new learning framework for robust and efficient fine-tuning for pre-trained models to attain better generalization performance. The proposed framework contains two important ingredients: 1. Smoothness-inducing regularization, which effectively manages the complexity of the model; 2. Bregman proximal point optimization, which is an instance of trust-region methods and can prevent aggressive updating. Our experiments show that the proposed framework achieves new state-of-the-art performance on a number of NLP tasks including GLUE, SNLI, SciTail and ANLI. Moreover, it also outperforms the state-of-the-art T5 model, which is the largest pre-trained model containing 11 billion parameters, on GLUE.

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MIND: A Large-scale Dataset for News Recommendation
Fangzhao Wu | Ying Qiao | Jiun-Hung Chen | Chuhan Wu | Tao Qi | Jianxun Lian | Danyang Liu | Xing Xie | Jianfeng Gao | Winnie Wu | Ming Zhou
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics

News recommendation is an important technique for personalized news service. Compared with product and movie recommendations which have been comprehensively studied, the research on news recommendation is much more limited, mainly due to the lack of a high-quality benchmark dataset. In this paper, we present a large-scale dataset named MIND for news recommendation. Constructed from the user click logs of Microsoft News, MIND contains 1 million users and more than 160k English news articles, each of which has rich textual content such as title, abstract and body. We demonstrate MIND a good testbed for news recommendation through a comparative study of several state-of-the-art news recommendation methods which are originally developed on different proprietary datasets. Our results show the performance of news recommendation highly relies on the quality of news content understanding and user interest modeling. Many natural language processing techniques such as effective text representation methods and pre-trained language models can effectively improve the performance of news recommendation. The MIND dataset will be available at https://msnews.github.io.

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The Microsoft Toolkit of Multi-Task Deep Neural Networks for Natural Language Understanding
Xiaodong Liu | Yu Wang | Jianshu Ji | Hao Cheng | Xueyun Zhu | Emmanuel Awa | Pengcheng He | Weizhu Chen | Hoifung Poon | Guihong Cao | Jianfeng Gao
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics: System Demonstrations

We present MT-DNN, an open-source natural language understanding (NLU) toolkit that makes it easy for researchers and developers to train customized deep learning models. Built upon PyTorch and Transformers, MT-DNN is designed to facilitate rapid customization for a broad spectrum of NLU tasks, using a variety of objectives (classification, regression, structured prediction) and text encoders (e.g., RNNs, BERT, RoBERTa, UniLM). A unique feature of MT-DNN is its built-in support for robust and transferable learning using the adversarial multi-task learning paradigm. To enable efficient production deployment, MT-DNN supports multi-task knowledge distillation, which can substantially compress a deep neural model without significant performance drop. We demonstrate the effectiveness of MT-DNN on a wide range of NLU applications across general and biomedical domains. The software and pre-trained models will be publicly available at https://github.com/namisan/mt-dnn.

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ConvLab-2: An Open-Source Toolkit for Building, Evaluating, and Diagnosing Dialogue Systems
Qi Zhu | Zheng Zhang | Yan Fang | Xiang Li | Ryuichi Takanobu | Jinchao Li | Baolin Peng | Jianfeng Gao | Xiaoyan Zhu | Minlie Huang
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics: System Demonstrations

We present ConvLab-2, an open-source toolkit that enables researchers to build task-oriented dialogue systems with state-of-the-art models, perform an end-to-end evaluation, and diagnose the weakness of systems. As the successor of ConvLab, ConvLab-2 inherits ConvLab’s framework but integrates more powerful dialogue models and supports more datasets. Besides, we have developed an analysis tool and an interactive tool to assist researchers in diagnosing dialogue systems. The analysis tool presents rich statistics and summarizes common mistakes from simulated dialogues, which facilitates error analysis and system improvement. The interactive tool provides an user interface that allows developers to diagnose an assembled dialogue system by interacting with the system and modifying the output of each system component.

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DIALOGPT : Large-Scale Generative Pre-training for Conversational Response Generation
Yizhe Zhang | Siqi Sun | Michel Galley | Yen-Chun Chen | Chris Brockett | Xiang Gao | Jianfeng Gao | Jingjing Liu | Bill Dolan
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics: System Demonstrations

We present a large, tunable neural conversational response generation model, DIALOGPT (dialogue generative pre-trained transformer). Trained on 147M conversation-like exchanges extracted from Reddit comment chains over a period spanning from 2005 through 2017, DialoGPT extends the Hugging Face PyTorch transformer to attain a performance close to human both in terms of automatic and human evaluation in single-turn dialogue settings. We show that conversational systems that leverage DialoGPT generate more relevant, contentful and context-consistent responses than strong baseline systems. The pre-trained model and training pipeline are publicly released to facilitate research into neural response generation and the development of more intelligent open-domain dialogue systems.

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Conversation Learner - A Machine Teaching Tool for Building Dialog Managers for Task-Oriented Dialog Systems
Swadheen Shukla | Lars Liden | Shahin Shayandeh | Eslam Kamal | Jinchao Li | Matt Mazzola | Thomas Park | Baolin Peng | Jianfeng Gao
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics: System Demonstrations

Traditionally, industry solutions for building a task-oriented dialog system have relied on helping dialog authors define rule-based dialog managers, represented as dialog flows. While dialog flows are intuitively interpretable and good for simple scenarios, they fall short of performance in terms of the flexibility needed to handle complex dialogs. On the other hand, purely machine-learned models can handle complex dialogs, but they are considered to be black boxes and require large amounts of training data. In this demonstration, we showcase Conversation Learner, a machine teaching tool for building dialog managers. It combines the best of both approaches by enabling dialog authors to create a dialog flow using familiar tools, converting the dialog flow into a parametric model (e.g., neural networks), and allowing dialog authors to improve the dialog manager (i.e., the parametric model) over time by leveraging user-system dialog logs as training data through a machine teaching interface.

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The Design and Implementation of XiaoIce, an Empathetic Social Chatbot
Li Zhou | Jianfeng Gao | Di Li | Heung-Yeung Shum
Computational Linguistics, Volume 46, Issue 1 - March 2020

This article describes the development of Microsoft XiaoIce, the most popular social chatbot in the world. XiaoIce is uniquely designed as an artifical intelligence companion with an emotional connection to satisfy the human need for communication, affection, and social belonging. We take into account both intelligent quotient and emotional quotient in system design, cast human–machine social chat as decision-making over Markov Decision Processes, and optimize XiaoIce for long-term user engagement, measured in expected Conversation-turns Per Session (CPS). We detail the system architecture and key components, including dialogue manager, core chat, skills, and an empathetic computing module. We show how XiaoIce dynamically recognizes human feelings and states, understands user intent, and responds to user needs throughout long conversations. Since the release in 2014, XiaoIce has communicated with over 660 million active users and succeeded in establishing long-term relationships with many of them. Analysis of large-scale online logs shows that XiaoIce has achieved an average CPS of 23, which is significantly higher than that of other chatbots and even human conversations.

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Is Your Goal-Oriented Dialog Model Performing Really Well? Empirical Analysis of System-wise Evaluation
Ryuichi Takanobu | Qi Zhu | Jinchao Li | Baolin Peng | Jianfeng Gao | Minlie Huang
Proceedings of the 21th Annual Meeting of the Special Interest Group on Discourse and Dialogue

There is a growing interest in developing goal-oriented dialog systems which serve users in accomplishing complex tasks through multi-turn conversations. Although many methods are devised to evaluate and improve the performance of individual dialog components, there is a lack of comprehensive empirical study on how different components contribute to the overall performance of a dialog system. In this paper, we perform a system-wise evaluation and present an empirical analysis on different types of dialog systems which are composed of different modules in different settings. Our results show that (1) a pipeline dialog system trained using fine-grained supervision signals at different component levels often obtains better performance than the systems that use joint or end-to-end models trained on coarse-grained labels, (2) component-wise, single-turn evaluation results are not always consistent with the overall performance of a dialog system, and (3) despite the discrepancy between simulators and human users, simulated evaluation is still a valid alternative to the costly human evaluation especially in the early stage of development.

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Few-shot Natural Language Generation for Task-Oriented Dialog
Baolin Peng | Chenguang Zhu | Chunyuan Li | Xiujun Li | Jinchao Li | Michael Zeng | Jianfeng Gao
Findings of the Association for Computational Linguistics: EMNLP 2020

As a crucial component in task-oriented dialog systems, the Natural Language Generation (NLG) module converts a dialog act represented in a semantic form into a response in natural language. The success of traditional template-based or statistical models typically relies on heavily annotated data, which is infeasible for new domains. Therefore, it is pivotal for an NLG system to generalize well with limited labelled data in real applications. To this end, we present FewshotWOZ, the first NLG benchmark to simulate the few-shot learning setting in task-oriented dialog systems. Further, we develop the SC-GPT model. It is pre-trained on a large set of annotated NLG corpus to acquire the controllable generation ability, and fine-tuned with only a few domain-specific labels to adapt to new domains. Experiments on FewshotWOZ and the large Multi-Domain-WOZ datasets show that the proposed SC-GPT significantly outperforms existing methods, measured by various automatic metrics and human evaluations.

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RMM: A Recursive Mental Model for Dialogue Navigation
Homero Roman Roman | Yonatan Bisk | Jesse Thomason | Asli Celikyilmaz | Jianfeng Gao
Findings of the Association for Computational Linguistics: EMNLP 2020

Language-guided robots must be able to both ask humans questions and understand answers. Much existing work focuses only on the latter. In this paper, we go beyond instruction following and introduce a two-agent task where one agent navigates and asks questions that a second, guiding agent answers. Inspired by theory of mind, we propose the Recursive Mental Model (RMM). The navigating agent models the guiding agent to simulate answers given candidate generated questions. The guiding agent in turn models the navigating agent to simulate navigation steps it would take to generate answers. We use the progress agents make towards the goal as a reinforcement learning reward signal to directly inform not only navigation actions, but also both question and answer generation. We demonstrate that RMM enables better generalization to novel environments. Interlocutor modelling may be a way forward for human-agent RMM where robots need to both ask and answer questions.

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Guided Dialogue Policy Learning without Adversarial Learning in the Loop
Ziming Li | Sungjin Lee | Baolin Peng | Jinchao Li | Julia Kiseleva | Maarten de Rijke | Shahin Shayandeh | Jianfeng Gao
Findings of the Association for Computational Linguistics: EMNLP 2020

Reinforcement learning methods have emerged as a popular choice for training an efficient and effective dialogue policy. However, these methods suffer from sparse and unstable reward signals returned by a user simulator only when a dialogue finishes. Besides, the reward signal is manually designed by human experts, which requires domain knowledge. Recently, a number of adversarial learning methods have been proposed to learn the reward function together with the dialogue policy. However, to alternatively update the dialogue policy and the reward model on the fly, we are limited to policy-gradient-based algorithms, such as REINFORCE and PPO. Moreover, the alternating training of a dialogue agent and the reward model can easily get stuck in local optima or result in mode collapse. To overcome the listed issues, we propose to decompose the adversarial training into two steps. First, we train the discriminator with an auxiliary dialogue generator and then incorporate a derived reward model into a common reinforcement learning method to guide the dialogue policy learning. This approach is applicable to both on-policy and off-policy reinforcement learning methods. Based on our extensive experimentation, we can conclude the proposed method: (1) achieves a remarkable task success rate using both on-policy and off-policy reinforcement learning methods; and (2) has potential to transfer knowledge from existing domains to a new domain.

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PlotMachines: Outline-Conditioned Generation with Dynamic Plot State Tracking
Hannah Rashkin | Asli Celikyilmaz | Yejin Choi | Jianfeng Gao
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

We propose the task of outline-conditioned story generation: given an outline as a set of phrases that describe key characters and events to appear in a story, the task is to generate a coherent narrative that is consistent with the provided outline. This task is challenging as the input only provides a rough sketch of the plot, and thus, models need to generate a story by interweaving the key points provided in the outline. This requires the model to keep track of the dynamic states of the latent plot, conditioning on the input outline while generating the full story. We present PlotMachines, a neural narrative model that learns to transform an outline into a coherent story by tracking the dynamic plot states. In addition, we enrich PlotMachines with high-level discourse structure so that the model can learn different writing styles corresponding to different parts of the narrative. Comprehensive experiments over three fiction and non-fiction datasets demonstrate that large-scale language models, such as GPT-2 and Grover, despite their impressive generation performance, are not sufficient in generating coherent narratives for the given outline, and dynamic plot state tracking is important for composing narratives with tighter, more consistent plots.

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Optimus: Organizing Sentences via Pre-trained Modeling of a Latent Space
Chunyuan Li | Xiang Gao | Yuan Li | Baolin Peng | Xiujun Li | Yizhe Zhang | Jianfeng Gao
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

When trained effectively, the Variational Autoencoder (VAE) can be both a powerful generative model and an effective representation learning framework for natural language. In this paper, we propose the first large-scale language VAE model Optimus (Organizing sentences via Pre-Trained Modeling of a Universal Space). A universal latent embedding space for sentences is first pre-trained on large text corpus, and then fine-tuned for various language generation and understanding tasks. Compared with GPT-2, Optimus enables guided language generation from an abstract level using the latent vectors. Compared with BERT, Optimus can generalize better on low-resource language understanding tasks due to the smooth latent space structure. Extensive experimental results on a wide range of language tasks demonstrate the effectiveness of Optimus. It achieves new state-of-the-art on VAE language modeling benchmarks.

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Understanding the Difficulty of Training Transformers
Liyuan Liu | Xiaodong Liu | Jianfeng Gao | Weizhu Chen | Jiawei Han
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

Transformers have proved effective in many NLP tasks. However, their training requires non-trivial efforts regarding carefully designing cutting-edge optimizers and learning rate schedulers (e.g., conventional SGD fails to train Transformers effectively). Our objective here is to understand __what complicates Transformer training__ from both empirical and theoretical perspectives. Our analysis reveals that unbalanced gradients are not the root cause of the instability of training. Instead, we identify an amplification effect that influences training substantially—for each layer in a multi-layer Transformer model, heavy dependency on its residual branch makes training unstable, since it amplifies small parameter perturbations (e.g., parameter updates) and results in significant disturbances in the model output. Yet we observe that a light dependency limits the model potential and leads to inferior trained models. Inspired by our analysis, we propose Admin (Adaptive model initialization) to stabilize the early stage’s training and unleash its full potential in the late stage. Extensive experiments show that Admin is more stable, converges faster, and leads to better performance

2019

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Towards Generating Long and Coherent Text with Multi-Level Latent Variable Models
Dinghan Shen | Asli Celikyilmaz | Yizhe Zhang | Liqun Chen | Xin Wang | Jianfeng Gao | Lawrence Carin
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics

Variational autoencoders (VAEs) have received much attention recently as an end-to-end architecture for text generation with latent variables. However, previous works typically focus on synthesizing relatively short sentences (up to 20 words), and the posterior collapse issue has been widely identified in text-VAEs. In this paper, we propose to leverage several multi-level structures to learn a VAE model for generating long, and coherent text. In particular, a hierarchy of stochastic layers between the encoder and decoder networks is employed to abstract more informative and semantic-rich latent codes. Besides, we utilize a multi-level decoder structure to capture the coherent long-term structure inherent in long-form texts, by generating intermediate sentence representations as high-level plan vectors. Extensive experimental results demonstrate that the proposed multi-level VAE model produces more coherent and less repetitive long text compared to baselines as well as can mitigate the posterior-collapse issue.

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Budgeted Policy Learning for Task-Oriented Dialogue Systems
Zhirui Zhang | Xiujun Li | Jianfeng Gao | Enhong Chen
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics

This paper presents a new approach that extends Deep Dyna-Q (DDQ) by incorporating a Budget-Conscious Scheduling (BCS) to best utilize a fixed, small amount of user interactions (budget) for learning task-oriented dialogue agents. BCS consists of (1) a Poisson-based global scheduler to allocate budget over different stages of training; (2) a controller to decide at each training step whether the agent is trained using real or simulated experiences; (3) a user goal sampling module to generate the experiences that are most effective for policy learning. Experiments on a movie-ticket booking task with simulated and real users show that our approach leads to significant improvements in success rate over the state-of-the-art baselines given the fixed budget.

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Multi-Task Deep Neural Networks for Natural Language Understanding
Xiaodong Liu | Pengcheng He | Weizhu Chen | Jianfeng Gao
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics

In this paper, we present a Multi-Task Deep Neural Network (MT-DNN) for learning representations across multiple natural language understanding (NLU) tasks. MT-DNN not only leverages large amounts of cross-task data, but also benefits from a regularization effect that leads to more general representations to help adapt to new tasks and domains. MT-DNN extends the model proposed in Liu et al. (2015) by incorporating a pre-trained bidirectional transformer language model, known as BERT (Devlin et al., 2018). MT-DNN obtains new state-of-the-art results on ten NLU tasks, including SNLI, SciTail, and eight out of nine GLUE tasks, pushing the GLUE benchmark to 82.7% (2.2% absolute improvement) as of February 25, 2019 on the latest GLUE test set. We also demonstrate using the SNLI and SciTail datasets that the representations learned by MT-DNN allow domain adaptation with substantially fewer in-domain labels than the pre-trained BERT representations. Our code and pre-trained models will be made publicly available.

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Conversing by Reading: Contentful Neural Conversation with On-demand Machine Reading
Lianhui Qin | Michel Galley | Chris Brockett | Xiaodong Liu | Xiang Gao | Bill Dolan | Yejin Choi | Jianfeng Gao
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics

Although neural conversational models are effective in learning how to produce fluent responses, their primary challenge lies in knowing what to say to make the conversation contentful and non-vacuous. We present a new end-to-end approach to contentful neural conversation that jointly models response generation and on-demand machine reading. The key idea is to provide the conversation model with relevant long-form text on the fly as a source of external knowledge. The model performs QA-style reading comprehension on this text in response to each conversational turn, thereby allowing for more focused integration of external knowledge than has been possible in prior approaches. To support further research on knowledge-grounded conversation, we introduce a new large-scale conversation dataset grounded in external web pages (2.8M turns, 7.4M sentences of grounding). Both human evaluation and automated metrics show that our approach results in more contentful responses compared to a variety of previous methods, improving both the informativeness and diversity of generated output.

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Multi-step Reasoning via Recurrent Dual Attention for Visual Dialog
Zhe Gan | Yu Cheng | Ahmed Kholy | Linjie Li | Jingjing Liu | Jianfeng Gao
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics

This paper presents a new model for visual dialog, Recurrent Dual Attention Network (ReDAN), using multi-step reasoning to answer a series of questions about an image. In each question-answering turn of a dialog, ReDAN infers the answer progressively through multiple reasoning steps. In each step of the reasoning process, the semantic representation of the question is updated based on the image and the previous dialog history, and the recurrently-refined representation is used for further reasoning in the subsequent step. On the VisDial v1.0 dataset, the proposed ReDAN model achieves a new state-of-the-art of 64.47% NDCG score. Visualization on the reasoning process further demonstrates that ReDAN can locate context-relevant visual and textual clues via iterative refinement, which can lead to the correct answer step-by-step.

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ConvLab: Multi-Domain End-to-End Dialog System Platform
Sungjin Lee | Qi Zhu | Ryuichi Takanobu | Zheng Zhang | Yaoqin Zhang | Xiang Li | Jinchao Li | Baolin Peng | Xiujun Li | Minlie Huang | Jianfeng Gao
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics: System Demonstrations

We present ConvLab, an open-source multi-domain end-to-end dialog system platform, that enables researchers to quickly set up experiments with reusable components and compare a large set of different approaches, ranging from conventional pipeline systems to end-to-end neural models, in common environments. ConvLab offers a set of fully annotated datasets and associated pre-trained reference models. As a showcase, we extend the MultiWOZ dataset with user dialog act annotations to train all component models and demonstrate how ConvLab makes it easy and effortless to conduct complicated experiments in multi-domain end-to-end dialog settings.

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Microsoft Icecaps: An Open-Source Toolkit for Conversation Modeling
Vighnesh Leonardo Shiv | Chris Quirk | Anshuman Suri | Xiang Gao | Khuram Shahid | Nithya Govindarajan | Yizhe Zhang | Jianfeng Gao | Michel Galley | Chris Brockett | Tulasi Menon | Bill Dolan
Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics: System Demonstrations

The Intelligent Conversation Engine: Code and Pre-trained Systems (Microsoft Icecaps) is an upcoming open-source natural language processing repository. Icecaps wraps TensorFlow functionality in a modular component-based architecture, presenting an intuitive and flexible paradigm for constructing sophisticated learning setups. Capabilities include multitask learning between models with shared parameters, upgraded language model decoding features, a range of built-in architectures, and a user-friendly data processing pipeline. The system is targeted toward conversational tasks, exploring diverse response generation, coherence, and knowledge grounding. Icecaps also provides pre-trained conversational models that can be either used directly or loaded for fine-tuning or bootstrapping other models; these models power an online demo of our framework.

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Cyclical Annealing Schedule: A Simple Approach to Mitigating KL Vanishing
Hao Fu | Chunyuan Li | Xiaodong Liu | Jianfeng Gao | Asli Celikyilmaz | Lawrence Carin
Proceedings of the 2019 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies, Volume 1 (Long and Short Papers)

Variational autoencoders (VAE) with an auto-regressive decoder have been applied for many natural language processing (NLP) tasks. VAE objective consists of two terms, the KL regularization term and the reconstruction term, balanced by a weighting hyper-parameter 𝛽. One notorious training difficulty is that the KL term tends to vanish. In this paper we study different scheduling schemes for 𝛽, and show that KL vanishing is caused by the lack of good latent codes in training decoder at the beginning of optimization. To remedy the issue, we propose a cyclical annealing schedule, which simply repeats the process of increasing 𝛽 multiple times. This new procedure allows us to learn more meaningful latent codes progressively by leveraging the results of previous learning cycles as warm re-restart. The effectiveness of cyclical annealing schedule is validated on a broad range of NLP tasks, including language modeling, dialog response generation and semi-supervised text classification.

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Unsupervised Deep Structured Semantic Models for Commonsense Reasoning
Shuohang Wang | Sheng Zhang | Yelong Shen | Xiaodong Liu | Jingjing Liu | Jianfeng Gao | Jing Jiang
Proceedings of the 2019 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies, Volume 1 (Long and Short Papers)

Commonsense reasoning is fundamental to natural language understanding. While traditional methods rely heavily on human-crafted features and knowledge bases, we explore learning commonsense knowledge from a large amount of raw text via unsupervised learning. We propose two neural network models based on the Deep Structured Semantic Models (DSSM) framework to tackle two classic commonsense reasoning tasks, Winograd Schema challenges (WSC) and Pronoun Disambiguation (PDP). Evaluation shows that the proposed models effectively capture contextual information in the sentence and co-reference information between pronouns and nouns, and achieve significant improvement over previous state-of-the-art approaches.

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Jointly Optimizing Diversity and Relevance in Neural Response Generation
Xiang Gao | Sungjin Lee | Yizhe Zhang | Chris Brockett | Michel Galley | Jianfeng Gao | Bill Dolan
Proceedings of the 2019 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies, Volume 1 (Long and Short Papers)

Although recent neural conversation models have shown great potential, they often generate bland and generic responses. While various approaches have been explored to diversify the output of the conversation model, the improvement often comes at the cost of decreased relevance. In this paper, we propose a SpaceFusion model to jointly optimize diversity and relevance that essentially fuses the latent space of a sequence-to-sequence model and that of an autoencoder model by leveraging novel regularization terms. As a result, our approach induces a latent space in which the distance and direction from the predicted response vector roughly match the relevance and diversity, respectively. This property also lends itself well to an intuitive visualization of the latent space. Both automatic and human evaluation results demonstrate that the proposed approach brings significant improvement compared to strong baselines in both diversity and relevance.

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Multi-task Learning with Sample Re-weighting for Machine Reading Comprehension
Yichong Xu | Xiaodong Liu | Yelong Shen | Jingjing Liu | Jianfeng Gao
Proceedings of the 2019 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies, Volume 1 (Long and Short Papers)

We propose a multi-task learning framework to learn a joint Machine Reading Comprehension (MRC) model that can be applied to a wide range of MRC tasks in different domains. Inspired by recent ideas of data selection in machine translation, we develop a novel sample re-weighting scheme to assign sample-specific weights to the loss. Empirical study shows that our approach can be applied to many existing MRC models. Combined with contextual representations from pre-trained language models (such as ELMo), we achieve new state-of-the-art results on a set of MRC benchmark datasets. We release our code at https://github.com/xycforgithub/MultiTask-MRC.

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REO-Relevance, Extraness, Omission: A Fine-grained Evaluation for Image Captioning
Ming Jiang | Junjie Hu | Qiuyuan Huang | Lei Zhang | Jana Diesner | Jianfeng Gao
Proceedings of the 2019 Conference on Empirical Methods in Natural Language Processing and the 9th International Joint Conference on Natural Language Processing (EMNLP-IJCNLP)

Popular metrics used for evaluating image captioning systems, such as BLEU and CIDEr, provide a single score to gauge the system’s overall effectiveness. This score is often not informative enough to indicate what specific errors are made by a given system. In this study, we present a fine-grained evaluation method REO for automatically measuring the performance of image captioning systems. REO assesses the quality of captions from three perspectives: 1) Relevance to the ground truth, 2) Extraness of the content that is irrelevant to the ground truth, and 3) Omission of the elements in the images and human references. Experiments on three benchmark datasets demonstrate that our method achieves a higher consistency with human judgments and provides more intuitive evaluation results than alternative metrics.

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Robust Navigation with Language Pretraining and Stochastic Sampling
Xiujun Li | Chunyuan Li | Qiaolin Xia | Yonatan Bisk | Asli Celikyilmaz | Jianfeng Gao | Noah A. Smith | Yejin Choi
Proceedings of the 2019 Conference on Empirical Methods in Natural Language Processing and the 9th International Joint Conference on Natural Language Processing (EMNLP-IJCNLP)

Core to the vision-and-language navigation (VLN) challenge is building robust instruction representations and action decoding schemes, which can generalize well to previously unseen instructions and environments. In this paper, we report two simple but highly effective methods to address these challenges and lead to a new state-of-the-art performance. First, we adapt large-scale pretrained language models to learn text representations that generalize better to previously unseen instructions. Second, we propose a stochastic sampling scheme to reduce the considerable gap between the expert actions in training and sampled actions in test, so that the agent can learn to correct its own mistakes during long sequential action decoding. Combining the two techniques, we achieve a new state of the art on the Room-to-Room benchmark with 6% absolute gain over the previous best result (47% -> 53%) on the Success Rate weighted by Path Length metric.

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Structuring Latent Spaces for Stylized Response Generation
Xiang Gao | Yizhe Zhang | Sungjin Lee | Michel Galley | Chris Brockett | Jianfeng Gao | Bill Dolan
Proceedings of the 2019 Conference on Empirical Methods in Natural Language Processing and the 9th International Joint Conference on Natural Language Processing (EMNLP-IJCNLP)

Generating responses in a targeted style is a useful yet challenging task, especially in the absence of parallel data. With limited data, existing methods tend to generate responses that are either less stylized or less context-relevant. We propose StyleFusion, which bridges conversation modeling and non-parallel style transfer by sharing a structured latent space. This structure allows the system to generate stylized relevant responses by sampling in the neighborhood of the conversation model prediction, and continuously control the style level. We demonstrate this method using dialogues from Reddit data and two sets of sentences with distinct styles (arXiv and Sherlock Holmes novels). Automatic and human evaluation show that, without sacrificing appropriateness, the system generates responses of the targeted style and outperforms competitive baselines.

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TIGEr: Text-to-Image Grounding for Image Caption Evaluation
Ming Jiang | Qiuyuan Huang | Lei Zhang | Xin Wang | Pengchuan Zhang | Zhe Gan | Jana Diesner | Jianfeng Gao
Proceedings of the 2019 Conference on Empirical Methods in Natural Language Processing and the 9th International Joint Conference on Natural Language Processing (EMNLP-IJCNLP)

This paper presents a new metric called TIGEr for the automatic evaluation of image captioning systems. Popular metrics, such as BLEU and CIDEr, are based solely on text matching between reference captions and machine-generated captions, potentially leading to biased evaluations because references may not fully cover the image content and natural language is inherently ambiguous. Building upon a machine-learned text-image grounding model, TIGEr allows to evaluate caption quality not only based on how well a caption represents image content, but also on how well machine-generated captions match human-generated captions. Our empirical tests show that TIGEr has a higher consistency with human judgments than alternative existing metrics. We also comprehensively assess the metric’s effectiveness in caption evaluation by measuring the correlation between human judgments and metric scores.

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Adversarial Domain Adaptation for Machine Reading Comprehension
Huazheng Wang | Zhe Gan | Xiaodong Liu | Jingjing Liu | Jianfeng Gao | Hongning Wang
Proceedings of the 2019 Conference on Empirical Methods in Natural Language Processing and the 9th International Joint Conference on Natural Language Processing (EMNLP-IJCNLP)

In this paper, we focus on unsupervised domain adaptation for Machine Reading Comprehension (MRC), where the source domain has a large amount of labeled data, while only unlabeled passages are available in the target domain. To this end, we propose an Adversarial Domain Adaptation framework (AdaMRC), where (i) pseudo questions are first generated for unlabeled passages in the target domain, and then (ii) a domain classifier is incorporated into an MRC model to predict which domain a given passage-question pair comes from. The classifier and the passage-question encoder are jointly trained using adversarial learning to enforce domain-invariant representation learning. Comprehensive evaluations demonstrate that our approach (i) is generalizable to different MRC models and datasets, (ii) can be combined with pre-trained large-scale language models (such as ELMo and BERT), and (iii) can be extended to semi-supervised learning.

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Implicit Deep Latent Variable Models for Text Generation
Le Fang | Chunyuan Li | Jianfeng Gao | Wen Dong | Changyou Chen
Proceedings of the 2019 Conference on Empirical Methods in Natural Language Processing and the 9th International Joint Conference on Natural Language Processing (EMNLP-IJCNLP)

Deep latent variable models (LVM) such as variational auto-encoder (VAE) have recently played an important role in text generation. One key factor is the exploitation of smooth latent structures to guide the generation. However, the representation power of VAEs is limited due to two reasons: (1) the Gaussian assumption is often made on the variational posteriors; and meanwhile (2) a notorious “posterior collapse” issue occurs. In this paper, we advocate sample-based representations of variational distributions for natural language, leading to implicit latent features, which can provide flexible representation power compared with Gaussian-based posteriors. We further develop an LVM to directly match the aggregated posterior to the prior. It can be viewed as a natural extension of VAEs with a regularization of maximizing mutual information, mitigating the “posterior collapse” issue. We demonstrate the effectiveness and versatility of our models in various text generation scenarios, including language modeling, unaligned style transfer, and dialog response generation. The source code to reproduce our experimental results is available on GitHub.

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A Hybrid Neural Network Model for Commonsense Reasoning
Pengcheng He | Xiaodong Liu | Weizhu Chen | Jianfeng Gao
Proceedings of the First Workshop on Commonsense Inference in Natural Language Processing

This paper proposes a hybrid neural network(HNN) model for commonsense reasoning. An HNN consists of two component models, a masked language model and a semantic similarity model, which share a BERTbased contextual encoder but use different model-specific input and output layers. HNN obtains new state-of-the-art results on three classic commonsense reasoning tasks, pushing the WNLI benchmark to 89%, the Winograd Schema Challenge (WSC) benchmark to 75.1%, and the PDP60 benchmark to 90.0%. An ablation study shows that language models and semantic similarity models are complementary approaches to commonsense reasoning, and HNN effectively combines the strengths of both. The code and pre-trained models will be publicly available at https: //github.com/namisan/mt-dnn.

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Towards Coherent and Cohesive Long-form Text Generation
Woon Sang Cho | Pengchuan Zhang | Yizhe Zhang | Xiujun Li | Michel Galley | Chris Brockett | Mengdi Wang | Jianfeng Gao
Proceedings of the First Workshop on Narrative Understanding

Generating coherent and cohesive long-form texts is a challenging task. Previous works relied on large amounts of human-generated texts to train neural language models. However, few attempted to explicitly improve neural language models from the perspectives of coherence and cohesion. In this work, we propose a new neural language model that is equipped with two neural discriminators which provide feedback signals at the levels of sentence (cohesion) and paragraph (coherence). Our model is trained using a simple yet efficient variant of policy gradient, called ‘negative-critical sequence training’, which is proposed to eliminate the need of training a separate critic for estimating ‘baseline’. Results demonstrate the effectiveness of our approach, showing improvements over the strong baseline – recurrent attention-based bidirectional MLE-trained neural language model.

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DoubleTransfer at MEDIQA 2019: Multi-Source Transfer Learning for Natural Language Understanding in the Medical Domain
Yichong Xu | Xiaodong Liu | Chunyuan Li | Hoifung Poon | Jianfeng Gao
Proceedings of the 18th BioNLP Workshop and Shared Task

This paper describes our competing system to enter the MEDIQA-2019 competition. We use a multi-source transfer learning approach to transfer the knowledge from MT-DNN and SciBERT to natural language understanding tasks in the medical domain. For transfer learning fine-tuning, we use multi-task learning on NLI, RQE and QA tasks on general and medical domains to improve performance. The proposed methods are proved effective for natural language understanding in the medical domain, and we rank the first place on the QA task.

2018

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Discourse-Aware Neural Rewards for Coherent Text Generation
Antoine Bosselut | Asli Celikyilmaz | Xiaodong He | Jianfeng Gao | Po-Sen Huang | Yejin Choi
Proceedings of the 2018 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies, Volume 1 (Long Papers)

In this paper, we investigate the use of discourse-aware rewards with reinforcement learning to guide a model to generate long, coherent text. In particular, we propose to learn neural rewards to model cross-sentence ordering as a means to approximate desired discourse structure. Empirical results demonstrate that a generator trained with the learned reward produces more coherent and less repetitive text than models trained with cross-entropy or with reinforcement learning with commonly used scores as rewards.

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Stochastic Answer Networks for Machine Reading Comprehension
Xiaodong Liu | Yelong Shen | Kevin Duh | Jianfeng Gao
Proceedings of the 56th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

We propose a simple yet robust stochastic answer network (SAN) that simulates multi-step reasoning in machine reading comprehension. Compared to previous work such as ReasoNet which used reinforcement learning to determine the number of steps, the unique feature is the use of a kind of stochastic prediction dropout on the answer module (final layer) of the neural network during the training. We show that this simple trick improves robustness and achieves results competitive to the state-of-the-art on the Stanford Question Answering Dataset (SQuAD), the Adversarial SQuAD, and the Microsoft MAchine Reading COmprehension Dataset (MS MARCO).

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Deep Dyna-Q: Integrating Planning for Task-Completion Dialogue Policy Learning
Baolin Peng | Xiujun Li | Jianfeng Gao | Jingjing Liu | Kam-Fai Wong
Proceedings of the 56th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Training a task-completion dialogue agent via reinforcement learning (RL) is costly because it requires many interactions with real users. One common alternative is to use a user simulator. However, a user simulator usually lacks the language complexity of human interlocutors and the biases in its design may tend to degrade the agent. To address these issues, we present Deep Dyna-Q, which to our knowledge is the first deep RL framework that integrates planning for task-completion dialogue policy learning. We incorporate into the dialogue agent a model of the environment, referred to as the world model, to mimic real user response and generate simulated experience. During dialogue policy learning, the world model is constantly updated with real user experience to approach real user behavior, and in turn, the dialogue agent is optimized using both real experience and simulated experience. The effectiveness of our approach is demonstrated on a movie-ticket booking task in both simulated and human-in-the-loop settings.

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Neural Approaches to Conversational AI
Jianfeng Gao | Michel Galley | Lihong Li
Proceedings of the 56th Annual Meeting of the Association for Computational Linguistics: Tutorial Abstracts

This tutorial surveys neural approaches to conversational AI that were developed in the last few years. We group conversational systems into three categories: (1) question answering agents, (2) task-oriented dialogue agents, and (3) social bots. For each category, we present a review of state-of-the-art neural approaches, draw the connection between neural approaches and traditional symbolic approaches, and discuss the progress we have made and challenges we are facing, using specific systems and models as case studies.

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Subgoal Discovery for Hierarchical Dialogue Policy Learning
Da Tang | Xiujun Li | Jianfeng Gao | Chong Wang | Lihong Li | Tony Jebara
Proceedings of the 2018 Conference on Empirical Methods in Natural Language Processing

Developing agents to engage in complex goal-oriented dialogues is challenging partly because the main learning signals are very sparse in long conversations. In this paper, we propose a divide-and-conquer approach that discovers and exploits the hidden structure of the task to enable efficient policy learning. First, given successful example dialogues, we propose the Subgoal Discovery Network (SDN) to divide a complex goal-oriented task into a set of simpler subgoals in an unsupervised fashion. We then use these subgoals to learn a multi-level policy by hierarchical reinforcement learning. We demonstrate our method by building a dialogue agent for the composite task of travel planning. Experiments with simulated and real users show that our approach performs competitively against a state-of-the-art method that requires human-defined subgoals. Moreover, we show that the learned subgoals are often human comprehensible.

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Discriminative Deep Dyna-Q: Robust Planning for Dialogue Policy Learning
Shang-Yu Su | Xiujun Li | Jianfeng Gao | Jingjing Liu | Yun-Nung Chen
Proceedings of the 2018 Conference on Empirical Methods in Natural Language Processing

This paper presents a Discriminative Deep Dyna-Q (D3Q) approach to improving the effectiveness and robustness of Deep Dyna-Q (DDQ), a recently proposed framework that extends the Dyna-Q algorithm to integrate planning for task-completion dialogue policy learning. To obviate DDQ’s high dependency on the quality of simulated experiences, we incorporate an RNN-based discriminator in D3Q to differentiate simulated experience from real user experience in order to control the quality of training data. Experiments show that D3Q significantly outperforms DDQ by controlling the quality of simulated experience used for planning. The effectiveness and robustness of D3Q is further demonstrated in a domain extension setting, where the agent’s capability of adapting to a changing environment is tested.

2017

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Image-Grounded Conversations: Multimodal Context for Natural Question and Response Generation
Nasrin Mostafazadeh | Chris Brockett | Bill Dolan | Michel Galley | Jianfeng Gao | Georgios Spithourakis | Lucy Vanderwende
Proceedings of the Eighth International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

The popularity of image sharing on social media and the engagement it creates between users reflect the important role that visual context plays in everyday conversations. We present a novel task, Image Grounded Conversations (IGC), in which natural-sounding conversations are generated about a shared image. To benchmark progress, we introduce a new multiple reference dataset of crowd-sourced, event-centric conversations on images. IGC falls on the continuum between chit-chat and goal-directed conversation models, where visual grounding constrains the topic of conversation to event-driven utterances. Experiments with models trained on social media data show that the combination of visual and textual context enhances the quality of generated conversational turns. In human evaluation, the gap between human performance and that of both neural and retrieval architectures suggests that multi-modal IGC presents an interesting challenge for dialog research.

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Multi-Task Learning for Speaker-Role Adaptation in Neural Conversation Models
Yi Luan | Chris Brockett | Bill Dolan | Jianfeng Gao | Michel Galley
Proceedings of the Eighth International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

Building a persona-based conversation agent is challenging owing to the lack of large amounts of speaker-specific conversation data for model training. This paper addresses the problem by proposing a multi-task learning approach to training neural conversation models that leverages both conversation data across speakers and other types of data pertaining to the speaker and speaker roles to be modeled. Experiments show that our approach leads to significant improvements over baseline model quality, generating responses that capture more precisely speakers’ traits and speaking styles. The model offers the benefits of being algorithmically simple and easy to implement, and not relying on large quantities of data representing specific individual speakers.

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End-to-End Task-Completion Neural Dialogue Systems
Xiujun Li | Yun-Nung Chen | Lihong Li | Jianfeng Gao | Asli Celikyilmaz
Proceedings of the Eighth International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

One of the major drawbacks of modularized task-completion dialogue systems is that each module is trained individually, which presents several challenges. For example, downstream modules are affected by earlier modules, and the performance of the entire system is not robust to the accumulated errors. This paper presents a novel end-to-end learning framework for task-completion dialogue systems to tackle such issues. Our neural dialogue system can directly interact with a structured database to assist users in accessing information and accomplishing certain tasks. The reinforcement learning based dialogue manager offers robust capabilities to handle noises caused by other components of the dialogue system. Our experiments in a movie-ticket booking domain show that our end-to-end system not only outperforms modularized dialogue system baselines for both objective and subjective evaluation, but also is robust to noises as demonstrated by several systematic experiments with different error granularity and rates specific to the language understanding module.

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An Empirical Analysis of Multiple-Turn Reasoning Strategies in Reading Comprehension Tasks
Yelong Shen | Xiaodong Liu | Kevin Duh | Jianfeng Gao
Proceedings of the Eighth International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

Reading comprehension (RC) is a challenging task that requires synthesis of information across sentences and multiple turns of reasoning. Using a state-of-the-art RC model, we empirically investigate the performance of single-turn and multiple-turn reasoning on the SQuAD and MS MARCO datasets. The RC model is an end-to-end neural network with iterative attention, and uses reinforcement learning to dynamically control the number of turns. We find that multiple-turn reasoning outperforms single-turn reasoning for all question and answer types; further, we observe that enabling a flexible number of turns generally improves upon a fixed multiple-turn strategy. %across all question types, and is particularly beneficial to questions with lengthy, descriptive answers. We achieve results competitive to the state-of-the-art on these two datasets.

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Open-Domain Neural Dialogue Systems
Yun-Nung Chen | Jianfeng Gao
Proceedings of the IJCNLP 2017, Tutorial Abstracts

In the past decade, spoken dialogue systems have been the most prominent component in today’s personal assistants. A lot of devices have incorporated dialogue system modules, which allow users to speak naturally in order to finish tasks more efficiently. The traditional conversational systems have rather complex and/or modular pipelines. The advance of deep learning technologies has recently risen the applications of neural models to dialogue modeling. Nevertheless, applying deep learning technologies for building robust and scalable dialogue systems is still a challenging task and an open research area as it requires deeper understanding of the classic pipelines as well as detailed knowledge on the benchmark of the models of the prior work and the recent state-of-the-art work. Therefore, this tutorial is designed to focus on an overview of the dialogue system development while describing most recent research for building task-oriented and chit-chat dialogue systems, and summarizing the challenges. We target the audience of students and practitioners who have some deep learning background, who want to get more familiar with conversational dialogue systems.

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Composite Task-Completion Dialogue Policy Learning via Hierarchical Deep Reinforcement Learning
Baolin Peng | Xiujun Li | Lihong Li | Jianfeng Gao | Asli Celikyilmaz | Sungjin Lee | Kam-Fai Wong
Proceedings of the 2017 Conference on Empirical Methods in Natural Language Processing

Building a dialogue agent to fulfill complex tasks, such as travel planning, is challenging because the agent has to learn to collectively complete multiple subtasks. For example, the agent needs to reserve a hotel and book a flight so that there leaves enough time for commute between arrival and hotel check-in. This paper addresses this challenge by formulating the task in the mathematical framework of options over Markov Decision Processes (MDPs), and proposing a hierarchical deep reinforcement learning approach to learning a dialogue manager that operates at different temporal scales. The dialogue manager consists of: (1) a top-level dialogue policy that selects among subtasks or options, (2) a low-level dialogue policy that selects primitive actions to complete the subtask given by the top-level policy, and (3) a global state tracker that helps ensure all cross-subtask constraints be satisfied. Experiments on a travel planning task with simulated and real users show that our approach leads to significant improvements over three baselines, two based on handcrafted rules and the other based on flat deep reinforcement learning.

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Modeling Large-Scale Structured Relationships with Shared Memory for Knowledge Base Completion
Yelong Shen | Po-Sen Huang | Ming-Wei Chang | Jianfeng Gao
Proceedings of the 2nd Workshop on Representation Learning for NLP

Recent studies on knowledge base completion, the task of recovering missing relationships based on recorded relations, demonstrate the importance of learning embeddings from multi-step relations. However, due to the size of knowledge bases, learning multi-step relations directly on top of observed triplets could be costly. Hence, a manually designed procedure is often used when training the models. In this paper, we propose Implicit ReasoNets (IRNs), which is designed to perform multi-step inference implicitly through a controller and shared memory. Without a human-designed inference procedure, IRNs use training data to learn to perform multi-step inference in an embedding neural space through the shared memory and controller. While the inference procedure does not explicitly operate on top of observed triplets, our proposed model outperforms all previous approaches on the popular FB15k benchmark by more than 5.7%.

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Towards End-to-End Reinforcement Learning of Dialogue Agents for Information Access
Bhuwan Dhingra | Lihong Li | Xiujun Li | Jianfeng Gao | Yun-Nung Chen | Faisal Ahmed | Li Deng
Proceedings of the 55th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

This paper proposes KB-InfoBot - a multi-turn dialogue agent which helps users search Knowledge Bases (KBs) without composing complicated queries. Such goal-oriented dialogue agents typically need to interact with an external database to access real-world knowledge. Previous systems achieved this by issuing a symbolic query to the KB to retrieve entries based on their attributes. However, such symbolic operations break the differentiability of the system and prevent end-to-end training of neural dialogue agents. In this paper, we address this limitation by replacing symbolic queries with an induced “soft” posterior distribution over the KB that indicates which entities the user is interested in. Integrating the soft retrieval process with a reinforcement learner leads to higher task success rate and reward in both simulations and against real users. We also present a fully neural end-to-end agent, trained entirely from user feedback, and discuss its application towards personalized dialogue agents.

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A Nested Attention Neural Hybrid Model for Grammatical Error Correction
Jianshu Ji | Qinlong Wang | Kristina Toutanova | Yongen Gong | Steven Truong | Jianfeng Gao
Proceedings of the 55th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Grammatical error correction (GEC) systems strive to correct both global errors inword order and usage, and local errors inspelling and inflection. Further developing upon recent work on neural machine translation, we propose a new hybrid neural model with nested attention layers for GEC.Experiments show that the new model can effectively correct errors of both types by incorporating word and character-level information, and that the model significantly outperforms previous neural models for GEC as measured on the standard CoNLL-14 benchmark dataset. Further analysis also shows that the superiority of the proposed model can be largely attributed to the use of the nested attention mechanism, which has proven particularly effective incorrecting local errors that involve small edits in orthography.

2016

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Deep Reinforcement Learning for Dialogue Generation
Jiwei Li | Will Monroe | Alan Ritter | Dan Jurafsky | Michel Galley | Jianfeng Gao
Proceedings of the 2016 Conference on Empirical Methods in Natural Language Processing

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Deep Reinforcement Learning with a Combinatorial Action Space for Predicting Popular Reddit Threads
Ji He | Mari Ostendorf | Xiaodong He | Jianshu Chen | Jianfeng Gao | Lihong Li | Li Deng
Proceedings of the 2016 Conference on Empirical Methods in Natural Language Processing

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Bi-directional Attention with Agreement for Dependency Parsing
Hao Cheng | Hao Fang | Xiaodong He | Jianfeng Gao | Li Deng
Proceedings of the 2016 Conference on Empirical Methods in Natural Language Processing

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A Diversity-Promoting Objective Function for Neural Conversation Models
Jiwei Li | Michel Galley | Chris Brockett | Jianfeng Gao | Bill Dolan
Proceedings of the 2016 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

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A Persona-Based Neural Conversation Model
Jiwei Li | Michel Galley | Chris Brockett | Georgios Spithourakis | Jianfeng Gao | Bill Dolan
Proceedings of the 54th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

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Deep Reinforcement Learning with a Natural Language Action Space
Ji He | Jianshu Chen | Xiaodong He | Jianfeng Gao | Lihong Li | Li Deng | Mari Ostendorf
Proceedings of the 54th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

2015

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A Neural Network Approach to Context-Sensitive Generation of Conversational Responses
Alessandro Sordoni | Michel Galley | Michael Auli | Chris Brockett | Yangfeng Ji | Margaret Mitchell | Jian-Yun Nie | Jianfeng Gao | Bill Dolan
Proceedings of the 2015 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

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Representation Learning Using Multi-Task Deep Neural Networks for Semantic Classification and Information Retrieval
Xiaodong Liu | Jianfeng Gao | Xiaodong He | Li Deng | Kevin Duh | Ye-yi Wang
Proceedings of the 2015 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

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Deep Learning and Continuous Representations for Natural Language Processing
Wen-tau Yih | Xiaodong He | Jianfeng Gao
Proceedings of the 2015 Conference of the North American Chapter of the Association for Computational Linguistics: Tutorial Abstracts

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Semantic Parsing via Staged Query Graph Generation: Question Answering with Knowledge Base
Wen-tau Yih | Ming-Wei Chang | Xiaodong He | Jianfeng Gao
Proceedings of the 53rd Annual Meeting of the Association for Computational Linguistics and the 7th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

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deltaBLEU: A Discriminative Metric for Generation Tasks with Intrinsically Diverse Targets
Michel Galley | Chris Brockett | Alessandro Sordoni | Yangfeng Ji | Michael Auli | Chris Quirk | Margaret Mitchell | Jianfeng Gao | Bill Dolan
Proceedings of the 53rd Annual Meeting of the Association for Computational Linguistics and the 7th International Joint Conference on Natural Language Processing (Volume 2: Short Papers)

2014

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Modeling Interestingness with Deep Neural Networks
Jianfeng Gao | Patrick Pantel | Michael Gamon | Xiaodong He | Li Deng
Proceedings of the 2014 Conference on Empirical Methods in Natural Language Processing (EMNLP)

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Large-scale Expected BLEU Training of Phrase-based Reordering Models
Michael Auli | Michel Galley | Jianfeng Gao
Proceedings of the 2014 Conference on Empirical Methods in Natural Language Processing (EMNLP)

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Learning Continuous Phrase Representations for Translation Modeling
Jianfeng Gao | Xiaodong He | Wen-tau Yih | Li Deng
Proceedings of the 52nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

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Decoder Integration and Expected BLEU Training for Recurrent Neural Network Language Models
Michael Auli | Jianfeng Gao
Proceedings of the 52nd Annual Meeting of the Association for Computational Linguistics (Volume 2: Short Papers)

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Minimum Translation Modeling with Recurrent Neural Networks
Yuening Hu | Michael Auli | Qin Gao | Jianfeng Gao
Proceedings of the 14th Conference of the European Chapter of the Association for Computational Linguistics

2013

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Beyond Left-to-Right: Multiple Decomposition Structures for SMT
Hui Zhang | Kristina Toutanova | Chris Quirk | Jianfeng Gao
Proceedings of the 2013 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

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Training MRF-Based Phrase Translation Models using Gradient Ascent
Jianfeng Gao | Xiaodong He
Proceedings of the 2013 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

2012

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MSR SPLAT, a language analysis toolkit
Chris Quirk | Pallavi Choudhury | Jianfeng Gao | Hisami Suzuki | Kristina Toutanova | Michael Gamon | Wen-tau Yih | Colin Cherry | Lucy Vanderwende
Proceedings of the Demonstration Session at the Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

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A Unified Approach to Transliteration-based Text Input with Online Spelling Correction
Hisami Suzuki | Jianfeng Gao
Proceedings of the 2012 Joint Conference on Empirical Methods in Natural Language Processing and Computational Natural Language Learning

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Learning Lexicon Models from Search Logs for Query Expansion
Jianfeng Gao | Shasha Xie | Xiaodong He | Alnur Ali
Proceedings of the 2012 Joint Conference on Empirical Methods in Natural Language Processing and Computational Natural Language Learning

2011

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Domain Adaptation via Pseudo In-Domain Data Selection
Amittai Axelrod | Xiaodong He | Jianfeng Gao
Proceedings of the 2011 Conference on Empirical Methods in Natural Language Processing

2010

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Learning Phrase-Based Spelling Error Models from Clickthrough Data
Xu Sun | Jianfeng Gao | Daniel Micol | Chris Quirk
Proceedings of the 48th Annual Meeting of the Association for Computational Linguistics

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The MSRA machine translation system for IWSLT 2010
Chi-Ho Li | Nan Duan | Yinggong Zhao | Shujie Liu | Lei Cui | Mei-yuh Hwang | Amittai Axelrod | Jianfeng Gao | Yaodong Zhang | Li Deng
Proceedings of the 7th International Workshop on Spoken Language Translation: Evaluation Campaign

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A Large Scale Ranker-Based System for Search Query Spelling Correction
Jianfeng Gao | Xiaolong Li | Daniel Micol | Chris Quirk | Xu Sun
Proceedings of the 23rd International Conference on Computational Linguistics (Coling 2010)

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A comparison of unsupervised methods for Part-of-Speech Tagging in Chinese
Alex Cheng | Fei Xia | Jianfeng Gao
Coling 2010: Posters

2009

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Model Adaptation via Model Interpolation and Boosting for Web Search Ranking
Jianfeng Gao | Qiang Wu | Chris Burges | Krysta Svore | Yi Su | Nazan Khan | Shalin Shah | Hongyan Zhou
Proceedings of the 2009 Conference on Empirical Methods in Natural Language Processing

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Discovery of Term Variation in Japanese Web Search Queries
Hisami Suzuki | Xiao Li | Jianfeng Gao
Proceedings of the 2009 Conference on Empirical Methods in Natural Language Processing

2008

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Using Contextual Speller Techniques and Language Modeling for ESL Error Correction
Michael Gamon | Jianfeng Gao | Chris Brockett | Alexandre Klementiev | William B. Dolan | Dmitriy Belenko | Lucy Vanderwende
Proceedings of the Third International Joint Conference on Natural Language Processing: Volume-I

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A Web-based English Proofing System for English as a Second Language Users
Xing Yi | Jianfeng Gao | William B. Dolan
Proceedings of the Third International Joint Conference on Natural Language Processing: Volume-II

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Bayesian Semi-Supervised Chinese Word Segmentation for Statistical Machine Translation
Jia Xu | Jianfeng Gao | Kristina Toutanova | Hermann Ney
Proceedings of the 22nd International Conference on Computational Linguistics (Coling 2008)

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Indirect-HMM-based Hypothesis Alignment for Combining Outputs from Machine Translation Systems
Xiaodong He | Mei Yang | Jianfeng Gao | Patrick Nguyen | Robert Moore
Proceedings of the 2008 Conference on Empirical Methods in Natural Language Processing

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A comparison of Bayesian estimators for unsupervised Hidden Markov Model POS taggers
Jianfeng Gao | Mark Johnson
Proceedings of the 2008 Conference on Empirical Methods in Natural Language Processing

2007

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A Comparative Study of Parameter Estimation Methods for Statistical Natural Language Processing
Jianfeng Gao | Galen Andrew | Mark Johnson | Kristina Toutanova
Proceedings of the 45th Annual Meeting of the Association of Computational Linguistics

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A system to mine large-scale bilingual dictionaries from monolingual web pages
Guihong Cao | Jianfeng Gao | Jian-Yun Nie
Proceedings of Machine Translation Summit XI: Papers

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Compressing Trigram Language Models With Golomb Coding
Kenneth Church | Ted Hart | Jianfeng Gao
Proceedings of the 2007 Joint Conference on Empirical Methods in Natural Language Processing and Computational Natural Language Learning (EMNLP-CoNLL)

2006

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Approximation Lasso Methods for Language Modeling
Jianfeng Gao | Hisami Suzuki | Bin Yu
Proceedings of the 21st International Conference on Computational Linguistics and 44th Annual Meeting of the Association for Computational Linguistics

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A DOM Tree Alignment Model for Mining Parallel Data from the Web
Lei Shi | Cheng Niu | Ming Zhou | Jianfeng Gao
Proceedings of the 21st International Conference on Computational Linguistics and 44th Annual Meeting of the Association for Computational Linguistics

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An Information-Theoretic Approach to Automatic Evaluation of Summaries
Chin-Yew Lin | Guihong Cao | Jianfeng Gao | Jian-Yun Nie
Proceedings of the Human Language Technology Conference of the NAACL, Main Conference

2005

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An Empirical Study on Language Model Adaptation Using a Metric of Domain Similarity
Wei Yuan | Jianfeng Gao | Hisami Suzuki
Second International Joint Conference on Natural Language Processing: Full Papers

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Transformation Based Chinese Entity Detection and Tracking
Yaqian Zhou | Changning Huang | Jianfeng Gao | Lide Wu
Companion Volume to the Proceedings of Conference including Posters/Demos and tutorial abstracts

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Chinese Word Segmentation and Named Entity Recognition: A Pragmatic Approach
Jianfeng Gao | Mu Li | Andi Wu | Chang-Ning Huang
Computational Linguistics, Volume 31, Number 4, December 2005

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Minimum Sample Risk Methods for Language Modeling
Jianfeng Gao | Hao Yu | Wei Yuan | Peng Xu
Proceedings of Human Language Technology Conference and Conference on Empirical Methods in Natural Language Processing

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A Comparative Study on Language Model Adaptation Techniques Using New Evaluation Metrics
Hisami Suzuki | Jianfeng Gao
Proceedings of Human Language Technology Conference and Conference on Empirical Methods in Natural Language Processing

2004

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Adaptive Chinese Word Segmentation
Jianfeng Gao | Andi Wu | Mu Li | Chang-Ning Huang | Hongqiao Li | Xinsong Xia | Haowei Qin
Proceedings of the 42nd Annual Meeting of the Association for Computational Linguistics (ACL-04)

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Chinese Chunking with Another Type of Spec
Hongqiao Li | Changning Huang | Jianfeng Gao | Xiaozhong Fan
Proceedings of the Third SIGHAN Workshop on Chinese Language Processing

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A Semi-Supervised Approach to Build Annotated Corpus for Chinese Named Entity Recognition
Xiaoshan Fang | Jianfeng Gao | Huanye Sheng
Proceedings of the Third SIGHAN Workshop on Chinese Language Processing

2003

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A Class-based Language Model Approach to Chinese Named Entity Identification
Jian Sun | Ming Zhou | Jianfeng Gao
International Journal of Computational Linguistics & Chinese Language Processing, Volume 8, Number 2, August 2003

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Improved Source-Channel Models for Chinese Word Segmentation
Jianfeng Gao | Mu Li | Chang-Ning Huang
Proceedings of the 41st Annual Meeting of the Association for Computational Linguistics

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Unsupervised Learning of Dependency Structure for Language Modeling
Jianfeng Gao | Hisami Suzuki
Proceedings of the 41st Annual Meeting of the Association for Computational Linguistics

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Unsupervised Training for Overlapping Ambiguity Resolution in Chinese Word Segmentation
Mu Li | Jianfeng Gao | Chang-Ning Huang | Jianfeng Li
Proceedings of the Second SIGHAN Workshop on Chinese Language Processing

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Single Character Chinese Named Entity Recognition
Xiaodan Zhu | Mu Li | Jianfeng Gao | Chang-Ning Huang
Proceedings of the Second SIGHAN Workshop on Chinese Language Processing

2002

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Exploiting Headword Dependency and Predictive Clustering for Language Modeling
Jianfeng Gao | Hisami Suzuki | Yang Wen
Proceedings of the 2002 Conference on Empirical Methods in Natural Language Processing (EMNLP 2002)

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Finding the Better Indexing units for Chinese Information Retrieval
Hongzhao He | Jianfeng Gao | Pilian He | Changning Huang
COLING-02: The First SIGHAN Workshop on Chinese Language Processing

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Chinese Named Entity Identification Using Class-based Language Model
Jian Sun | Jianfeng Gao | Lei Zhang | Ming Zhou | Changning Huang
COLING 2002: The 19th International Conference on Computational Linguistics

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Improving Language Model Size Reduction using Better Pruning Criteria
Jianfeng Gao | Min Zhang
Proceedings of the 40th Annual Meeting of the Association for Computational Linguistics

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Exploring Asymmetric Clustering for Statistical Language Modeling
Jianfeng Gao | Joshua Goodman | Guihong Cao | Hang Li
Proceedings of the 40th Annual Meeting of the Association for Computational Linguistics

2001

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The Use of Clustering Techniques for Language Modeling V Application to Asian Language
Jianfeng Gao | Joshua T. Goodman | Jiangbo Miao
International Journal of Computational Linguistics & Chinese Language Processing, Volume 6, Number 1, February 2001: Special Issue on Natural Language Processing Researches in MSRA

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Improving the Effectiveness of Information Retrieval with Clustering and Fusion
Jian Zhang | Jianfeng Gao | Ming Zhou | Jiaxing Wang
International Journal of Computational Linguistics & Chinese Language Processing, Volume 6, Number 1, February 2001: Special Issue on Natural Language Processing Researches in MSRA

2000

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Extraction of Chinese Compound Words - An Experimental Study on a Very Large Corpus
Jian Zhang | Jianfeng Gao | Ming Zhou
Second Chinese Language Processing Workshop

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PENS: A Machine-aided English Writing System for Chinese Users
Ting Liu | Ming Zhou | Jianfeng Gao | Endong Xun | Changning Huang
Proceedings of the 38th Annual Meeting of the Association for Computational Linguistics

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Distribution-Based Pruning of Backoff Language Models
Jianfeng Gao | Kai-Fu Lee
Proceedings of the 38th Annual Meeting of the Association for Computational Linguistics

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